Breakwater Investment Management
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed June 14, 2024), Breakwater Investment Management reported 312 stock positions worth $217.3 million. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 13.8% of the portfolio, followed by Schwab US Broad Market ETF (SCHB, 9.0%) and Vanguard Total Intl Stock (VXUS, 6.1%).
- Most Recent 13F
- Q2 2026
- Location
- SEATTLE, WA
- CIK
- 0002025925
- Portfolio Value
- $217.3M (Q1 2024)
- SEC Filing
- 0002025925-24-000001 ↗ filed Jun 14, 2024
Holdings Value
Holdings 312 stocks · $217.3M
| VTI VG Morningstar TS MKT ETF-US | 13.80% | 115,410 | $30.0M | — |
| SCHB Schwab US Broad Market ETF | 9.01% | 320,773 | $19.6M | — |
| VXUS Vanguard Total Intl Stock | 6.07% | 218,837 | $13.2M | — |
| BND Vanguard Total Bond Market | 5.61% | 167,808 | $12.2M | — |
| MSFT Microsoft Corp. | 5.28% | 27,295 | $11.5M | — |
| BNDX Vanguard Total Intl Bond ETF | 5.15% | 227,467 | $11.2M | — |
| VEU Vanguard Ftse All-World Ex-U | 2.63% | 97,523 | $5.7M | — |
| SPTM SS SPDR P S&P 1500 Comp ETF | 2.46% | 83,497 | $5.4M | — |
| VYM Vanguard High DVD Yield ETF | 2.46% | 44,251 | $5.4M | — |
| VT Vanguard Tot World STK ETF | 2.40% | 47,196 | $5.2M | — |
| SCHF Schwab Intl Equity ETF | 2.23% | 124,032 | $4.8M | — |
| SCHD Schwab US DVD Equity ETF | 2.19% | 58,935 | $4.8M | — |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.13% | 8,833 | $4.6M | — |
| SCHO Schwab Short-Term US Treas | 2.12% | 95,581 | $4.6M | — |
| VWO Vanguard Ftse Emerging Marke | 2.10% | 109,437 | $4.6M | — |
| VGSH Vanguard Short-Term Treasury | 2.06% | 77,035 | $4.5M | — |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 1.93% | 14,661 | $4.2M | — |
| VIG Vanguard Dividend Apprec ETF | 1.88% | 22,320 | $4.1M | — |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 1.84% | 33,536 | $4.0M | — |
| SCHZ Schwab US Aggregate Bond ETF | 1.62% | 76,748 | $3.5M | — |
| SPAB SS SPDR P Agg Bond ETF | 1.22% | 104,874 | $2.7M | — |
| IAGG iShares Intl Aggregate Bond | 1.12% | 48,851 | $2.4M | — |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.05% | 63,493 | $2.3M | — |
| PRFT Perficient Inc. | 1.02% | 39,394 | $2.2M | — |
| VNQ Vanguard Real Estate ETF | 0.99% | 24,836 | $2.1M | — |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.91% | 78,094 | $2.0M | — |
| VYMI Vanguard Int High DVD YLD Inc. | 0.90% | 28,454 | $2.0M | — |
| VTIP Vanguard Short-Term Tips | 0.90% | 40,788 | $2.0M | — |
| VWOB Vanguard Emerg MKTS Gov BND | 0.82% | 27,877 | $1.8M | — |
| GII State Street SPDR S&P Global | 0.70% | 28,152 | $1.5M | — |
| SCHP Schwab U.S. Tips ETF | 0.69% | 28,886 | $1.5M | — |
| SCHX Schwab US Large-Cap ETF | 0.65% | 22,879 | $1.4M | — |
| VIGI Vanguard Int Div App Indx FD | 0.55% | 14,783 | $1.2M | — |
| AMZN Amazon.com Inc. | 0.50% | 6,013 | $1.1M | — |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.49% | 3,108 | $1.1M | — |
| STIP iShares 0-5 Year Tips Bond E | 0.48% | 10,582 | $1.1M | — |
| SCHH Schwab US REIT ETF | 0.48% | 51,049 | $1.0M | — |
| VNQI Vanguard GLBL Ex-US Real Est | 0.45% | 23,059 | $972K | — |
| VEA Vanguard Ftse Developed ETF | 0.43% | 18,773 | $942K | — |
| SPTS SS SPDR P St Term TSY ETF | 0.43% | 31,967 | $924K | — |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.34% | 3,077 | $738K | — |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.32% | 3,771 | $705K | — |
| BBEU JPMorgan Betabuilders Europe | 0.31% | 11,244 | $668K | — |
| VOTE TCW Transform 500 ETF | 0.30% | 10,775 | $660K | — |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.30% | 12,899 | $653K | — |
| GOOGL Alphabet Inc. Class A | 0.29% | 4,187 | $632K | — |
| VGK Vanguard Ftse Europe ETF | 0.28% | 9,051 | $609K | — |
| HD Home Depot Inc. | 0.25% | 1,434 | $550K | — |
| AAXJ iShares MSCI All Country Asi | 0.23% | 7,536 | $511K | — |
| BSV Vanguard Short-Term Bond ETF | 0.23% | 6,543 | $502K | — |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.22% | 2,983 | $486K | — |
| XLK SS Technology Select Sector | 0.22% | 2,273 | $473K | — |
| SPSB SS SPDR P St C Corp. ETF | 0.22% | 15,857 | $472K | — |
| STPZ PIMCO 1-5 Year US Tips Index | 0.21% | 9,041 | $466K | — |
| NVDA Nvidia Corp. | 0.21% | 508 | $459K | — |
| WOOD iShares Global Timber & Fore | 0.19% | 4,841 | $408K | — |
| VGT Vanguard Info Tech ETF | 0.17% | 688 | $361K | — |
| GLD SPDR Gold Shares | 0.16% | 1,686 | $347K | — |
| MRK Merck & Co. Inc. | 0.15% | 2,461 | $325K | — |
| IWM iShares Russell 2000 ETF | 0.15% | 1,504 | $316K | — |
| AAPL Apple Inc. | 0.14% | 1,827 | $313K | — |
| DVY iShares Select Dividend ETF | 0.12% | 2,072 | $255K | — |
| VPL Vanguard Ftse Pacific ETF | 0.11% | 3,157 | $240K | — |
| IVV iShares Core S&P 500 ETF | 0.11% | 449 | $236K | — |
| VB Vanguard Most SM-Cap ETF-Usd | 0.11% | 1,016 | $232K | — |
| KO The Coca-Cola Co. | 0.10% | 3,536 | $216K | — |
| PRF Invesco Rafi US 1000 ETF | 0.10% | 5,600 | $215K | — |
| VIS Vanguard Industrials ETF | 0.10% | 871 | $213K | — |
| MDY State Street SPDR S&P Midcap | 0.10% | 380 | $211K | — |
| TMO Thermo Fisher Scientific Inc. | 0.10% | 358 | $208K | — |
| META Meta Platforms Inc. Class A | 0.09% | 421 | $204K | — |
| SPEM State Street SP PTF Em ETF | 0.09% | 5,617 | $203K | — |
| FNDB Schwab Fndmntl US BRD Mr ETF | 0.09% | 3,029 | $201K | — |
| IXJ iShares Global Healthcare Et | 0.09% | 2,098 | $195K | — |
| XHB SS SPDR S&P Homebldrs ETF | 0.09% | 1,720 | $192K | — |
| VCIT Vanguard Int-Term Corporate | 0.09% | 2,342 | $189K | — |
| GOOG Alphabet Inc. Class C | 0.08% | 1,200 | $183K | — |
| ISRG Intuitive Surgical Inc. | 0.08% | 451 | $180K | — |
| VGLT Vanguard Long-Term Treasury | 0.08% | 2,830 | $168K | — |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.08% | 2,672 | $164K | — |
| IOO iShares Global 100 ETF | 0.08% | 1,828 | $163K | — |
| XOM Exxon Mobil Corp. | 0.07% | 1,403 | $163K | — |
| VCSH Vanguard S/T Corp. Bond ETF | 0.07% | 1,944 | $150K | — |
| VUSB Vanguard Ultra Short Bond Et | 0.07% | 3,025 | $150K | — |
| CSCO Cisco Systems Inc. | 0.07% | 2,992 | $149K | — |
| EEM iShares MSCI Emerging Market | 0.07% | 3,601 | $148K | — |
| ADBE Adobe Inc. | 0.06% | 278 | $140K | — |
| VOO Vanguard S&P 500 ETF | 0.06% | 290 | $139K | — |
| SBUX Starbucks Corp. | 0.06% | 1,513 | $138K | — |
| INDY iShares India 50 ETF | 0.06% | 2,565 | $129K | — |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.06% | 1,796 | $121K | — |
| QQQ Invesco QQQ Trust Series 1 | 0.06% | 272 | $121K | — |
| GRMN Garmin Ltd. | 0.05% | 790 | $118K | — |
| WMT Walmart Inc. | 0.05% | 1,946 | $117K | — |
| AMP Ameriprise Financial Inc. | 0.05% | 261 | $114K | — |
| FLR Fluor Corp. | 0.05% | 2,700 | $114K | — |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.05% | 430 | $107K | — |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.05% | 2,973 | $106K | — |
| IWB iShares Russell 1000 ETF | 0.05% | 363 | $105K | — |
| PIT Vaneck Commodity Strat ETF | 0.05% | 2,090 | $103K | — |
Other holdings (1): bonds, preferreds, convertibles and warrants · $44 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1 | $44 | — |
Lines left out (1) · $6 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| LUV Southwest Airlines Co. | COM | 0 | $6 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $217.3M.
Portfolio Sells Q1 2024
No earlier filing to compare with.
Portfolio Buys Q1 2024
No earlier filing to compare with.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 599 | $293.7M | VTI, SCHB, VXUS, SPTM, MSFT |
| Q1 2026 | 505 | $268.9M | VTI, SCHB, VXUS, BND, MSFT |
| Q4 2025 | 496 | $276.4M | VTI, SCHB, VXUS, MSFT, BNDX |
| Q3 2025 | 529 | $271.2M | VTI, SCHB, VXUS, MSFT, BNDX |
| Q2 2025 | 309 | $258.5M | VTI, SCHB, VXUS, MSFT, BND |
| Q1 2025 | 314 | $234.2M | VTI, SCHB, VXUS, BND, BNDX |
| Q4 2024Amended | 307 | $235.2M | VTI, SCHB, VXUS, BND, MSFT |
| Q3 2024Amended | 308 | $239.5M | VTI, SCHB, VXUS, BND, MSFT |
| Q2 2024 | 315 | $223.6M | VTI, SCHB, VXUS, BND, MSFT |
| Q1 2024 | 312 | $217.3M | VTI, SCHB, VXUS, BND, MSFT |