Brookwood Investment Group LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 22, 2026), Brookwood Investment Group LLC reported 496 stock positions worth $830.3 million. Its top holding was Nvidia (NVDA) at 5.9% of the portfolio, followed by VG Morningstar TS MKT ETF-US (VTI, 5.8%) and Vanguard Mrngstar GR ETF-Sui (VUG, 3.9%). Compared with Q3 2025, it opened 89 new positions, sold out of 69, added to 205 and reduced 176. The biggest buy was Ishr Ibx Usd Invgd CB ETF-Ui (LQD, shares +805%) and the biggest sale TCW Flexible Income ETF (FLXR, shares −48%).
- Most Recent 13F
- Q2 2026
- Location
- PHOENIX, AZ
- CIK
- 0002066812
- Portfolio Value
- $830.3M (Q4 2025)
- SEC Filing
- 0002066812-26-000001 ↗ filed Jan 22, 2026
Holdings Value
Holdings 496 stocks · $830.3M
| NVDA Nvidia Corp. | 5.88% | 261,627 | $48.8M | Add +6.9% |
| VTI VG Morningstar TS MKT ETF-US | 5.81% | 143,955 | $48.3M | Add +4.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 3.94% | 66,997 | $32.7M | Add +3.4% |
| AAPL Apple Inc. | 3.81% | 116,359 | $31.6M | Add +5.4% |
| AVGO Broadcom Inc. | 2.57% | 61,684 | $21.3M | Add +20.9% |
| MSFT Microsoft Corp. | 2.49% | 42,697 | $20.6M | Add +27.1% |
| AMZN Amazon.com Inc. | 2.42% | 87,214 | $20.1M | Add +0.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 2.29% | 172,564 | $19.0M | Add +805.1% |
| GOOGL Alphabet Inc. Class A | 1.66% | 44,115 | $13.8M | Reduce -2.1% |
| EVMO Eaton Vance Mortgage Opp ETF | 1.43% | 234,350 | $11.9M | Add +2.7% |
| DRSK Aptus Defined Risk ETF | 1.33% | 386,913 | $11.0M | New |
| SPMO Invesco S&P 500 Momentum ETF | 1.27% | 88,676 | $10.6M | Add +27.5% |
| META Meta Platforms Inc. Class A | 1.26% | 15,786 | $10.4M | Reduce -24.5% |
| GRNY Fundstr Gran SH US LRG Cap | 1.08% | 362,672 | $9.0M | New |
| FLXR TCW Flexible Income ETF | 1.07% | 223,732 | $8.9M | Reduce -48.5% |
| PYLD PIMCO Multisector Bond Actv | 1.06% | 329,796 | $8.8M | Reduce -38.6% |
| HFEQ Unlimited Hfeq Equity LS ETF | 1.05% | 418,804 | $8.7M | Reduce -8.3% |
| GLD SPDR Gold Shares | 1.04% | 21,855 | $8.7M | Add +0.1% |
| GOOG Alphabet Inc. Class C | 1.00% | 26,511 | $8.3M | Add +7.2% |
| TFLO iShares Treasury Floating Ra | 0.98% | 161,509 | $8.1M | Reduce -13.8% |
| KSPY Kraneshares H HDG Eq Idx ETF | 0.87% | 261,686 | $7.2M | Reduce -25.6% |
| SLV iShares Silver Trust | 0.83% | 106,772 | $6.9M | Reduce -26.7% |
| CNEQ Alger Concentrated Eqty ETF | 0.82% | 198,245 | $6.8M | New |
| NEAR iShares SH Dba ETF Usd Inc. | 0.79% | 127,650 | $6.5M | Reduce -1.8% |
| FRTY Alger Mid Cap 40 ETF | 0.72% | 285,366 | $6.0M | Add +0.9% |
| IVV iShares Core S&P 500 ETF | 0.69% | 8,422 | $5.8M | Add +8.5% |
| DVN Devon Energy Corp. | 0.66% | 148,765 | $5.4M | Add +2449.1% |
| HFGM Unltd HFGM Global Macro ETF | 0.61% | 176,896 | $5.1M | Add +37.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.60% | 7,265 | $5.0M | Add +10.8% |
| NLR Vaneck Urani & Nuclr ETF-Usd | 0.58% | 39,095 | $4.9M | Add +4.0% |
| GFLW VS Free Cash Flow Growth ETF filed as VICTORY PORTFOLIOS II | 0.55% | 161,181 | $4.5M | New |
| CPER United States Copper Index | 0.53% | 126,086 | $4.4M | Add +24.5% |
| COPX Global X Copper Miners ETF | 0.53% | 61,305 | $4.4M | Add +2.7% |
| FTWO Strive Natural Resources And | 0.52% | 106,141 | $4.3M | Add +2.9% |
| URA Global X Uranium ETF | 0.50% | 96,635 | $4.1M | Add +21.1% |
| LLY Eli Lilly & Co. | 0.48% | 3,698 | $4.0M | Add +31.4% |
| PLTR Palantir Technologies Inc. Class A | 0.48% | 22,222 | $3.9M | Reduce -43.3% |
| TSLA Tesla Inc. | 0.47% | 8,730 | $3.9M | Add +18.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.44% | 59,591 | $3.6M | Add +22.8% |
| NFLX Netflix Inc. | 0.44% | 38,552 | $3.6M | Reduce -41.2% |
| QUAL iShares MSCI USA Quality Fac | 0.41% | 17,078 | $3.4M | Reduce -16.4% |
| EFV iShares MSCI Eafe Value ETF | 0.40% | 46,176 | $3.3M | Reduce -3.0% |
| FLOT iShares Floating Rate Bond E | 0.40% | 64,703 | $3.3M | Add +109.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.39% | 40,003 | $3.2M | Reduce -13.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.37% | 4,998 | $3.1M | Add +13.9% |
| GBUG Sprott Active Gold & Silver | 0.37% | 69,851 | $3.1M | Add +7.0% |
| VXX Ipath Series B S&P 500 Vix filed as BARCLAYS BANK PLC | 0.35% | 111,064 | $2.9M | Add +81.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.35% | 11,340 | $2.9M | Reduce -0.4% |
| VOLT Tema Electrification | 0.35% | 100,733 | $2.9M | New |
| CVX Chevron Corp. | 0.35% | 19,117 | $2.9M | Add +165.4% |
| ELFY Alps Electrific Infrast ETF | 0.35% | 81,694 | $2.9M | New |
| SILJ Amplify Junior Silver Miners | 0.34% | 103,336 | $2.9M | Reduce -37.5% |
| IAUM iShares Gold Trust Micro | 0.34% | 66,145 | $2.8M | Add +19.4% |
| PALL Abrdn Physical Palladium SHS | 0.34% | 19,510 | $2.8M | New |
| VXUS Vanguard Total Intl Stock | 0.34% | 36,924 | $2.8M | Reduce -0.5% |
| ZSB Uscf Sust Battery Metal Fund | 0.33% | 130,135 | $2.7M | New |
| XMMO Invesco S&P Midcap Momentum | 0.33% | 19,716 | $2.7M | Reduce -0.6% |
| V Visa Inc. Class A | 0.32% | 7,596 | $2.7M | Add +34.8% |
| UMI Uscf Midstream Energy Income | 0.32% | 53,669 | $2.6M | New |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.31% | 24,334 | $2.6M | Add +7.3% |
| VGT Vanguard Info Tech ETF | 0.31% | 3,426 | $2.6M | Reduce -15.9% |
| PPLT Abrdn Physical Platinum SHRS | 0.31% | 13,835 | $2.6M | New |
| COST Costco Wholesale Corp. | 0.31% | 2,972 | $2.6M | Add +12.8% |
| IVE iShares S&P 500 Value ETF | 0.30% | 11,648 | $2.5M | Add +14.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.29% | 4,769 | $2.4M | Reduce -19.7% |
| WMT Walmart Inc. | 0.28% | 20,633 | $2.3M | Reduce -28.7% |
| AFMC First Trust Active Factor Mi | 0.27% | 65,522 | $2.3M | Reduce -1.9% |
| JMID Jhi Mid Cap Growth Alpha ETF | 0.27% | 76,176 | $2.2M | Add +1.4% |
| QMOM Alpha US Quant Mom ETF | 0.26% | 33,644 | $2.2M | Reduce -4.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.26% | 7,162 | $2.2M | Add +17.6% |
| SHY iShares 1-3 Year Treasury Bo | 0.25% | 25,373 | $2.1M | Add +0.1% |
| SPYT Defiance S&P 500 Tar Inc. ETF | 0.25% | 118,180 | $2.1M | Add +52.5% |
| TIP iShares Tips Bond ETF | 0.25% | 18,669 | $2.1M | Reduce -1.6% |
| BND Vanguard Total Bond Market | 0.24% | 26,993 | $2.0M | Add +1.1% |
| XLF SS Financial Select Sector | 0.24% | 36,099 | $2.0M | Add +1.2% |
| PHYS Sprott Physical Gold Trust | 0.24% | 59,805 | $2.0M | Add +47.4% |
| RDNT Radnet Inc. | 0.23% | 27,265 | $1.9M | No change |
| OZ Belpointe Prep LLC Class A | 0.23% | 29,835 | $1.9M | Reduce -0.1% |
| CLOA iShares Aaa Clo Act ETF-Usdi | 0.23% | 37,093 | $1.9M | Add +4.2% |
| BMY Bristol-Myers Squibb Co. | 0.23% | 35,025 | $1.9M | Reduce -3.4% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.23% | 20,503 | $1.9M | Add +11.1% |
| GEV GE Vernova Inc. | 0.22% | 2,828 | $1.8M | Add +47.8% |
| AES AES Corp. | 0.22% | 128,511 | $1.8M | New |
| SBAR Simplify Barrier Income ETF | 0.22% | 70,440 | $1.8M | Add +28.2% |
| OEF iShares S&P 100 ETF | 0.22% | 5,299 | $1.8M | Add +83.0% |
| QYLD Global X Nasd 100 Cov Call | 0.22% | 102,650 | $1.8M | Add +42.3% |
| CAT Caterpillar Inc. | 0.22% | 3,164 | $1.8M | Reduce -1.3% |
| XLI SS Industrial Select Sector | 0.21% | 11,419 | $1.8M | Reduce -73.1% |
| MCHP Microchip Technology Inc. | 0.21% | 26,911 | $1.7M | Reduce -1.6% |
| SPEM State Street SP PTF Em ETF | 0.21% | 36,572 | $1.7M | Add +13.7% |
| GDX Vaneck Gold Miners ETF | 0.21% | 19,853 | $1.7M | Reduce -2.9% |
| IWMI Neos Russell 2000 High Inc. | 0.20% | 34,943 | $1.7M | Add +133.8% |
| XBAP Innovator US Eqy Accel 9 Buf | 0.20% | 43,492 | $1.7M | Add +0.2% |
| XBJL Inn US Eq Acc 9 Buff July | 0.20% | 43,809 | $1.7M | Add +0.5% |
| XBJA Innovator US Eq Ac 9 Buff-J | 0.20% | 52,242 | $1.7M | Add +0.6% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.20% | 3,561 | $1.7M | Add +11.1% |
| SURI Simplify Propel Opport ETF | 0.20% | 99,239 | $1.7M | Add +23.5% |
| JPM JPMorgan Chase & Co. | 0.20% | 5,131 | $1.7M | Reduce -47.4% |
| XBOC Innovator US Eqy Acc 9 Buff | 0.20% | 48,427 | $1.6M | Add +2.5% |
| HWM Howmet Aerospace Inc. | 0.19% | 7,876 | $1.6M | Add +43.6% |
Options reported separately and not counted above: META calls ($1.3M), AMZN calls ($957K), MU calls ($477K), IAU calls ($52K), APPN calls ($36K), RDW calls ($32K), IWM puts ($28K), SILJ calls ($24K), AG calls ($14K), PDBC calls ($8K), NG calls ($947).
Other holdings (1): bonds, preferreds, convertibles and warrants · $5K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| DAICW Cid Holdco Inc. -26 | *W EXP 12/31/202 | 60,917 | $5K | No change |
Total filed on the 13F, all lines: $830.3M.
Portfolio Sells Q3 2025 → Q4 2025
| FLXR TCW Flexible Income ETF | Reduce -48.5% | 1.07% | −1.16 |
| STBF Perf Trust Short Term BD ETF | Sold out | 0.00% | −1.12 |
| SEIQ Sei Qim US Large Cap Quality | Sold out | 0.00% | −0.97 |
| PYLD PIMCO Multisector Bond Actv | Reduce -38.6% | 1.06% | −0.80 |
| IVOL Quadratic Int Rte Vol Infl H | Sold out | 0.00% | −0.75 |
| META Meta Platforms Inc. Class A | Reduce -24.5% | 1.26% | −0.73 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -87.7% | 0.09% | −0.69 |
| DVOL First Trust DW Momtm & Low | Sold out | 0.00% | −0.64 |
| XLI SS Industrial Select Sector | Reduce -73.1% | 0.21% | −0.63 |
| NFLX Netflix Inc. | Reduce -41.2% | 0.44% | −0.58 |
| PLTR Palantir Technologies Inc. Class A | Reduce -43.3% | 0.48% | −0.45 |
| GDXJ Vaneck Junior Gold Miners | Reduce -89.4% | 0.06% | −0.44 |
| KSPY Kraneshares H HDG Eq Idx ETF | Reduce -25.6% | 0.87% | −0.42 |
| ALLW State Street Brgwtr All WTHR | Reduce -79.7% | 0.09% | −0.39 |
| FANG Diamondback Energy Inc. | Sold out | 0.00% | −0.29 |
| HFEQ Unlimited Hfeq Equity LS ETF | Reduce -8.3% | 1.05% | −0.27 |
| ROBO Robo Global Robotics and Aut | Sold out | 0.00% | −0.25 |
| TFLO iShares Treasury Floating Ra | Reduce -13.8% | 0.98% | −0.24 |
| MRVL Marvell Technology Inc. | Reduce -84.6% | 0.04% | −0.24 |
| JPM JPMorgan Chase & Co. | Reduce -47.4% | 0.20% | −0.20 |
| LHX L3HARRIS Technologies Inc. | Sold out | 0.00% | −0.20 |
| SLB SLB Ltd. | Sold out | 0.00% | −0.19 |
| SILJ Amplify Junior Silver Miners | Reduce -37.5% | 0.34% | −0.15 |
| REGN Regeneron Pharmaceuticals | Sold out | 0.00% | −0.14 |
| BA The Boeing Co. | Reduce -73.6% | 0.04% | −0.13 |
| WMT Walmart Inc. | Reduce -28.7% | 0.28% | −0.11 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.11 |
| QUAL iShares MSCI USA Quality Fac | Reduce -16.4% | 0.41% | −0.10 |
| CFG Citizens Financial Group | Reduce -41.0% | 0.16% | −0.10 |
| SHOP Shopify Inc. Class A | Reduce -52.8% | 0.09% | −0.10 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -19.7% | 0.29% | −0.10 |
| BSX Boston Scientific Corp. | Reduce -50.7% | 0.07% | −0.09 |
| TLH iShares 10-20 Year Treasury | Reduce -69.4% | 0.04% | −0.09 |
| FXE Invesco Currencyshares Euro | Sold out | 0.00% | −0.09 |
| C Citigroup Inc. | Reduce -68.7% | 0.04% | −0.09 |
| CORT Corcept Therapeutics Inc. | Sold out | 0.00% | −0.09 |
| FBND Fidelity Total Bond ETF | Reduce -43.6% | 0.09% | −0.08 |
| AVAV Aerovironment Inc. | Sold out | 0.00% | −0.08 |
| VGT Vanguard Info Tech ETF | Reduce -15.9% | 0.31% | −0.08 |
| DASH DoorDash Inc. Class A | Reduce -68.8% | 0.03% | −0.08 |
| TMUS T-Mobile US Inc. | Reduce -59.5% | 0.04% | −0.08 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -13.1% | 0.39% | −0.08 |
| AB Alliancebernstein Holding LP | Reduce -55.1% | 0.06% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -45.3% | 0.10% | −0.08 |
| VIGI Vanguard Int Div App Indx FD | Reduce -59.8% | 0.05% | −0.07 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -1.8% | 0.79% | −0.07 |
| UNH Unitedhealth Group Inc. | Reduce -44.5% | 0.07% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Sold out | 0.00% | −0.07 |
| ACGL Arch Capital Group Ltd. | Sold out | 0.00% | −0.07 |
| LNG Cheniere Energy Inc. | Reduce -61.3% | 0.03% | −0.07 |
Portfolio Buys Q3 2025 → Q4 2025
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +805.1% | 2.29% | +2.02 |
| DRSK Aptus Defined Risk ETF | New | 1.33% | +1.33 |
| GRNY Fundstr Gran SH US LRG Cap | New | 1.08% | +1.08 |
| CNEQ Alger Concentrated Eqty ETF | New | 0.82% | +0.82 |
| DVN Devon Energy Corp. | Add +2449.1% | 0.66% | +0.63 |
| GFLW VS Free Cash Flow Growth ETF | New | 0.55% | +0.55 |
| AVGO Broadcom Inc. | Add +20.9% | 2.57% | +0.40 |
| VOLT Tema Electrification | New | 0.35% | +0.35 |
| ELFY Alps Electrific Infrast ETF | New | 0.35% | +0.35 |
| PALL Abrdn Physical Palladium SHS | New | 0.34% | +0.34 |
| ZSB Uscf Sust Battery Metal Fund | New | 0.33% | +0.33 |
| UMI Uscf Midstream Energy Income | New | 0.32% | +0.32 |
| PPLT Abrdn Physical Platinum SHRS | New | 0.31% | +0.31 |
| MSFT Microsoft Corp. | Add +27.1% | 2.49% | +0.24 |
| GOOG Alphabet Inc. Class C | Add +7.2% | 1.00% | +0.22 |
| AES AES Corp. | New | 0.22% | +0.22 |
| CVX Chevron Corp. | Add +165.4% | 0.35% | +0.21 |
| LLY Eli Lilly & Co. | Add +31.4% | 0.48% | +0.20 |
| FLOT iShares Floating Rate Bond E | Add +109.5% | 0.40% | +0.19 |
| GUNR NT Mstar GLBL NR ETF | New | 0.19% | +0.19 |
| JSML Janus Hender SM Cap GRW Alph | New | 0.19% | +0.19 |
| SPMO Invesco S&P 500 Momentum ETF | Add +27.5% | 1.27% | +0.19 |
| AAPL Apple Inc. | Add +5.4% | 3.81% | +0.18 |
| TBUX T Rowe Price Ultra Short-Ter | New | 0.17% | +0.17 |
| CNC Centene Corp. | New | 0.17% | +0.17 |
| CLOX Eldridge Aaa Clo ETF | New | 0.16% | +0.16 |
| TUSI Touchstone Ultra Short Incom | New | 0.16% | +0.16 |
| PYPL PayPal Holdings Inc. | New | 0.16% | +0.16 |
| TALO Talos Energy Inc. | New | 0.15% | +0.15 |
| XSMO Invesco S&P Smallcap Momentu | New | 0.15% | +0.15 |
| CPER United States Copper Index | Add +24.5% | 0.53% | +0.14 |
| BUXX Strive Enhanced Income Short | New | 0.12% | +0.12 |
| NUSB Nuveen Ultra Short Income | New | 0.12% | +0.12 |
| GSST Goldman Sachs Ultra Short Bo | New | 0.12% | +0.12 |
| PSC Principal US Small-Cap ETF | New | 0.12% | +0.12 |
| YBTC Roundhill Bitcoin CC STR ETF | New | 0.12% | +0.12 |
| MMSC First Trust Multi-Manager SM | New | 0.12% | +0.12 |
| FYC First Trust Small Cap Growth | New | 0.11% | +0.11 |
| IWMI Neos Russell 2000 High Inc. | Add +133.8% | 0.20% | +0.11 |
| GNW Genworth Financial Inc. | New | 0.10% | +0.10 |
| SCHW Schwab (charles) Corp. | Add +192.6% | 0.15% | +0.10 |
| OEF iShares S&P 100 ETF | Add +83.0% | 0.22% | +0.09 |
| IIPR Innovative Industrial Proper | New | 0.09% | +0.09 |
| VXX Ipath Series B S&P 500 Vix | Add +81.4% | 0.35% | +0.09 |
| WFC Wells Fargo & Co. | New | 0.09% | +0.09 |
| NOW ServiceNow Inc. | Add +156.1% | 0.18% | +0.09 |
| HFGM Unltd HFGM Global Macro ETF | Add +37.2% | 0.61% | +0.09 |
| SLVO UBS AG Etracs SL SH Co. C ETN | Add +74.0% | 0.19% | +0.08 |
| PHYS Sprott Physical Gold Trust | Add +47.4% | 0.24% | +0.08 |
| JPST JPMorgan Ultra-Short Income | New | 0.08% | +0.08 |
Options Activity Q3 2025 → Q4 2025
| META Meta Platforms Inc. Class A | call | New | 7,900 | $1.3M |
| AMZN Amazon.com Inc. | call | New | 17,400 | $957K |
| MU Micron Technology Inc. | call | New | 3,200 | $477K |
| IAU iShares Gold Trust | call | New | 30,000 | $52K |
| APPN Appian Corp. Class A | call | New | 15,000 | $36K |
| RDW Redwire Corp. | call | Add +88.8% | 21,900 | $32K |
| IWM iShares Russell 2000 ETF | put | New | 20,300 | $28K |
| SILJ Amplify Junior Silver Miners | call | New | 30,600 | $24K |
| AG First Majestic Silver Corp. | call | New | 16,500 | $14K |
| PDBC Invesco Optimum Yield Divers | call | New | 10,100 | $8K |
| PAL Proficient Auto Logistics Inc. | call | Sold out | 18,500 | $3Kbefore exit |
| NG Novagold Resources Inc. | call | New | 16,500 | $947 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 512 | $861.8M | VTI, NVDA, VUG, AAPL, AMZN |
| Q1 2026 | 491 | $784.3M | VTI, NVDA, VUG, AAPL, AVGO |
| Q4 2025 | 496 | $830.3M | NVDA, VTI, VUG, AAPL, AVGO |
| Q3 2025 | 476 | $774.6M | NVDA, VTI, VUG, AAPL, AMZN |
| Q2 2025 | 448 | $620.4M | NVDA, VTI, VUG, AAPL, AMZN |
| Q1 2025 | 421 | $582.0M | VTI, NVDA, AAPL, VUG, SPMO |