Bulldog Investors, LLP
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Bulldog Investors, LLP reported 109 stock positions worth $302.2 million. Its top holding was SRH Total Return Fund (STEW) at 6.1% of the portfolio, followed by General American Investors (GAM, 5.0%) and DWS Municipal Income Trust (KTF, 4.2%). Compared with Q4 2023, it opened 22 new positions, sold out of 27, added to 29 and reduced 42. The biggest buy was a new position in Clearbridge Energy Midstream (EMO) and the biggest sale Screaming Eagle Acq Class A (SCRM, shares −56%).
- Most Recent 13F
- Q2 2026
- Location
- SADDLE BROOK, NJ
- CIK
- 0001504304
- Portfolio Value
- $302.2M (Q1 2024)
- SEC Filing
- 0001398344-24-009115 ↗ filed May 10, 2024
Holdings Value
Holdings 109 stocks · $302.2M
| STEW SRH Total Return Fund Inc. | 6.12% | 1,227,430 | $18.5M | Reduce -9.8% |
| GAM General American Investors | 5.00% | 324,541 | $15.1M | No change |
| KTF DWS Municipal Income Trust | 4.19% | 1,401,068 | $12.7M | Add +7.2% |
| CION Cion Investment Corp. | 3.74% | 1,026,648 | $11.3M | Reduce -0.5% |
| CET Central Securities Corp. | 3.48% | 251,777 | $10.5M | Add +0.8% |
| TPL Texas Pacific Land Corp. | 2.53% | 13,200 | $7.6M | No change |
| NBXG Neuberger Next Generation Co. | 2.47% | 634,477 | $7.5M | Reduce -0.3% |
| DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC | 2.15% | 951,568 | $6.5M | Add +4.3% |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 2.14% | 618,750 | $6.5M | Add +9.1% |
| FSK FS KKR Capital Corp. | 2.05% | 325,245 | $6.2M | Add +30.8% |
| HAYMAKER ACQUISITION CORP 4 | 1.97% | 571,388 | $6.0M | Reduce -4.8% |
| APCA Ap Acquisition Corp. Class A | 1.86% | 497,620 | $5.6M | Reduce -5.8% |
| GLACF Global Lights Acquisition Co. | 1.83% | 544,590 | $5.5M | Add +38.5% |
| SCRM Screaming Eagle Acq Class A | 1.74% | 491,801 | $5.3M | Reduce -56.2% |
| ZTR Virtus Total Return Fund Inc. | 1.70% | 920,637 | $5.1M | Reduce -3.9% |
| XENWX Eaton Vance New York Municip | 1.68% | 523,200 | $5.1M | Reduce -9.4% |
| COLOMBIER ACQUISITION CORP | 1.60% | 469,611 | $4.8M | Reduce -7.5% |
| EMO Clearbridge Energy Midstream | 1.57% | 116,984 | $4.8M | New |
| IBACU Ib Acquisition Corp. | 1.53% | 461,394 | $4.6M | New |
| XCMUX MFS High Yield Municipal TR | 1.52% | 1,376,898 | $4.6M | Add +7.4% |
| CEM Clearbridge MLP & Midstream | 1.47% | 97,213 | $4.5M | Add +1083.7% |
| KSM DWS Strategic Municipal Inc. | 1.47% | 497,490 | $4.4M | Add +15.5% |
| ARES ACQUISITION CORP II | 1.39% | 397,468 | $4.2M | Reduce -6.8% |
| XTPZX Tortoise Power & Enrgy Infra | 1.33% | 256,967 | $4.0M | Reduce -15.3% |
| NNAG 99 Acquisition Group in Class A | 1.32% | 386,198 | $4.0M | Reduce -7.8% |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | 1.31% | 100,064 | $4.0M | Reduce -56.7% |
| AITR AI Transportation Acquisitio | 1.31% | 384,600 | $4.0M | New |
| SVIIF Spring Valley Acquisition-A | 1.26% | 347,394 | $3.8M | Reduce -29.2% |
| NETD Nabors Energy Transition C-A | 1.23% | 357,413 | $3.7M | Add +219.1% |
| ALCYF Alchemy Investments Acquisit | 1.20% | 342,207 | $3.6M | Reduce -10.9% |
| XNDPX Tortoise Energy Independence | 1.16% | 104,050 | $3.5M | Add +0.6% |
| CXH MFS Investment Grade Muni | 1.15% | 455,848 | $3.5M | Add +16.9% |
| BOWN Bowen Acquisition Corp. | 1.09% | 316,242 | $3.3M | Reduce -9.0% |
| HFRO Highland Opport & Income | 1.09% | 467,993 | $3.3M | Add +50.9% |
| PGZ Principal Real Estate Income | 1.02% | 298,440 | $3.1M | Reduce -0.9% |
| XGDVX Gabelli Dividend & Income TR | 1.02% | 133,595 | $3.1M | Add +8.1% |
| BBDC Barings BDC Inc. | 0.94% | 306,451 | $2.8M | Reduce -40.9% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.92% | 474,121 | $2.8M | Add +1.1% |
| TBMC Trailblazer Merger Corp. I | 0.92% | 261,124 | $2.8M | Reduce -43.6% |
| CEE Central and Eastern Europe F | 0.91% | 288,837 | $2.7M | Add +6.1% |
| LRFC Logan Ridge Finance Corp. | 0.88% | 118,746 | $2.7M | Add +0.7% |
| LEGT.U Legato Merger Corp. III | 0.88% | 263,317 | $2.7M | New |
| QETA Quetta Acquisition Corp. | 0.88% | 260,331 | $2.7M | Reduce -8.0% |
| CLEARBRIDGE MLP AND MIDSTRM | 0.79% | 57,489 | $2.4M | New |
| NPAB New Providence Acquisition-A | 0.76% | 212,160 | $2.3M | New |
| FORL Four Leaf Acquisition Cor-A | 0.75% | 211,662 | $2.3M | Reduce -7.7% |
| CRTAF Cartica Acquisition Corp. Class A | 0.74% | 202,312 | $2.2M | Add +622.5% |
| AIEV Thunder Power Holdings Inc. filed as FEUTUNE LIGHT ACQUISITION CO | 0.73% | 204,139 | $2.2M | Add +47.0% |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.71% | 215,563 | $2.2M | Add +331.1% |
| XHTAX Invesco Hi Inc. 2024 TRGT TRM | 0.68% | 273,434 | $2.1M | Reduce -3.3% |
| PCF High Income Securities Fund | 0.64% | 284,687 | $1.9M | No change |
| BCIC BCP Investment Corp. filed as PORTMAN RIDGE FIN CORP | 0.63% | 101,068 | $1.9M | No change |
| AFB Allianceberstein NTL Muni | 0.63% | 174,035 | $1.9M | New |
| SWZ Total Return Securities Fund | 0.62% | 237,472 | $1.9M | Reduce -0.2% |
| NBH Neuberger Municipal Fund Inc. | 0.62% | 179,440 | $1.9M | Add +493.7% |
| BRW Saba Capital Income & Opport | 0.58% | 241,401 | $1.8M | Reduce -4.9% |
| IVCBF Invest Acquisition Corp. | 0.58% | 154,932 | $1.7M | No change |
| EVE Eve Mobility Acquisition C-A | 0.57% | 156,527 | $1.7M | Reduce -11.5% |
| DMA Destra Multi-Alternative | 0.56% | 216,567 | $1.7M | No change |
| XBFZX BlackRock Ca Muni Inc. TR | 0.55% | 141,453 | $1.7M | Reduce -38.3% |
| SPKLF Spark I Acquisition Corp. | 0.50% | 148,133 | $1.5M | Add +205.4% |
| AFJK Aimei Health Technology Co. | 0.48% | 141,440 | $1.5M | New |
| KVACF Keen Vision Acquisition Corp. | 0.47% | 136,556 | $1.4M | Reduce -13.1% |
| SBXC Silverbox Corp. III-A | 0.47% | 136,059 | $1.4M | Reduce -30.0% |
| XHIEX Miller/Howard High Income Eq | 0.47% | 127,701 | $1.4M | New |
| ADX Adams Diversified Equity | 0.46% | 70,607 | $1.4M | Add +140.6% |
| RWAY Runway Growth Finance Corp. | 0.44% | 110,758 | $1.3M | New |
| EQC Equity Commonwealth | 0.44% | 70,431 | $1.3M | New |
| RVT Royce Small-Cap Trust Inc. | 0.42% | 83,173 | $1.3M | No change |
| NXDT Nexpoint Diversified Real Es | 0.40% | 181,020 | $1.2M | Add +1.8% |
| MXE Mexico Equity and Income FD | 0.39% | 101,158 | $1.2M | No change |
| CBH Virtus Convertible & Income | 0.37% | 126,423 | $1.1M | Add +641.3% |
| BUJA Bukit Jalil Global Acquisiti | 0.35% | 101,981 | $1.1M | Reduce -9.6% |
| XDCFX BNYM Alcentra GLBL CRDT 2024 filed as BNY MELLON ALCENTRA GLOBAL C | 0.35% | 121,432 | $1.0M | Add +52.9% |
| M Macy's Inc. | 0.33% | 50,000 | $1000K | New |
| SKGR SK Growth Opportunities Co. Class A | 0.32% | 88,780 | $981K | New |
| XJPIX Nuveen Preferred Securities | 0.32% | 49,591 | $954K | New |
| PEGR Project Energy Reimagined Ac | 0.30% | 81,892 | $903K | Reduce -77.7% |
| FTHY First Trust Hi YLD Opp 2027 | 0.29% | 60,742 | $883K | Reduce -15.4% |
| HHH Howard Hughes Holdings Inc. | 0.29% | 12,000 | $871K | No change |
| LCW Learn CW Investment Corp. Class A | 0.28% | 77,750 | $853K | New |
| BYNO Bynordic Acquisition Corp. | 0.27% | 74,734 | $830K | New |
| CCIF Carlyle Credit Income Fund | 0.27% | 103,135 | $812K | Reduce -35.9% |
| EDD Morgan Stanley Emrg MRK Dom | 0.26% | 162,390 | $771K | No change |
| OAKU Oak Woods Acquisition Corp. Class A | 0.25% | 69,895 | $751K | Reduce -6.0% |
| NSLR Neostellar Capital Corp. filed as SURO CAPITAL CORP | 0.23% | 154,901 | $705K | Add +1.7% |
| NXG NXG Nextgen Infrastr Inc. | 0.22% | 17,263 | $671K | Reduce -80.4% |
| NEW AMERICA HIGH INCOME FUND | 0.22% | 92,045 | $670K | Add +0.9% |
| PLAOF Patria Latin American Opport | 0.22% | 58,554 | $661K | New |
| ECF Ellsworth Growth and Income | 0.21% | 77,734 | $631K | Add +1.0% |
| SDHY Pgim SHRT Durat Hi YLD | 0.19% | 37,482 | $576K | New |
| ESHA Esh Acquisition Corp. Class A | 0.19% | 55,149 | $571K | Reduce -3.1% |
| BGB Blackstone Strategic Credit | 0.17% | 42,295 | $503K | Reduce -65.2% |
| GODN Golden Star Acquisition Corp. | 0.17% | 47,306 | $502K | Reduce -3.1% |
| LMNR Limoneira Co. | 0.13% | 20,000 | $391K | No change |
| BCV Bancroft Fund Ltd. | 0.12% | 22,345 | $357K | No change |
| CNNE Cannae Holdings Inc. | 0.10% | 12,980 | $289K | No change |
| JVSAU Jvspac Acquisition Corp. | 0.09% | 25,512 | $263K | New |
| CNDA Concord Acquisition Corp. Class A | 0.09% | 24,767 | $260K | Reduce -0.9% |
| ANSC Agriculture & Natural Soluti | 0.08% | 25,000 | $254K | No change |
| SBI Western Asset Intermediate | 0.07% | 26,147 | $207K | Reduce -50.4% |
| TMTC TMT Acquisition Corp. Class A | 0.07% | 18,607 | $199K | Reduce -84.3% |
| NMAI Nuveen Multi-Asset Income | 0.05% | 12,779 | $159K | No change |
| XMFVX MFS Special Value Trust | 0.02% | 11,437 | $51K | New |
| HERZ Herzfeld Credit Income Fund | 0.02% | 19,614 | $51K | New |
| TPHS Trinity Place Holdings Inc. | 0.01% | 226,748 | $34K | Reduce -2.2% |
| ANDRETTI ACQUISITION CORP | 0.01% | 72,334 | $17K | No change |
| VSEEW Digital Health Acquisition C | 0.00% | 58,000 | $7K | Reduce -50.0% |
| OSRHW Bellevue Life Scncs Aqstn Co. | 0.00% | 19,640 | $418 | New |
Other holdings (52): bonds, preferreds, convertibles and warrants · $443K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 156,947 | $72K | Reduce -7.1% |
| PLTNR Plutonian Acquisition Corp. | RIGHT 10/26/2027 | 252,717 | $45K | Reduce -3.8% |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 202,528 | $41K | New |
| KYCHR Keyarch Acquisition Corp.-RT | RIGHT 01/24/2027 | 150,000 | $38K | No change |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | 147,114 | $23K | Reduce -41.1% |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 57,884 | $19K | Reduce -5.0% |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 70,814 | $14K | New |
| MBTCR Nocturne Acquisition-Rights | RIGHT 12/26/2025 | 75,000 | $12K | No change |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | 46,358 | $11K | Reduce -5.3% |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 94,647 | $10K | Reduce -46.9% |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 125,344 | $9K | Reduce -46.2% |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 43,216 | $9K | Reduce -6.4% |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 65,209 | $9K | Reduce -4.6% |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 71,644 | $8K | Reduce -18.3% |
| PLTNW Plutonian Acquisition -27 | *W EXP 10/26/202 | 252,717 | $7K | Reduce -3.8% |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 57,255 | $6K | Reduce -4.4% |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 202,528 | $6K | New |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 179,252 | $6K | No change |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | 30,885 | $6K | New |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 29,623 | $6K | Reduce -8.7% |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 40,164 | $6K | Reduce -9.7% |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | 66,001 | $5K | New |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 26,853 | $5K | Reduce -6.0% |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | 33,333 | $5K | No change |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 61,379 | $5K | Reduce -0.7% |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 55,510 | $5K | Reduce -2.5% |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 22,412 | $4K | New |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 53,871 | $4K | Reduce -6.9% |
| KYCHW Keyarch Acquisition Corp. -28 | *W EXP 99/99/999 | 75,000 | $4K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 45,893 | $3K | Reduce -10.9% |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 16,310 | $3K | Reduce -29.0% |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 16,844 | $3K | Reduce -64.3% |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 11,059 | $3K | Reduce -3.9% |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | 57,703 | $3K | Reduce -50.5% |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 19,640 | $3K | New |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 47,815 | $3K | Reduce -4.2% |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 19,160 | $2K | Reduce -50.5% |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 12,500 | $2K | No change |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 44,793 | $2K | Reduce -3.6% |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 50,039 | $2K | Reduce -7.5% |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 47,478 | $2K | Reduce -12.1% |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 70,814 | $1K | New |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 32,500 | $1K | No change |
| NMHIW Nature's Miracle Cali - 29 | *W EXP 02/15/202 | 15,270 | $1K | New |
| TRONW Corner Growth Acquisiti-CW23 | *W EXP 99/99/999 | 25,506 | $1K | Reduce -26.4% |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 13,906 | $1K | No change |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 36,194 | $1K | Reduce -11.9% |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 53,838 | $1K | Reduce -6.9% |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | 23,179 | $985 | Reduce -5.3% |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 57,255 | $836 | Reduce -4.4% |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 13,450 | $674 | New |
| GLSTW Global Star Acquisition-27 A | *W EXP 07/15/202 | 24,457 | $399 | No change |
Total filed on the 13F, all lines: $302.6M.
Portfolio Sells Q4 2023 → Q1 2024
| SCRM Screaming Eagle Acq Class A | Reduce -56.2% | 1.74% | −2.16 |
| GHIX Gores Holding Ix Inc. Class A | Sold out | 0.00% | −1.62 |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | Reduce -56.7% | 1.31% | −1.31 |
| CHEA Chenghe Acquisition Co. Class A | Sold out | 0.00% | −1.22 |
| TGVC TG Venture Acquisition Corp. | Sold out | 0.00% | −1.10 |
| RENEF Cartesian Growth Corp. II- A | Sold out | 0.00% | −0.98 |
| PEGR Project Energy Reimagined Ac | Reduce -77.7% | 0.30% | −0.98 |
| NXG NXG Nextgen Infrastr Inc. | Reduce -80.4% | 0.22% | −0.81 |
| ARROWROOT ACQUISITION CORP | Sold out | 0.00% | −0.78 |
| TBMC Trailblazer Merger Corp. I | Reduce -43.6% | 0.92% | −0.67 |
| JFR Nuveen Floating Rate Income | Sold out | 0.00% | −0.66 |
| PLMJF Plum Acquisition Corp. III | Sold out | 0.00% | −0.59 |
| BBDC Barings BDC Inc. | Reduce -40.9% | 0.94% | −0.52 |
| SVIIF Spring Valley Acquisition-A | Reduce -29.2% | 1.26% | −0.48 |
| PONO CAP THREE INC | Sold out | 0.00% | −0.47 |
| CETU Cetus Capital Acquisition Co. | Sold out | 0.00% | −0.43 |
| CVII Churchill Capital Corp. Vii-A | Sold out | 0.00% | −0.43 |
| MSD Morgan Stanley Emrg MKT Debt | Sold out | 0.00% | −0.40 |
| ECAT BlackRock ESG Cap All TRM TR | Sold out | 0.00% | −0.39 |
| REDWOODS ACQUISITION CORP | Sold out | 0.00% | −0.37 |
| XBFZX BlackRock Ca Muni Inc. TR | Reduce -38.3% | 0.55% | −0.35 |
| TMTC TMT Acquisition Corp. Class A | Reduce -84.3% | 0.07% | −0.34 |
| ISRLF Israel Acquisitions Corp. Class A | Sold out | 0.00% | −0.34 |
| SEDA SDCL Edge Acquisition Corp. Class A | Sold out | 0.00% | −0.29 |
| BGB Blackstone Strategic Credit | Reduce -65.2% | 0.17% | −0.29 |
| ALPHATIME ACQUISITION CORP | Sold out | 0.00% | −0.21 |
| CYTT Cyteir Therapeutics Inc. | Sold out | 0.00% | −0.20 |
| SBXC Silverbox Corp. III-A | Reduce -30.0% | 0.47% | −0.19 |
| AIF Apollo Tactical Income Fund | Sold out | 0.00% | −0.17 |
| XAGDX Abrdn GLBL DYNM Divid | Sold out | 0.00% | −0.15 |
| CCIF Carlyle Credit Income Fund | Reduce -35.9% | 0.27% | −0.15 |
| XENWX Eaton Vance New York Municip | Reduce -9.4% | 1.68% | −0.15 |
| TRTLF Tortoiseecofin Acquisition-A | Sold out | 0.00% | −0.14 |
| BTX BlackRock Tech & Priv Eqty | Sold out | 0.00% | −0.14 |
| ALCYF Alchemy Investments Acquisit | Reduce -10.9% | 1.20% | −0.12 |
| MARX Mars Acquisition Corp. | Sold out | 0.00% | −0.11 |
| PPYA Papaya Growth Opportuni Class A | Sold out | 0.00% | −0.11 |
| CION Cion Investment Corp. | Reduce -0.5% | 3.74% | −0.10 |
| BOWN Bowen Acquisition Corp. | Reduce -9.0% | 1.09% | −0.09 |
| NNAG 99 Acquisition Group in Class A | Reduce -7.8% | 1.32% | −0.09 |
| COLOMBIER ACQUISITION CORP | Reduce -7.5% | 1.60% | −0.09 |
| APCA Ap Acquisition Corp. Class A | Reduce -5.8% | 1.86% | −0.08 |
| ARES ACQUISITION CORP II | Reduce -6.8% | 1.39% | −0.07 |
| QETA Quetta Acquisition Corp. | Reduce -8.0% | 0.88% | −0.06 |
| XTPZX Tortoise Power & Enrgy Infra | Reduce -15.3% | 1.33% | −0.06 |
| EVE Eve Mobility Acquisition C-A | Reduce -11.5% | 0.57% | −0.06 |
| KVACF Keen Vision Acquisition Corp. | Reduce -13.1% | 0.47% | −0.06 |
| BRW Saba Capital Income & Opport | Reduce -4.9% | 0.58% | −0.06 |
| SBI Western Asset Intermediate | Reduce -50.4% | 0.07% | −0.06 |
| SABA Saba Capital Income & Opport | Sold out | 0.00% | −0.06 |
Portfolio Buys Q4 2023 → Q1 2024
| EMO Clearbridge Energy Midstream | New | 1.57% | +1.57 |
| IBACU Ib Acquisition Corp. | New | 1.53% | +1.53 |
| CEM Clearbridge MLP & Midstream | Add +1083.7% | 1.47% | +1.36 |
| AITR AI Transportation Acquisitio | New | 1.31% | +1.31 |
| LEGT.U Legato Merger Corp. III | New | 0.88% | +0.88 |
| NETD Nabors Energy Transition C-A | Add +219.1% | 1.23% | +0.85 |
| CLEARBRIDGE MLP AND MIDSTRM | New | 0.79% | +0.79 |
| NPAB New Providence Acquisition-A | New | 0.76% | +0.76 |
| CRTAF Cartica Acquisition Corp. Class A | Add +622.5% | 0.74% | +0.64 |
| AFB Allianceberstein NTL Muni | New | 0.63% | +0.63 |
| UCFI CN Healthy Food Tech Group C | Add +331.1% | 0.71% | +0.55 |
| GLACF Global Lights Acquisition Co. | Add +38.5% | 1.83% | +0.53 |
| NBH Neuberger Municipal Fund Inc. | Add +493.7% | 0.62% | +0.52 |
| AFJK Aimei Health Technology Co. | New | 0.48% | +0.48 |
| XHIEX Miller/Howard High Income Eq | New | 0.47% | +0.47 |
| RWAY Runway Growth Finance Corp. | New | 0.44% | +0.44 |
| EQC Equity Commonwealth | New | 0.44% | +0.44 |
| FSK FS KKR Capital Corp. | Add +30.8% | 2.05% | +0.42 |
| CET Central Securities Corp. | Add +0.8% | 3.48% | +0.38 |
| KTF DWS Municipal Income Trust | Add +7.2% | 4.19% | +0.36 |
| SPKLF Spark I Acquisition Corp. | Add +205.4% | 0.50% | +0.34 |
| M Macy's Inc. | New | 0.33% | +0.33 |
| SKGR SK Growth Opportunities Co. Class A | New | 0.32% | +0.32 |
| CBH Virtus Convertible & Income | Add +641.3% | 0.37% | +0.32 |
| XJPIX Nuveen Preferred Securities | New | 0.32% | +0.32 |
| HFRO Highland Opport & Income | Add +50.9% | 1.09% | +0.30 |
| ADX Adams Diversified Equity | Add +140.6% | 0.46% | +0.29 |
| LCW Learn CW Investment Corp. Class A | New | 0.28% | +0.28 |
| BYNO Bynordic Acquisition Corp. | New | 0.27% | +0.27 |
| KSM DWS Strategic Municipal Inc. | Add +15.5% | 1.47% | +0.25 |
| AIEV Thunder Power Holdings Inc. | Add +47.0% | 0.73% | +0.24 |
| PLAOF Patria Latin American Opport | New | 0.22% | +0.22 |
| USAR USA Rare Earth Inc. | Add +9.1% | 2.14% | +0.21 |
| DMF BNYM Municipal Income | Add +4.3% | 2.15% | +0.20 |
| SDHY Pgim SHRT Durat Hi YLD | New | 0.19% | +0.19 |
| XNDPX Tortoise Energy Independence | Add +0.6% | 1.16% | +0.19 |
| CXH MFS Investment Grade Muni | Add +16.9% | 1.15% | +0.18 |
| XGDVX Gabelli Dividend & Income TR | Add +8.1% | 1.02% | +0.14 |
| XDCFX BNYM Alcentra GLBL CRDT 2024 | Add +52.9% | 0.35% | +0.13 |
| XCMUX MFS High Yield Municipal TR | Add +7.4% | 1.52% | +0.12 |
| JVSAU Jvspac Acquisition Corp. | New | 0.09% | +0.09 |
| DSM BNYM Strat Muni BND | Add +1.1% | 0.92% | +0.04 |
| CEE Central and Eastern Europe F | Add +6.1% | 0.91% | +0.04 |
| NSLR Neostellar Capital Corp. | Add +1.7% | 0.23% | +0.04 |
| HERZ Herzfeld Credit Income Fund | New | 0.02% | +0.02 |
| XMFVX MFS Special Value Trust | New | 0.02% | +0.02 |
| NEW AMERICA HIGH INCOME FUND | Add +0.9% | 0.22% | +0.01 |
| LRFC Logan Ridge Finance Corp. | Add +0.7% | 0.88% | +0.01 |
| ECF Ellsworth Growth and Income | Add +1.0% | 0.21% | +0.00 |
| OSRHW Bellevue Life Scncs Aqstn Co. | New | 0.00% | +0.00 |
Notes & Other Activity Q4 2023 → Q1 2024
| Colombier Acquisition - 29 | *W EXP 11/24/202 | Reduce -7.1% | 156,947 | $72K |
| PLTNR Plutonian Acquisition Corp. | RIGHT 10/26/2027 | Reduce -3.8% | 252,717 | $45K |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | New | 202,528 | $41K |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | Reduce -41.1% | 147,114 | $23K |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Reduce -5.0% | 57,884 | $19K |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | New | 70,814 | $14K |
| ARIZR Arisz Acquisition Corp.-RTS | RIGHT 99/99/9999 | Sold out | 56,844 | $12Kbefore exit |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | Reduce -5.3% | 46,358 | $11K |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | Reduce -46.9% | 94,647 | $10K |
| SZZLW Sizzle Acquisition Corp.-CW26 | *W EXP 11/02/202 | Sold out | 73,686 | $10Kbefore exit |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | Reduce -46.2% | 125,344 | $9K |
| PONO CAPITAL THREE INC-A-28 | *W EXP 01/11/202 | Sold out | 131,926 | $9Kbefore exit |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | Reduce -6.4% | 43,216 | $9K |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | Reduce -4.6% | 65,209 | $9K |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | Sold out | 48,832 | $8Kbefore exit |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | Reduce -18.3% | 71,644 | $8K |
| PLTNW Plutonian Acquisition -27 | *W EXP 10/26/202 | Reduce -3.8% | 252,717 | $7K |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | Reduce -4.4% | 57,255 | $6K |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | New | 202,528 | $6K |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | Sold out | 34,382 | $6Kbefore exit |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | New | 30,885 | $6K |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | Reduce -8.7% | 29,623 | $6K |
| LBBBR Lakeshore Acquisition -Right | RIGHT 11/18/2026 | Sold out | 31,980 | $6Kbefore exit |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | Reduce -9.7% | 40,164 | $6K |
| ARIZW Arisz Acquisition Corp. -CW23 | *W EXP 11/16/202 | Sold out | 56,844 | $6Kbefore exit |
| TGVCW TG Venture Acquisition -CW23 | *W EXP 08/15/202 | Sold out | 244,350 | $6Kbefore exit |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | New | 66,001 | $5K |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | Reduce -6.0% | 26,853 | $5K |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | Reduce -0.7% | 61,379 | $5K |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | Reduce -2.5% | 55,510 | $5K |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | New | 22,412 | $4K |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | Reduce -6.9% | 53,871 | $4K |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | Sold out | 63,000 | $4Kbefore exit |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | Reduce -10.9% | 45,893 | $3K |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | Reduce -29.0% | 16,310 | $3K |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | Reduce -64.3% | 16,844 | $3K |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | Reduce -3.9% | 11,059 | $3K |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | Reduce -50.5% | 57,703 | $3K |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | New | 19,640 | $3K |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | Reduce -4.2% | 47,815 | $3K |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | Reduce -50.5% | 19,160 | $2K |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | Reduce -3.6% | 44,793 | $2K |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | Reduce -7.5% | 50,039 | $2K |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | Reduce -12.1% | 47,478 | $2K |
| LCAHW Landcadia Holdings IV -CW28 | *W EXP 03/29/202 | Sold out | 25,000 | $2Kbefore exit |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | New | 70,814 | $1K |
| NMHIW Nature's Miracle Cali - 29 | *W EXP 02/15/202 | New | 15,270 | $1K |
| TRONW Corner Growth Acquisiti-CW23 | *W EXP 99/99/999 | Reduce -26.4% | 25,506 | $1K |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | Reduce -11.9% | 36,194 | $1K |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | Reduce -6.9% | 53,838 | $1K |
Showing the first 50 of 58.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 148 | $452.4M | STEW, CET, NBXG, GAM, DSM |
| Q1 2026 | 146 | $443.1M | STEW, DSM, CET, GAM, TPL |
| Q4 2025 | 148 | $446.2M | STEW, DSM, CET, GAM, NBXG |
| Q3 2025 | 138 | $429.6M | GAM, STEW, CET, NBXG, DSM |
| Q2 2025 | 125 | $393.5M | STEW, GAM, CET, NBXG, CION |
| Q1 2025 | 104 | $368.5M | STEW, CION, GAM, DSM, AFB |
| Q4 2024 | 105 | $382.1M | STEW, CION, GAM, DSM, TPZ |
| Q3 2024 | 99 | $297.1M | STEW, GAM, CION, CET, TPL |
| Q2 2024 | 99 | $267.2M | STEW, GAM, CION, CET, EVE |
| Q1 2024 | 109 | $302.2M | STEW, GAM, KTF, CION, CET |