Bulldog Investors, LLP
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Bulldog Investors, LLP reported 99 stock positions worth $297.1 million. Its top holding was SRH Total Return Fund (STEW) at 6.5% of the portfolio, followed by General American Investors (GAM, 5.9%) and Cion Investment (CION, 4.1%). Compared with Q2 2024, it opened 22 new positions, sold out of 22, added to 25 and reduced 36. The biggest buy was a new position in Texas Pacific Land (TPL) and the biggest sale an exit from Eve Mobility Acquisition C-A (EVE).
- Most Recent 13F
- Q2 2026
- Location
- SADDLE BROOK, NJ
- CIK
- 0001504304
- Portfolio Value
- $297.1M (Q3 2024)
- SEC Filing
- 0001398344-24-020861 ↗ filed Nov 14, 2024
Holdings Value
Holdings 99 stocks · $297.1M
| STEW SRH Total Return Fund Inc. | 6.50% | 1,222,178 | $19.3M | No change |
| GAM General American Investors | 5.86% | 324,541 | $17.4M | No change |
| CION Cion Investment Corp. | 4.15% | 1,035,756 | $12.3M | Add +1.1% |
| CET Central Securities Corp. | 3.88% | 251,861 | $11.5M | Add +0.2% |
| TPL Texas Pacific Land Corp. | 2.95% | 9,900 | $8.8M | New |
| DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC | 2.38% | 965,933 | $7.1M | Add +0.3% |
| BCV Bancroft Fund Ltd. | 2.38% | 22,345 | $7.1M | No change |
| PCF High Income Securities Fund | 2.32% | 1,010,075 | $6.9M | Add +248.8% |
| IIF Morgan Stanley India Invest | 2.05% | 201,872 | $6.1M | New |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 1.90% | 526,008 | $5.7M | Reduce -1.0% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 1.72% | 820,234 | $5.1M | Add +73.0% |
| XTPZX Tortoise Power & Enrgy Infra | 1.68% | 275,391 | $5.0M | Reduce -0.8% |
| GLACF Global Lights Acquisition Co. | 1.68% | 476,415 | $5.0M | Add +9.0% |
| HAYMAKER ACQUISITION CORP 4 | 1.68% | 465,560 | $5.0M | Reduce -0.5% |
| XCMUX MFS High Yield Municipal TR | 1.67% | 1,355,825 | $5.0M | Add +0.3% |
| KSM DWS Strategic Municipal Inc. | 1.57% | 456,607 | $4.7M | Reduce -0.0% |
| XENWX Eaton Vance New York Municip | 1.56% | 464,594 | $4.6M | Reduce -5.7% |
| AFB Allianceberstein NTL Muni | 1.54% | 386,744 | $4.6M | Add +31.3% |
| CUB Lionheart Holdings Class A | 1.52% | 452,482 | $4.5M | New |
| CNNE Cannae Holdings Inc. | 1.52% | 236,441 | $4.5M | Add +6.8% |
| FSK FS KKR Capital Corp. | 1.46% | 219,886 | $4.3M | No change |
| IBAC Ib Acquisition Corp. | 1.45% | 431,256 | $4.3M | Reduce -2.2% |
| NBXG Neuberger Next Generation Co. | 1.44% | 334,573 | $4.3M | Reduce -25.3% |
| LPAAU Launch One Acquisition Corp. | 1.41% | 419,151 | $4.2M | New |
| XHIEX Miller/Howard High Income Eq | 1.35% | 330,189 | $4.0M | Add +34.7% |
| SVIIF Spring Valley Acquisition-A | 1.26% | 334,329 | $3.8M | Reduce -10.4% |
| CXH MFS Investment Grade Muni | 1.24% | 449,008 | $3.7M | No change |
| XGDVX Gabelli Dividend & Income TR | 1.23% | 149,995 | $3.7M | Add +12.3% |
| ARES ACQUISITION CORP II | 1.23% | 337,687 | $3.7M | Reduce -7.2% |
| COLOMBIER ACQUISITION CORP | 1.22% | 353,468 | $3.6M | Reduce -7.6% |
| XMUIX BlackRock Municipal Income | 1.19% | 279,905 | $3.5M | Add +123.7% |
| LRFC Logan Ridge Finance Corp. | 1.15% | 138,066 | $3.4M | Add +3.9% |
| RWAY Runway Growth Finance Corp. | 1.14% | 329,591 | $3.4M | Add +48.4% |
| EQC Equity Commonwealth | 1.11% | 165,811 | $3.3M | Add +10.5% |
| XNDPX Tortoise Energy Independence | 1.08% | 85,609 | $3.2M | Reduce -15.5% |
| SIMAU Sim Acquisition Corp. I | 1.06% | 313,466 | $3.1M | New |
| TONT.U Graf Global Corp. | 1.04% | 309,275 | $3.1M | Add +2.2% |
| CEE Central and Eastern Europe F | 1.03% | 284,831 | $3.1M | No change |
| AITR AI Transportation Acquisitio | 1.00% | 284,131 | $3.0M | Reduce -10.5% |
| POLEU Andretti Acquisition Corp. II | 0.97% | 288,685 | $2.9M | New |
| ALF Centurion Acquisition Corp. | 0.96% | 283,284 | $2.8M | Reduce -6.7% |
| ALCYF Alchemy Investments Acquisit | 0.91% | 248,562 | $2.7M | Reduce -10.2% |
| NETD Nabors Energy Transition C-A | 0.89% | 246,906 | $2.6M | Reduce -2.9% |
| BOWN Bowen Acquisition Corp. | 0.87% | 241,382 | $2.6M | Reduce -6.5% |
| QETA Quetta Acquisition Corp. | 0.84% | 240,445 | $2.5M | Reduce -1.1% |
| ZTR Virtus Total Return Fund Inc. | 0.79% | 379,173 | $2.4M | Reduce -2.3% |
| VLOSU M3-Brigade Acquisition V Cor | 0.78% | 232,049 | $2.3M | New |
| XHTAX Invesco Hi Inc. 2024 TRGT TRM | 0.78% | 303,393 | $2.3M | Add +3.0% |
| KTF DWS Municipal Income Trust | 0.77% | 230,152 | $2.3M | Reduce -63.6% |
| TBMC Trailblazer Merger Corp. I | 0.73% | 197,724 | $2.2M | Add +15.1% |
| HFRO Highland Opport & Income | 0.73% | 352,186 | $2.2M | Reduce -24.2% |
| SWZ Total Return Securities Fund | 0.72% | 237,472 | $2.1M | Add +0.2% |
| NTG Tortoise Midstream Energy | 0.70% | 43,687 | $2.1M | New |
| PGZ Principal Real Estate Income | 0.69% | 181,925 | $2.0M | Reduce -42.4% |
| DMA Destra Multi-Alternative | 0.66% | 226,142 | $2.0M | No change |
| GIGGU GIGCAPITAL7 Inc. | 0.64% | 192,000 | $1.9M | New |
| LEGT Legato Merger Corp. III | 0.63% | 183,383 | $1.9M | Reduce -8.6% |
| BRW Saba Capital Income & Opport | 0.62% | 241,401 | $1.8M | No change |
| NBH Neuberger Municipal Fund Inc. | 0.59% | 156,686 | $1.7M | Reduce -47.0% |
| BCIC BCP Investment Corp. filed as PORTMAN RIDGE FIN CORP | 0.53% | 84,916 | $1.6M | Reduce -11.9% |
| FTW.U Eqv Ventures Acquisition Cor | 0.51% | 152,200 | $1.5M | New |
| CAPNU Cayson Acquisition Corp. | 0.51% | 150,000 | $1.5M | New |
| SBXUF Silverbox Corp. IV | 0.50% | 147,597 | $1.5M | New |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.48% | 141,176 | $1.4M | Reduce -19.2% |
| YHNAU YHN Acquisition I Ltd. | 0.48% | 141,750 | $1.4M | New |
| CHEB Chenghe Acquisition II Co. | 0.47% | 139,330 | $1.4M | New |
| FSHP Flag Ship Acquisition Corp. | 0.46% | 137,500 | $1.4M | No change |
| CEP Cantor Equity Partners Inc. | 0.46% | 135,025 | $1.4M | New |
| TRC Tejon Ranch Co. | 0.41% | 68,859 | $1.2M | New |
| NXDT Nexpoint Diversified Real Es | 0.40% | 188,384 | $1.2M | Add +4.1% |
| CCIX Churchill Capital Corp. Ix | 0.38% | 111,621 | $1.1M | Reduce -3.3% |
| CHEB.U Chenghe Acquisition II Co. | 0.37% | 110,015 | $1.1M | Reduce -57.8% |
| SPKLF Spark I Acquisition Corp. | 0.36% | 102,118 | $1.1M | Reduce -10.8% |
| BTX BlackRock Tech & Priv Eqty | 0.34% | 134,125 | $1.0M | Add +116.5% |
| DTSQU DT Cloud Star Acquisition Co. | 0.34% | 100,000 | $1.0M | New |
| VACHU Voyager Acquisition Corp. | 0.34% | 100,000 | $1.0M | New |
| HHH Howard Hughes Holdings Inc. | 0.31% | 12,000 | $929K | No change |
| MXE Mexico Equity and Income FD | 0.31% | 101,158 | $928K | No change |
| AFJK Aimei Health Technology Co. | 0.31% | 88,356 | $926K | Reduce -13.5% |
| EMO Clearbridge Energy Midstream | 0.28% | 19,915 | $840K | Add +37.0% |
| ECF Ellsworth Growth and Income | 0.28% | 92,979 | $835K | Add +11.8% |
| M Macy's Inc. | 0.26% | 50,000 | $785K | No change |
| MACIU Melar Acquisition Corp. I | 0.25% | 75,000 | $753K | No change |
| GLO Clough Global Opportunities | 0.21% | 117,041 | $638K | New |
| RFAI RF Acquisition Corp. II | 0.20% | 59,096 | $605K | Reduce -10.9% |
| LMNR Limoneira Co. | 0.18% | 20,000 | $530K | No change |
| NSLR Neostellar Capital Corp. filed as SURO CAPITAL CORP | 0.17% | 126,309 | $510K | Add +0.0% |
| XTTPX Tortoise Pipeline & Energy | 0.17% | 12,085 | $510K | New |
| PFO Flaherty & Crumrine P&I Opp | 0.15% | 47,814 | $450K | New |
| RENEF Cartesian Growth Corp. II- A | 0.14% | 35,068 | $402K | Reduce -18.2% |
| ESHA Esh Acquisition Corp. Class A | 0.13% | 35,692 | $379K | Reduce -10.8% |
| CUBWU Lionheart Holdings | 0.13% | 37,726 | $378K | Reduce -92.6% |
| JVSA Jvspac Acquisition Corp. Class A | 0.08% | 24,117 | $249K | Reduce -3.2% |
| SBI Western Asset Intermediate | 0.07% | 26,147 | $214K | No change |
| NMAI Nuveen Multi-Asset Income | 0.06% | 12,779 | $169K | No change |
| GF The New Germany Fund Inc. | 0.05% | 15,006 | $134K | New |
| EDD Morgan Stanley Emrg MRK Dom | 0.02% | 12,594 | $63K | Reduce -92.2% |
| HERZ Herzfeld Credit Income Fund | 0.02% | 21,320 | $48K | Add +4.3% |
| OSRHW Bellevue Life Scncs Aqstn Co. | 0.00% | 15,460 | $371 | Reduce -21.3% |
Other holdings (42): bonds, preferreds, convertibles and warrants · $288K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 120,577 | $39K | Reduce -7.4% |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 442,799 | $35K | Reduce -2.8% |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 136,738 | $22K | Reduce -17.0% |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 109,119 | $17K | Add +52.4% |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | 137,500 | $15K | New |
| CUBWW Lionheart Holdings - WT | *W EXP 06/07/203 | 226,219 | $14K | New |
| LEGT.WS Legato Merger Corp. III-29 | *W EXP 05/08/203 | 94,592 | $14K | Reduce -24.4% |
| ALFUW Centurion Acquisition - 29 | *W EXP 05/31/203 | 141,642 | $13K | Reduce -6.7% |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 63,659 | $12K | Reduce -1.6% |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | 27,837 | $10K | New |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 31,170 | $7K | Reduce -32.3% |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 36,166 | $7K | Reduce -12.9% |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | 25,069 | $7K | No change |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | 51,544 | $7K | Reduce -2.3% |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 41,196 | $7K | Reduce -6.8% |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 44,333 | $6K | Reduce -28.8% |
| CHEB.WS Chenghe Acquisition II - 29 | *W EXP 05/30/203 | 69,665 | $5K | New |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 20,999 | $5K | Reduce -62.8% |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 138,820 | $4K | Reduce -21.2% |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 40,405 | $4K | Reduce -17.6% |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 70,606 | $4K | Reduce -66.0% |
| RFAIR RF Acquisition Corp. II | RIGHT 05/01/2026 | 64,149 | $4K | Reduce -3.2% |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 23,805 | $4K | Reduce -2.1% |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | 31,050 | $4K | Reduce -8.6% |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | 26,519 | $4K | Reduce -59.5% |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 42,121 | $3K | Reduce -2.4% |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 35,692 | $3K | Reduce -11.6% |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 36,976 | $2K | Reduce -1.2% |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 15,460 | $2K | Reduce -21.3% |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 12,244 | $1K | No change |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 10,019 | $1K | Reduce -10.2% |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 13,144 | $1K | New |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 12,508 | $1K | Reduce -4.0% |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 36,235 | $1K | Reduce -12.7% |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 33,225 | $1K | Reduce -33.8% |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 128,768 | $670 | Reduce -28.2% |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 40,372 | $573 | Reduce -17.6% |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 27,114 | $542 | Reduce -10.8% |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | 15,525 | $466 | Reduce -8.6% |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 41,196 | $412 | Reduce -6.8% |
| GLSTW Global Star Acquisition-27 A | *W EXP 07/15/202 | 19,784 | $220 | Reduce -69.8% |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 11,850 | $119 | No change |
Total filed on the 13F, all lines: $297.4M.
Portfolio Sells Q2 2024 → Q3 2024
| EVE Eve Mobility Acquisition C-A | Sold out | 0.00% | −2.71 |
| CUBWU Lionheart Holdings | Reduce -92.6% | 0.13% | −1.77 |
| KTF DWS Municipal Income Trust | Reduce -63.6% | 0.77% | −1.47 |
| NNAG 99 Acquisition Group in Class A | Sold out | 0.00% | −1.31 |
| NEW AMERICA HIGH INCOME FUND | Sold out | 0.00% | −1.15 |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | Sold out | 0.00% | −1.00 |
| NBXG Neuberger Next Generation Co. | Reduce -25.3% | 1.44% | −0.72 |
| CBH Virtus Convertible & Income | Sold out | 0.00% | −0.67 |
| SBXC Silverbox Corp. III-A | Sold out | 0.00% | −0.66 |
| XJPIX Nuveen Preferred Securities | Sold out | 0.00% | −0.62 |
| KVACF Keen Vision Acquisition Corp. | Sold out | 0.00% | −0.61 |
| CHEB.U Chenghe Acquisition II Co. | Reduce -57.8% | 0.37% | −0.60 |
| NBH Neuberger Municipal Fund Inc. | Reduce -47.0% | 0.59% | −0.60 |
| PGZ Principal Real Estate Income | Reduce -42.4% | 0.69% | −0.52 |
| HFRO Highland Opport & Income | Reduce -24.2% | 0.73% | −0.36 |
| SKGR SK Growth Opportunities Co. Class A | Sold out | 0.00% | −0.32 |
| SVIIF Spring Valley Acquisition-A | Reduce -10.4% | 1.26% | −0.29 |
| XNDPX Tortoise Energy Independence | Reduce -15.5% | 1.08% | −0.29 |
| XBFZX BlackRock Ca Muni Inc. TR | Sold out | 0.00% | −0.28 |
| RRACF Rigel Resource Acquisit Class A | Sold out | 0.00% | −0.27 |
| XENWX Eaton Vance New York Municip | Reduce -5.7% | 1.56% | −0.26 |
| EDD Morgan Stanley Emrg MRK Dom | Reduce -92.2% | 0.02% | −0.26 |
| COLOMBIER ACQUISITION CORP | Reduce -7.6% | 1.22% | −0.25 |
| BYNO Bynordic Acquisition Corp. | Sold out | 0.00% | −0.25 |
| AITR AI Transportation Acquisitio | Reduce -10.5% | 1.00% | −0.23 |
| XDCFX BNYM Alcentra GLBL CRDT 2024 | Sold out | 0.00% | −0.23 |
| ARES ACQUISITION CORP II | Reduce -7.2% | 1.23% | −0.22 |
| LCW Learn CW Investment Corp. Class A | Sold out | 0.00% | −0.22 |
| USAR USA Rare Earth Inc. | Reduce -1.0% | 1.90% | −0.21 |
| ALCYF Alchemy Investments Acquisit | Reduce -10.2% | 0.91% | −0.20 |
| IBAC Ib Acquisition Corp. | Reduce -2.2% | 1.45% | −0.19 |
| ALF Centurion Acquisition Corp. | Reduce -6.7% | 0.96% | −0.18 |
| BCIC BCP Investment Corp. | Reduce -11.9% | 0.53% | −0.18 |
| UCFI CN Healthy Food Tech Group C | Reduce -19.2% | 0.48% | −0.17 |
| OAKU Oak Woods Acquisition Corp. Class A | Sold out | 0.00% | −0.17 |
| HAYMAKER ACQUISITION CORP 4 | Reduce -0.5% | 1.68% | −0.17 |
| BOWN Bowen Acquisition Corp. | Reduce -6.5% | 0.87% | −0.15 |
| LEGT Legato Merger Corp. III | Reduce -8.6% | 0.63% | −0.13 |
| KSM DWS Strategic Municipal Inc. | Reduce -0.0% | 1.57% | −0.12 |
| SDHY Pgim SHRT Durat Hi YLD | Sold out | 0.00% | −0.12 |
| NETD Nabors Energy Transition C-A | Reduce -2.9% | 0.89% | −0.12 |
| QETA Quetta Acquisition Corp. | Reduce -1.1% | 0.84% | −0.10 |
| ANSC Agriculture & Natural Soluti | Sold out | 0.00% | −0.10 |
| AFJK Aimei Health Technology Co. | Reduce -13.5% | 0.31% | −0.08 |
| SPKLF Spark I Acquisition Corp. | Reduce -10.8% | 0.36% | −0.08 |
| HCVI Hennessy Capital Invest Class A | Sold out | 0.00% | −0.08 |
| CLEARBRIDGE MLP AND MIDSTRM | Sold out | 0.00% | −0.08 |
| CCIX Churchill Capital Corp. Ix | Reduce -3.3% | 0.38% | −0.06 |
| RFAI RF Acquisition Corp. II | Reduce -10.9% | 0.20% | −0.05 |
| RENEF Cartesian Growth Corp. II- A | Reduce -18.2% | 0.14% | −0.05 |
Portfolio Buys Q2 2024 → Q3 2024
| TPL Texas Pacific Land Corp. | New | 2.95% | +2.95 |
| IIF Morgan Stanley India Invest | New | 2.05% | +2.05 |
| PCF High Income Securities Fund | Add +248.8% | 2.32% | +1.56 |
| CUB Lionheart Holdings Class A | New | 1.52% | +1.52 |
| LPAAU Launch One Acquisition Corp. | New | 1.41% | +1.41 |
| SIMAU Sim Acquisition Corp. I | New | 1.06% | +1.06 |
| POLEU Andretti Acquisition Corp. II | New | 0.97% | +0.97 |
| VLOSU M3-Brigade Acquisition V Cor | New | 0.78% | +0.78 |
| NTG Tortoise Midstream Energy | New | 0.70% | +0.70 |
| DSM BNYM Strat Muni BND | Add +73.0% | 1.72% | +0.67 |
| GIGGU GIGCAPITAL7 Inc. | New | 0.64% | +0.64 |
| XMUIX BlackRock Municipal Income | Add +123.7% | 1.19% | +0.61 |
| FTW.U Eqv Ventures Acquisition Cor | New | 0.51% | +0.51 |
| CAPNU Cayson Acquisition Corp. | New | 0.51% | +0.51 |
| SBXUF Silverbox Corp. IV | New | 0.50% | +0.50 |
| YHNAU YHN Acquisition I Ltd. | New | 0.48% | +0.48 |
| CHEB Chenghe Acquisition II Co. | New | 0.47% | +0.47 |
| CEP Cantor Equity Partners Inc. | New | 0.46% | +0.46 |
| TRC Tejon Ranch Co. | New | 0.41% | +0.41 |
| DTSQU DT Cloud Star Acquisition Co. | New | 0.34% | +0.34 |
| VACHU Voyager Acquisition Corp. | New | 0.34% | +0.34 |
| XHIEX Miller/Howard High Income Eq | Add +34.7% | 1.35% | +0.33 |
| AFB Allianceberstein NTL Muni | Add +31.3% | 1.54% | +0.31 |
| GLO Clough Global Opportunities | New | 0.21% | +0.21 |
| BTX BlackRock Tech & Priv Eqty | Add +116.5% | 0.34% | +0.17 |
| XTTPX Tortoise Pipeline & Energy | New | 0.17% | +0.17 |
| RWAY Runway Growth Finance Corp. | Add +48.4% | 1.14% | +0.16 |
| PFO Flaherty & Crumrine P&I Opp | New | 0.15% | +0.15 |
| XGDVX Gabelli Dividend & Income TR | Add +12.3% | 1.23% | +0.10 |
| EMO Clearbridge Energy Midstream | Add +37.0% | 0.28% | +0.06 |
| GF The New Germany Fund Inc. | New | 0.05% | +0.05 |
| LRFC Logan Ridge Finance Corp. | Add +3.9% | 1.15% | +0.04 |
| TBMC Trailblazer Merger Corp. I | Add +15.1% | 0.73% | +0.04 |
| ECF Ellsworth Growth and Income | Add +11.8% | 0.28% | +0.02 |
| NXDT Nexpoint Diversified Real Es | Add +4.1% | 0.40% | +0.02 |
| EQC Equity Commonwealth | Add +10.5% | 1.11% | +0.02 |
| CNNE Cannae Holdings Inc. | Add +6.8% | 1.52% | +0.01 |
| SWZ Total Return Securities Fund | Add +0.2% | 0.72% | −0.00 |
| HERZ Herzfeld Credit Income Fund | Add +4.3% | 0.02% | −0.00 |
| GLACF Global Lights Acquisition Co. | Add +9.0% | 1.68% | −0.01 |
| NSLR Neostellar Capital Corp. | Add +0.0% | 0.17% | −0.02 |
| XHTAX Invesco Hi Inc. 2024 TRGT TRM | Add +3.0% | 0.78% | −0.03 |
| XCMUX MFS High Yield Municipal TR | Add +0.3% | 1.67% | −0.06 |
| TONT.U Graf Global Corp. | Add +2.2% | 1.04% | −0.09 |
| DMF BNYM Municipal Income | Add +0.3% | 2.38% | −0.21 |
| CET Central Securities Corp. | Add +0.2% | 3.88% | −0.26 |
| CION Cion Investment Corp. | Add +1.1% | 4.15% | −0.50 |
Notes & Other Activity Q2 2024 → Q3 2024
| Colombier Acquisition - 29 | *W EXP 11/24/202 | Reduce -7.4% | 120,577 | $39K |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | Reduce -2.8% | 442,799 | $35K |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | Reduce -17.0% | 136,738 | $22K |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | Add +52.4% | 109,119 | $17K |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Sold out | 47,585 | $17Kbefore exit |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | New | 137,500 | $15K |
| CUBWW Lionheart Holdings - WT | *W EXP 06/07/203 | New | 226,219 | $14K |
| LEGT.WS Legato Merger Corp. III-29 | *W EXP 05/08/203 | Reduce -24.4% | 94,592 | $14K |
| ALFUW Centurion Acquisition - 29 | *W EXP 05/31/203 | Reduce -6.7% | 141,642 | $13K |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | Reduce -1.6% | 63,659 | $12K |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | Sold out | 195,421 | $10Kbefore exit |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | New | 27,837 | $10K |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | Reduce -32.3% | 31,170 | $7K |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | Reduce -12.9% | 36,166 | $7K |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | Reduce -2.3% | 51,544 | $7K |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | Reduce -6.8% | 41,196 | $7K |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | Reduce -28.8% | 44,333 | $6K |
| CHEB.WS Chenghe Acquisition II - 29 | *W EXP 05/30/203 | New | 69,665 | $5K |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | Reduce -62.8% | 20,999 | $5K |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | Sold out | 14,773 | $5Kbefore exit |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | Reduce -21.2% | 138,820 | $4K |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | Reduce -17.6% | 40,405 | $4K |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | Sold out | 41,015 | $4Kbefore exit |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | Reduce -66.0% | 70,606 | $4K |
| RFAIR RF Acquisition Corp. II | RIGHT 05/01/2026 | Reduce -3.2% | 64,149 | $4K |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | Reduce -2.1% | 23,805 | $4K |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | Reduce -8.6% | 31,050 | $4K |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | Reduce -59.5% | 26,519 | $4K |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | Reduce -2.4% | 42,121 | $3K |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | Reduce -11.6% | 35,692 | $3K |
| TRONW Corner Growth Acquisiti-CW23 | *W EXP 99/99/999 | Sold out | 86,797 | $3Kbefore exit |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | Sold out | 30,958 | $2Kbefore exit |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | Sold out | 40,700 | $2Kbefore exit |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | Sold out | 32,500 | $2Kbefore exit |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | Reduce -1.2% | 36,976 | $2K |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | Reduce -21.3% | 15,460 | $2K |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | Reduce -10.2% | 10,019 | $1K |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | New | 13,144 | $1K |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | Reduce -4.0% | 12,508 | $1K |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | Reduce -12.7% | 36,235 | $1K |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | Reduce -33.8% | 33,225 | $1K |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | Reduce -28.2% | 128,768 | $670 |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | Reduce -17.6% | 40,372 | $573 |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | Reduce -10.8% | 27,114 | $542 |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | Reduce -8.6% | 15,525 | $466 |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | Reduce -6.8% | 41,196 | $412 |
| GLSTW Global Star Acquisition-27 A | *W EXP 07/15/202 | Reduce -69.8% | 19,784 | $220 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 148 | $452.4M | STEW, CET, NBXG, GAM, DSM |
| Q1 2026 | 146 | $443.1M | STEW, DSM, CET, GAM, TPL |
| Q4 2025 | 148 | $446.2M | STEW, DSM, CET, GAM, NBXG |
| Q3 2025 | 138 | $429.6M | GAM, STEW, CET, NBXG, DSM |
| Q2 2025 | 125 | $393.5M | STEW, GAM, CET, NBXG, CION |
| Q1 2025 | 104 | $368.5M | STEW, CION, GAM, DSM, AFB |
| Q4 2024 | 105 | $382.1M | STEW, CION, GAM, DSM, TPZ |
| Q3 2024 | 99 | $297.1M | STEW, GAM, CION, CET, TPL |
| Q2 2024 | 99 | $267.2M | STEW, GAM, CION, CET, EVE |
| Q1 2024 | 109 | $302.2M | STEW, GAM, KTF, CION, CET |