Calton & Associates, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 16, 2024), Calton & Associates, Inc. reported 188 stock positions worth $205.0 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 6.0% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 5.6%) and SS SPDR S&P 500 ETF Trust-US (SPY, 4.2%). Compared with Q4 2023, it opened 19 new positions, sold out of 74, added to 42 and reduced 119. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +1%) and the biggest sale an exit from SS SPDR BB 1-3M T-Bill ETF (BIL).
- Most Recent 13F
- Q2 2026
- Location
- Tampa, FL
- CIK
- 0000822648
- Portfolio Value
- $205.0M (Q1 2024)
- SEC Filing
- 0001172661-24-001857 ↗ filed Apr 16, 2024
Holdings Value
Holdings 188 stocks · $205.0M
| USFR Wisdomtree Floating Rate Tre | 6.03% | 245,817 | $12.4M | Reduce -1.0% |
| QQQ Invesco QQQ Trust Series 1 | 5.58% | 25,783 | $11.4M | Reduce -7.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.24% | 16,602 | $8.7M | Add +1.3% |
| VFH Vanguard Financials ETF | 3.74% | 74,986 | $7.7M | Reduce -11.0% |
| AAPL Apple Inc. | 3.27% | 39,129 | $6.7M | Reduce -19.5% |
| FLRN SS SPDR BB Ig Float RT ETF | 3.00% | 199,728 | $6.2M | Reduce -1.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 2.91% | 17,361 | $6.0M | Reduce -3.6% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 2.36% | 25,917 | $4.8M | Add +1.7% |
| VHT Vanguard Health Care ETF | 2.33% | 17,640 | $4.8M | Add +2.5% |
| SRLN SS Blackstone Sr Loan ETF | 2.31% | 112,344 | $4.7M | Reduce -4.3% |
| COWZ Pacer US Cash Cows 100 ETF | 2.04% | 72,061 | $4.2M | Reduce -10.2% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 1.84% | 92,731 | $3.8M | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.63% | 7,928 | $3.3M | Reduce -41.1% |
| CGGR Cap Group Growth Equity | 1.59% | 102,049 | $3.3M | Add +1.2% |
| MSFT Microsoft Corp. | 1.53% | 7,480 | $3.1M | Reduce -30.2% |
| SLYV SS SPDR S&P 600 SC Val ETF | 1.51% | 37,367 | $3.1M | Add +1.1% |
| HD Home Depot Inc. | 1.23% | 6,550 | $2.5M | Reduce -7.7% |
| PTNQ Pacer Trendpilot 100 ETF | 1.15% | 34,193 | $2.3M | Reduce -19.2% |
| VDC Vanguard Consumer Staple ETF | 1.06% | 10,651 | $2.2M | Reduce -48.4% |
| XLV SS Health Care Select Sector | 1.06% | 14,694 | $2.2M | Reduce -55.2% |
| SPGP Invesco S&P 500 Garp ETF | 0.93% | 17,921 | $1.9M | Reduce -6.9% |
| VEA Vanguard Ftse Developed ETF | 0.87% | 35,738 | $1.8M | Reduce -5.8% |
| KRE SS SPDR S&P Regional Bank | 0.87% | 35,637 | $1.8M | Add +0.7% |
| BSV Vanguard Short-Term Bond ETF | 0.87% | 23,363 | $1.8M | Reduce -0.6% |
| XLK SS Technology Select Sector | 0.86% | 8,463 | $1.8M | Reduce -56.7% |
| TIP iShares Tips Bond ETF | 0.85% | 16,170 | $1.7M | Reduce -10.8% |
| JPM JPMorgan Chase & Co. | 0.82% | 8,382 | $1.7M | Reduce -17.8% |
| XOM Exxon Mobil Corp. | 0.80% | 14,166 | $1.6M | Reduce -33.7% |
| FPX First Trust US Equity Opport | 0.79% | 15,263 | $1.6M | Reduce -2.8% |
| TOTL SS Doubleline TR Tact ETF | 0.78% | 39,744 | $1.6M | Reduce -4.5% |
| CFO Victoryshares US 500 Enhance | 0.72% | 22,447 | $1.5M | Reduce -1.6% |
| PECO Phillips Edison & Company Inc. | 0.70% | 39,865 | $1.4M | Reduce -17.4% |
| CVX Chevron Corp. | 0.69% | 9,007 | $1.4M | Reduce -23.3% |
| PDP Invesco Dorsey Wright Moment | 0.69% | 14,315 | $1.4M | Add +0.2% |
| GLD SPDR Gold Shares | 0.66% | 6,597 | $1.4M | Reduce -49.8% |
| NVDA Nvidia Corp. | 0.66% | 1,494 | $1.4M | Reduce -41.9% |
| AMZN Amazon.com Inc. | 0.65% | 7,345 | $1.3M | Reduce -48.0% |
| INDA iShares MSCI India ETF | 0.64% | 25,263 | $1.3M | Reduce -5.3% |
| PFF iShares Preferred & Income S | 0.64% | 40,427 | $1.3M | Add +2.1% |
| GDX Vaneck Gold Miners ETF | 0.64% | 41,197 | $1.3M | Reduce -4.7% |
| XME SS SPDR S&P Metals Mining | 0.59% | 20,019 | $1.2M | Reduce -4.3% |
| FEZ State Street SPDR Euro Stoxx | 0.58% | 22,544 | $1.2M | Reduce -8.6% |
| CDC Victoryshares US Eq Income E | 0.58% | 19,879 | $1.2M | Reduce -1.7% |
| VDE Vanguard Energy ETF | 0.57% | 8,808 | $1.2M | Reduce -17.0% |
| VOO Vanguard S&P 500 ETF | 0.56% | 2,402 | $1.2M | Reduce -54.2% |
| VIS Vanguard Industrials ETF | 0.55% | 4,620 | $1.1M | Reduce -8.0% |
| ITA iShares U.S. Aerospace & Def | 0.53% | 8,286 | $1.1M | Reduce -2.5% |
| FDVV Fidelity High Dividend ETF | 0.50% | 22,587 | $1.0M | Reduce -24.1% |
| EDOG Alps Emerging Sector Dividen | 0.48% | 46,755 | $988K | Reduce -1.4% |
| PII Polaris Inc. | 0.48% | 9,848 | $986K | Add +140.7% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.48% | 34,062 | $981K | Reduce -2.3% |
| XLF SS Financial Select Sector | 0.47% | 23,068 | $972K | Add +8.6% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.47% | 950 | $966K | No change |
| SPYV SS SPDR P S&P 500 Value ETF | 0.45% | 18,540 | $929K | Add +11.7% |
| EEM iShares MSCI Emerging Market | 0.44% | 22,022 | $905K | Reduce -7.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.44% | 14,524 | $894K | Add +240.1% |
| IBB iShares Biotechnology ETF | 0.42% | 6,266 | $860K | Reduce -6.0% |
| IVW iShares S&P 500 Growth ETF | 0.41% | 10,077 | $851K | Reduce -1.0% |
| IVV iShares Core S&P 500 ETF | 0.41% | 1,606 | $844K | Add +0.3% |
| PKW Invesco Buyback Achievers Et | 0.40% | 7,646 | $827K | Reduce -0.7% |
| GOOG Alphabet Inc. Class C | 0.40% | 5,380 | $819K | Reduce -47.9% |
| LLY Eli Lilly & Co. | 0.39% | 1,031 | $802K | Reduce -20.2% |
| AMD Advanced Micro Devices | 0.39% | 4,444 | $802K | Reduce -25.3% |
| GS Goldman Sachs Group Inc. | 0.38% | 1,847 | $771K | Reduce -0.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.38% | 20,277 | $769K | Reduce -19.6% |
| PNC PNC Financial Services Group | 0.37% | 4,700 | $760K | Reduce -4.1% |
| IVT Inventrust Properties Corp. | 0.37% | 29,354 | $755K | Reduce -4.1% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.36% | 14,934 | $734K | Add +10.0% |
| EWC iShares MSCI Canada ETF | 0.36% | 19,039 | $729K | Reduce -5.3% |
| ABBV Abbvie Inc. | 0.35% | 3,987 | $726K | Reduce -19.7% |
| PTLC Pacer Trendpilot US Large Ca | 0.34% | 14,486 | $691K | New |
| ITOT iShares Core S&P Total U.S. | 0.34% | 5,986 | $690K | Add +8.5% |
| CWB SS SPDR BB Conv Sec ETF | 0.33% | 9,263 | $677K | Reduce -7.3% |
| META Meta Platforms Inc. Class A | 0.32% | 1,369 | $665K | Reduce -54.0% |
| T AT&T Inc. | 0.32% | 37,162 | $654K | Add +1.3% |
| IYK iShares US Consumer Staples | 0.31% | 9,466 | $640K | Reduce -13.2% |
| AGG iShares Core U.S. Aggregate | 0.31% | 6,392 | $626K | Add +0.2% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.31% | 5,234 | $625K | Reduce -20.4% |
| KBE SS SPDR S&P Bank ETF | 0.30% | 13,188 | $621K | Add +20.3% |
| FLOT iShares Floating Rate Bond E | 0.30% | 12,124 | $619K | Reduce -11.6% |
| FCOR Fidelity Corporate Bond ETF | 0.30% | 13,284 | $618K | Add +138.9% |
| IJT iShares S&P Small-Cap 600 GR | 0.30% | 4,682 | $612K | Reduce -9.8% |
| BMY Bristol-Myers Squibb Co. | 0.29% | 10,786 | $585K | New |
| XBI SS SPDR S&P Biotech ETF | 0.28% | 6,125 | $581K | Add +0.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.28% | 7,772 | $568K | Reduce -0.6% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.27% | 15,713 | $563K | Reduce -0.4% |
| WIP State Street SPDR Ftse Inter | 0.27% | 13,965 | $558K | Reduce -7.5% |
| MS Morgan Stanley | 0.26% | 5,719 | $538K | Add +20.4% |
| CSCO Cisco Systems Inc. | 0.26% | 10,747 | $536K | Reduce -8.4% |
| F Ford Motor Co. filed as FORD MTR CO DEL | 0.26% | 40,155 | $533K | Add +24.6% |
| TFLO iShares Treasury Floating Ra | 0.25% | 10,222 | $518K | Reduce -42.4% |
| GSY Invesco Ultra Short Duration | 0.25% | 10,147 | $506K | Reduce -4.6% |
| RSP Invesco S&P 500 Equal Weight | 0.25% | 2,982 | $505K | Add +72.2% |
| SPEM State Street SP PTF Em ETF | 0.24% | 13,881 | $502K | Reduce -2.5% |
| JNJ Johnson & Johnson | 0.24% | 3,119 | $493K | Reduce -22.6% |
| RDVY First Trust Rising Dividend | 0.23% | 8,564 | $481K | Add +0.0% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.23% | 11,624 | $476K | Reduce -0.3% |
| CMI Cummins Inc. | 0.23% | 1,598 | $471K | No change |
| MA Mastercard Inc. Class A | 0.22% | 953 | $459K | Reduce -5.7% |
| LMT Lockheed Martin Corp. | 0.22% | 994 | $452K | Reduce -20.9% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $184K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | 1,225,000 | $184K | Add +63.0% |
Total filed on the 13F, all lines: $205.2M.
Portfolio Sells Q4 2023 → Q1 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −1.61 |
| GCOW Pacer Global Cash Cows Divid | Reduce -87.0% | 0.22% | −1.14 |
| XLV SS Health Care Select Sector | Reduce -55.2% | 1.06% | −0.74 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Sold out | 0.00% | −0.68 |
| XLK SS Technology Select Sector | Reduce -56.7% | 0.86% | −0.66 |
| VPU Vanguard Utilities ETF | Sold out | 0.00% | −0.64 |
| VDC Vanguard Consumer Staple ETF | Reduce -48.4% | 1.06% | −0.53 |
| AAPL Apple Inc. | Reduce -19.5% | 3.27% | −0.50 |
| VCSH Vanguard S/T Corp. Bond ETF | Sold out | 0.00% | −0.45 |
| VNQ Vanguard Real Estate ETF | Sold out | 0.00% | −0.40 |
| BIV Vanguard Intermediate-Term B | Sold out | 0.00% | −0.40 |
| IFF Intl Flavors & Fragrances | Sold out | 0.00% | −0.38 |
| VGSH Vanguard Short-Term Treasury | Sold out | 0.00% | −0.38 |
| VOO Vanguard S&P 500 ETF | Reduce -54.2% | 0.56% | −0.36 |
| USMV iShares MSCI USA Min Vol Fac | Sold out | 0.00% | −0.35 |
| GLD SPDR Gold Shares | Reduce -49.8% | 0.66% | −0.35 |
| TSLA Tesla Inc. | Reduce -70.2% | 0.12% | −0.34 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -41.1% | 1.63% | −0.31 |
| KXI iShares Global Consumer Stap | Sold out | 0.00% | −0.30 |
| HYMB SS SPDR N Ice HY Muni ETF | Sold out | 0.00% | −0.30 |
| GOOGL Alphabet Inc. Class A | Reduce -77.5% | 0.12% | −0.28 |
| AMZN Amazon.com Inc. | Reduce -48.0% | 0.65% | −0.22 |
| NSSC Napco Security Technologies | Sold out | 0.00% | −0.21 |
| ENPH Enphase Energy Inc. | Sold out | 0.00% | −0.19 |
| GOOG Alphabet Inc. Class C | Reduce -47.9% | 0.40% | −0.19 |
| ICVT iShares Convertible Bond ETF | Sold out | 0.00% | −0.18 |
| GIS General Mills Inc. | Sold out | 0.00% | −0.18 |
| RMBS Rambus Inc. | Sold out | 0.00% | −0.18 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.16 |
| SPSB SS SPDR P St C Corp. ETF | Sold out | 0.00% | −0.15 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.15 |
| SPHD Invesco S&P 500 High Dividen | Sold out | 0.00% | −0.14 |
| ADBE Adobe Inc. | Sold out | 0.00% | −0.14 |
| COST Costco Wholesale Corp. | Sold out | 0.00% | −0.14 |
| FALN iShares Fallen Angels ETF | Sold out | 0.00% | −0.14 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.14 |
| BKNG Booking Holdings Inc. | Sold out | 0.00% | −0.14 |
| IYW iShares Ustechnology ETF | Sold out | 0.00% | −0.13 |
| MPC Marathon Petroleum Corp. | Sold out | 0.00% | −0.13 |
| WMT Walmart Inc. | Reduce -61.6% | 0.14% | −0.12 |
| SCCO Southern Copper Corp. | Sold out | 0.00% | −0.12 |
| NOC Northrop Grumman Corp. | Sold out | 0.00% | −0.12 |
| SDY SS SPDR S&P Dividend ETF | Sold out | 0.00% | −0.11 |
| PDBC Invesco Optimum Yield Divers | Sold out | 0.00% | −0.11 |
| NEE Nextera Energy Inc. | Sold out | 0.00% | −0.11 |
| BSX Boston Scientific Corp. | Sold out | 0.00% | −0.11 |
| TFLO iShares Treasury Floating Ra | Reduce -42.4% | 0.25% | −0.11 |
| KO The Coca-Cola Co. | Sold out | 0.00% | −0.11 |
| PEP Pepsico Inc. | Sold out | 0.00% | −0.11 |
| PCG P G & E Corp. | Sold out | 0.00% | −0.10 |
Portfolio Buys Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.3% | 4.24% | +1.10 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Add +1.7% | 2.36% | +0.63 |
| VHT Vanguard Health Care ETF | Add +2.5% | 2.33% | +0.59 |
| CGGR Cap Group Growth Equity | Add +1.2% | 1.59% | +0.45 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +240.1% | 0.44% | +0.34 |
| PTLC Pacer Trendpilot US Large Ca | New | 0.34% | +0.34 |
| PII Polaris Inc. | Add +140.7% | 0.48% | +0.32 |
| BMY Bristol-Myers Squibb Co. | New | 0.29% | +0.29 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +1.1% | 1.51% | +0.27 |
| ADM Archer-Daniels-Midland Co. | New | 0.22% | +0.22 |
| FMC FMC Corp. | New | 0.20% | +0.20 |
| PDP Invesco Dorsey Wright Moment | Add +0.2% | 0.69% | +0.20 |
| FCOR Fidelity Corporate Bond ETF | Add +138.9% | 0.30% | +0.20 |
| FXI iShares China Large-Cap ETF | New | 0.19% | +0.19 |
| XLF SS Financial Select Sector | Add +8.6% | 0.47% | +0.15 |
| SCHW Schwab (charles) Corp. | New | 0.15% | +0.15 |
| EPI Wisdomtree India Earnings | New | 0.15% | +0.15 |
| UPS United Parcel Service Class B | New | 0.14% | +0.14 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +11.7% | 0.45% | +0.14 |
| SMIN iShares MSCI India Small-Cap | New | 0.14% | +0.14 |
| TMFC Motley Fool 100 Index ETF | New | 0.14% | +0.14 |
| PFF iShares Preferred & Income S | Add +2.1% | 0.64% | +0.14 |
| VOLATO GROUP INC | New | 0.14% | +0.14 |
| RSP Invesco S&P 500 Equal Weight | Add +72.2% | 0.25% | +0.14 |
| KRE SS SPDR S&P Regional Bank | Add +0.7% | 0.87% | +0.13 |
| MU Micron Technology Inc. | New | 0.12% | +0.12 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.12% | +0.12 |
| AMAT Applied Materials Inc. | New | 0.12% | +0.12 |
| FCG First Trust Natural Gas ETF | New | 0.11% | +0.11 |
| PLTR Palantir Technologies Inc. Class A | New | 0.10% | +0.10 |
| IVV iShares Core S&P 500 ETF | Add +0.3% | 0.41% | +0.10 |
| ITOT iShares Core S&P Total U.S. | Add +8.5% | 0.34% | +0.10 |
| F Ford Motor Co. | Add +24.6% | 0.26% | +0.10 |
| IGM iShares Expanded Tech Sector | New | 0.10% | +0.10 |
| KBE SS SPDR S&P Bank ETF | Add +20.3% | 0.30% | +0.10 |
| MOAT Vaneck Morningstar Wide Moat | New | 0.10% | +0.10 |
| VRIG Invesco Variable Rate Invest | New | 0.10% | +0.10 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +10.0% | 0.36% | +0.10 |
| MS Morgan Stanley | Add +20.4% | 0.26% | +0.08 |
| URI United Rentals Inc. | Add +0.2% | 0.21% | +0.07 |
| T AT&T Inc. | Add +1.3% | 0.32% | +0.07 |
| XBI SS SPDR S&P Biotech ETF | Add +0.6% | 0.28% | +0.06 |
| DAL Delta Air Lines Inc. | Add +16.1% | 0.16% | +0.06 |
| ALL Allstate Corp. | Add +0.3% | 0.18% | +0.06 |
| FTCS First Trust Capital Strength | Add +8.2% | 0.21% | +0.06 |
| RDVY First Trust Rising Dividend | Add +0.0% | 0.23% | +0.06 |
| IWM iShares Russell 2000 ETF | Add +7.2% | 0.21% | +0.06 |
| AGG iShares Core U.S. Aggregate | Add +0.2% | 0.31% | +0.05 |
| FDL First Trust Morn DVD Lead Inc. | Add +2.0% | 0.20% | +0.05 |
| GDMA Gadsden Dynamic Multi-Asset | Add +4.2% | 0.20% | +0.05 |
Notes & Other Activity Q4 2023 → Q1 2024
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | Add +63.0% | 1,225,000 | $184K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 418 | $682.6M | QQQ, PSTR, SPYM, SPY, FDVV |
| Q1 2026 | 437 | $695.7M | QQQ, PSTR, SPYM, SPY, FDVV |
| Q4 2025 | 446 | $680.9M | QQQ, PSTR, SPYM, AAPL, FDVV |
| Q3 2025 | 425 | $666.2M | QQQ, PSTR, SPYM, SPY, AAPL |
| Q2 2025 | 385 | $578.4M | QQQ, PSTR, SPY, SPYM, AAPL |
| Q1 2025Amended | 340 | $438.4M | PSTR, QQQ, AAPL, SPY, COWZ |
| Q4 2024 | 193 | $226.3M | PSTR, QQQ, AAPL, SPY, VUG |
| Q3 2024Amended | 241 | $261.7M | QQQ, SPY, AAPL, COWZ, USFR |
| Q2 2024 | 187 | $199.7M | QQQ, SPY, AAPL, VFH, FLRN |
| Q1 2024 | 188 | $205.0M | USFR, QQQ, SPY, VFH, AAPL |