Captrust Financial Advisors
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Captrust Financial Advisors reported 2,920 stock positions worth $57.1 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 4.9% of the portfolio, followed by Vanguard Ftse Developed ETF (VEA, 3.6%) and Apple (AAPL, 3.5%). Compared with Q4 2025, it opened 310 new positions, sold out of 119, added to 1,702 and reduced 789. The biggest buy was Taiwan Semiconductor-SP ADR (TSM, shares +207%) and the biggest sale Vngrd Mrgstr MG CP GR ETF-Ui (MGK, shares −18%).
- Most Recent 13F
- Q2 2026
- Location
- RALEIGH, NC
- CIK
- 0001512024
- Portfolio Value
- $57.1B (Q1 2026)
- SEC Filing
- 0001062993-26-002655 ↗ filed May 15, 2026
Holdings Value
Holdings 2,920 stocks · $57.1B
| IVV iShares Core S&P 500 ETF | 4.92% | 4,301,507 | $2.8B | Add +5.0% |
| VEA Vanguard Ftse Developed ETF | 3.63% | 32,329,953 | $2.1B | Add +7.2% |
| AAPL Apple Inc. | 3.46% | 7,788,222 | $2.0B | Add +18.8% |
| SHY iShares 1-3 Year Treasury Bo | 2.77% | 19,190,886 | $1.6B | Add +6.8% |
| NVDA Nvidia Corp. | 2.45% | 8,029,629 | $1.4B | Add +26.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.29% | 6,662,268 | $1.3B | Add +4.3% |
| MSFT Microsoft Corp. | 2.17% | 3,342,378 | $1.2B | Add +20.6% |
| GOOGL Alphabet Inc. Class A | 1.65% | 3,286,433 | $944.9M | Add +26.7% |
| IXUS iShares Core Intl Stock ETF | 1.65% | 10,893,003 | $943.7M | Add +1.3% |
| AMZN Amazon.com Inc. | 1.35% | 3,704,409 | $771.4M | Add +36.6% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 1.34% | 27,495,487 | $765.7M | Add +28.5% |
| IEI iShares 3-7 Year Treasury Bo | 1.30% | 6,258,233 | $742.2M | Add +5.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.30% | 2,832,448 | $741.8M | Add +7.1% |
| VOO Vanguard S&P 500 ETF | 1.23% | 1,174,750 | $701.9M | Reduce -2.8% |
| IEMG iShares Core MSCI Emerging | 1.22% | 10,028,023 | $699.4M | Add +5.1% |
| AGG iShares Core U.S. Aggregate | 1.08% | 6,239,080 | $619.3M | Add +3.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.01% | 1,323,256 | $577.9M | Add +1.0% |
| SCHX Schwab US Large-Cap ETF | 0.91% | 20,183,412 | $517.5M | Add +3.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.90% | 788,251 | $512.6M | Reduce -1.1% |
| IEF iShares 7-10 Year Treasury B | 0.90% | 5,365,982 | $512.1M | Reduce -7.2% |
| BSV Vanguard Short-Term Bond ETF | 0.88% | 6,435,212 | $504.6M | Add +2.3% |
| AVGO Broadcom Inc. | 0.88% | 1,629,276 | $504.2M | Add +31.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.85% | 1,010,888 | $484.4M | Add +20.4% |
| IWB iShares Russell 1000 ETF | 0.80% | 1,279,821 | $456.3M | Add +9.9% |
| ABBV Abbvie Inc. | 0.65% | 1,711,395 | $372.2M | Add +15.0% |
| JGRO JPMorgan Active Growth ETF | 0.63% | 4,292,843 | $362.8M | Add +9.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.62% | 3,886,561 | $356.2M | Reduce -1.4% |
| JPM JPMorgan Chase & Co. | 0.61% | 1,190,152 | $350.1M | Add +36.0% |
| META Meta Platforms Inc. Class A | 0.60% | 598,601 | $342.4M | Add +23.6% |
| CVX Chevron Corp. | 0.57% | 1,561,330 | $323.1M | Add +13.9% |
| GOOG Alphabet Inc. Class C | 0.56% | 1,125,486 | $322.8M | Add +7.0% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.56% | 869,407 | $319.4M | Reduce -18.3% |
| MA Mastercard Inc. Class A | 0.53% | 604,654 | $302.1M | Add +7.9% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.50% | 5,486,292 | $288.4M | Add +13.4% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.49% | 1,289,920 | $280.2M | Add +4.4% |
| JBND JPMorgan Active Bond ETF | 0.48% | 5,141,154 | $276.4M | Add +11.2% |
| VIG Vanguard Dividend Apprec ETF | 0.46% | 1,231,858 | $264.8M | Add +2.2% |
| USFR Wisdomtree Floating Rate Tre | 0.46% | 5,254,391 | $264.5M | Reduce -27.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.45% | 799,543 | $256.5M | Add +1.3% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.44% | 2,656,027 | $250.3M | Add +3.6% |
| GILD Gilead Sciences Inc. | 0.43% | 1,771,496 | $246.9M | Reduce -8.5% |
| XOM Exxon Mobil Corp. | 0.42% | 1,429,145 | $242.5M | Reduce -12.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.42% | 456,659 | $237.3M | Add +4.7% |
| PG The Procter & Gamble Co. | 0.41% | 1,714,266 | $236.1M | Reduce -9.6% |
| CSCO Cisco Systems Inc. | 0.41% | 3,021,766 | $234.5M | Add +20.0% |
| MRK Merck & Co. Inc. | 0.39% | 1,842,858 | $221.7M | Add +10.7% |
| SGOV iShares 0-3 Month Treasury B | 0.38% | 2,182,769 | $219.7M | Add +8.8% |
| ITOT iShares Core S&P Total U.S. | 0.38% | 1,519,015 | $216.3M | Add +0.8% |
| FLXR TCW Flexible Income ETF | 0.37% | 5,449,636 | $214.0M | Add +5.4% |
| IAU iShares Gold Trust | 0.37% | 2,416,160 | $213.0M | Add +0.2% |
| COST Costco Wholesale Corp. | 0.37% | 212,982 | $212.2M | Add +14.1% |
| V Visa Inc. Class A | 0.37% | 697,358 | $210.8M | Add +5.0% |
| KR Kroger Co. | 0.37% | 2,882,647 | $208.6M | Add +3.6% |
| IWF iShares Russell 1000 Growth | 0.36% | 477,946 | $203.8M | Add +2.5% |
| GRMN Garmin Ltd. | 0.35% | 866,762 | $201.1M | Add +3.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.35% | 590,555 | $199.6M | Add +206.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.35% | 4,043,914 | $197.8M | Add +19.0% |
| PANW Palo Alto Networks Inc. | 0.35% | 1,231,510 | $197.4M | Add +77.6% |
| JNJ Johnson & Johnson | 0.34% | 791,746 | $193.5M | Add +25.8% |
| SCHI Schwab 5-10 Year Corporate B | 0.34% | 8,527,007 | $193.4M | Add +8.8% |
| LRCX Lam Research Corp. | 0.34% | 902,539 | $192.8M | Reduce -9.6% |
| AMGN Amgen Inc. | 0.33% | 528,574 | $186.0M | Add +6.1% |
| LLY Eli Lilly & Co. | 0.33% | 202,206 | $185.9M | Add +22.0% |
| LMT Lockheed Martin Corp. | 0.32% | 300,682 | $181.7M | Add +32.7% |
| WSM Williams-Sonoma Inc. | 0.30% | 942,732 | $171.9M | Add +7.8% |
| VRSN Verisign Inc. | 0.29% | 678,655 | $168.6M | Add +3.5% |
| GS Goldman Sachs Group Inc. | 0.29% | 198,639 | $168.0M | Add +156.3% |
| VEU Vanguard Ftse All-World Ex-U | 0.28% | 2,131,346 | $160.1M | Reduce -0.5% |
| CME Cme Group Inc. | 0.28% | 535,366 | $158.1M | Reduce -4.2% |
| IJH iShares Core S&P Midcap ETF | 0.27% | 2,276,302 | $153.7M | Reduce -2.2% |
| WMT Walmart Inc. | 0.27% | 1,235,877 | $153.6M | Add +5.6% |
| LOW Lowe's Cos Inc. | 0.26% | 633,571 | $149.7M | Add +4.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.26% | 3,048,200 | $148.6M | Add +3.8% |
| CAT Caterpillar Inc. | 0.26% | 209,300 | $148.3M | Add +47.8% |
| QCOM Qualcomm Inc. | 0.25% | 1,119,619 | $144.2M | Reduce -3.6% |
| XLK SS Technology Select Sector | 0.25% | 1,079,699 | $143.5M | Reduce -6.4% |
| KO The Coca-Cola Co. | 0.25% | 1,867,326 | $142.0M | Add +19.8% |
| HCA HCA Healthcare Inc. | 0.24% | 293,489 | $138.9M | Reduce -0.8% |
| SUB iShares Short-Term National | 0.24% | 1,296,728 | $138.1M | Add +3.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 564,746 | $136.9M | Add +11.7% |
| VXUS Vanguard Total Intl Stock | 0.24% | 1,767,782 | $136.3M | Add +25.9% |
| NFLX Netflix Inc. | 0.24% | 1,417,561 | $136.2M | Add +24.1% |
| PHM Pultegroup Inc. | 0.24% | 1,156,990 | $136.1M | Add +7.4% |
| MUB iShares National Muni Bond E | 0.24% | 1,271,750 | $135.0M | Add +4.4% |
| AFL Aflac Inc. | 0.23% | 1,216,270 | $133.4M | Add +3.9% |
| BPRE Bluerock Private Real Estate | 0.23% | 7,931,555 | $131.7M | Add +0.7% |
| UGI Ugi Corp. | 0.22% | 3,518,196 | $128.1M | Add +10.2% |
| EFA iShares MSCI Eafe ETF | 0.22% | 1,316,911 | $127.9M | Add +1.4% |
| VYM Vanguard High DVD Yield ETF | 0.22% | 856,648 | $126.9M | Add +4.4% |
| NEE Nextera Energy Inc. | 0.22% | 1,344,582 | $124.9M | Add +210.9% |
| IEFA iShares Core MSCI Eafe ETF | 0.21% | 1,355,041 | $122.7M | Reduce -1.6% |
| WSO Watsco Inc. | 0.21% | 330,883 | $120.4M | Reduce -16.6% |
| CMCSA Comcast Corp. Class A | 0.21% | 4,178,442 | $120.0M | Reduce -3.0% |
| BRX Brixmor Property Group Inc. | 0.21% | 4,130,218 | $118.9M | Add +1.4% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.20% | 3,832,545 | $113.0M | Reduce -1.3% |
| ORI Old Republic Intl Corp. | 0.20% | 2,829,433 | $112.9M | Reduce -13.1% |
| EOG EOG Resources Inc. | 0.20% | 780,690 | $112.9M | Add +27.1% |
| GOVT iShares US Treasury Bond ETF | 0.20% | 4,862,785 | $111.4M | Add +2.1% |
| SR Spire Inc. | 0.19% | 1,227,176 | $111.1M | Reduce -1.1% |
| RMD Resmed Inc. | 0.19% | 487,861 | $109.5M | Add +1.6% |
Options reported separately and not counted above: SPY calls ($32.8M), NVDA puts ($30.5M), SPY puts ($10.9M), VRT calls ($10.0M), MSFT puts ($7.5M), AAPL puts ($6.8M), QQQ puts ($5.7M), HCA puts ($5.1M), SHLD calls ($3.5M), COST puts ($3.5M), IVV puts ($3.1M), NVDA calls ($3.1M), and 73 more.
Other holdings (11): bonds, preferreds, convertibles and warrants · $14.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 97,339 | $6.3M | New |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 104,623 | $4.7M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,148 | $2.6M | Reduce -31.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 446 | $515K | Reduce -8.4% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 3,206 | $226K | Reduce -27.0% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 9,496 | $215K | No change |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 271,083 | $190K | New |
| ACONW Aclarion Inc. -CW27 | *W EXP 04/21/202 | 78,400 | $4K | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 97,930 | $686 | Add +8.7% |
| CINGW Cingulate -CW23 | *W EXP 12/10/202 | 15,200 | $461 | New |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | 10,000 | $203 | No change |
Total filed on the 13F, all lines: $57.2B.
Portfolio Sells Q4 2025 → Q1 2026
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -18.3% | 0.56% | −0.28 |
| USFR Wisdomtree Floating Rate Tre | Reduce -27.0% | 0.46% | −0.23 |
| VOO Vanguard S&P 500 ETF | Reduce -2.8% | 1.23% | −0.21 |
| IEF iShares 7-10 Year Treasury B | Reduce -7.2% | 0.90% | −0.16 |
| TWLO Twilio Inc. Class A | Reduce -83.6% | 0.02% | −0.16 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.1% | 0.90% | −0.14 |
| CPA Copa Holdings SA Class A | Reduce -86.7% | 0.02% | −0.13 |
| QCOM Qualcomm Inc. | Reduce -3.6% | 0.25% | −0.13 |
| FICO Fair Isaac Corp. | Reduce -20.2% | 0.11% | −0.12 |
| ADSK Autodesk Inc. | Reduce -69.3% | 0.03% | −0.12 |
| RELX Relx PLC - Spon ADR | Reduce -76.6% | 0.02% | −0.10 |
| WRB WR Berkley Corp. | Reduce -74.6% | 0.03% | −0.10 |
| AZO AutoZone Inc. | Reduce -70.7% | 0.04% | −0.10 |
| ORI Old Republic Intl Corp. | Reduce -13.1% | 0.20% | −0.09 |
| PG The Procter & Gamble Co. | Reduce -9.6% | 0.41% | −0.08 |
| IWV iShares Russell 3000 ETF | Reduce -34.8% | 0.11% | −0.08 |
| DMBS Doubleline Mortgage ETF | Reduce -81.1% | 0.02% | −0.07 |
| IBDR iShares Ibonds Dec 2026 Term | Reduce -47.1% | 0.07% | −0.07 |
| XLK SS Technology Select Sector | Reduce -6.4% | 0.25% | −0.06 |
| BR Broadridge Financial Solutio | Reduce -5.1% | 0.11% | −0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -1.4% | 0.62% | −0.06 |
| C Citigroup Inc. | Reduce -16.8% | 0.18% | −0.06 |
| XLF SS Financial Select Sector | Reduce -26.0% | 0.10% | −0.06 |
| CPRT Copart Inc. | Reduce -14.9% | 0.11% | −0.06 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -25.7% | 0.10% | −0.05 |
| AGM Federal Agric MTG Corp. Class C | Reduce -25.8% | 0.07% | −0.05 |
| AXP American Express Co. | Reduce -8.0% | 0.11% | −0.05 |
| MEAR Ishrs Short Mat Muni Act ETF | Reduce -27.1% | 0.09% | −0.05 |
| BILZ PIMCO Ultra SHRT Govt Active | Reduce -26.4% | 0.09% | −0.04 |
| CGSD Cap Group Short Duration | Reduce -83.9% | 0.01% | −0.04 |
| WSO Watsco Inc. | Reduce -16.6% | 0.21% | −0.04 |
| APD Air Products & Chemicals Inc. | Reduce -56.7% | 0.04% | −0.04 |
| UBS UBS Group AG-Reg | Reduce -0.1% | 0.14% | −0.04 |
| AJG Arthur J Gallagher & Co. | Reduce -64.8% | 0.01% | −0.04 |
| APH Amphenol Corp. Class A | Reduce -4.9% | 0.17% | −0.04 |
| CMCSA Comcast Corp. Class A | Reduce -3.0% | 0.21% | −0.04 |
| MANH Manhattan Associates Inc. | Reduce -9.5% | 0.06% | −0.04 |
| SCHB Schwab US Broad Market ETF | Reduce -4.5% | 0.18% | −0.03 |
| AYI Acuity Inc. | Reduce -19.8% | 0.04% | −0.03 |
| TMUS T-Mobile US Inc. | Reduce -42.6% | 0.04% | −0.03 |
| APP AppLovin Corp. Class A | Reduce -1.3% | 0.03% | −0.03 |
| ABT Abbott Laboratories | Reduce -1.7% | 0.08% | −0.03 |
| IYG iShares U.S. Financial Servi | Reduce -86.2% | 0.00% | −0.03 |
| SRAD Sportradar Group AG-A | Reduce -61.5% | 0.01% | −0.03 |
| VPU Vanguard Utilities ETF | Reduce -29.3% | 0.06% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -2.2% | 0.27% | −0.02 |
| NOW ServiceNow Inc. | Reduce -6.1% | 0.03% | −0.02 |
| BRO Brown & Brown Inc. | Reduce -8.7% | 0.05% | −0.02 |
| SHW The Sherwin-Williams Co. | Reduce -7.0% | 0.12% | −0.02 |
| HEI.A Heico Corp. Class A | Reduce -3.0% | 0.06% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| TSM Taiwan Semiconductor-SP ADR | Add +206.8% | 0.35% | +0.24 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +28.5% | 1.34% | +0.23 |
| NVDA Nvidia Corp. | Add +26.7% | 2.45% | +0.20 |
| PWR Quanta Services Inc. | Add +1593.0% | 0.19% | +0.18 |
| CVX Chevron Corp. | Add +13.9% | 0.57% | +0.17 |
| GS Goldman Sachs Group Inc. | Add +156.3% | 0.29% | +0.16 |
| AMZN Amazon.com Inc. | Add +36.6% | 1.35% | +0.16 |
| NEE Nextera Energy Inc. | Add +210.9% | 0.22% | +0.15 |
| JPLD JPMorgan Ltd. Duration ETF | Add +5335.8% | 0.15% | +0.15 |
| AEP American Electric Power | Add +594.4% | 0.17% | +0.14 |
| ALSN Allison Transmission Holding | Add +440.3% | 0.17% | +0.14 |
| SECU Ishrs Secur Incom Act ETF | New | 0.13% | +0.13 |
| COKE Coca-Cola Consolidated Inc. | Add +3693.7% | 0.12% | +0.12 |
| ADP Automatic Data Processing | Add +357.2% | 0.17% | +0.12 |
| LMT Lockheed Martin Corp. | Add +32.7% | 0.32% | +0.11 |
| GOOGL Alphabet Inc. Class A | Add +26.7% | 1.65% | +0.11 |
| CAT Caterpillar Inc. | Add +47.8% | 0.26% | +0.11 |
| PANW Palo Alto Networks Inc. | Add +77.6% | 0.35% | +0.10 |
| ASML ASML Holding NV-NY Reg SHS | Add +181.1% | 0.14% | +0.10 |
| OZK Bank Ozk | Add +120.0% | 0.19% | +0.09 |
| JNJ Johnson & Johnson | Add +25.8% | 0.34% | +0.09 |
| CI The Cigna Group | Add +257.6% | 0.12% | +0.08 |
| ISRG Intuitive Surgical Inc. | Add +314.8% | 0.12% | +0.08 |
| JPM JPMorgan Chase & Co. | Add +36.0% | 0.61% | +0.08 |
| EOG EOG Resources Inc. | Add +27.1% | 0.20% | +0.07 |
| PNC PNC Financial Services Group | Add +184.8% | 0.12% | +0.07 |
| AAPL Apple Inc. | Add +18.8% | 3.46% | +0.07 |
| ICE Intercontinental Exchange Inc. | Add +261.2% | 0.10% | +0.07 |
| AVGO Broadcom Inc. | Add +31.7% | 0.88% | +0.07 |
| VZ Verizon Communications Inc. | Add +109.4% | 0.12% | +0.07 |
| COST Costco Wholesale Corp. | Add +14.1% | 0.37% | +0.07 |
| BKGI BNY Mellon GLBL Infra Inc. | New | 0.06% | +0.06 |
| KLAC KLA Corp. | Add +134.0% | 0.10% | +0.06 |
| TIGO Millicom Intl Cellular S.A. | New | 0.06% | +0.06 |
| ETN Eaton Corp. PLC | Add +133.2% | 0.10% | +0.06 |
| UNP Union Pacific Corp. | Add +67.3% | 0.15% | +0.06 |
| FERG Ferguson Enterprises Inc. | Add +65.8% | 0.15% | +0.06 |
| MRK Merck & Co. Inc. | Add +10.7% | 0.39% | +0.05 |
| AMD Advanced Micro Devices | Add +163.2% | 0.10% | +0.05 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +19.0% | 0.35% | +0.05 |
| CNX CNX Resources Corp. | Add +4888.2% | 0.05% | +0.05 |
| BOND PIMCO Active Bond Exchange-T | Add +134.8% | 0.09% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +20.4% | 0.85% | +0.04 |
| EEM iShares MSCI Emerging Market | Add +114.7% | 0.09% | +0.04 |
| MTUM iShares MSCI USA Momentum Fa | Add +59.0% | 0.15% | +0.04 |
| CRM Salesforce Inc. | Add +154.4% | 0.11% | +0.04 |
| CSCO Cisco Systems Inc. | Add +20.0% | 0.41% | +0.04 |
| GEV GE Vernova Inc. | Add +75.8% | 0.08% | +0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +340.9% | 0.06% | +0.04 |
| KO The Coca-Cola Co. | Add +19.8% | 0.25% | +0.04 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 50,500 | $32.8M |
| NVDA Nvidia Corp. | put | New | 174,700 | $30.5M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 16,800 | $10.9M |
| VRT Vertiv Holdings Co. Class A | call | New | 40,100 | $10.0M |
| MSFT Microsoft Corp. | put | New | 20,300 | $7.5M |
| AAPL Apple Inc. | put | New | 26,800 | $6.8M |
| QQQ Invesco QQQ Trust Series 1 | put | New | 10,000 | $5.7M |
| HCA HCA Healthcare Inc. | put | New | 10,800 | $5.1M |
| SHLD Global X Defense Tech ETF | call | New | 50,000 | $3.5M |
| COST Costco Wholesale Corp. | put | New | 3,500 | $3.5M |
| IVV iShares Core S&P 500 ETF | put | New | 4,800 | $3.1M |
| NVDA Nvidia Corp. | call | New | 17,500 | $3.1M |
| IRM Iron Mountain Inc. | put | New | 27,700 | $2.8M |
| NG Novagold Resources Inc. | call | New | 300,000 | $2.7M |
| AON Aon PLC Class A | put | New | 7,500 | $2.4M |
| U Unity Software Inc. | call | New | 100,000 | $2.2M |
| STX Seagate Technology Holdings | put | New | 5,200 | $2.0M |
| META Meta Platforms Inc. Class A | put | New | 3,300 | $1.9M |
| PNC PNC Financial Services Group | put | New | 7,700 | $1.6M |
| LLY Eli Lilly & Co. | call | New | 1,600 | $1.5M |
| PLTR Palantir Technologies Inc. Class A | put | New | 10,000 | $1.5M |
| ABT Abbott Laboratories | put | New | 10,000 | $1.0M |
| USB US Bancorp | put | New | 18,400 | $957K |
| PLTR Palantir Technologies Inc. Class A | call | New | 6,100 | $892K |
| LAC Lithium Americas Corp. | call | New | 200,000 | $790K |
| BRK.B Berkshire Hathaway Inc. Class B | put | New | 1,500 | $719K |
| UNH Unitedhealth Group Inc. | put | New | 2,100 | $568K |
| MSFT Microsoft Corp. | call | New | 1,500 | $555K |
| IT Gartner Inc. | put | New | 3,300 | $523K |
| CI The Cigna Group | put | New | 1,700 | $453K |
| PLUG Plug Power Inc. | call | New | 200,000 | $452K |
| MCK McKesson Corp. | put | New | 500 | $433K |
| V Visa Inc. Class A | put | New | 1,200 | $363K |
| IONQ Ionq Inc. | call | New | 11,000 | $317K |
| TMUS T-Mobile US Inc. | put | New | 1,500 | $315K |
| ABBV Abbvie Inc. | call | New | 1,300 | $283K |
| NOW ServiceNow Inc. | put | New | 2,500 | $261K |
| XOM Exxon Mobil Corp. | call | New | 1,500 | $255K |
| AMZN Amazon.com Inc. | put | New | 1,200 | $250K |
| DIS The Walt Disney Co. | call | New | 2,500 | $241K |
| CMG Chipotle Mexican Grill Inc. | call | New | 7,500 | $240K |
| AVGO Broadcom Inc. | put | New | 700 | $217K |
| ORCL Oracle Corp. | put | New | 1,400 | $206K |
| CRM Salesforce Inc. | put | New | 1,000 | $187K |
| SHEL Shell PLC-ADR | call | New | 2,000 | $186K |
| LLY Eli Lilly & Co. | put | New | 200 | $184K |
| PH Parker Hannifin Corp. | put | New | 200 | $179K |
| META Meta Platforms Inc. Class A | call | New | 300 | $172K |
| ABT Abbott Laboratories | call | New | 1,300 | $133K |
| BMY Bristol-Myers Squibb Co. | call | New | 2,000 | $121K |
Showing the first 50 of 85.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 97,339 | $6.3M |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 104,623 | $4.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -31.3% | 2,148 | $2.6M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -8.4% | 446 | $515K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 20,290 | $391Kbefore exit |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Reduce -27.0% | 3,206 | $226K |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | New | 271,083 | $190K |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Add +8.7% | 97,930 | $686 |
| CINGW Cingulate -CW23 | *W EXP 12/10/202 | New | 15,200 | $461 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,159 | $65.3B | IVV, AAPL, VEA, NVDA, SHY |
| Q1 2026 | 2,920 | $57.1B | IVV, VEA, AAPL, SHY, NVDA |
| Q4 2025 | 2,728 | $52.6B | IVV, VEA, AAPL, SHY, MSFT |
| Q3 2025 | 2,614 | $49.0B | IVV, VEA, AAPL, SHY, MSFT |
| Q2 2025 | 2,500 | $44.8B | IVV, VEA, MSFT, AAPL, VTV |
| Q1 2025 | 2,346 | $39.8B | IVV, AAPL, VEA, VTV, MSFT |
| Q4 2024 | 2,286 | $35.0B | IVV, AAPL, VTV, VEA, MSFT |
| Q3 2024 | 2,285 | $33.7B | IVV, AAPL, VTV, MSFT, VEA |
| Q2 2024 | 2,194 | $31.1B | IVV, AAPL, MSFT, VTV, VEA |
| Q1 2024 | 2,130 | $27.2B | AAPL, MSFT, VTV, VEA, BIL |