Cascades Capital Asset Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Cascades Capital Asset Management, LLC reported 156 stock positions worth $235.8 million. Its top holding was Vanguard Dividend Apprec ETF (VIG) at 11.7% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 9.9%) and Vanguard S&P 500 Value ETF (VOOV, 5.7%). Compared with Q4 2025, it opened 16 new positions, sold out of 20, added to 59 and reduced 50. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +44%) and the biggest sale Microsoft (MSFT, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- GREENSBORO, NC
- CIK
- 0002035512
- Portfolio Value
- $235.8M (Q1 2026)
- SEC Filing
- 0001398344-26-009234 ↗ filed May 15, 2026
Holdings Value
Holdings 156 stocks · $235.8M
| VIG Vanguard Dividend Apprec ETF | 11.70% | 128,256 | $27.6M | Add +14.9% |
| VOO Vanguard S&P 500 ETF | 9.85% | 38,884 | $23.2M | Add +4.8% |
| VOOV Vanguard S&P 500 Value ETF | 5.67% | 65,576 | $13.4M | Reduce -0.3% |
| AAPL Apple Inc. | 4.71% | 43,769 | $11.1M | Add +0.5% |
| MSFT Microsoft Corp. | 4.17% | 26,566 | $9.8M | Reduce -1.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 4.10% | 49,308 | $9.7M | Add +44.2% |
| NVDA Nvidia Corp. | 4.07% | 55,061 | $9.6M | Reduce -0.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 2.95% | 15,913 | $7.0M | Add +1.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.70% | 22,168 | $6.4M | Add +11.4% |
| GOOGL Alphabet Inc. Class A | 2.48% | 20,317 | $5.8M | Add +5.2% |
| IEI iShares 3-7 Year Treasury Bo | 1.97% | 39,109 | $4.6M | Add +13.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.86% | 6,731 | $4.4M | Add +0.0% |
| USFR Wisdomtree Floating Rate Tre | 1.53% | 71,642 | $3.6M | Reduce -39.6% |
| POWERSHARES | 1.36% | 5,561 | $3.2M | Add +22.7% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 1.22% | 103,441 | $2.9M | Add +0.6% |
| SCHI Schwab 5-10 Year Corporate B | 1.17% | 121,510 | $2.8M | Add +19.0% |
| VUSB Vanguard Ultra Short Bond Et | 1.11% | 52,740 | $2.6M | New |
| META Meta Platforms Inc. Class A | 1.04% | 4,303 | $2.5M | Reduce -1.1% |
| LLY Eli Lilly & Co. | 1.03% | 2,652 | $2.4M | Reduce -5.3% |
| GLD SPDR Gold Shares | 1.00% | 5,457 | $2.3M | Add +45.6% |
| VGIT Vanguard Intermediate-Term T | 0.97% | 38,506 | $2.3M | New |
| XOM Exxon Mobil Corp. | 0.93% | 12,910 | $2.2M | Reduce -2.3% |
| UNH Unitedhealth Group Inc. | 0.89% | 7,727 | $2.1M | Reduce -0.3% |
| JPM JPMorgan Chase & Co. | 0.85% | 6,775 | $2.0M | Reduce -2.1% |
| FBNC First Bancorp | 0.83% | 34,828 | $2.0M | No change |
| MCD McDonald's Corp. | 0.75% | 5,715 | $1.8M | Reduce -8.9% |
| VIGI Vanguard Int Div App Indx FD | 0.75% | 19,909 | $1.8M | Reduce -47.1% |
| V Visa Inc. Class A | 0.74% | 5,768 | $1.7M | Reduce -7.3% |
| XLI SS Industrial Select Sector | 0.68% | 9,850 | $1.6M | Add +53.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.67% | 3,319 | $1.6M | Reduce -26.6% |
| IEF iShares 7-10 Year Treasury B | 0.67% | 16,595 | $1.6M | Add +12.2% |
| PPI Astoria Real Assets ETF | 0.66% | 74,826 | $1.6M | Add +21.2% |
| VGT Vanguard Info Tech ETF | 0.64% | 2,153 | $1.5M | Add +1.7% |
| AMZN Amazon.com Inc. | 0.62% | 7,040 | $1.5M | Add +4.1% |
| LMT Lockheed Martin Corp. | 0.61% | 2,367 | $1.4M | Reduce -5.7% |
| CAT Caterpillar Inc. | 0.57% | 1,884 | $1.3M | Reduce -9.8% |
| PSFF Pacer Swan Sos Fund of Funds | 0.57% | 41,590 | $1.3M | Reduce -14.8% |
| OAKM Oakmark US Large Cap ETF | 0.53% | 45,267 | $1.2M | Add +2.1% |
| DUK Duke Energy Corp. | 0.53% | 9,506 | $1.2M | Reduce -16.2% |
| ABBV Abbvie Inc. | 0.52% | 5,673 | $1.2M | Reduce -1.5% |
| TSM Taiwan Semiconductor-SP ADR | 0.52% | 3,620 | $1.2M | Add +29.4% |
| VEA Vanguard Ftse Developed ETF | 0.51% | 18,772 | $1.2M | Add +314.4% |
| RTN.A Raytheon Co. Class A | 0.51% | 6,190 | $1.2M | Reduce -1.5% |
| GDX Market Vectors Semiconductor | 0.46% | 2,835 | $1.1M | Add +1.5% |
| LRGE Clearbridge Large Cap Growth | 0.46% | 14,387 | $1.1M | No change |
| DGRO iShares Core Dividend Growth | 0.45% | 15,159 | $1.1M | Add +1.2% |
| HD Home Depot Inc. | 0.45% | 3,219 | $1.1M | Reduce -16.1% |
| FLOT iShares Floating Rate Bond E | 0.43% | 20,111 | $1.0M | Reduce -39.4% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.42% | 12,581 | $997K | Add +20.2% |
| RSP Guggenheim S&P 500 Equal Wei | 0.39% | 4,788 | $919K | Reduce -20.5% |
| LOW Lowe's Cos Inc. | 0.38% | 3,763 | $889K | Reduce -0.3% |
| FDS Factset Research Systems Inc. | 0.37% | 4,042 | $877K | Add +0.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.36% | 5,362 | $856K | Add +0.0% |
| WMT Walmart Inc. | 0.36% | 6,849 | $851K | Add +0.1% |
| JNJ Johnson & Johnson | 0.35% | 3,386 | $828K | Add +0.2% |
| JEPI JPMorgan Equity Premium Inco | 0.35% | 14,577 | $826K | Reduce -22.4% |
| AVGO Broadcom Inc. | 0.33% | 2,482 | $768K | Add +8.7% |
| AMGN Amgen Inc. | 0.32% | 2,146 | $755K | No change |
| PH Parker Hannifin Corp. | 0.31% | 818 | $732K | No change |
| FCX Freeport-McMoran Inc. | 0.30% | 12,156 | $715K | Reduce -1.9% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.30% | 7,520 | $709K | New |
| CRWD CrowdStrike Holdings Inc. Class A | 0.29% | 1,739 | $679K | Add +4.3% |
| VCIT Vanguard Int-Term Corporate | 0.27% | 7,596 | $629K | New |
| VZ Verizon Communications Inc. | 0.27% | 12,520 | $629K | Reduce -16.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.27% | 12,836 | $626K | Reduce -25.5% |
| CSCO Cisco Systems Inc. | 0.26% | 7,845 | $609K | Add +0.1% |
| WM Waste Management Inc. | 0.25% | 2,609 | $600K | Add +2.2% |
| SGOV iShares 0-3 Month Treasury B | 0.24% | 5,600 | $564K | Add +27.3% |
| TSLA Tesla Inc. | 0.24% | 1,498 | $557K | Reduce -0.7% |
| XLV SS Health Care Select Sector | 0.24% | 3,785 | $555K | No change |
| GLW Corning Inc. | 0.23% | 4,027 | $548K | Add +0.4% |
| GE General Electric Company filed as GE AEROSPACE | 0.23% | 1,917 | $544K | No change |
| INTC Intel Corp. | 0.23% | 12,090 | $534K | No change |
| BINC iShares Flex I A ETF-Usd Inc. | 0.21% | 9,710 | $504K | Add +11.8% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.21% | 10,800 | $496K | Reduce -12.2% |
| MU Micron Technology Inc. | 0.21% | 1,462 | $494K | Reduce -52.6% |
| GEV GE Vernova Inc. | 0.20% | 529 | $462K | No change |
| CB Chubb Corp. filed as CHUBB LTD F | 0.19% | 1,358 | $443K | Add +20.9% |
| NUE Nucor Corp. | 0.19% | 2,581 | $436K | Add +0.0% |
| MDT Medtronic Inc | 0.17% | 4,753 | $412K | No change |
| CRM Salesforce Inc. | 0.17% | 2,176 | $406K | Reduce -6.7% |
| MKL Markel Group Inc. | 0.17% | 211 | $404K | No change |
| GRMN Garmin Ltd. | 0.17% | 1,721 | $399K | No change |
| MO Altria Group Inc. | 0.17% | 6,038 | $398K | Reduce -25.9% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.16% | 2,100 | $387K | New |
| Invesco S&P Int. Developed Quality | 0.16% | 10,660 | $377K | Add +8.2% |
| XLE SS Energy Select Sector | 0.16% | 6,151 | $377K | New |
| SYK Stryker Corp. | 0.16% | 1,130 | $371K | No change |
| BND Vanguard Total Bond Market | 0.16% | 5,000 | $368K | New |
| MRK Merck & Co. Inc. | 0.15% | 3,012 | $362K | Add +0.1% |
| NFLX Netflix Inc. | 0.15% | 3,655 | $351K | Reduce -1.6% |
| IWF iShares Russell 1000 Growth | 0.15% | 816 | $348K | New |
| FDX FedEx Corp. | 0.15% | 976 | $348K | Reduce -16.4% |
| NEM Newmont Corp. | 0.15% | 3,194 | $346K | No change |
| PEP Pepsico Inc. | 0.15% | 2,217 | $344K | Reduce -5.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.14% | 3,687 | $342K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.14% | 1,401 | $339K | Add +0.2% |
| COST Costco Wholesale Corp. | 0.14% | 336 | $335K | Reduce -20.6% |
| PANW Palo Alto Networks Inc. | 0.14% | 1,989 | $319K | Reduce -26.9% |
| AMD Advanced Micro Devices | 0.13% | 1,515 | $308K | Add +146.3% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $2.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| JPMORGAN CHASE & CO (JPM 6 PERP EE) | Common Stock | 61,425 | $1.5M | Reduce -14.9% |
| BANK OF AMERICA CORP (BAC 6 PERP GG) | PFD | 51,499 | $1.3M | Reduce -16.1% |
Total filed on the 13F, all lines: $238.6M.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -1.8% | 4.17% | −1.41 |
| USFR Wisdomtree Floating Rate Tre | Reduce -39.6% | 1.53% | −1.01 |
| VIGI Vanguard Int Div App Indx FD | Reduce -47.1% | 0.75% | −0.72 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.33 |
| NVDA Nvidia Corp. | Reduce -0.2% | 4.07% | −0.31 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -26.6% | 0.67% | −0.29 |
| FLOT iShares Floating Rate Bond E | Reduce -39.4% | 0.43% | −0.28 |
| FEZ State Street SPDR Euro Stoxx | Sold out | 0.00% | −0.27 |
| LLY Eli Lilly & Co. | Reduce -5.3% | 1.03% | −0.25 |
| UNH Unitedhealth Group Inc. | Reduce -0.3% | 0.89% | −0.20 |
| V Visa Inc. Class A | Reduce -7.3% | 0.74% | −0.19 |
| META Meta Platforms Inc. Class A | Reduce -1.1% | 1.04% | −0.18 |
| MU Micron Technology Inc. | Reduce -52.6% | 0.21% | −0.17 |
| BAC Bank of America Corp. | Reduce -25.5% | 0.27% | −0.14 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | Reduce -58.3% | 0.09% | −0.14 |
| MS Morgan Stanley | Sold out | 0.00% | −0.13 |
| HD Home Depot Inc. | Reduce -16.1% | 0.45% | −0.11 |
| WFC Wells Fargo & Co. | Reduce -38.3% | 0.12% | −0.11 |
| PSFF Pacer Swan Sos Fund of Funds | Reduce -14.8% | 0.57% | −0.11 |
| JEPI JPMorgan Equity Premium Inco | Reduce -22.4% | 0.35% | −0.11 |
| JPM JPMorgan Chase & Co. | Reduce -2.1% | 0.85% | −0.11 |
| RSP Guggenheim S&P 500 Equal Wei | Reduce -20.5% | 0.39% | −0.10 |
| CRM Salesforce Inc. | Reduce -6.7% | 0.17% | −0.09 |
| PANW Palo Alto Networks Inc. | Reduce -26.9% | 0.14% | −0.08 |
| C Citigroup Inc. | Sold out | 0.00% | −0.07 |
| VOOV Vanguard S&P 500 Value ETF | Reduce -0.3% | 5.67% | −0.07 |
| MIST Milestone Pharmaceuticals Inc. | Sold out | 0.00% | −0.07 |
| PLTR Palantir Technologies Inc. Class A | Reduce -20.1% | 0.13% | −0.07 |
| STRL Sterling Infrastructure Inc. | Sold out | 0.00% | −0.07 |
| MCD McDonald's Corp. | Reduce -8.9% | 0.75% | −0.06 |
| MOD Modine Manufacturing Co. | Sold out | 0.00% | −0.06 |
| CEG Constellation Energy | Sold out | 0.00% | −0.06 |
| WTPI Wisdomtree Equity Premium Inc. | Sold out | 0.00% | −0.06 |
| CLF Cleveland-Cliffs Inc. | Sold out | 0.00% | −0.06 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -46.4% | 0.06% | −0.06 |
| TSLA Tesla Inc. | Reduce -0.7% | 0.24% | −0.05 |
| IVES Dan Wedbush AI Rev ETF | Sold out | 0.00% | −0.05 |
| QBTS D-Wave Quantum Inc. | Sold out | 0.00% | −0.05 |
| Bitcoin Investment Ord | Sold out | 0.00% | −0.05 |
| GS Goldman Sachs Group Inc. | Sold out | 0.00% | −0.05 |
| CNC Centene Corp. | Sold out | 0.00% | −0.05 |
| HBAN Huntington Bancshares Inc. | Sold out | 0.00% | −0.05 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.04 |
| CCI Crown Castle Intl Corp. Com | Sold out | 0.00% | −0.04 |
| BLK BlackRock Finance Inc. | Sold out | 0.00% | −0.04 |
| CGBL Cap Group Core Balanced | Sold out | 0.00% | −0.04 |
| DUK Duke Energy Corp. | Reduce -16.2% | 0.53% | −0.04 |
| ABBV Abbvie Inc. | Reduce -1.5% | 0.52% | −0.04 |
| ADBE Adobe Inc. | Reduce -1.9% | 0.08% | −0.04 |
| MO Altria Group Inc. | Reduce -25.9% | 0.17% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| VTV Vanguard Mrngstr Val ETF-Aui | Add +44.2% | 4.10% | +1.32 |
| VIG Vanguard Dividend Apprec ETF | Add +14.9% | 11.70% | +1.24 |
| VUSB Vanguard Ultra Short Bond Et | New | 1.11% | +1.11 |
| VGIT Vanguard Intermediate-Term T | New | 0.97% | +0.97 |
| VEA Vanguard Ftse Developed ETF | Add +314.4% | 0.51% | +0.39 |
| GLD SPDR Gold Shares | Add +45.6% | 1.00% | +0.36 |
| VYMI Vanguard Int High DVD YLD Inc. | New | 0.30% | +0.30 |
| VCIT Vanguard Int-Term Corporate | New | 0.27% | +0.27 |
| XLI SS Industrial Select Sector | Add +53.4% | 0.68% | +0.25 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +11.4% | 2.70% | +0.24 |
| IEI iShares 3-7 Year Treasury Bo | Add +13.1% | 1.97% | +0.21 |
| POWERSHARES | Add +22.7% | 1.36% | +0.18 |
| PPI Astoria Real Assets ETF | Add +21.2% | 0.66% | +0.17 |
| SCHI Schwab 5-10 Year Corporate B | Add +19.0% | 1.17% | +0.17 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | New | 0.16% | +0.16 |
| XLE SS Energy Select Sector | New | 0.16% | +0.16 |
| TSM Taiwan Semiconductor-SP ADR | Add +29.4% | 0.52% | +0.16 |
| BND Vanguard Total Bond Market | New | 0.16% | +0.16 |
| IWF iShares Russell 1000 Growth | New | 0.15% | +0.15 |
| GLW Corning Inc. | Add +0.4% | 0.23% | +0.08 |
| AMD Advanced Micro Devices | Add +146.3% | 0.13% | +0.07 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +20.2% | 0.42% | +0.07 |
| IEF iShares 7-10 Year Treasury B | Add +12.2% | 0.67% | +0.07 |
| VRT Vertiv Holdings Co. Class A | New | 0.06% | +0.06 |
| MSI Motorola Solutions Inc. | New | 0.06% | +0.06 |
| JNJ Johnson & Johnson | Add +0.2% | 0.35% | +0.05 |
| SGOV iShares 0-3 Month Treasury B | Add +27.3% | 0.24% | +0.05 |
| PROSHARES SHORT S&P 500 | New | 0.05% | +0.05 |
| ROST Ross Stores Inc. | New | 0.05% | +0.05 |
| GSK GSK PLC | New | 0.04% | +0.04 |
| PGR Progressive Corp. | New | 0.04% | +0.04 |
| LIN Linde PLC | New | 0.04% | +0.04 |
| ODFL Old Dominion Freight Line | New | 0.04% | +0.04 |
| VXUS Vanguard Total Intl Stock | Add +76.6% | 0.09% | +0.04 |
| CB Chubb Corp. | Add +20.9% | 0.19% | +0.04 |
| WMT Walmart Inc. | Add +0.1% | 0.36% | +0.04 |
| GDX Market Vectors Semiconductor | Add +1.5% | 0.46% | +0.03 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +0.6% | 1.22% | +0.03 |
| NOW ServiceNow Inc. | Add +102.5% | 0.11% | +0.03 |
| SMERY Siemens Energy AG Spon ADR | Add +8.3% | 0.09% | +0.03 |
| CVX Chevron Corp. | Add +6.4% | 0.09% | +0.03 |
| AOR iShares Core 60/40 Balanced | Add +24.3% | 0.13% | +0.02 |
| BKNG Booking Holdings Inc. | Add +51.1% | 0.13% | +0.02 |
| MRK Merck & Co. Inc. | Add +0.1% | 0.15% | +0.02 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +11.8% | 0.21% | +0.02 |
| WM Waste Management Inc. | Add +2.2% | 0.25% | +0.02 |
| KO The Coca-Cola Co. | Add +4.0% | 0.11% | +0.01 |
| Invesco S&P Int. Developed Quality | Add +8.2% | 0.16% | +0.01 |
| TJX TJX Companies Inc. | Add +0.0% | 0.36% | +0.01 |
| DGRO iShares Core Dividend Growth | Add +1.2% | 0.45% | +0.01 |
Notes & Other Activity Q4 2025 → Q1 2026
| JPMORGAN CHASE & CO (JPM 6 PERP EE) | Common Stock | Reduce -14.9% | 61,425 | $1.5M |
| BANK OF AMERICA CORP (BAC 6 PERP GG) | PFD | Reduce -16.1% | 51,499 | $1.3M |
| DUKE ENERGY CORP (DUK 5.75 PERP A) | Common Stock | Sold out | 18,468 | $461Kbefore exit |
| WELLS FARGO & COMPANY (WFC 4.7 PERP AA) | Common Stock | Sold out | 16,125 | $312Kbefore exit |
| US BANCORP (USB 4.5 PERP O) | Common Stock | Sold out | 5,520 | $100Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $268.3M | VIG, VOO, VOOV, VTV, AAPL |
| Q1 2026 | 156 | $235.8M | VIG, VOO, VOOV, AAPL, MSFT |
| Q4 2025 | 160 | $234.7M | VIG, VOO, VOOV, MSFT, AAPL |
| Q3 2025 | 151 | $223.7M | VOO, VIG, MSFT, VOOV, AAPL |
| Q2 2025 | 142 | $191.4M | VOO, VIG, MSFT, VOOV, AAPL |
| Q1 2025 | 139 | $181.2M | VOO, VIG, VOOV, AAPL, MSFT |
| Q4 2024 | 102 | $182.8M | VOO, VOOV, VIG, MSFT, AAPL |
| Q3 2024 | 97 | $176.6M | VOO, VOOV, VIG, MSFT, AAPL |