Chicago Partners Investment Group LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 4, 2026), Chicago Partners Investment Group LLC reported 1,437 stock positions worth $4.5 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 4.1% of the portfolio, followed by Vngrd Mrngstr MD-Cap ETF-Usd (VO, 2.8%) and Nvidia (NVDA, 2.6%). Compared with Q4 2025, it opened 215 new positions, sold out of 66, added to 847 and reduced 319. The biggest buy was Broadcom (AVGO, shares +69%) and the biggest sale Vanguard Short-Term Treasury (VGSH, shares −96%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001563525
- Portfolio Value
- $4.5B (Q1 2026)
- SEC Filing
- 0001563525-26-000002 ↗ filed May 4, 2026
Holdings Value
Holdings 1,437 stocks · $4.5B
| VOO Vanguard S&P 500 ETF | 4.09% | 279,303 | $182.6M | Add +4.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.77% | 1,616,123 | $123.8M | Add +318.2% |
| NVDA Nvidia Corp. | 2.56% | 565,843 | $114.6M | Add +3.2% |
| DFUS Dimensional US Eq MKT ETF | 1.92% | 1,105,861 | $85.8M | Add +1.7% |
| AAPL Apple Inc. | 1.84% | 301,461 | $82.4M | Add +2.5% |
| EPD Enterprise Products Partners | 1.75% | 2,066,758 | $78.0M | Add +1.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.68% | 904,369 | $75.1M | Add +508.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.65% | 158,667 | $73.8M | Add +1.6% |
| ET Energy Transfer LP | 1.47% | 3,434,858 | $65.5M | Add +1.5% |
| IJH iShares Core S&P Midcap ETF | 1.45% | 894,279 | $65.0M | Reduce -2.0% |
| MSFT Microsoft Corp. | 1.28% | 132,466 | $57.3M | Add +8.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.24% | 78,150 | $55.6M | Add +1.6% |
| DFAS Dimensional US Small Cap ETF | 1.17% | 681,445 | $52.5M | Add +2.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.16% | 182,750 | $52.0M | Add +6.1% |
| SCHX Schwab US Large-Cap ETF | 1.15% | 1,835,007 | $51.5M | Add +5.8% |
| IVV iShares Core S&P 500 ETF | 1.07% | 67,153 | $48.0M | Add +2.9% |
| SFLR Innovator Eqty MGD Floor ETF | 1.05% | 1,276,156 | $46.7M | Reduce -5.9% |
| VTI VG Morningstar TS MKT ETF-US | 1.00% | 127,824 | $44.9M | Add +10.0% |
| DUHP Dimensional US High Profi Et | 0.96% | 1,092,697 | $42.8M | Add +2.5% |
| IWS iShares Russell Mid-Cap Valu | 0.89% | 255,119 | $39.7M | Reduce -3.1% |
| AMZN Amazon.com Inc. | 0.88% | 154,119 | $39.4M | Add +7.8% |
| DFAC Dimensional US Core Equity 2 | 0.85% | 897,015 | $37.8M | Add +4.0% |
| SCHM Schwab US Mid Cap ETF | 0.77% | 1,016,853 | $34.3M | Add +6.8% |
| MDY State Street SPDR S&P Midcap | 0.68% | 45,646 | $30.3M | Add +0.1% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.67% | 569,762 | $30.0M | Add +9.8% |
| AVLV Avantis US Large Cap Value | 0.67% | 346,993 | $29.7M | Add +2.0% |
| JPM JPMorgan Chase & Co. | 0.66% | 93,677 | $29.3M | Add +7.4% |
| BX Blackstone Inc. | 0.65% | 224,085 | $29.1M | Add +1.3% |
| GOOGL Alphabet Inc. Class A | 0.64% | 83,884 | $28.5M | Add +6.5% |
| MPLX MPLX LP | 0.61% | 486,668 | $27.1M | Add +1.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.60% | 41,090 | $26.9M | Add +2.7% |
| GOOG Alphabet Inc. Class C | 0.60% | 79,616 | $26.9M | Add +4.5% |
| AVUS Avantis U.S. Equity ETF | 0.60% | 222,642 | $26.9M | Add +2.1% |
| SCHB Schwab US Broad Market ETF | 0.60% | 969,307 | $26.6M | Add +0.3% |
| SCHA Schwab US Small-Cap ETF | 0.59% | 821,213 | $26.5M | Add +7.4% |
| DFAI Dimensional International Co. | 0.58% | 633,761 | $25.9M | Add +7.0% |
| AVUV Avantis US Small Cap Value | 0.58% | 217,672 | $25.7M | Reduce -0.8% |
| GBIL Goldman Sachs Access Treasur | 0.57% | 255,434 | $25.6M | Add +30.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.57% | 125,560 | $25.5M | Add +4.9% |
| DFAX Dimensional World Ex US Core | 0.52% | 643,051 | $23.4M | Reduce -0.3% |
| AMD Advanced Micro Devices | 0.52% | 76,227 | $23.1M | Reduce -0.2% |
| DFIC Dimensional International Co. | 0.50% | 604,385 | $22.5M | Add +3.8% |
| META Meta Platforms Inc. Class A | 0.50% | 32,915 | $22.2M | Add +3.4% |
| OKE Oneok Inc. | 0.49% | 253,322 | $21.8M | Reduce -3.2% |
| JEPI JPMorgan Equity Premium Inco | 0.48% | 372,946 | $21.4M | Add +2.8% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.48% | 237,729 | $21.3M | Add +0.5% |
| IJR iShares Core S&P Small-Cap E | 0.48% | 157,122 | $21.3M | Add +2.8% |
| DFSV Dimensional US Small Cap Val | 0.48% | 572,540 | $21.3M | Add +3.2% |
| DUSB Dimension Ultrashort Fi ETF | 0.46% | 409,458 | $20.8M | Reduce -18.9% |
| LLY Eli Lilly & Co. | 0.45% | 21,974 | $20.2M | Add +2.7% |
| WMB Williams Cos Inc. | 0.44% | 279,287 | $19.9M | Reduce -6.7% |
| BN Brookfield Corp. | 0.42% | 408,338 | $18.9M | Reduce -3.3% |
| AVGO Broadcom Inc. | 0.42% | 44,459 | $18.8M | Add +69.1% |
| DFCF Dimensional Core Fixed Inc. | 0.41% | 430,624 | $18.3M | Add +4.9% |
| IWC iShares Micro-Cap ETF | 0.40% | 99,610 | $18.0M | Add +4.4% |
| KMI Kinder Morgan Inc. | 0.39% | 553,531 | $17.6M | Reduce -9.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.39% | 210,052 | $17.6M | Add +5.0% |
| BIP Brookfield Infrastructure Pa | 0.39% | 486,383 | $17.5M | Reduce -1.3% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.39% | 89,943 | $17.3M | Add +3.3% |
| FDM First Trust Dow J Select Mic | 0.38% | 192,065 | $16.8M | Add +0.8% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.36% | 300,750 | $16.1M | Add +24.0% |
| ITOT iShares Core S&P Total U.S. | 0.34% | 96,599 | $15.1M | Add +7.3% |
| STXE Strive Em Markets Ex-China | 0.33% | 333,381 | $14.9M | Reduce -2.9% |
| SCHF Schwab Intl Equity ETF | 0.32% | 535,880 | $14.1M | Add +11.4% |
| DFLV Dim US Large Cap Value ETF | 0.31% | 373,652 | $14.0M | Reduce -4.5% |
| VCRB Vanguard Core Bond ETF | 0.30% | 174,038 | $13.5M | Add +20.5% |
| VUSB Vanguard Ultra Short Bond Et | 0.30% | 264,935 | $13.2M | Add +107.7% |
| BND Vanguard Total Bond Market | 0.29% | 176,906 | $13.1M | Add +0.9% |
| SPMO Invesco S&P 500 Momentum ETF | 0.29% | 98,727 | $12.7M | Add +2.4% |
| UCON First Trust Smith Unconstrai | 0.29% | 510,491 | $12.7M | Add +4.2% |
| SCHG Schwab US Large-Cap Growth | 0.28% | 383,506 | $12.6M | Add +6.8% |
| MU Micron Technology Inc. | 0.28% | 25,521 | $12.4M | Add +22.7% |
| IWD iShares Russell 1000 Value E | 0.27% | 53,749 | $12.2M | Add +0.1% |
| ABBV Abbvie Inc. | 0.26% | 58,582 | $11.7M | Add +13.4% |
| GEV GE Vernova Inc. | 0.26% | 10,180 | $11.5M | Add +9.6% |
| MTUM iShares MSCI USA Momentum Fa | 0.25% | 40,975 | $11.3M | Reduce -0.3% |
| V Visa Inc. Class A | 0.25% | 36,310 | $11.3M | Reduce -0.9% |
| ARCC Ares Capital Corp. | 0.25% | 575,626 | $11.0M | Reduce 0.0% |
| SNTH MRP Synthequity ETF | 0.24% | 372,401 | $10.6M | Add +53.0% |
| DEXC Dimensional Em Ex Cce ETF | 0.23% | 140,664 | $10.4M | Add +14.5% |
| TRGP Targa Resources Corp. | 0.23% | 43,314 | $10.3M | Reduce -4.1% |
| IEF iShares 7-10 Year Treasury B | 0.23% | 107,332 | $10.3M | Add +5.1% |
| AGG iShares Core U.S. Aggregate | 0.23% | 102,028 | $10.2M | Add +7.7% |
| XEVVX Eaton Vance Ltd. Durat Inc. | 0.23% | 1,064,177 | $10.2M | Add +1.3% |
| XOM Exxon Mobil Corp. | 0.22% | 67,118 | $10.0M | Add +3.0% |
| DFAU Dimensional US Core Equity M | 0.22% | 203,464 | $10.0M | Add +0.6% |
| IWM iShares Russell 2000 ETF | 0.22% | 35,453 | $9.8M | Reduce -0.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.22% | 102,403 | $9.8M | Add +1.7% |
| ETR Entergy Corp. | 0.22% | 88,042 | $9.7M | Reduce -0.1% |
| FYX First Trust Small Cap Core A | 0.21% | 72,627 | $9.6M | Add +1.8% |
| EFA iShares MSCI Eafe ETF | 0.21% | 90,673 | $9.2M | Add +5.9% |
| COST Costco Wholesale Corp. | 0.21% | 9,206 | $9.2M | Add +18.7% |
| LDP Cohen & Steers Limited Durat | 0.21% | 438,083 | $9.2M | Reduce -2.4% |
| ASTS Ast Spacemobile Inc. | 0.20% | 108,248 | $9.2M | Add +5.1% |
| KKR KKR & Co. Inc. | 0.20% | 86,283 | $9.1M | Add +14.6% |
| WMT Walmart Inc. | 0.20% | 68,072 | $8.8M | Add +2.0% |
| VIG Vanguard Dividend Apprec ETF | 0.19% | 38,312 | $8.7M | Reduce -6.5% |
| FPE FT-Preferred Secur & Inc. ETF | 0.19% | 472,233 | $8.6M | Add +1.6% |
| DFSD Dimensional Short Duration | 0.19% | 176,834 | $8.5M | Add +5.7% |
| CME Cme Group Inc. | 0.19% | 29,553 | $8.4M | Add +12.8% |
Options reported separately and not counted above: NVDA puts ($2.3M), SILJ calls ($1.1M), SPY calls ($356K), HL calls ($303K), SLV calls ($289K), QQQ puts ($262K), AG calls ($105K), HD calls ($102K), EXK calls ($87K), CDE calls ($77K), VOO puts ($65K), EA puts ($41K), and 34 more.
Other holdings (6): bonds, preferreds, convertibles and warrants · $2.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 521 | $629K | Reduce -17.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 8,748 | $581K | New |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 12,477 | $562K | New |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 45,871 | $552K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 402 | $494K | Add +0.8% |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 73,824 | $76K | Reduce -60.3% |
Total filed on the 13F, all lines: $4.5B.
Portfolio Sells Q4 2025 → Q1 2026
| VGSH Vanguard Short-Term Treasury | Reduce -95.7% | 0.01% | −0.29 |
| SFLR Innovator Eqty MGD Floor ETF | Reduce -5.9% | 1.05% | −0.19 |
| DUSB Dimension Ultrashort Fi ETF | Reduce -18.9% | 0.46% | −0.17 |
| IJH iShares Core S&P Midcap ETF | Reduce -2.0% | 1.45% | −0.11 |
| IWS iShares Russell Mid-Cap Valu | Reduce -3.1% | 0.89% | −0.07 |
| BN Brookfield Corp. | Reduce -3.3% | 0.42% | −0.07 |
| KMI Kinder Morgan Inc. | Reduce -9.6% | 0.39% | −0.05 |
| ARCC Ares Capital Corp. | Reduce 0.0% | 0.25% | −0.05 |
| ABT Abbott Laboratories | Reduce -4.0% | 0.13% | −0.04 |
| V Visa Inc. Class A | Reduce -0.9% | 0.25% | −0.04 |
| GLD SPDR Gold Shares | Reduce -22.3% | 0.08% | −0.04 |
| BIP Brookfield Infrastructure Pa | Reduce -1.3% | 0.39% | −0.04 |
| WMB Williams Cos Inc. | Reduce -6.7% | 0.44% | −0.04 |
| DFLV Dim US Large Cap Value ETF | Reduce -4.5% | 0.31% | −0.03 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -10.6% | 0.15% | −0.03 |
| TDG Transdigm Group Inc. | Reduce -0.3% | 0.10% | −0.03 |
| VIG Vanguard Dividend Apprec ETF | Reduce -6.5% | 0.19% | −0.03 |
| LDP Cohen & Steers Limited Durat | Reduce -2.4% | 0.21% | −0.03 |
| OBDC Blue Owl Capital Corp. | Reduce -1.7% | 0.14% | −0.03 |
| CG The Carlyle Group Inc. | Reduce -0.1% | 0.09% | −0.03 |
| EU Encore Energy Corp. | Reduce -68.6% | 0.01% | −0.03 |
| DFAX Dimensional World Ex US Core | Reduce -0.3% | 0.52% | −0.03 |
| QFLR Innovator Nasdaq-100 MF ETF | Reduce -3.3% | 0.18% | −0.03 |
| AKRE Akre Focus ETF | Reduce -19.6% | 0.05% | −0.02 |
| XMYDX BlackRock Muniyield Fund | Sold out | 0.00% | −0.02 |
| BITF Bitfarms Ltd./Canada | Sold out | 0.00% | −0.02 |
| PNFP Pinnacle Financial Partners | Sold out | 0.00% | −0.02 |
| FIW First Trust Water ETF | Reduce -1.9% | 0.12% | −0.02 |
| HCA HCA Healthcare Inc. | Reduce -49.3% | 0.02% | −0.02 |
| IVE iShares S&P 500 Value ETF | Reduce -11.9% | 0.09% | −0.02 |
| JPC Nuveen Prefered & Income Opp | Reduce -8.9% | 0.09% | −0.02 |
| FPX First Trust US Equity Opport | Reduce -23.2% | 0.06% | −0.02 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -2.8% | 0.11% | −0.02 |
| VNQ Vanguard Real Estate ETF | Reduce -9.3% | 0.11% | −0.02 |
| XMVFX BlackRock Munivest Fund | Sold out | 0.00% | −0.02 |
| NUV Nuveen Municipal Value | Reduce -3.5% | 0.14% | −0.02 |
| PLTR Palantir Technologies Inc. Class A | Reduce -1.8% | 0.07% | −0.02 |
| MUB iShares National Muni Bond E | Reduce -11.7% | 0.07% | −0.02 |
| VIGI Vanguard Int Div App Indx FD | Reduce -25.0% | 0.04% | −0.02 |
| ESTC Elastic NV | Reduce -55.3% | 0.01% | −0.02 |
| MDT Medtronic PLC | Reduce -34.1% | 0.02% | −0.02 |
| IHI iShares U.S. Medical Devices | Reduce -3.3% | 0.06% | −0.02 |
| UNH Unitedhealth Group Inc. | Reduce -19.4% | 0.04% | −0.02 |
| MCO Moody's Corp. | Reduce -5.2% | 0.05% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -8.3% | 0.02% | −0.02 |
| OKE Oneok Inc. | Reduce -3.2% | 0.49% | −0.02 |
| PINS Pinterest Inc. Class A | Sold out | 0.00% | −0.02 |
| AMT American Tower Corp. | Reduce -8.2% | 0.07% | −0.02 |
| VCIT Vanguard Int-Term Corporate | Reduce -19.2% | 0.04% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| AVGO Broadcom Inc. | Add +69.1% | 0.42% | +0.21 |
| VUSB Vanguard Ultra Short Bond Et | Add +107.7% | 0.30% | +0.14 |
| IBHJ Ishrs Ibds 2030 HY & Inc. ETF | New | 0.11% | +0.11 |
| IBHH iShares Ibonds 2028 TM HY Inc. | New | 0.11% | +0.11 |
| GEV GE Vernova Inc. | Add +9.6% | 0.26% | +0.11 |
| IBDU iShares Ibonds Dec 2029 Term | Add +1643.7% | 0.10% | +0.09 |
| IBDW iShares Ibonds Dec 2031 Corp. | Add +1647.5% | 0.10% | +0.09 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +1669.9% | 0.10% | +0.09 |
| IBDT iShares Ibonds Dec 2028 ETF | Add +755.9% | 0.10% | +0.09 |
| GBIL Goldman Sachs Access Treasur | Add +30.6% | 0.57% | +0.09 |
| EFAA Invesco MSCI Eafe Income Adv | Add +280.7% | 0.12% | +0.08 |
| EPD Enterprise Products Partners | Add +1.0% | 1.75% | +0.08 |
| MU Micron Technology Inc. | Add +22.7% | 0.28% | +0.07 |
| SNTH MRP Synthequity ETF | Add +53.0% | 0.24% | +0.07 |
| MDST Westwd Sat Encd Mdstr in ETF | New | 0.06% | +0.06 |
| CBOE Cboe Global Markets Inc. | New | 0.05% | +0.05 |
| ASPI Asp Isotopes Inc. | New | 0.05% | +0.05 |
| FIX Comfort Systems USA Inc. | Add +46.7% | 0.09% | +0.04 |
| AAPL Apple Inc. | Add +2.5% | 1.84% | +0.04 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +586.5% | 0.05% | +0.04 |
| TIP iShares Tips Bond ETF | Add +64.6% | 0.11% | +0.04 |
| WDC Western Digital Corp. | Add +23.8% | 0.08% | +0.04 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +24.0% | 0.36% | +0.04 |
| AMZN Amazon.com Inc. | Add +7.8% | 0.88% | +0.04 |
| TER Teradyne Inc. | Add +38.3% | 0.07% | +0.04 |
| DEXC Dimensional Em Ex Cce ETF | Add +14.5% | 0.23% | +0.04 |
| BURL Burlington Stores Inc. | New | 0.03% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +43.6% | 0.06% | +0.03 |
| DOW Dow Inc. | Add +357.4% | 0.03% | +0.03 |
| VTI VG Morningstar TS MKT ETF-US | Add +10.0% | 1.00% | +0.03 |
| DELL Dell Technologies -C | Add +42.2% | 0.04% | +0.03 |
| EME Emcor Group Inc. | Add +127.3% | 0.04% | +0.03 |
| ITT Itt Inc. | Add +128.9% | 0.04% | +0.03 |
| NVDA Nvidia Corp. | Add +3.2% | 2.56% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +46.1% | 0.08% | +0.03 |
| QUAL iShares MSCI USA Quality Fac | Add +52.1% | 0.09% | +0.03 |
| JCI Johnson Controls Internation | Add +116.3% | 0.04% | +0.02 |
| VCRB Vanguard Core Bond ETF | Add +20.5% | 0.30% | +0.02 |
| DFEM Dimensional Emrg MRKT Core | Add +55.2% | 0.07% | +0.02 |
| PCG P G & E Corp. | Add +61.8% | 0.06% | +0.02 |
| XMMO Invesco S&P Midcap Momentum | Add +28.1% | 0.10% | +0.02 |
| MOH Molina Healthcare Inc. | New | 0.02% | +0.02 |
| FIVE Five Below | Add +62.8% | 0.05% | +0.02 |
| ANET Arista Networks Inc. | Add +10.8% | 0.10% | +0.02 |
| JBHT Hunt (jb) Transprt SVCS Inc. | Add +42.3% | 0.06% | +0.02 |
| TJX TJX Companies Inc. | Add +72.6% | 0.06% | +0.02 |
| ICF iShares Select U.S. REIT ETF | Add +133.1% | 0.04% | +0.02 |
| MQY BlackRock Muniyield Quality | New | 0.02% | +0.02 |
| MTCH Match Group Inc. | Add +131.5% | 0.04% | +0.02 |
| PEP Pepsico Inc. | Add +32.1% | 0.10% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| SILJ Amplify Junior Silver Miners | call | Reduce -39.3% | 34,000 | $1.1M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 500 | $356K |
| HL Hecla Mining Co. | call | New | 16,000 | $303K |
| SLV iShares Silver Trust | call | Reduce -54.4% | 4,100 | $289K |
| QQQ Invesco QQQ Trust Series 1 | put | New | 400 | $262K |
| AG First Majestic Silver Corp. | call | New | 5,000 | $105K |
| HD Home Depot Inc. | call | New | 300 | $102K |
| EXK Endeavour Silver Corp. | call | New | 9,000 | $87K |
| CDE Coeur Mining Inc. | call | New | 4,000 | $77K |
| VOO Vanguard S&P 500 ETF | put | New | 100 | $65K |
| TMQ Trilogy Metals Inc. | call | Sold out | 24,000 | $43Kbefore exit |
| EA Electronic Arts Inc. | put | New | 200 | $41K |
| C Citigroup Inc. | call | New | 300 | $39K |
| DPZ Domino's Pizza Inc. | call | New | 100 | $37K |
| VTI VG Morningstar TS MKT ETF-US | put | New | 100 | $35K |
| AXP American Express Co. | call | New | 100 | $33K |
| VRT Vertiv Holdings Co. Class A | put | New | 100 | $31K |
| AMD Advanced Micro Devices | call | New | 100 | $30K |
| AMZN Amazon.com Inc. | call | New | 100 | $26K |
| AMZN Amazon.com Inc. | put | New | 100 | $26K |
| NVO Novo-Nordisk A/S-Spons ADR | call | New | 600 | $23K |
| NKE Nike Inc. Class B | call | New | 500 | $23K |
| TTWO Take-Two Interactive Softwre | call | New | 100 | $22K |
| MS Morgan Stanley | call | New | 100 | $19K |
| CRM Salesforce Inc. | call | New | 100 | $19K |
| NFLX Netflix Inc. | call | New | 200 | $19K |
| MRVL Marvell Technology Inc. | put | New | 100 | $16K |
| LASR Nlight Inc. | call | New | 200 | $14K |
| QCOM Qualcomm Inc. | call | New | 100 | $14K |
| IRDM Iridium Communications Inc. | call | New | 300 | $12K |
| PYPL PayPal Holdings Inc. | call | New | 200 | $10K |
| ZM Zoom Communications Inc. | call | New | 100 | $9K |
| IBIT iShares Bitcoin Trust ETF | call | New | 200 | $9K |
| UEC Uranium Energy Corp. | call | New | 500 | $8K |
| AMKR Amkor Technology Inc. | call | New | 100 | $7K |
| UAA Under Armour Inc. Class A | call | New | 1,000 | $6K |
| RBLX Roblox Corp. Class A | call | New | 100 | $6K |
| AROC Archrock Inc. | call | New | 100 | $4K |
| S Sentinelone Inc. Class A | call | New | 200 | $3K |
| HPE Hewlett Packard Enterprise | call | New | 100 | $3K |
| MOS The Mosaic Co. | call | New | 100 | $2K |
| ASPI Asp Isotopes Inc. | call | Reduce -99.8% | 400 | $2K |
| VFC VF Corp. | call | New | 100 | $2K |
| QBTS D-Wave Quantum Inc. | call | New | 100 | $2K |
| INFQ Infleqtion Inc. | call | New | 100 | $1K |
| NRXP NRX Pharmaceuticals Inc. | call | New | 500 | $1K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -17.3% | 521 | $629K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 8,748 | $581K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | New | 12,477 | $562K |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | New | 45,871 | $552K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +0.8% | 402 | $494K |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | Reduce -60.3% | 73,824 | $76K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,517 | $5.0B | VOO, NVDA, VO, AAPL, DFUS |
| Q1 2026 | 1,437 | $4.5B | VOO, VO, NVDA, DFUS, AAPL |
| Q4 2025 | 1,287 | $4.1B | VOO, VO, NVDA, DFUS, BRK.B |
| Q3 2025 | 1,214 | $3.8B | VOO, VO, NVDA, DFUS, BRK.B |
| Q2 2025 | 1,092 | $3.5B | VOO, VO, NVDA, BRK.B, DFUS |
| Q1 2025 | 930 | $3.0B | VOO, VO, BRK.B, DFUS, EPD |
| Q4 2024 | 842 | $3.0B | VOO, VO, BRK.B, NVDA, DFUS |
| Q3 2024 | 792 | $2.8B | VOO, VO, BRK.B, NVDA, DFUS |
| Q2 2024 | 740 | $2.6B | VOO, VO, BRK.B, DFUS, IJH |
| Q1 2024 | 729 | $2.4B | VOO, VO, BRK.B, IJH, EPD |