Commonwealth Financial Services, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 7, 2026), Commonwealth Financial Services, LLC reported 278 stock positions worth $631.7 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 7.9% of the portfolio, followed by FT Vest US Equity Moderate B (GJAN, 5.7%) and First Trust Smith Opportunis (FIXD, 5.4%). Compared with Q4 2025, it opened 57 new positions, sold out of 13, added to 138 and reduced 54. The biggest buy was FT Vest US Equity Moderate B (GJAN, shares +724%) and the biggest sale FT Useqty Uncapacc ETF - Oct (UXOC, shares −77%).

Most Recent 13F
Q2 2026
Location
VIENNA, WV
CIK
0001536755
Portfolio Value
$631.7M (Q1 2026)
SEC Filing
0001536755-26-000005 ↗ filed May 7, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $424.4M Q1 2024 Q2 2024: $487.2M Q2 2024 Q3 2024: $506.4M Q3 2024 Q4 2024: $510.2M Q4 2024 Q1 2025: $488.0M Q1 2025 Q2 2025: $519.3M Q2 2025 Q3 2025: $584.4M Q3 2025 Q4 2025: $606.3M Q4 2025 Q1 2026: $631.7M $631.7M Q1 2026 Q2 2026: $744.2M Q2 2026

Holdings 278 stocks · $631.7M

SPY SS SPDR S&P 500 ETF Trust-US 7.91% 76,845 $50.0M Add +6.4%
GJAN FT Vest US Equity Moderate B 5.75% 866,349 $36.3M Add +724.0%
FIXD First Trust Smith Opportunis 5.41% 784,257 $34.2M Add +8.1%
QQQ Invesco QQQ Trust Series 1 4.82% 52,760 $30.5M Reduce -4.7%
IVV iShares Core S&P 500 ETF 4.16% 40,217 $26.3M Add +6.7%
QMOM Alpha US Quant Mom ETF 3.30% 305,546 $20.9M Add +9.8%
UCON First Trust Smith Unconstrai 3.00% 765,621 $19.0M Add +7.9%
TLH iShares 10-20 Year Treasury 2.60% 163,337 $16.5M Reduce -21.8%
FRDM Freedom 100 Emeging MRKT ETF 2.54% 293,582 $16.0M Reduce -4.3%
LMBS First Trust Low Duration Opp 2.32% 294,031 $14.6M Add +7161.8%
ONEQ Fidelity Nasdaq Comp Indx 1.96% 145,768 $12.4M Add +6.8%
NVDA Nvidia Corp. 1.94% 70,358 $12.3M Add +5.8%
RDVY First Trust Rising Dividend 1.89% 175,204 $12.0M New
ICOW Pacer Developed Markets Inte 1.81% 270,129 $11.5M Add +7.1%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 1.79% 466,908 $11.3M Add +7.4%
IBDT iShares Ibonds Dec 2028 ETF 1.74% 433,344 $11.0M Add +7.5%
IBDU iShares Ibonds Dec 2029 Term 1.71% 464,345 $10.8M Add +7.3%
IBDV iShares Ibonds Dec 2030 Corp. 1.63% 470,930 $10.3M Add +7.2%
WCMI FT WCM International ETF 1.57% 593,138 $9.9M Add +8.8%
FTCS First Trust Capital Strength 1.56% 106,231 $9.9M Add +11.6%
IBDW iShares Ibonds Dec 2031 Corp. 1.52% 460,273 $9.6M Add +7.8%
IBHG iShares Ibonds 2027 HY Inc. 1.36% 388,086 $8.6M Add +7.0%
IBHH iShares Ibonds 2028 TM HY Inc. 1.34% 360,859 $8.5M Add +6.5%
IBHI iShares Ibonds 2029 TM HY Inc. 1.30% 351,976 $8.2M Add +7.0%
DJUL FT Vest US Equity Deep Buffe 1.11% 150,483 $7.0M Add +1.9%
SPYM Ste STR SPDR PT S&P 500 ETF 1.11% 91,203 $7.0M Add +7.9%
AAPL Apple Inc. 1.01% 25,018 $6.3M Add +12.3%
UXOC FT Useqty Uncapacc ETF - Oct 0.99% 186,178 $6.3M Reduce -77.0%
MSFT Microsoft Corp. 0.96% 16,331 $6.0M Reduce -17.5%
SOXX iShares Semiconductor ETF 0.85% 16,342 $5.4M Reduce -10.2%
EFA iShares MSCI Eafe ETF 0.71% 46,502 $4.5M Reduce -9.4%
BOXX Alpha Architect 1-3 MNTH Box 0.68% 36,989 $4.3M Reduce -3.1%
AMZN Amazon.com Inc. 0.66% 19,955 $4.2M Add +14.8%
JPM JPMorgan Chase & Co. 0.65% 13,951 $4.1M Reduce -10.0%
ILCB iShares Morningstar U.S. Equ 0.63% 44,255 $4.0M Add +2.6%
XOM Exxon Mobil Corp. 0.56% 20,985 $3.6M Add +4.9%
EEM iShares MSCI Emerging Market 0.55% 60,716 $3.4M New
WMT Walmart Inc. 0.52% 26,386 $3.3M Add +5.4%
QQQM Invesco Nasdaq 100 ETF 0.50% 13,401 $3.2M Add +0.2%
GOOGL Alphabet Inc. Class A 0.49% 10,772 $3.1M Add +0.9%
COST Costco Wholesale Corp. 0.48% 3,054 $3.0M Add +2.0%
DJAN FT Vest U.S. Equity Deep Buf 0.48% 71,527 $3.0M Add +39.4%
IVW iShares S&P 500 Growth ETF 0.48% 26,776 $3.0M Reduce -23.4%
AVGO Broadcom Inc. 0.45% 9,137 $2.8M Add +4.5%
RPG Invesco S&P 500 Pure Growth 0.45% 60,473 $2.8M Reduce -9.7%
IYW iShares Ustechnology ETF 0.45% 15,566 $2.8M Reduce -54.1%
AEP American Electric Power 0.41% 19,965 $2.6M Add +2.9%
LMT Lockheed Martin Corp. 0.39% 4,075 $2.5M Add +1.1%
DOCT FT Vest U.S. Equity Deep Buf 0.37% 53,354 $2.3M Add +6.0%
DAPR FT Vest U.S. Equity Deep Buf 0.35% 56,386 $2.2M Add +6.7%
IBHF iShares Ibond 2026 HY & Inc. 0.35% 96,274 $2.2M Reduce -6.4%
SGOV iShares 0-3 Month Treasury B 0.35% 21,780 $2.2M Add +102.0%
SH Proshares Short S&P500 0.35% 57,642 $2.2M No change
PG The Procter & Gamble Co. 0.33% 14,598 $2.1M Add +3.4%
IBDR iShares Ibonds Dec 2026 Term 0.33% 85,071 $2.1M Reduce -0.2%
SDVY First Trust Smid Cap Rising 0.31% 50,390 $2.0M Add +4.6%
CSCO Cisco Systems Inc. 0.31% 25,012 $1.9M Add +15.8%
META Meta Platforms Inc. Class A 0.30% 3,316 $1.9M Add +8.3%
SPHB Invesco S&P 500 High Beta Et 0.29% 16,012 $1.9M New
UBSI United Bankshares Inc. 0.27% 40,787 $1.7M Add +3.2%
CVX Chevron Corp. 0.23% 7,080 $1.5M Add +16.3%
ABBV Abbvie Inc. 0.23% 6,710 $1.5M Add +1.7%
SPYV SS SPDR P S&P 500 Value ETF 0.22% 24,641 $1.4M No change
GLD SPDR Gold Shares 0.21% 3,148 $1.4M Add +7.6%
UBCP United Bancorp Inc. 0.21% 87,355 $1.3M Add +1.1%
FDL First Trust Morn DVD Lead Inc. 0.21% 25,735 $1.3M No change
GSLC Goldman Activebeta US LC ETF 0.20% 10,228 $1.3M Reduce -0.4%
DDEC FT Vest U.S. Equity Deep Buf 0.20% 28,772 $1.3M No change
GOOG Alphabet Inc. Class C 0.19% 4,233 $1.2M Add +12.2%
PFE Pfizer Inc. 0.19% 42,617 $1.2M Add +9.5%
ISTB iShares Core 1-5 Year Usd Bo 0.19% 24,628 $1.2M Reduce -0.7%
XMMO Invesco S&P Midcap Momentum 0.19% 8,125 $1.2M No change
JNJ Johnson & Johnson 0.19% 4,817 $1.2M Reduce -3.3%
KO The Coca-Cola Co. 0.19% 15,410 $1.2M Add +3.3%
CSX CSX Corp. 0.18% 28,432 $1.2M Add +5.3%
PPG PPG Industries Inc. 0.18% 10,807 $1.2M Reduce -3.5%
T AT&T Inc. 0.18% 39,582 $1.1M Add +4.8%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.18% 863 $1.1M Add +37.9%
V Visa Inc. Class A 0.17% 3,643 $1.1M Add +6.5%
BRK.B Berkshire Hathaway Inc. Class B 0.17% 2,283 $1.1M Add +2.6%
DNOV FT Vest US Equity Deep Buffe 0.17% 22,523 $1.1M Reduce -11.6%
DGRO iShares Core Dividend Growth 0.17% 15,200 $1.1M Reduce -4.8%
TSM Taiwan Semiconductor-SP ADR 0.16% 2,931 $991K New
LLY Eli Lilly & Co. 0.15% 1,049 $965K Add +1.2%
RFG Invesco S&P Midcap 400 Pure 0.15% 17,337 $950K No change
CAT Caterpillar Inc. 0.15% 1,307 $926K Add +20.0%
MDYV SS SPDR S&P 400 MC Val ETF 0.14% 10,667 $908K No change
MRK Merck & Co. Inc. 0.14% 7,533 $906K Add +0.3%
VTI VG Morningstar TS MKT ETF-US 0.14% 2,770 $889K Add +112.6%
COWZ Pacer US Cash Cows 100 ETF 0.13% 13,180 $825K Reduce -0.4%
IJR iShares Core S&P Small-Cap E 0.13% 6,630 $824K Add +0.2%
PWR Quanta Services Inc. 0.13% 1,456 $800K Reduce -2.4%
HD Home Depot Inc. 0.12% 2,338 $769K Add +10.2%
PEBO Peoples Bancorp Inc. 0.12% 23,155 $761K Reduce -19.4%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.12% 14,822 $756K Add +2.1%
JEPI JPMorgan Equity Premium Inco 0.12% 13,020 $738K Add +1.1%
SLYV SS SPDR S&P 600 SC Val ETF 0.12% 7,702 $728K Reduce -6.8%
SPSB SS SPDR P St C Corp. ETF 0.12% 24,169 $727K Add +11.9%
JMUB JPMorgan Municipal ETF 0.11% 14,471 $723K Add +2.8%
MU Micron Technology Inc. 0.11% 2,125 $718K Add +10.9%
PLTR Palantir Technologies Inc. Class A 0.11% 4,803 $703K Add +14.6%
CRWD CrowdStrike Holdings Inc. Class A 0.11% 1,786 $697K Add +11.1%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.11% 2,869 $696K Add +4.9%
AMGN Amgen Inc. 0.11% 1,976 $695K Add +1.5%
LOW Lowe's Cos Inc. 0.11% 2,839 $671K Add +2.4%
GFEB FT Vest US Equity Moderate B 0.10% 16,142 $663K Add +26.9%
MOAT Vaneck Morningstar Wide Moat 0.10% 6,738 $652K No change
MA Mastercard Inc. Class A 0.10% 1,299 $649K Reduce -1.1%
TSLA Tesla Inc. 0.10% 1,733 $644K Add +7.3%
SCHD Schwab US DVD Equity ETF 0.10% 20,837 $639K Add +1.8%
AMD Advanced Micro Devices 0.10% 3,046 $620K Add +32.5%
XLE SS Energy Select Sector 0.09% 9,679 $593K Add +2.4%
PEP Pepsico Inc. 0.09% 3,737 $580K Reduce -2.9%
MAR Marriott International Class A 0.09% 1,758 $575K Add +4.9%
SPYG SS SPDR P S&P 500 Growth ETF 0.09% 5,745 $562K Reduce -0.6%
ETN Eaton Corp. PLC 0.09% 1,536 $549K Add +5.6%
VZ Verizon Communications Inc. 0.09% 10,938 $549K Reduce -6.1%
IWM iShares Russell 2000 ETF 0.09% 2,204 $547K No change
PM Philip Morris International 0.08% 3,192 $528K Add +14.0%
IYF iShares US Financials ETF 0.08% 4,459 $525K Add +0.1%
BMY Bristol-Myers Squibb Co. 0.08% 8,570 $520K Add +1.2%
FLMB Franklin Municipal Green Bon 0.08% 21,675 $512K Add +2.2%
GS Goldman Sachs Group Inc. 0.08% 593 $502K Add +29.5%
SLYG SS SPDR S&P 600 SC GR ETF 0.08% 5,180 $500K No change
IBIT iShares Bitcoin Trust ETF 0.08% 12,841 $493K Reduce -4.5%
MCD McDonald's Corp. 0.08% 1,587 $493K Reduce -6.9%
DAUG FT Vest U.S. Equity Deep Buf 0.08% 10,948 $477K Reduce -2.8%
SHYG iShares 0-5 YR HY Corp. Bond 0.08% 11,238 $475K Reduce -0.5%
ORCL Oracle Corp. 0.07% 3,140 $462K Add +19.9%
ABT Abbott Laboratories 0.07% 4,370 $449K Add +0.2%
SPHQ Invesco S&P 500 Quality ETF 0.07% 5,800 $436K Add +0.0%
UTG Reaves Utility Income Fund 0.07% 10,997 $432K Add +1.0%
VLO Valero Energy Corp. 0.07% 1,745 $431K Add +20.1%
CALF PCR US SM CP CSH CWS ETF-Usd 0.07% 9,509 $427K Reduce -4.5%
MDY State Street SPDR S&P Midcap 0.07% 684 $422K Reduce -2.1%
RTX RTX Corp. 0.07% 2,135 $412K Add +6.9%
LGLV SPDR US LC Low Vol Idx 0.07% 2,311 $412K No change
MPC Marathon Petroleum Corp. 0.06% 1,669 $408K Reduce -0.2%
FDX FedEx Corp. 0.06% 1,133 $404K Add +2.1%
ZSEP Innovator Edp ETF - 1 YR Sep 0.06% 15,043 $402K No change
CSM Proshares Large Cap Core Plu 0.06% 5,335 $399K No change
BLDR Builders Firstsource Inc. 0.06% 4,805 $396K Add +0.1%
PANW Palo Alto Networks Inc. 0.06% 2,447 $392K Add +7.8%
DGX Quest Diagnostics Inc. 0.06% 1,980 $388K Add +9.5%
VGT Vanguard Info Tech ETF 0.06% 553 $386K Add +1.3%
TLT iShares 20+ Year Treasury BD 0.06% 4,442 $385K Reduce -94.6%
DVY iShares Select Dividend ETF 0.06% 2,515 $381K Reduce -0.2%
CASY Casey's General Stores Inc. 0.06% 518 $377K Add +9.5%
IBMQ iShares Ibonds Dec 2028 Muni 0.06% 14,740 $376K Add +2.4%
GLW Corning Inc. 0.06% 2,767 $376K New
CHCO City Holding Co. filed as CITY HLDG CO 0.06% 3,124 $373K New
IBMP iShares Ibonds Dec 2027 Term 0.06% 14,540 $370K Add +0.1%
RKLB Rocket Lab Corp. 0.06% 5,728 $368K Add +46.8%
IYJ iShares U.S. Industrials ETF 0.06% 2,457 $363K No change
BINC iShares Flex I A ETF-Usd Inc. 0.06% 6,930 $360K New
XLK SS Technology Select Sector 0.06% 2,692 $358K Add +1.4%
WSBC Wesbanco Inc. 0.06% 10,329 $356K Add +3.4%
AMAT Applied Materials Inc. 0.06% 1,035 $354K Add +17.2%
RZG Invesco S&P Smallcap 600 Pur 0.06% 6,192 $353K No change
QUAL iShares MSCI USA Quality Fac 0.05% 1,783 $342K Reduce -1.3%
LRCX Lam Research Corp. 0.05% 1,589 $340K New
UNP Union Pacific Corp. 0.05% 1,392 $338K Add +7.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.05% 3,494 $337K Add +19.9%
SDOG Alps Sector Dividend Dogs 0.05% 5,170 $336K No change
KLAC KLA Corp. 0.05% 227 $334K Add +13.5%
VIG Vanguard Dividend Apprec ETF 0.05% 1,550 $333K Add +6.9%
VOO Vanguard S&P 500 ETF 0.05% 552 $330K Add +18.4%
ALSN Allison Transmission Holding 0.05% 2,805 $328K Add +0.2%
XMLV Invesco S&P Midcap Low Volat 0.05% 5,192 $327K Reduce -8.4%
NFLX Netflix Inc. 0.05% 3,396 $327K New
ALL Allstate Corp. 0.05% 1,572 $326K Add +18.7%
RCL Royal Caribbean Cruises Ltd. 0.05% 1,171 $322K Add +4.1%
MS Morgan Stanley 0.05% 1,955 $322K Add +38.5%
WDC Western Digital Corp. 0.05% 1,166 $315K New
WM Waste Management Inc. 0.05% 1,346 $309K Add +2.4%
SJNK SS SPDR BB St Hi Yield ETF 0.05% 12,196 $305K Add +12.0%
PSX Phillips 66 0.05% 1,656 $302K Add +6.6%
NEE Nextera Energy Inc. 0.05% 3,225 $300K Add +10.0%
HOOD Robinhood Markets Inc. Class A 0.05% 4,309 $299K Reduce -0.3%
UNM Unum Group 0.05% 4,047 $296K New
DECM FT Vest US Eq Max Buf Dec 0.05% 8,990 $294K No change
ISRG Intuitive Surgical Inc. 0.05% 631 $291K Add +6.6%
RUSHB Rush Enterprises Inc. Class B 0.05% 4,490 $289K New
RGLD Royal Gold Inc. 0.05% 1,121 $285K New
CCL Carnival Corp. 0.05% 11,000 $285K Add +0.1%
ITOT iShares Core S&P Total U.S. 0.04% 1,989 $283K No change
IVE iShares S&P 500 Value ETF 0.04% 1,332 $281K Reduce -90.2%
SBUX Starbucks Corp. 0.04% 3,125 $280K Add +9.0%
TFC Truist Financial Corp. 0.04% 6,076 $279K Add +5.8%
ROL Rollins Inc. 0.04% 5,180 $277K Add +7.4%
GE General Electric filed as GE AEROSPACE 0.04% 974 $276K Add +7.3%
FAST Fastenal Co. 0.04% 5,914 $274K Reduce -10.0%
FVD First Trust Value Line DVD 0.04% 5,785 $272K No change
ITW Illinois Tool Works 0.04% 1,033 $269K Reduce -7.2%
IBMO iShares Ibonds Dec 2026 Term 0.04% 10,426 $267K Add +2.4%
NWSA News Corp. Class A 0.04% 10,655 $266K New
FE Firstenergy Corp. 0.04% 5,158 $261K Add +2.2%
SLV iShares Silver Trust 0.04% 3,826 $261K Reduce -54.0%
PAAS Pan American Silver Corp. 0.04% 4,766 $260K New
ROCK Gibraltar Industries Inc. 0.04% 6,512 $260K New
DUK Duke Energy Corp. 0.04% 1,982 $259K Add +3.8%
MMM 3M Co. 0.04% 1,755 $255K Reduce -24.0%
SHBI Shore Bancshares Inc. 0.04% 13,595 $254K New
UVE Universal Insurance Holdings 0.04% 7,419 $253K New
UTL Unitil Corp. 0.04% 4,835 $253K New
MOG.A Moog Inc. Class A 0.04% 862 $252K New
AXP American Express Co. 0.04% 833 $252K Add +19.0%
VGK Vanguard Ftse Europe ETF 0.04% 3,046 $251K No change
JHG Janus Henderson Group PLC 0.04% 4,874 $250K New
C Citigroup Inc. 0.04% 2,206 $250K Add +26.1%
IAU iShares Gold Trust 0.04% 2,834 $250K No change
UNH Unitedhealth Group Inc. 0.04% 921 $249K Reduce -20.8%
AHRT Ah Realty Trust Inc. 0.04% 45,101 $248K New
GEV GE Vernova Inc. 0.04% 284 $248K New
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.04% 5,074 $247K Add +18.6%
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND 0.04% 532 $246K Reduce -5.0%
IBOC International Bancshares CRP 0.04% 3,647 $245K New
ADP Automatic Data Processing 0.04% 1,206 $245K Add +10.9%
URI United Rentals Inc. 0.04% 335 $244K No change
ROBO Robo Global Robotics and Aut filed as EXCHANGE TRADED CONCEPTS TRU 0.04% 3,563 $244K New
SHEL Shell PLC-ADR 0.04% 2,620 $244K New
RDN Radian Group Inc. 0.04% 7,361 $244K New
CSV Carriage Services Inc. 0.04% 5,332 $243K New
FIW First Trust Water ETF 0.04% 2,358 $243K Reduce -2.6%
EFV iShares MSCI Eafe Value ETF 0.04% 3,257 $242K Reduce -0.3%
NOW ServiceNow Inc. 0.04% 2,310 $242K Add +63.5%
IBCP Independent Bank Corp. - Mich 0.04% 7,238 $241K New
VNO Vornado Realty Trust 0.04% 9,268 $241K New
ICE Intercontinental Exchange Inc. 0.04% 1,528 $240K Reduce -8.7%
KMI Kinder Morgan Inc. 0.04% 7,154 $240K New
KRMN Karman Holdings Inc. 0.04% 2,996 $240K New
ADM Archer-Daniels-Midland Co. 0.04% 3,241 $236K New
ADBE Adobe Inc. 0.04% 967 $235K Add +19.7%
USMV iShares MSCI USA Min Vol Fac 0.04% 2,526 $234K No change
TMO Thermo Fisher Scientific Inc. 0.04% 475 $234K Add +6.0%
SO The Southern Co. 0.04% 2,414 $233K New
MCK McKesson Corp. 0.04% 264 $228K Add +1.1%
XLP SS Consumer Staples Sel Sect 0.04% 2,775 $228K Add +0.2%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.04% 1,418 $226K No change
CMI Cummins Inc. 0.04% 420 $226K Add +1.7%
JBGS JBG Smith Properties 0.04% 15,217 $222K New
FHLC Fidelity MSCI Health Care 0.04% 3,156 $222K No change
EFG iShares MSCI Eafe Growth ETF 0.04% 1,988 $221K Reduce -3.2%
DRI Darden Restaurants Inc. 0.03% 1,117 $219K New
IEFA iShares Core MSCI Eafe ETF 0.03% 2,411 $218K Reduce -97.7%
CMCSA Comcast Corp. Class A 0.03% 7,576 $218K New
SHOP Shopify Inc. Class A 0.03% 1,833 $217K Add +16.7%
ESGU iShares ESG Aware MSCI USA 0.03% 1,511 $214K Reduce -1.7%
ANET Arista Networks Inc. 0.03% 1,724 $212K Add +4.9%
D Dominion Energy Inc. 0.03% 3,418 $211K Reduce -0.6%
MSCI MSCI Inc. 0.03% 385 $208K New
TPL Texas Pacific Land Corp. 0.03% 431 $205K New
AXON Axon Enterprise Inc. 0.03% 475 $202K Add +21.8%
USFD US Foods Holding Corp. 0.03% 2,170 $200K New
BSCT Invesco Bulletshares 2029 CB 0.03% 10,694 $200K Add +1.0%
BSCU Invesco Bulletshares 2030 CB 0.03% 11,671 $195K New
RPD RAPID7 Inc. 0.03% 33,465 $184K New
IMXI International Money Express 0.03% 11,067 $175K New
F Ford Motor Co. filed as FORD MTR CO 0.03% 14,500 $167K Add +31.9%
HBAN Huntington Bancshares Inc. 0.03% 10,444 $163K Add +2.7%
UEC Uranium Energy Corp. 0.03% 11,975 $162K New
TFSL TFS Financial Corp. 0.02% 10,909 $153K New
CNNE Cannae Holdings Inc. 0.02% 12,702 $144K New
PPT Franklin Premir Inc. Trust-Ui 0.02% 40,190 $143K No change
UMC United Microelectron-SP ADR 0.02% 15,576 $140K New
OSPN Onespan Inc. 0.02% 13,246 $139K New
OSG Octave Specialty Group Inc. 0.02% 29,008 $135K New
PAYO Payoneer Global Inc. 0.02% 25,087 $121K New
MMT Aberdeen Multimarket Income 0.02% 26,100 $121K No change
AGNT Agnt Inc. filed as EXP WORLD HLDGS INC 0.02% 18,609 $111K New
AQN Algonquin Power & Utilities 0.02% 17,578 $108K New
SATL Satellogic Inc. Class A 0.01% 15,000 $82K New
BLMN Bloomin' Brands Inc. 0.01% 14,956 $81K New
GTN Gray Media Inc. 0.01% 15,359 $67K New
SPT Sprout Social Inc. Class A 0.01% 10,213 $58K New
MFM Aberdeen Municipal Income 0.01% 10,000 $54K No change
MIN Aberdeen Intermediate Inc. FD 0.00% 12,000 $30K No change
WIT Wipro Ltd.-ADR 0.00% 11,729 $25K New

Portfolio Sells Q4 2025 → Q1 2026

UXOC FT Useqty Uncapacc ETF - Oct Reduce -77.0% 0.99% −3.77
JAVA JPMorgan Active Value ETF Sold out 0.00% −1.57
IEFA iShares Core MSCI Eafe ETF Reduce -97.7% 0.03% −1.53
TLT iShares 20+ Year Treasury BD Reduce -94.6% 0.06% −1.12
TLH iShares 10-20 Year Treasury Reduce -21.8% 2.60% −0.90
QQQ Invesco QQQ Trust Series 1 Reduce -4.7% 4.82% −0.79
IYW iShares Ustechnology ETF Reduce -54.1% 0.45% −0.67
MSFT Microsoft Corp. Reduce -17.5% 0.96% −0.62
IVE iShares S&P 500 Value ETF Reduce -90.2% 0.04% −0.43
XBI SS SPDR S&P Biotech ETF Sold out 0.00% −0.40
IVW iShares S&P 500 Growth ETF Reduce -23.4% 0.48% −0.23
JPM JPMorgan Chase & Co. Reduce -10.0% 0.65% −0.17
ARKG ARK Genomic Revolution ETF Sold out 0.00% −0.14
EFA iShares MSCI Eafe ETF Reduce -9.4% 0.71% −0.10
ARKK ARK Innovation ETF Sold out 0.00% −0.08
RPG Invesco S&P 500 Pure Growth Reduce -9.7% 0.45% −0.07
FRDM Freedom 100 Emeging MRKT ETF Reduce -4.3% 2.54% −0.06
SOXX iShares Semiconductor ETF Reduce -10.2% 0.85% −0.05
SLV iShares Silver Trust Reduce -54.0% 0.04% −0.05
BOXX Alpha Architect 1-3 MNTH Box Reduce -3.1% 0.68% −0.04
JAAA Janus Henderson Aaa Clo ETF Sold out 0.00% −0.04
IBHF iShares Ibond 2026 HY & Inc. Reduce -6.4% 0.35% −0.04
GDX Vaneck Gold Miners ETF Sold out 0.00% −0.04
VRTX Vertex Pharmaceuticals Inc. Sold out 0.00% −0.04
PAYX Paychex Inc. Sold out 0.00% −0.04
IBB iShares Biotechnology ETF Sold out 0.00% −0.03
WFC Wells Fargo & Co. Sold out 0.00% −0.03
DNOV FT Vest US Equity Deep Buffe Reduce -11.6% 0.17% −0.03
HOOD Robinhood Markets Inc. Class A Reduce -0.3% 0.05% −0.03
BSCR Invesco Bulletshares 2027 CB Sold out 0.00% −0.03
BSCQ Invesco Bulletshares 2026 CB Sold out 0.00% −0.03
IBIT iShares Bitcoin Trust ETF Reduce -4.5% 0.08% −0.03
UNH Unitedhealth Group Inc. Reduce -20.8% 0.04% −0.02
NZF Nuveen Municipal Credit Inc. Sold out 0.00% −0.02
PEBO Peoples Bancorp Inc. Reduce -19.4% 0.12% −0.02
GSLC Goldman Activebeta US LC ETF Reduce -0.4% 0.20% −0.02
MA Mastercard Inc. Class A Reduce -1.1% 0.10% −0.02
MMM 3M Co. Reduce -24.0% 0.04% −0.02
IBDR iShares Ibonds Dec 2026 Term Reduce -0.2% 0.33% −0.01
DGRO iShares Core Dividend Growth Reduce -4.8% 0.17% −0.01
SPYG SS SPDR P S&P 500 Growth ETF Reduce -0.6% 0.09% −0.01
ISTB iShares Core 1-5 Year Usd Bo Reduce -0.7% 0.19% −0.01
SLYV SS SPDR S&P 600 SC Val ETF Reduce -6.8% 0.12% −0.01
MCD McDonald's Corp. Reduce -6.9% 0.08% −0.01
DAUG FT Vest U.S. Equity Deep Buf Reduce -2.8% 0.08% −0.01
ICE Intercontinental Exchange Inc. Reduce -8.7% 0.04% −0.01
XMLV Invesco S&P Midcap Low Volat Reduce -8.4% 0.05% −0.01
PPG PPG Industries Inc. Reduce -3.5% 0.18% −0.01
DIA SS SPDR Dow Jones Indus Avg Reduce -5.0% 0.04% −0.01
CALF PCR US SM CP CSH CWS ETF-Usd Reduce -4.5% 0.07% −0.01

Portfolio Buys Q4 2025 → Q1 2026

GJAN FT Vest US Equity Moderate B Add +724.0% 5.75% +5.01
LMBS First Trust Low Duration Opp Add +7161.8% 2.32% +2.29
RDVY First Trust Rising Dividend New 1.89% +1.89
EEM iShares MSCI Emerging Market New 0.55% +0.55
QMOM Alpha US Quant Mom ETF Add +9.8% 3.30% +0.31
SPHB Invesco S&P 500 High Beta Et New 0.29% +0.29
ICOW Pacer Developed Markets Inte Add +7.1% 1.81% +0.21
SGOV iShares 0-3 Month Treasury B Add +102.0% 0.35% +0.17
XOM Exxon Mobil Corp. Add +4.9% 0.56% +0.17
TSM Taiwan Semiconductor-SP ADR New 0.16% +0.16
DJAN FT Vest U.S. Equity Deep Buf Add +39.4% 0.48% +0.11
FIXD First Trust Smith Opportunis Add +8.1% 5.41% +0.11
FTCS First Trust Capital Strength Add +11.6% 1.56% +0.11
CVX Chevron Corp. Add +16.3% 0.23% +0.08
ASML ASML Holding NV-NY Reg SHS Add +37.9% 0.18% +0.07
VTI VG Morningstar TS MKT ETF-US Add +112.6% 0.14% +0.07
LMT Lockheed Martin Corp. Add +1.1% 0.39% +0.07
GLW Corning Inc. New 0.06% +0.06
WMT Walmart Inc. Add +5.4% 0.52% +0.06
CHCO City Holding Co. New 0.06% +0.06
BINC iShares Flex I A ETF-Usd Inc. New 0.06% +0.06
COST Costco Wholesale Corp. Add +2.0% 0.48% +0.06
UCON First Trust Smith Unconstrai Add +7.9% 3.00% +0.06
LRCX Lam Research Corp. New 0.05% +0.05
NFLX Netflix Inc. New 0.05% +0.05
IBDS Ishrs Ibnds Dec 27 Corp. ETF Add +7.4% 1.79% +0.05
WDC Western Digital Corp. New 0.05% +0.05
UNM Unum Group New 0.05% +0.05
RUSHB Rush Enterprises Inc. Class B New 0.05% +0.05
WCMI FT WCM International ETF Add +8.8% 1.57% +0.05
AEP American Electric Power Add +2.9% 0.41% +0.05
RGLD Royal Gold Inc. New 0.05% +0.05
IBDT iShares Ibonds Dec 2028 ETF Add +7.5% 1.74% +0.04
CAT Caterpillar Inc. Add +20.0% 0.15% +0.04
NWSA News Corp. Class A New 0.04% +0.04
PAAS Pan American Silver Corp. New 0.04% +0.04
ROCK Gibraltar Industries Inc. New 0.04% +0.04
SHBI Shore Bancshares Inc. New 0.04% +0.04
UVE Universal Insurance Holdings New 0.04% +0.04
UTL Unitil Corp. New 0.04% +0.04
MOG.A Moog Inc. Class A New 0.04% +0.04
JHG Janus Henderson Group PLC New 0.04% +0.04
AHRT Ah Realty Trust Inc. New 0.04% +0.04
GEV GE Vernova Inc. New 0.04% +0.04
IBDU iShares Ibonds Dec 2029 Term Add +7.3% 1.71% +0.04
IBOC International Bancshares CRP New 0.04% +0.04
ROBO Robo Global Robotics and Aut New 0.04% +0.04
SHEL Shell PLC-ADR New 0.04% +0.04
CSV Carriage Services Inc. New 0.04% +0.04
RDN Radian Group Inc. New 0.04% +0.04

Options Activity Q4 2025 → Q1 2026

WMT Walmart Inc. put Sold out 11,600 $7Kbefore exit
CSCO Cisco Systems Inc. put Sold out 16,600 $5Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 317$744.2MSPY, QQQ, AGG, IVV, GTO
Q1 2026 278$631.7MSPY, GJAN, FIXD, QQQ, IVV
Q4 2025 234$606.3MSPY, QQQ, FIXD, UXOC, IVV
Q3 2025 227$584.4MSPY, QQQ, FIXD, UXOC, IVV
Q2 2025 212$519.3MSPY, FIXD, QQQ, UXOC, MGOV
Q1 2025 197$488.0MSPY, FIXD, QQQ, MGOV, IVV
Q4 2024 192$510.2MSPY, FIXD, QQQ, IVV, MGOV
Q3 2024 194$506.4MSPY, FIXD, QQQ, IVV, MGOV
Q2 2024 191$487.2MSPY, FIXD, IVV, QQQ, IYW
Q1 2024 185$424.4MIVV, SPY, VNLA, QQQ, UCON