First Trust Smid Cap RisingSDVYETF
13F holders, Q2 2026 (June 30)580holders +13
49new positions
37sold out
2famous investors
$43.13avg. 13F price*
At the end of Q2 2026, 580 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 13 from Q1 2026. 49 opened new positions and 37 sold out. The largest holders were LPL Financial LLC ($1.1B), Morgan Stanley ($796.6M) and Raymond James Financial Inc. ($664.0M). 2 famous investors held it, including Cliff Asness (0.0% of AQR Capital Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 49 | $51.9M |
| Exits | 37 | $59.0M |
All 13F filers, Q1 2026 → Q2 2026: 11,936,214 shares bought and 6,132,739 shares sold, net +5,803,475 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 580 holders
| LPL Financial LLC | 0.25% | Add +4.7% | 26,039,851 | $1.1B |
| Morgan Stanley | 0.04% | Reduce -0.6% | 18,464,593 | $796.6M |
| Raymond James Financial Inc. | 0.18% | Add +0.4% | 15,391,137 | $664.0M |
| Wells Fargo & Company | 0.10% | Add +5.0% | 13,258,924 | $572.0M |
| Bank of America Corp. | 0.03% | Add +5.0% | 9,941,792 | $428.9M |
| Cetera Investment Advisers | 0.32% | Add +3.9% | 8,255,130 | $356.1M |
| Royal Bank of Canada | 0.05% | Add +1.5% | 6,772,006 | $292.1M |
| UBS Group AG | 0.05% | Add +6.8% | 6,713,889 | $289.6M |
| Capital Investment Advisors, LLC | 2.69% | Add +3.4% | 4,730,785 | $204.1M |
| Harbour Investments, Inc. | 2.33% | Add +4.9% | 4,017,829 | $173.3M |
| Stifel Financial Corp. | 0.14% | Add +0.1% | 3,948,162 | $170.3M |
| Commonwealth Equity Services, LLC | 0.20% | Add +5.6% | 3,647,508 | $157.4M |
| Park National Corp. | 4.27% | Add +1.7% | 3,530,538 | $152.3M |
| Envestnet Asset Management Inc. | 0.03% | Reduce -7.2% | 3,360,284 | $145.0M |
| Osaic Holdings, Inc. | 0.16% | Add +14.6% | 3,223,089 | $139.1M |
| HighTower Advisors, LLC | 0.13% | Add +6.4% | 3,164,660 | $136.5M |
| Truist Financial Corp. | 0.14% | Add +3.8% | 2,753,513 | $118.8M |
| LVZ, Inc. | 11.85% | Add +1.1% | 2,704,072 | $116.7M |
| Northwestern Mutual Wealth Management Co. | 0.06% | Add +3.0% | 2,573,813 | $111.0M |
| Cambridge Investment Research Advisors, Inc. | 0.24% | Reduce -4.6% | 2,478,481 | $106.9M |
| Jones Financial Companies LLLP | 0.03% | Add +22.2% | 1,839,434 | $79.2M |
| Blair William & Co. | 0.20% | Add +21.1% | 1,792,212 | $77.3M |
| Baird Financial Group, Inc. | 0.10% | Add +4.2% | 1,760,339 | $75.9M |
| Kestra Advisory Services, LLC | 0.24% | Add +2.5% | 1,701,525 | $73.4M |
| MML Investors Services, LLC | 0.15% | Add +23.1% | 1,683,398 | $72.6M |
| Southern Financial Group, LLC | 14.41% | Add +0.4% | 1,308,434 | $56.4M |
| Private Advisor Group, LLC | 0.25% | Reduce -11.2% | 1,282,902 | $55.3M |
| NewEdge Advisors, LLC | 0.15% | Add +28.4% | 1,197,586 | $51.7M |
| Rockefeller Capital Management L.P. | 0.08% | Reduce -9.2% | 1,164,454 | $50.2M |
| Smith Chas P & Associates Pa Cpas | 2.20% | Reduce -2.1% | 1,004,463 | $43.3M |
| Janney Montgomery Scott LLC | 0.08% | Add +3.6% | 944,146 | $40.7M |
| Mgo One Seven LLC | 0.64% | Add +1019.8% | 897,391 | $38.7M |
| JSF Financial, LLC | 6.16% | Reduce -0.6% | 886,168 | $38.2M |
| Wealth Enhancement Advisory Services, LLC | 0.06% | Add +52.5% | 870,714 | $37.2M |
| D.A. Davidson & Co. | 0.20% | Add +15.3% | 850,035 | $36.7M |
| Western Wealth Management, LLC | 1.18% | Reduce -1.4% | 837,131 | $36.1M |
| Prospera Financial Services Inc | 0.50% | Reduce -6.6% | 796,153 | $34.4M |
| GW Henssler & Associates Ltd. | 1.33% | Add +0.8% | 690,450 | $29.8M |
| Decker Wealth Management LLC | 5.97% | Add +3.5% | 650,826 | $28.1M |
| Csenge Advisory Group | 1.14% | Add +254.9% | 650,365 | $28.1M |
| Private Wealth Asset Management, LLC | 2.67% | Add +25.3% | 639,969 | $27.7M |
| Integrated Wealth Concepts LLC | 0.18% | Reduce -2.5% | 636,990 | $27.5M |
| First Trust Advisors LP | 0.02% | Add +18.4% | 634,332 | $27.3M |
| Blue Chip Partners, LLC | 1.70% | Add +2.6% | 623,257 | $26.9M |
| Sanctuary Advisors, LLC | 0.12% | Add +4.0% | 611,352 | $26.4M |
| Aptus Capital Advisors, LLC | 0.19% | Add +3.7% | 600,056 | $25.9M |
| Trilogy Capital Inc. | 0.98% | Add +3.8% | 583,903 | $25.2M |
| Guardian Wealth Advisors, LLC / NC | 1.40% | Add +4.4% | 571,663 | $24.7M |
| Summit Financial, LLC | 0.26% | Add +2.1% | 543,993 | $23.5M |
| Equitable Holdings, Inc. | 0.14% | Add +0.4% | 539,195 | $23.3M |
| Focus Partners Wealth | 0.02% | Add +4.5% | 505,502 | $21.8M |
| Wagner Wealth Management, LLC | 4.00% | Add +2.6% | 501,563 | $21.6M |
| Crumly & Associates Inc. | 3.87% | Add +8.2% | 468,829 | $20.2M |
| Sanchez Wealth Management Group | 3.53% | Add +3.3% | 466,604 | $20.1M |
| &partners | 0.08% | Add +5.6% | 459,054 | $19.8M |
| Focus Financial Network, Inc. | 0.59% | Add +6.5% | 442,090 | $19.1M |
| Advantage Trust Co | 6.67% | Reduce -0.9% | 439,357 | $19.0M |
| Arkadios Wealth Advisors | 0.29% | Reduce -49.5% | 435,309 | $18.8M |
| Dagco, Inc. | 3.41% | Add +3.6% | 428,281 | $18.5M |
| Independent Financial Group, LLC | 0.34% | Add +0.1% | 418,522 | $18.1M |
| Solano Wealth Investment Advisors LLC | 8.19% | Reduce -1.9% | 416,944 | $18.0M |
| Pine Valley Investments Ltd Liability Co | 0.74% | Add +4.8% | 404,553 | $17.5M |
| B & T Capital Management DBA Alpha Capital Management | 2.06% | Add +0.3% | 364,252 | $15.7M |
| Randall & Associates Wealth Management | 9.47% | Add +26.0% | 354,958 | $15.3M |
| Steward Partners Investment Advisory, LLC | 0.08% | Reduce -33.5% | 346,846 | $15.0M |
| Precedent Wealth Partners, LLC | 2.39% | Add +13.7% | 333,482 | $14.4M |
| J.W. Cole Advisors, Inc. | 0.25% | Reduce -0.4% | 332,601 | $14.3M |
| Wealthcare Advisory Partners LLC | 0.26% | Add +1.5% | 323,604 | $14.0M |
| Sigma Planning Corp | 0.35% | Add +5.8% | 318,247 | $13.7M |
| Foundations Investment Advisors, LLC | 0.14% | Add +7.2% | 315,054 | $13.6M |
| Procyon Advisors, LLC | 0.58% | Add +7.5% | 313,162 | $13.5M |
| Axxcess Wealth Management, LLC | 0.21% | Add +5.0% | 312,080 | $13.5M |
| Pinnacle Associates Ltd. | 0.14% | Add +9.5% | 306,445 | $13.2M |
| Aft, Forsyth & Sober, LLC | 4.06% | No change | 329,600 | $13.0M |
| Arax Advisory Partners | 0.09% | Add +26.3% | 299,996 | $12.9M |
| Benjamin Edwards Inc. | 0.12% | Add +13.0% | 298,897 | $12.9M |
| Stratos Wealth Advisors, LLC | 0.70% | Add +2.9% | 295,081 | $12.7M |
| S Harris Financial Group, LLC | 9.85% | Add +3.6% | 294,596 | $12.7M |
| Kestra Private Wealth Services, LLC | 0.14% | Reduce -3.3% | 289,358 | $12.5M |
| TrueWealth Advisors, LLC | 2.70% | Add +3.9% | 277,141 | $12.0M |
| US Bancorp \de | 0.01% | Add +7.5% | 277,064 | $12.0M |
| Golden State Wealth Management, LLC | 1.07% | Reduce -8.8% | 270,892 | $11.7M |
| RFG Advisory, LLC | 0.18% | Reduce -11.7% | 265,289 | $11.4M |
| Elevation Point Wealth Partners, LLC | 0.21% | Reduce -75.2% | 257,778 | $11.1M |
| Vestmark Advisory Solutions, Inc. | 0.10% | Reduce -75.5% | 252,468 | $10.9M |
| Hobart Private Capital, LLC | 1.87% | Add +3.2% | 252,038 | $10.9M |
| PSI Advisors, LLC | 2.52% | Reduce -2.8% | 251,602 | $10.9M |
| Atria Investments, Inc | 0.10% | Add +0.2% | 241,287 | $10.4M |
| Oppenheimer & Co. Inc. | 0.11% | Add +6.7% | 237,709 | $10.3M |
| MCF Advisors LLC | 0.35% | New | 224,900 | $9.7M |
| Richmond Investment Services, LLC | 3.01% | Reduce -46.8% | 220,506 | $9.5M |
| Great Valley Advisor Group, Inc. | 0.15% | Add +3.9% | 220,121 | $9.5M |
| Arvest Investments, Inc. | 1.15% | Add +11.2% | 220,001 | $9.5M |
| LCW Services, LLC | 4.08% | Add +5.8% | 217,064 | $9.4M |
| First Heartland Consultants, Inc. | 0.61% | Add +5.0% | 216,902 | $9.4M |
| Principal Securities, Inc. | 0.11% | Add +8.9% | 216,768 | $9.4M |
| Nations Financial Group Inc, /Ia/ | 0.44% | Reduce -4.8% | 214,270 | $9.2M |
| Baron Wealth Management LLC | 2.39% | Add +13.5% | 213,371 | $9.2M |
| Pinnacle Wealth Management Advisory Group, LLC | 0.55% | Add +9.7% | 212,206 | $9.2M |
| Certified Advisory Corp | 0.74% | Reduce -1.8% | 211,593 | $9.1M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.