Corient Private Wealth LP
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Corient Private Wealth LP reported 2,516 stock positions worth $63.7 billion. Its top holding was Microsoft (MSFT) at 4.3% of the portfolio, followed by Apple (AAPL, 3.7%) and iShares Core S&P 500 ETF (IVV, 3.3%). Compared with Q2 2025, it opened 259 new positions, sold out of 160, added to 1,098 and reduced 1,056. The biggest buy was Vanguard Ftse Developed ETF (VEA, shares +16%) and the biggest sale Microsoft (MSFT, shares −52%).
- Most Recent 13F
- Q2 2026
- Location
- MIAMI, FL
- CIK
- 0001948780
- Portfolio Value
- $63.7B (Q3 2025)
- SEC Filing
- 0001172661-25-004956 ↗ filed Nov 14, 2025
Holdings Value
Holdings 2,516 stocks · $63.7B
| MSFT Microsoft Corp. | 4.30% | 5,329,394 | $2.7B | Reduce -52.1% |
| AAPL Apple Inc. | 3.68% | 9,255,136 | $2.3B | Reduce -10.0% |
| IVV iShares Core S&P 500 ETF | 3.29% | 3,479,224 | $2.1B | Add +15.3% |
| NVDA Nvidia Corp. | 2.47% | 8,472,030 | $1.6B | Reduce -8.3% |
| VOO Vanguard S&P 500 ETF | 2.37% | 2,467,639 | $1.5B | Add +9.6% |
| VEA Vanguard Ftse Developed ETF | 2.29% | 24,400,503 | $1.5B | Add +16.0% |
| AMZN Amazon.com Inc. | 2.19% | 6,388,127 | $1.4B | Reduce -8.7% |
| GOOGL Alphabet Inc. Class A | 1.95% | 5,123,244 | $1.2B | Add +0.1% |
| AVGO Broadcom Inc. | 1.88% | 3,640,059 | $1.2B | Reduce -5.7% |
| GOOG Alphabet Inc. Class C | 1.62% | 4,236,254 | $1.0B | Reduce -13.9% |
| JPM JPMorgan Chase & Co. | 1.57% | 3,194,614 | $1.0B | Reduce -5.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.57% | 1,502,439 | $998.4M | Add +8.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.10% | 1,392,269 | $699.3M | Reduce -26.7% |
| META Meta Platforms Inc. Class A | 1.07% | 929,519 | $679.4M | Reduce -53.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.06% | 1,405,497 | $673.8M | Add +197.0% |
| V Visa Inc. Class A | 0.95% | 1,786,160 | $604.0M | Reduce -10.5% |
| COST Costco Wholesale Corp. | 0.95% | 652,437 | $603.6M | Reduce -23.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.89% | 1,729,164 | $566.5M | Add +46.9% |
| ABBV Abbvie Inc. | 0.85% | 2,346,466 | $542.9M | Reduce -1.2% |
| JNJ Johnson & Johnson | 0.75% | 2,597,284 | $481.0M | Add +16.1% |
| SCHF Schwab Intl Equity ETF | 0.75% | 20,421,648 | $475.4M | Reduce -2.0% |
| ROP Roper Technologies Inc. | 0.71% | 908,471 | $451.0M | Add +5.0% |
| HD Home Depot Inc. | 0.67% | 1,057,144 | $426.5M | Reduce -13.1% |
| VWO Vanguard Ftse Emerging Marke | 0.66% | 7,777,858 | $421.4M | Add +30.2% |
| LLY Eli Lilly & Co. | 0.59% | 489,730 | $372.9M | Reduce -21.0% |
| MA Mastercard Inc. Class A | 0.56% | 629,834 | $357.8M | Reduce -3.1% |
| TMO Thermo Fisher Scientific Inc. | 0.56% | 732,197 | $354.9M | Reduce -16.4% |
| SYK Stryker Corp. | 0.55% | 949,993 | $351.2M | Reduce -15.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.55% | 584,785 | $350.3M | Add +107.6% |
| PG The Procter & Gamble Co. | 0.54% | 2,239,935 | $342.6M | Reduce -12.7% |
| CVX Chevron Corp. | 0.54% | 2,210,547 | $341.8M | Reduce -12.8% |
| PEP Pepsico Inc. | 0.53% | 2,425,679 | $340.5M | Reduce -3.0% |
| VIG Vanguard Dividend Apprec ETF | 0.53% | 1,573,666 | $339.6M | Add +88.4% |
| XOM Exxon Mobil Corp. | 0.53% | 2,989,305 | $335.9M | Reduce -6.5% |
| IWF iShares Russell 1000 Growth | 0.52% | 713,855 | $334.4M | Add +3.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.49% | 2,180,624 | $313.2M | Reduce -13.6% |
| LIN Linde PLC | 0.47% | 628,964 | $298.5M | Reduce -9.8% |
| DFUV Dimensional US Marketwide Va | 0.46% | 6,585,782 | $293.8M | Reduce -20.2% |
| TSLA Tesla Inc. | 0.45% | 649,213 | $287.1M | Reduce -6.5% |
| NFLX Netflix Inc. | 0.45% | 238,636 | $285.7M | Reduce -9.6% |
| AVDE Avantis International Equity | 0.45% | 3,605,697 | $284.5M | Reduce -10.9% |
| ABT Abbott Laboratories | 0.44% | 2,072,687 | $277.3M | Reduce -3.7% |
| NOW ServiceNow Inc. | 0.43% | 302,657 | $276.5M | Reduce -8.7% |
| SPGI S&P Global Inc. | 0.42% | 552,719 | $269.0M | Reduce -11.9% |
| ORCL Oracle Corp. | 0.42% | 954,296 | $266.8M | Reduce -13.2% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.42% | 894,206 | $266.1M | Add +17.8% |
| MCD McDonald's Corp. | 0.40% | 844,647 | $254.7M | Reduce -6.8% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.39% | 5,384,757 | $250.0M | Reduce -8.0% |
| RTX RTX Corp. | 0.39% | 1,500,519 | $248.8M | Add +42.2% |
| PANW Palo Alto Networks Inc. | 0.39% | 1,208,797 | $246.1M | Reduce -20.5% |
| ECL Ecolab Inc. | 0.38% | 895,207 | $245.2M | Add +12.7% |
| BN Brookfield Corp. | 0.38% | 3,492,187 | $239.5M | Add +8.1% |
| SBUX Starbucks Corp. | 0.37% | 2,805,672 | $237.4M | Reduce -7.7% |
| TXN Texas Instruments Inc. | 0.35% | 1,224,917 | $224.8M | Reduce -3.9% |
| ASML ASML Holding NV-NY Reg SHS | 0.35% | 230,084 | $222.7M | Add +3.4% |
| PGR Progressive Corp. | 0.33% | 859,833 | $209.5M | Add +3.3% |
| GLD SPDR Gold Shares | 0.33% | 588,261 | $209.1M | Add +10.3% |
| BND Vanguard Total Bond Market | 0.33% | 2,798,384 | $208.1M | Reduce -26.1% |
| LRCX Lam Research Corp. | 0.33% | 1,549,888 | $207.5M | Reduce -15.0% |
| MRK Merck & Co. Inc. | 0.32% | 2,427,066 | $202.7M | Reduce -50.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.32% | 1,078,542 | $201.2M | Add +76.7% |
| MS Morgan Stanley | 0.32% | 1,288,216 | $200.8M | Add +2.6% |
| EFA iShares MSCI Eafe ETF | 0.31% | 2,136,017 | $199.4M | Reduce -63.0% |
| DHR Danaher Corp. | 0.31% | 1,005,718 | $199.2M | Reduce -1.7% |
| PWR Quanta Services Inc. | 0.31% | 484,600 | $197.2M | Reduce -0.8% |
| WMT Walmart Inc. | 0.30% | 1,912,800 | $193.6M | Reduce -7.0% |
| WRB WR Berkley Corp. filed as BERKLEY W R CORP | 0.30% | 500,726 | $190.4M | Add +219.1% |
| ACN Accenture PLC Class A | 0.29% | 759,589 | $186.6M | Reduce -26.1% |
| IJH iShares Core S&P Midcap ETF | 0.29% | 3,454,429 | $185.2M | Reduce -66.2% |
| DFEM Dimensional Emrg MRKT Core | 0.29% | 5,746,678 | $184.6M | Reduce -12.7% |
| MTUM iShares MSCI USA Momentum Fa | 0.29% | 716,736 | $183.8M | Reduce -12.2% |
| AXP American Express Co. | 0.29% | 557,662 | $182.6M | Reduce -31.5% |
| VGIT Vanguard Intermediate-Term T | 0.28% | 3,016,442 | $181.1M | Add +7.3% |
| PH Parker Hannifin Corp. | 0.28% | 233,237 | $176.8M | Add +0.3% |
| GE General Electric filed as GE AEROSPACE | 0.27% | 575,660 | $172.9M | Add +6.0% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.27% | 229 | $172.7M | Reduce -2.5% |
| DFLV Dim US Large Cap Value ETF | 0.27% | 5,157,457 | $169.7M | Reduce -8.2% |
| IWD iShares Russell 1000 Value E | 0.26% | 822,701 | $167.5M | Add +4.7% |
| CAT Caterpillar Inc. | 0.26% | 352,743 | $165.1M | Reduce -37.9% |
| DFSV Dimensional US Small Cap Val | 0.26% | 5,143,179 | $163.8M | Reduce -11.3% |
| DE Deere & Co. | 0.26% | 358,315 | $163.6M | Reduce -13.8% |
| VCIT Vanguard Int-Term Corporate | 0.25% | 1,913,093 | $160.9M | Reduce -2.3% |
| ITW Illinois Tool Works | 0.25% | 613,117 | $159.9M | Reduce -3.5% |
| NEE Nextera Energy Inc. | 0.25% | 2,085,582 | $157.2M | Add +8.0% |
| CSCO Cisco Systems Inc. | 0.24% | 2,269,845 | $155.1M | Reduce -5.6% |
| XLK SS Technology Select Sector | 0.24% | 561,233 | $154.9M | Add +13.0% |
| ZTS Zoetis Inc. | 0.24% | 1,043,927 | $152.7M | Reduce -19.9% |
| IJR iShares Core S&P Small-Cap E | 0.24% | 1,733,501 | $150.1M | Add +57.8% |
| TT Trane Technologies PLC | 0.23% | 344,563 | $145.4M | Reduce -7.1% |
| SCHX Schwab US Large-Cap ETF | 0.23% | 5,485,242 | $144.5M | Reduce -9.4% |
| ISRG Intuitive Surgical Inc. | 0.23% | 321,783 | $143.9M | Add +6.0% |
| UNH Unitedhealth Group Inc. | 0.22% | 411,751 | $141.8M | Reduce -13.7% |
| ACIO Aptus Collared Invest Opp | 0.22% | 3,216,860 | $140.8M | New |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.22% | 1,229,565 | $140.8M | Reduce -7.1% |
| MDY State Street SPDR S&P Midcap | 0.22% | 235,580 | $140.4M | Reduce -1.6% |
| DFIV Dimensional International Va | 0.22% | 3,028,978 | $139.7M | Reduce -22.6% |
| DOV Dover Corp. | 0.22% | 833,829 | $139.1M | Reduce -2.7% |
| CSL Carlisle Cos Inc. | 0.22% | 421,797 | $138.8M | Reduce -2.4% |
| CMI Cummins Inc. | 0.21% | 323,267 | $136.5M | Reduce -1.3% |
| ARES Ares Management Corp. Class A | 0.21% | 831,235 | $132.9M | Reduce -7.3% |
Options reported separately and not counted above: AAPL puts ($5.4M), SPY calls ($4.4M), AAPL puts ($3.4M), JNJ puts ($2.8M), NVDA puts ($1.9M), PNC puts ($1.2M), GE puts ($1.1M), SPY puts ($799K), IWM puts ($605K), SFM puts ($555K), MSFT puts ($466K), SMCI puts ($407K), and 16 more.
Other holdings (10): bonds, preferreds, convertibles and warrants · $4.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,418 | $3.0M | Add +13.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 555 | $710K | Add +428.6% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 11,894 | $594K | Reduce -38.2% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 23,806 | $89K | Add +48.3% |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 10,100 | $75K | No change |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 75,000 | $71K | New |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | 491,488 | $13K | Add +103.5% |
| CELULARITY INC | *W EXP 07/16/202 | 55,000 | $2K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 21,953 | $878 | Reduce -88.3% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 10,000 | $874 | No change |
Total filed on the 13F, all lines: $63.7B.
Portfolio Sells Q2 2025 → Q3 2025
| MSFT Microsoft Corp. | Reduce -52.1% | 4.30% | −3.06 |
| SCHC Schwab Intl Small-Cap Equity | Reduce -98.1% | 0.04% | −1.82 |
| VXUS Vanguard Total Intl Stock | Reduce -94.5% | 0.08% | −1.06 |
| META Meta Platforms Inc. Class A | Reduce -53.5% | 1.07% | −0.90 |
| IJH iShares Core S&P Midcap ETF | Reduce -66.2% | 0.29% | −0.55 |
| EFA iShares MSCI Eafe ETF | Reduce -63.0% | 0.31% | −0.36 |
| IWM iShares Russell 2000 ETF | Reduce -70.4% | 0.21% | −0.32 |
| MRK Merck & Co. Inc. | Reduce -50.9% | 0.32% | −0.20 |
| BSV Vanguard Short-Term Bond ETF | Reduce -71.1% | 0.11% | −0.19 |
| EZU iShares MSCI Eurozone ETF | Reduce -92.3% | 0.02% | −0.19 |
| MDLZ Mondelez International Inc. Class A | Reduce -51.6% | 0.20% | −0.18 |
| COST Costco Wholesale Corp. | Reduce -23.0% | 0.95% | −0.17 |
| RSP Invesco S&P 500 Equal Weight | Reduce -71.2% | 0.09% | −0.16 |
| EEM iShares MSCI Emerging Market | Reduce -74.6% | 0.07% | −0.14 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -26.7% | 1.10% | −0.13 |
| RS Reliance Inc. | Reduce -91.1% | 0.01% | −0.13 |
| VFH Vanguard Financials ETF | Reduce -83.5% | 0.03% | −0.12 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -60.3% | 0.11% | −0.12 |
| ACN Accenture PLC Class A | Reduce -26.1% | 0.29% | −0.12 |
| DFAC Dimensional US Core Equity 2 | Reduce -59.4% | 0.12% | −0.11 |
| DFAI Dimensional International Co. | Reduce -74.1% | 0.05% | −0.11 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -51.9% | 0.14% | −0.10 |
| MTD Mettler-Toledo International | Reduce -54.1% | 0.12% | −0.10 |
| MCHP Microchip Technology Inc. | Reduce -51.0% | 0.10% | −0.09 |
| MNST Monster Beverage Corp. | Reduce -75.2% | 0.04% | −0.09 |
| VGSH Vanguard Short-Term Treasury | Reduce -79.8% | 0.03% | −0.09 |
| DFAT Dimensional US Target Value | Reduce -61.1% | 0.08% | −0.08 |
| FLGB Franklin Ftse United Kingdom | Reduce -98.1% | 0.00% | −0.08 |
| MCO Moody's Corp. | Reduce -64.0% | 0.05% | −0.08 |
| DFUS Dimensional US Eq MKT ETF | Reduce -58.7% | 0.08% | −0.07 |
| MSTR Strategy Inc. | Reduce -92.0% | 0.01% | −0.07 |
| HON Honeywell International Inc. | Reduce -26.1% | 0.20% | −0.06 |
| AXP American Express Co. | Reduce -31.5% | 0.29% | −0.06 |
| LLY Eli Lilly & Co. | Reduce -21.0% | 0.59% | −0.06 |
| DIHP Dimensional International Hi | Reduce -99.0% | 0.00% | −0.06 |
| VTIP Vanguard Short-Term Tips | Reduce -92.9% | 0.00% | −0.05 |
| ICE Intercontinental Exchange Inc. | Reduce -30.2% | 0.16% | −0.05 |
| KO The Coca-Cola Co. | Reduce -27.4% | 0.18% | −0.05 |
| CB Chubb Ltd. | Reduce -30.8% | 0.18% | −0.05 |
| DFAE Dimensional Emerging Core Eq | Reduce -72.9% | 0.02% | −0.04 |
| SYK Stryker Corp. | Reduce -15.8% | 0.55% | −0.04 |
| AMGN Amgen Inc. | Reduce -32.8% | 0.15% | −0.04 |
| CP Canadian Pacific Kansas City | Reduce -48.7% | 0.05% | −0.04 |
| HLT Hilton Worldwide Holdings Inc. | Reduce -26.7% | 0.20% | −0.04 |
| WM Waste Management Inc. | Reduce -35.7% | 0.10% | −0.04 |
| CAT Caterpillar Inc. | Reduce -37.9% | 0.26% | −0.03 |
| DUHP Dimensional US High Profi Et | Reduce -40.1% | 0.10% | −0.03 |
| AZEK The Azek Co. Inc. | Sold out | 0.00% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -30.8% | 0.06% | −0.03 |
| MET Metlife Inc. | Reduce -42.3% | 0.08% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| VEA Vanguard Ftse Developed ETF | Add +16.0% | 2.29% | +0.79 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +197.0% | 1.06% | +0.78 |
| GOOGL Alphabet Inc. Class A | Add +0.1% | 1.95% | +0.75 |
| VTI VG Morningstar TS MKT ETF-US | Add +46.9% | 0.89% | +0.41 |
| QQQ Invesco QQQ Trust Series 1 | Add +107.6% | 0.55% | +0.34 |
| VIG Vanguard Dividend Apprec ETF | Add +88.4% | 0.53% | +0.31 |
| JNJ Johnson & Johnson | Add +16.1% | 0.75% | +0.30 |
| WRB WR Berkley Corp. | Add +219.1% | 0.30% | +0.28 |
| VWO Vanguard Ftse Emerging Marke | Add +30.2% | 0.66% | +0.27 |
| ACIO Aptus Collared Invest Opp | New | 0.22% | +0.22 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +8.9% | 1.57% | +0.20 |
| RTX RTX Corp. | Add +42.2% | 0.39% | +0.19 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +76.7% | 0.32% | +0.17 |
| DGRO iShares Core Dividend Growth | Add +4220.1% | 0.16% | +0.16 |
| APP AppLovin Corp. Class A | Add +584.8% | 0.15% | +0.14 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +17.8% | 0.42% | +0.14 |
| IWF iShares Russell 1000 Growth | Add +3.1% | 0.52% | +0.13 |
| BXSL Blackstone Secured Lending F | Add +6983.5% | 0.13% | +0.13 |
| VYM Vanguard High DVD Yield ETF | Add +223.7% | 0.15% | +0.11 |
| GLD SPDR Gold Shares | Add +10.3% | 0.33% | +0.11 |
| ASML ASML Holding NV-NY Reg SHS | Add +3.4% | 0.35% | +0.11 |
| BN Brookfield Corp. | Add +8.1% | 0.38% | +0.11 |
| GBDC Golub Capital BDC Inc. | Add +297.8% | 0.13% | +0.10 |
| ECL Ecolab Inc. | Add +12.7% | 0.38% | +0.10 |
| MTN Vail Resorts Inc. | Add +6781.4% | 0.10% | +0.10 |
| CDNS Cadence Design SYS Inc. | Add +165.3% | 0.13% | +0.10 |
| IWV iShares Russell 3000 ETF | Add +2.3% | 0.13% | +0.09 |
| DRSK Aptus Defined Risk ETF | New | 0.09% | +0.09 |
| IVV iShares Core S&P 500 ETF | Add +15.3% | 3.29% | +0.09 |
| GE General Electric | Add +6.0% | 0.27% | +0.09 |
| ACWI iShares MSCI Acwi ETF | Add +60.9% | 0.17% | +0.08 |
| ORLY O'reilly Automotive Inc. | Add +30.1% | 0.18% | +0.08 |
| MS Morgan Stanley | Add +2.6% | 0.32% | +0.08 |
| IJR iShares Core S&P Small-Cap E | Add +57.8% | 0.24% | +0.08 |
| XLK SS Technology Select Sector | Add +13.0% | 0.24% | +0.08 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +1164.8% | 0.08% | +0.07 |
| TMUS T-Mobile US Inc. | Add +86.7% | 0.13% | +0.07 |
| OSCV Opus Small Cap Value ETF | New | 0.07% | +0.07 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +1677.5% | 0.07% | +0.07 |
| NEE Nextera Energy Inc. | Add +8.0% | 0.25% | +0.07 |
| AVTR Avantor Inc. | Add +8507.4% | 0.07% | +0.07 |
| FDN First Trust DJ Internet Ind | Add +4924.7% | 0.07% | +0.07 |
| IEFA iShares Core MSCI Eafe ETF | Add +100.6% | 0.20% | +0.06 |
| IGV iShares Expanded Tech-Softwa | Add +273.4% | 0.08% | +0.06 |
| PH Parker Hannifin Corp. | Add +0.3% | 0.28% | +0.06 |
| VGIT Vanguard Intermediate-Term T | Add +7.3% | 0.28% | +0.06 |
| IWD iShares Russell 1000 Value E | Add +4.7% | 0.26% | +0.06 |
| JMUB JPMorgan Municipal ETF | New | 0.06% | +0.06 |
| IEMG iShares Core MSCI Emerging | Add +6.5% | 0.19% | +0.06 |
| ROP Roper Technologies Inc. | Add +5.0% | 0.71% | +0.05 |
Options Activity Q2 2025 → Q3 2025
| KO The Coca-Cola Co. | put | Sold out | 453,100 | $32.1Mbefore exit |
| AAPL Apple Inc. | put | New | 21,300 | $5.4M |
| AAPL Apple Inc. | put | Reduce -51.6% | 13,400 | $3.4M |
| JNJ Johnson & Johnson | put | New | 15,300 | $2.8M |
| NVDA Nvidia Corp. | put | Add +308.0% | 10,200 | $1.9M |
| PNC PNC Financial Services Group | put | New | 5,900 | $1.2M |
| GE General Electric | put | New | 3,700 | $1.1M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -93.9% | 1,200 | $799K |
| IWM iShares Russell 2000 ETF | put | New | 2,500 | $605K |
| SFM Sprouts Farmers Market Inc. | put | New | 5,100 | $555K |
| MSFT Microsoft Corp. | put | New | 900 | $466K |
| SMCI Super Micro Computer Inc. | put | New | 8,480 | $407K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 600 | $400K |
| AMZN Amazon.com Inc. | put | Sold out | 1,400 | $307Kbefore exit |
| QYLD Global X Nasd 100 Cov Call | call | New | 12,001 | $204K |
| QQQ Invesco QQQ Trust Series 1 | put | New | 300 | $188K |
| FG F&G Annuities & Life Inc. | call | New | 5,458 | $171K |
| UNH Unitedhealth Group Inc. | call | New | 300 | $104K |
| NET Cloudflare Inc. Class A | call | New | 200 | $43K |
| NET Cloudflare Inc. Class A | put | New | 200 | $43K |
| AUR Aurora Innovation Inc. | call | Sold out | 7,500 | $39Kbefore exit |
| BA The Boeing Co. | put | New | 100 | $22K |
| UBER Uber Technologies Inc. | call | New | 200 | $20K |
| WIX Wix.com Ltd. | call | New | 100 | $18K |
| UPS United Parcel Service Class B | call | New | 200 | $17K |
| YUM Yum! Brands Inc. | call | New | 100 | $15K |
| TTD Trade Desk Inc./the Class A | call | New | 300 | $15K |
| CDE Coeur Mining Inc. | call | New | 500 | $9K |
| TLRY Tilray Brands Inc. | call | New | 2,100 | $4K |
| GOOGL Alphabet Inc. Class A | put | New | 200 | $162 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +13.0% | 2,418 | $3.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +428.6% | 555 | $710K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -38.2% | 11,894 | $594K |
| WAL Western Alliance Bancorp | COM · principal | Sold out | 10,925 | $238Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +48.3% | 23,806 | $89K |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | New | 75,000 | $71K |
| MAPSW WM Technology Inc.-CW24 | *W EXP 06/16/202 | Add +103.5% | 491,488 | $13K |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | Reduce -88.3% | 21,953 | $878 |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L · principal | Sold out | 62 | $75before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 3,038 | $72.2B | IVV, AAPL, VEA, MSFT, NVDA |
| Q1 2026 | 2,830 | $69.9B | IVV, AAPL, MSFT, VEA, NVDA |
| Q4 2025Amended | 2,632 | $73.5B | AAPL, MSFT, IVV, NVDA, VOO |
| Q3 2025 | 2,516 | $63.7B | MSFT, AAPL, IVV, NVDA, VOO |
| Q2 2025Amended | 2,416 | $75.1B | VOO, MSFT, IVV, AAPL, AMZN |
| Q1 2025 | 2,258 | $61.2B | IVV, AAPL, MSFT, AMZN, VOO |
| Q4 2024 | 2,343 | $60.2B | AAPL, MSFT, AMZN, COST, IVV |
| Q3 2024 | 2,393 | $63.4B | AAPL, MSFT, IVV, AMZN, NVDA |
| Q2 2024 | 2,297 | $57.4B | MSFT, AAPL, AMZN, COST, NVDA |
| Q1 2024 | 2,255 | $56.1B | MSFT, AAPL, AMZN, COST, NVDA |