Creative Planning
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 11, 2024), Creative Planning reported 3,173 stock positions worth $101.0 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 12.2% of the portfolio, followed by Vanguard Ftse Developed ETF (VEA, 7.6%) and Vanguard Total Bond Market (BND, 6.8%). Compared with Q2 2024, it opened 296 new positions, sold out of 104, added to 1,847 and reduced 918. The biggest buy was Vanguard Total Bond Market (BND, shares +9%) and the biggest sale Wisdomtree Em Small Cap (DGS, shares −20%).
- Most Recent 13F
- Q2 2026
- Location
- OVERLAND PARK, KS
- CIK
- 0001540235
- Portfolio Value
- $101.0B (Q3 2024)
- SEC Filing
- 0001540235-24-000006 ↗ filed Oct 11, 2024
Holdings Value
Holdings 3,173 stocks · $101.0B
| IVV iShares Core S&P 500 ETF | 12.20% | 21,368,471 | $12.3B | Add +1.2% |
| VEA Vanguard Ftse Developed ETF | 7.59% | 145,118,743 | $7.7B | Add +3.8% |
| BND Vanguard Total Bond Market | 6.82% | 91,686,451 | $6.9B | Add +8.6% |
| IEMG iShares Core MSCI Emerging | 4.00% | 70,336,905 | $4.0B | Add +0.1% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 3.97% | 73,250,119 | $4.0B | Add +5.0% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 3.35% | 12,839,996 | $3.4B | Reduce -0.9% |
| AAPL Apple Inc. | 2.19% | 9,615,504 | $2.2B | Add +3.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.14% | 8,180,070 | $2.2B | Reduce -1.1% |
| VCIT Vanguard Int-Term Corporate | 2.00% | 24,067,807 | $2.0B | Add +1.7% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.98% | 53,357,013 | $2.0B | Add +0.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.97% | 29,491,836 | $2.0B | Add +3.2% |
| VTI VG Morningstar TS MKT ETF-US | 1.91% | 6,826,515 | $1.9B | Reduce -3.3% |
| SCHX Schwab US Large-Cap ETF | 1.88% | 27,919,139 | $1.9B | Reduce -1.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.68% | 2,976,452 | $1.7B | Reduce -0.8% |
| VNQ Vanguard Real Estate ETF | 1.56% | 16,156,844 | $1.6B | Reduce -7.2% |
| MUB iShares National Muni Bond E | 1.36% | 12,627,580 | $1.4B | Add +6.1% |
| XLRE SS Real Estate Select Sector | 1.29% | 29,147,305 | $1.3B | Add +6.4% |
| AGG iShares Core U.S. Aggregate | 1.27% | 12,631,424 | $1.3B | Reduce -2.5% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.26% | 24,963,386 | $1.3B | Reduce -2.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.23% | 2,709,007 | $1.2B | Add +0.7% |
| IDEV iShares Core MSCI Dev MKTS | 1.23% | 17,519,446 | $1.2B | Reduce -0.9% |
| SPSB SS SPDR P St C Corp. ETF | 1.11% | 37,094,244 | $1.1B | Add +9.0% |
| MSFT Microsoft Corp. | 1.08% | 2,559,944 | $1.1B | Add +2.6% |
| VWO Vanguard Ftse Emerging Marke | 0.95% | 20,014,773 | $957.7M | Reduce -3.3% |
| SPEM State Street SP PTF Em ETF | 0.94% | 22,995,882 | $949.3M | Reduce -2.6% |
| SCHF Schwab Intl Equity ETF | 0.86% | 21,048,811 | $865.5M | Reduce -0.6% |
| NVDA Nvidia Corp. | 0.84% | 7,599,372 | $852.4M | Add +16.2% |
| SCHM Schwab US Mid Cap ETF | 0.81% | 9,830,646 | $816.8M | Reduce -2.1% |
| DFAT Dimensional US Target Value | 0.78% | 14,143,862 | $786.8M | Reduce -0.8% |
| DFAS Dimensional US Small Cap ETF | 0.72% | 11,211,136 | $727.2M | Reduce -1.1% |
| DGS Wisdomtree Em Small Cap | 0.70% | 13,094,257 | $703.2M | Reduce -20.5% |
| VGIT Vanguard Intermediate-Term T | 0.69% | 11,557,959 | $698.3M | Add +7.8% |
| VOO Vanguard S&P 500 ETF | 0.66% | 1,254,474 | $661.9M | Reduce -0.3% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.61% | 21,228,179 | $619.4M | Reduce -4.1% |
| SCHH Schwab US REIT ETF | 0.59% | 25,699,563 | $595.5M | Reduce -5.7% |
| AVUV Avantis US Small Cap Value | 0.59% | 6,185,424 | $593.5M | Add +6.8% |
| AMZN Amazon.com Inc. | 0.57% | 3,099,667 | $577.2M | Add +5.0% |
| VYM Vanguard High DVD Yield ETF | 0.47% | 3,685,987 | $472.5M | Reduce -1.3% |
| AVDV Avantis Intl S/C Value ETF | 0.44% | 6,339,510 | $448.0M | Add +6.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.44% | 1,880,342 | $446.0M | Add +0.6% |
| META Meta Platforms Inc. Class A | 0.41% | 716,847 | $410.4M | Add +2.1% |
| SCZ iShares MSCI Eafe Small-Cap | 0.32% | 4,833,346 | $327.2M | Reduce -2.8% |
| IJH iShares Core S&P Midcap ETF | 0.31% | 5,004,261 | $311.9M | Reduce -1.9% |
| GOOGL Alphabet Inc. Class A | 0.31% | 1,946,827 | $311.1M | Add +9.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.28% | 590,395 | $286.4M | Reduce -0.2% |
| ITOT iShares Core S&P Total U.S. | 0.27% | 2,149,914 | $270.1M | Reduce -1.3% |
| SUB iShares Short-Term National | 0.26% | 2,486,417 | $264.0M | Add +1.9% |
| GOOG Alphabet Inc. Class C | 0.25% | 1,544,297 | $256.2M | Add +5.9% |
| PG The Procter & Gamble Co. | 0.24% | 1,393,443 | $241.3M | Add +3.5% |
| JPM JPMorgan Chase & Co. | 0.24% | 1,139,115 | $240.2M | Add +3.1% |
| SPIB SS SPDR P Int C Corp. ETF | 0.23% | 6,934,244 | $233.8M | Reduce -3.0% |
| DFUS Dimensional US Eq MKT ETF | 0.23% | 3,667,805 | $228.1M | Reduce -1.1% |
| DFUV Dimensional US Marketwide Va | 0.23% | 5,471,095 | $228.1M | Reduce -2.4% |
| TSLA Tesla Inc. | 0.22% | 896,484 | $221.7M | Add +19.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.22% | 2,839,297 | $221.6M | Reduce -3.2% |
| XOM Exxon Mobil Corp. | 0.21% | 1,801,232 | $211.1M | Add +0.5% |
| IEI iShares 3-7 Year Treasury Bo | 0.21% | 1,753,627 | $209.7M | Reduce -6.3% |
| IWB iShares Russell 1000 ETF | 0.20% | 658,314 | $207.0M | Reduce -1.8% |
| LLY Eli Lilly & Co. | 0.20% | 228,526 | $202.4M | Reduce -0.1% |
| HD Home Depot Inc. | 0.20% | 513,327 | $199.3M | Add +6.8% |
| COST Costco Wholesale Corp. | 0.19% | 224,169 | $194.2M | Add +5.3% |
| VIG Vanguard Dividend Apprec ETF | 0.19% | 947,415 | $187.6M | Reduce -1.8% |
| EFA iShares MSCI Eafe ETF | 0.17% | 2,044,956 | $170.4M | Reduce -1.4% |
| EWX State Street SPDR S&P Emergi | 0.16% | 2,665,687 | $166.3M | Reduce -9.9% |
| IJR iShares Core S&P Small-Cap E | 0.16% | 1,416,016 | $165.6M | Reduce -3.5% |
| IWF iShares Russell 1000 Growth | 0.16% | 437,035 | $164.1M | Add +0.2% |
| JNJ Johnson & Johnson | 0.16% | 988,403 | $160.2M | Add +4.3% |
| V Visa Inc. Class A | 0.15% | 566,729 | $155.8M | Add +2.4% |
| ABBV Abbvie Inc. | 0.15% | 750,811 | $147.1M | Add +4.6% |
| DOL Wisdomtree TR DVLP Intnl-Usd | 0.15% | 2,722,436 | $146.9M | Reduce -2.8% |
| WMT Walmart Inc. | 0.14% | 1,800,743 | $143.0M | Add +4.8% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.14% | 3,100,924 | $141.1M | Reduce -1.3% |
| MDY State Street SPDR S&P Midcap | 0.14% | 247,981 | $141.1M | Reduce -4.5% |
| DFIV Dimensional International Va | 0.13% | 3,563,358 | $135.7M | Reduce -1.5% |
| AVGO Broadcom Inc. | 0.13% | 779,322 | $133.4M | Reduce -0.2% |
| KO The Coca-Cola Co. | 0.13% | 1,852,532 | $133.1M | Add +4.0% |
| ORCL Oracle Corp. | 0.13% | 774,912 | $132.0M | Add +4.1% |
| AVUS Avantis U.S. Equity ETF | 0.12% | 1,318,746 | $125.5M | Reduce -3.3% |
| ESGV Vanguard ESG US Stock ETF | 0.12% | 1,230,874 | $125.1M | Add +4.6% |
| IWM iShares Russell 2000 ETF | 0.12% | 560,710 | $123.5M | Reduce -2.5% |
| UNH Unitedhealth Group Inc. | 0.12% | 212,295 | $123.0M | Add +7.4% |
| SCHA Schwab US Small-Cap ETF | 0.12% | 2,333,310 | $120.2M | Reduce -1.4% |
| SCHD Schwab US DVD Equity ETF | 0.11% | 1,341,298 | $113.4M | Add +1.9% |
| DLN Wisdomtree US Largecap Divid | 0.11% | 1,417,842 | $111.4M | Reduce -0.8% |
| AMLP Alerian MLP ETF | 0.11% | 2,332,881 | $109.9M | Reduce -0.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.11% | 619,556 | $108.2M | Add +0.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.11% | 1,169,824 | $107.4M | Reduce -1.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.10% | 2,666,608 | $105.8M | Add +0.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.10% | 271,283 | $104.2M | Add +1.4% |
| MA Mastercard Inc. Class A | 0.10% | 205,594 | $101.5M | Add +5.8% |
| MCD McDonald's Corp. | 0.10% | 329,417 | $100.3M | Add +1.4% |
| IWD iShares Russell 1000 Value E | 0.10% | 524,533 | $99.6M | Add +0.6% |
| DEM Wisdomtree Emerging Markets | 0.10% | 2,206,230 | $97.1M | Reduce -3.3% |
| MRK Merck & Co. Inc. | 0.09% | 842,472 | $95.7M | Reduce -2.9% |
| MLPA Global X MLP ETF | 0.09% | 1,969,411 | $94.5M | Reduce -1.3% |
| ABT Abbott Laboratories | 0.09% | 808,863 | $91.4M | Add +5.7% |
| PEP Pepsico Inc. | 0.09% | 526,640 | $89.6M | Reduce -1.2% |
| CAT Caterpillar Inc. | 0.09% | 227,915 | $89.1M | Add +1.7% |
| VXF Vanguard Extended Market ETF | 0.09% | 484,769 | $88.2M | Add +1.5% |
| ACN Accenture PLC Class A | 0.09% | 247,724 | $87.6M | Add +5.5% |
Other holdings (11): bonds, preferreds, convertibles and warrants · $3.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 1,152,000 | $1.1M | Reduce -5.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 515 | $656K | Add +45.1% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 18,148 | $539K | Add +1.4% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 412 | $528K | Reduce -18.4% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 10,015 | $118K | Reduce -35.1% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 16,007 | $108K | Reduce -0.8% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 25,000 | $25K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 100,000 | $11K | No change |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 12,000 | $11K | Reduce -88.5% |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 59,000 | $2K | Add +0.1% |
| AUUDW Auddia Inc.-CW25 | *W EXP 02/19/202 | 14,820 | $689 | No change |
Total filed on the 13F, all lines: $101.0B.
Portfolio Sells Q2 2024 → Q3 2024
| DGS Wisdomtree Em Small Cap | Reduce -20.5% | 0.70% | −0.21 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -0.9% | 3.35% | −0.11 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -2.5% | 1.26% | −0.11 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -3.3% | 1.91% | −0.10 |
| AGG iShares Core U.S. Aggregate | Reduce -2.5% | 1.27% | −0.08 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.8% | 1.68% | −0.06 |
| SCHX Schwab US Large-Cap ETF | Reduce -1.0% | 1.88% | −0.06 |
| SCHM Schwab US Mid Cap ETF | Reduce -2.1% | 0.81% | −0.03 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -6.3% | 0.21% | −0.02 |
| BOXX Alpha Architect 1-3 MNTH Box | Reduce -97.9% | 0.00% | −0.02 |
| BA The Boeing Co. | Reduce -16.6% | 0.04% | −0.02 |
| LLY Eli Lilly & Co. | Reduce -0.1% | 0.20% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -2.9% | 0.09% | −0.02 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.2% | 0.28% | −0.02 |
| VWO Vanguard Ftse Emerging Marke | Reduce -3.3% | 0.95% | −0.02 |
| EWX State Street SPDR S&P Emergi | Reduce -9.9% | 0.16% | −0.02 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -3.0% | 0.23% | −0.02 |
| VOO Vanguard S&P 500 ETF | Reduce -0.3% | 0.66% | −0.02 |
| CVX Chevron Corp. | Reduce -4.2% | 0.08% | −0.02 |
| INTC Intel Corp. | Reduce -8.0% | 0.03% | −0.01 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Reduce -4.1% | 0.61% | −0.01 |
| EW Edwards Lifesciences Corp. | Reduce -1.3% | 0.03% | −0.01 |
| ABNB Airbnb Inc. Class A | Reduce -47.0% | 0.01% | −0.01 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -33.4% | 0.02% | −0.01 |
| SCHF Schwab Intl Equity ETF | Reduce -0.6% | 0.86% | −0.01 |
| HOMB Home Bancshares Inc. | Reduce -76.1% | 0.00% | −0.01 |
| AMLP Alerian MLP ETF | Reduce -0.6% | 0.11% | −0.01 |
| IBDP iShares Ibonds Dec 2024 Term | Reduce -76.9% | 0.00% | −0.01 |
| LW Lamb Weston Holdings Inc. | Reduce -65.0% | 0.00% | −0.01 |
| IDEV iShares Core MSCI Dev MKTS | Reduce -0.9% | 1.23% | −0.01 |
| DFAT Dimensional US Target Value | Reduce -0.8% | 0.78% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -1.9% | 0.31% | −0.01 |
| MLPA Global X MLP ETF | Reduce -1.3% | 0.09% | −0.01 |
| SPEM State Street SP PTF Em ETF | Reduce -2.6% | 0.94% | −0.01 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -1.0% | 0.11% | −0.01 |
| DEM Wisdomtree Emerging Markets | Reduce -3.3% | 0.10% | −0.01 |
| DFUV Dimensional US Marketwide Va | Reduce -2.4% | 0.23% | −0.01 |
| ITOT iShares Core S&P Total U.S. | Reduce -1.3% | 0.27% | −0.01 |
| MDY State Street SPDR S&P Midcap | Reduce -4.5% | 0.14% | −0.01 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -3.2% | 0.22% | −0.01 |
| SNOW Snowflake Inc. | Reduce -9.8% | 0.01% | −0.01 |
| IWB iShares Russell 1000 ETF | Reduce -1.8% | 0.20% | −0.01 |
| DFAS Dimensional US Small Cap ETF | Reduce -1.1% | 0.72% | −0.01 |
| DFUS Dimensional US Eq MKT ETF | Reduce -1.1% | 0.23% | −0.01 |
| AVUS Avantis U.S. Equity ETF | Reduce -3.3% | 0.12% | −0.01 |
| SCHR Schwab Intermediate-Term US | Reduce -13.3% | 0.04% | −0.01 |
| BXSL Blackstone Secured Lending F | Reduce -0.8% | 0.05% | −0.01 |
| F Ford Motor Co. | Reduce -3.5% | 0.02% | −0.01 |
| LULU Lululemon Athletica Inc. | Reduce -53.2% | 0.00% | −0.01 |
| DOL Wisdomtree TR DVLP Intnl-Usd | Reduce -2.8% | 0.15% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| BND Vanguard Total Bond Market | Add +8.6% | 6.82% | +0.32 |
| VEA Vanguard Ftse Developed ETF | Add +3.8% | 7.59% | +0.21 |
| XLRE SS Real Estate Select Sector | Add +6.4% | 1.29% | +0.17 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +5.0% | 3.97% | +0.14 |
| AAPL Apple Inc. | Add +3.9% | 2.19% | +0.10 |
| TSLA Tesla Inc. | Add +19.2% | 0.22% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.7% | 1.23% | +0.06 |
| AVUV Avantis US Small Cap Value | Add +6.8% | 0.59% | +0.03 |
| SPSB SS SPDR P St C Corp. ETF | Add +9.0% | 1.11% | +0.03 |
| AVDV Avantis Intl S/C Value ETF | Add +6.3% | 0.44% | +0.03 |
| META Meta Platforms Inc. Class A | Add +2.1% | 0.41% | +0.03 |
| VGIT Vanguard Intermediate-Term T | Add +7.8% | 0.69% | +0.02 |
| HD Home Depot Inc. | Add +6.8% | 0.20% | +0.02 |
| ORCL Oracle Corp. | Add +4.1% | 0.13% | +0.02 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +3.2% | 1.97% | +0.02 |
| WMT Walmart Inc. | Add +4.8% | 0.14% | +0.02 |
| UNH Unitedhealth Group Inc. | Add +7.4% | 0.12% | +0.01 |
| ABBV Abbvie Inc. | Add +4.6% | 0.15% | +0.01 |
| IBM Intl Business Machines Corp. | Add +5.1% | 0.07% | +0.01 |
| MCD McDonald's Corp. | Add +1.4% | 0.10% | +0.01 |
| KO The Coca-Cola Co. | Add +4.0% | 0.13% | +0.01 |
| JNJ Johnson & Johnson | Add +4.3% | 0.16% | +0.01 |
| ACN Accenture PLC Class A | Add +5.5% | 0.09% | +0.01 |
| ADBE Adobe Inc. | Add +33.3% | 0.08% | +0.01 |
| LOW Lowe's Cos Inc. | Add +9.0% | 0.06% | +0.01 |
| LMT Lockheed Martin Corp. | Add +3.1% | 0.06% | +0.01 |
| CEG Constellation Energy | Add +38.3% | 0.02% | +0.01 |
| AMD Advanced Micro Devices | Add +33.0% | 0.07% | +0.01 |
| CMG Chipotle Mexican Grill Inc. | Add +82.9% | 0.03% | +0.01 |
| MA Mastercard Inc. Class A | Add +5.8% | 0.10% | +0.01 |
| ICE Intercontinental Exchange Inc. | Add +92.8% | 0.02% | +0.01 |
| CAT Caterpillar Inc. | Add +1.7% | 0.09% | +0.01 |
| NEE Nextera Energy Inc. | Add +2.4% | 0.07% | +0.01 |
| HCA HCA Healthcare Inc. | Add +37.6% | 0.02% | +0.01 |
| RTX RTX Corp. | Add +1.2% | 0.06% | +0.01 |
| CARR Carrier Global Corp. | Add +2.6% | 0.04% | +0.01 |
| PM Philip Morris International | Add +5.6% | 0.04% | +0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +0.6% | 0.44% | +0.01 |
| GE General Electric | Add +9.0% | 0.04% | +0.01 |
| NOW ServiceNow Inc. | Add +8.1% | 0.05% | +0.01 |
| BX Blackstone Inc. | Add +4.2% | 0.04% | +0.01 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +19.1% | 0.05% | +0.01 |
| NFLX Netflix Inc. | Add +10.8% | 0.08% | +0.01 |
| PFE Pfizer Inc. | Add +17.1% | 0.05% | +0.01 |
| ABT Abbott Laboratories | Add +5.7% | 0.09% | +0.01 |
| ANET Arista Networks Inc. | Add +13.1% | 0.04% | +0.01 |
| AXP American Express Co. | Add +4.8% | 0.04% | +0.01 |
| OKTA Okta Inc. | Add +661.0% | 0.01% | +0.01 |
| DUK Duke Energy Corp. | Add +9.3% | 0.03% | +0.00 |
| GEV GE Vernova Inc. | Add +11.4% | 0.01% | +0.00 |
Options Activity Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | call | Sold out | 103,200 | $4.9Mbefore exit |
| GOOGL Alphabet Inc. Class A | call | Sold out | 40,000 | $3.6Mbefore exit |
| AMD Advanced Micro Devices | call | Sold out | 40,300 | $2.0Mbefore exit |
| WFC Wells Fargo & Co. | call | Sold out | 120,000 | $1.7Mbefore exit |
| MSFT Microsoft Corp. | call | Sold out | 8,000 | $922Kbefore exit |
| IREN Iren Ltd. | call | Sold out | 230,000 | $572Kbefore exit |
| ABNB Airbnb Inc. Class A | put | Sold out | 84,000 | $564Kbefore exit |
| APP AppLovin Corp. Class A | put | Sold out | 50,000 | $439Kbefore exit |
| TSLA Tesla Inc. | put | Sold out | 53,700 | $389Kbefore exit |
| QCOM Qualcomm Inc. | call | Sold out | 3,000 | $308Kbefore exit |
| DIS The Walt Disney Co. | call | Sold out | 35,300 | $279Kbefore exit |
| AAPL Apple Inc. | call | Sold out | 10,100 | $238Kbefore exit |
| SNOW Snowflake Inc. | put | Sold out | 6,500 | $237Kbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 115,000 | $189Kbefore exit |
| AAPL Apple Inc. | put | Sold out | 144,100 | $94Kbefore exit |
| DOCN Digitalocean Holdings Inc. | put | Sold out | 30,000 | $93Kbefore exit |
| DBX Dropbox Inc. Class A | put | Sold out | 19,000 | $92Kbefore exit |
| SMCI Super Micro Computer Inc. | put | Sold out | 400 | $90Kbefore exit |
| IREN Iren Ltd. | put | Sold out | 24,400 | $67Kbefore exit |
| CINF Cincinnati Financial Corp. | put | Sold out | 45,000 | $65Kbefore exit |
| CFLT Confluent Inc. Class A | put | Sold out | 19,800 | $34Kbefore exit |
| MSTR Strategy Inc. | put | Sold out | 2,000 | $33Kbefore exit |
| META Meta Platforms Inc. Class A | call | Sold out | 100 | $31Kbefore exit |
| WGMI CS BTC Min Dig PWR ETF | put | Sold out | 20,000 | $31Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 9,900 | $29Kbefore exit |
| WOW Wideopenwest Inc. | call | Sold out | 9,000 | $26Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 100 | $22Kbefore exit |
| BRK.B Berkshire Hathaway Inc. Class B | put | Sold out | 12,900 | $20Kbefore exit |
| AVGO Broadcom Inc. | put | Sold out | 6,000 | $18Kbefore exit |
| VRSN Verisign Inc. | put | Sold out | 1,800 | $18Kbefore exit |
| TQQQ Proshares Ultrapro QQQ | call | Sold out | 300 | $17Kbefore exit |
| XLK SS Technology Select Sector | call | Sold out | 200 | $16Kbefore exit |
| GWW WW Grainger Inc. | put | Sold out | 500 | $16Kbefore exit |
| GOOGL Alphabet Inc. Class A | put | Sold out | 40,200 | $16Kbefore exit |
| MGPI MGP Ingredients Inc. | put | Sold out | 2,700 | $13Kbefore exit |
| UNH Unitedhealth Group Inc. | put | Sold out | 6,700 | $13Kbefore exit |
| MSFT Microsoft Corp. | put | Sold out | 9,400 | $13Kbefore exit |
| DLTR Dollar Tree Inc. | put | Sold out | 1,400 | $11Kbefore exit |
| PHM Pultegroup Inc. | call | Sold out | 500 | $11Kbefore exit |
| UNP Union Pacific Corp. | put | Sold out | 5,000 | $8Kbefore exit |
| ALRM Alarm.com Holdings Inc. | put | Sold out | 4,600 | $6Kbefore exit |
| CLSK Cleanspark Inc. | put | Sold out | 4,000 | $6Kbefore exit |
| QS Quantumscape Corp. | call | Sold out | 11,000 | $5Kbefore exit |
| KLAC KLA Corp. | put | Sold out | 1,300 | $5Kbefore exit |
| ALT Altimmune Inc. | call | Sold out | 3,000 | $5Kbefore exit |
| CSCO Cisco Systems Inc. | put | Sold out | 10,200 | $4Kbefore exit |
| ADBE Adobe Inc. | put | Sold out | 1,500 | $4Kbefore exit |
| UNH Unitedhealth Group Inc. | call | Sold out | 200 | $4Kbefore exit |
| SAP Sap SE-Sponsored ADR | call | Sold out | 600 | $3Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | Sold out | 500 | $3Kbefore exit |
Showing the first 50 of 71.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | Reduce -5.8% | 1,152,000 | $1.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +45.1% | 515 | $656K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +1.4% | 18,148 | $539K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -18.4% | 412 | $528K |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | Reduce -35.1% | 10,015 | $118K |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Reduce -0.8% | 16,007 | $108K |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Sold out | 81,000 | $71Kbefore exit |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Sold out | 73,000 | $61Kbefore exit |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | Sold out | 18,000 | $17Kbefore exit |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | Sold out | 14,000 | $13Kbefore exit |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | Reduce -88.5% | 12,000 | $11K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Add +0.1% | 59,000 | $2K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,182 | $171.1B | IVV, BND, VEA, SPDW, SPMD |
| Q1 2026 | 4,061 | $147.4B | IVV, BND, VEA, SPDW, SPMD |
| Q4 2025 | 3,858 | $139.7B | IVV, BND, VEA, SPDW, SPMD |
| Q3 2025 | 3,793 | $130.9B | IVV, BND, VEA, SPMD, IEMG |
| Q2 2025 | 3,579 | $117.1B | IVV, BND, VEA, SPMD, IEMG |
| Q1 2025 | 3,410 | $106.3B | IVV, BND, VEA, SPMD, IEMG |
| Q4 2024 | 3,546 | $102.8B | IVV, BND, VEA, SPMD, IEMG |
| Q3 2024 | 3,173 | $101.0B | IVV, VEA, BND, IEMG, SPMD |
| Q2 2024 | 2,979 | $93.6B | IVV, VEA, BND, IEMG, SPMD |
| Q1 2024 | 2,830 | $90.2B | IVV, VEA, BND, IEMG, SPMD |