Credit Suisse AG/
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Credit Suisse AG/ reported 2,851 stock positions worth $104.1 billion. Its top holding was Microsoft (MSFT) at 5.6% of the portfolio, followed by Nvidia (NVDA, 4.1%) and Apple (AAPL, 3.2%). Compared with Q4 2023, it opened 51 new positions, sold out of 123, added to 1,212 and reduced 1,286. The biggest buy was Eli Lilly (LLY, shares +5%) and the biggest sale Apple (AAPL, shares −9%).
- Most Recent 13F
- Q1 2024
- Location
- ZURICH, V8
- CIK
- 0000824468
- Portfolio Value
- $104.1B (Q1 2024)
- SEC Filing
- 0001567619-24-000282 ↗ filed May 10, 2024
Holdings 2,851 stocks · $104.1B
| MSFT Microsoft Corp. | 5.56% | 13,756,679 | $5.8B | Reduce -4.3% |
| NVDA Nvidia Corp. | 4.14% | 4,763,929 | $4.3B | Reduce -2.5% |
| AAPL Apple Inc. | 3.19% | 19,381,637 | $3.3B | Reduce -9.1% |
| UBS UBS Group AG-Reg | 2.82% | 95,397,206 | $2.9B | Add +4.1% |
| AMZN Amazon.com Inc. | 2.21% | 12,754,431 | $2.3B | Reduce -8.2% |
| GOOGL Alphabet Inc. Class A | 1.71% | 11,776,286 | $1.8B | Reduce -6.6% |
| GOOG Alphabet Inc. Class C | 1.58% | 10,781,421 | $1.6B | Reduce -6.6% |
| META Meta Platforms Inc. Class A | 1.36% | 2,916,631 | $1.4B | Reduce -0.8% |
| ALC Alcon Inc. filed as ALCON AG | 1.24% | 15,456,411 | $1.3B | Add +2.2% |
| UNH Unitedhealth Group Inc. | 1.20% | 2,525,461 | $1.2B | Reduce -1.4% |
| LLY Eli Lilly & Co. | 1.18% | 1,584,543 | $1.2B | Add +4.5% |
| V Visa Inc. Class A | 1.02% | 3,791,147 | $1.1B | Reduce -9.7% |
| JNJ Johnson & Johnson | 0.88% | 5,791,703 | $915.1M | Reduce -6.3% |
| TSLA Tesla Inc. | 0.88% | 5,192,687 | $912.8M | Reduce -3.8% |
| JPM JPMorgan Chase & Co. | 0.83% | 4,311,733 | $862.3M | Reduce -10.2% |
| AVGO Broadcom Inc. | 0.81% | 636,402 | $843.5M | Reduce -7.3% |
| MA Mastercard Inc. Class A | 0.80% | 1,731,448 | $833.8M | Reduce -1.8% |
| MRK Merck & Co. Inc. | 0.80% | 6,287,644 | $829.7M | Reduce -3.5% |
| HD Home Depot Inc. | 0.78% | 2,123,988 | $814.8M | Reduce -3.8% |
| PG The Procter & Gamble Co. | 0.73% | 4,712,598 | $763.4M | Reduce -3.8% |
| IVV iShares Core S&P 500 ETF | 0.68% | 1,348,595 | $709.0M | Add +0.3% |
| BUR Burford Capital Ltd. | 0.57% | 477,635 | $593.7M | Reduce -0.3% |
| CRM Salesforce Inc. | 0.56% | 1,919,323 | $578.1M | Reduce -6.5% |
| KO The Coca-Cola Co. | 0.54% | 9,259,270 | $566.5M | Reduce -6.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.54% | 1,324,494 | $557.0M | Reduce -2.4% |
| LIN Linde PLC | 0.49% | 1,087,856 | $505.1M | Reduce -6.6% |
| TMO Thermo Fisher Scientific Inc. | 0.48% | 859,879 | $499.8M | Add +5.5% |
| ABBV Abbvie Inc. | 0.48% | 2,736,828 | $498.4M | Add +3.9% |
| LOGI Logitech International-Reg | 0.48% | 5,571,745 | $497.9M | Reduce -0.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 2,515,749 | $480.4M | Reduce -7.0% |
| PEP Pepsico Inc. | 0.46% | 2,730,895 | $477.9M | Reduce -3.8% |
| ACN Accenture PLC Class A | 0.45% | 1,357,292 | $470.5M | Reduce -4.9% |
| MCD McDonald's Corp. | 0.44% | 1,638,324 | $461.9M | Reduce -7.4% |
| QCOM Qualcomm Inc. | 0.42% | 2,580,515 | $436.9M | Reduce -1.2% |
| ADBE Adobe Inc. | 0.41% | 855,833 | $431.9M | Reduce -8.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.41% | 3,490,188 | $427.1M | Reduce -9.4% |
| XOM Exxon Mobil Corp. | 0.38% | 3,419,136 | $396.6M | Reduce -0.3% |
| AMD Advanced Micro Devices | 0.38% | 2,174,090 | $392.4M | Reduce -20.1% |
| COST Costco Wholesale Corp. | 0.38% | 533,054 | $390.2M | Reduce -4.0% |
| CVX Chevron Corp. | 0.37% | 2,445,933 | $385.8M | Reduce -4.4% |
| CSCO Cisco Systems Inc. | 0.36% | 7,468,005 | $372.7M | Reduce -2.9% |
| CAT Caterpillar Inc. | 0.36% | 1,010,934 | $370.4M | Reduce -9.6% |
| INTC Intel Corp. | 0.35% | 8,335,619 | $368.2M | Reduce -13.3% |
| DHR Danaher Corp. | 0.35% | 1,473,168 | $367.9M | Reduce -20.3% |
| VZ Verizon Communications Inc. | 0.35% | 8,593,467 | $360.6M | Reduce -5.7% |
| NOW ServiceNow Inc. | 0.34% | 466,134 | $355.4M | Reduce -5.4% |
| NFLX Netflix Inc. | 0.34% | 573,971 | $348.6M | Reduce -11.3% |
| SPGI S&P Global Inc. | 0.33% | 815,693 | $347.0M | Reduce -13.9% |
| INTU Intuit Inc. | 0.33% | 533,094 | $346.5M | Reduce -1.1% |
| WMT Walmart Inc. | 0.33% | 5,769,007 | $346.1M | Reduce -2.2% |
| AMAT Applied Materials Inc. | 0.33% | 1,678,179 | $346.1M | Reduce -1.6% |
| CMCSA Comcast Corp. Class A | 0.33% | 7,953,957 | $342.0M | Reduce -4.0% |
| TXN Texas Instruments Inc. | 0.33% | 1,960,513 | $341.5M | Reduce -3.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.32% | 8,787,460 | $333.2M | Reduce -15.5% |
| UNP Union Pacific Corp. | 0.31% | 1,314,701 | $323.3M | Reduce -1.8% |
| ORCL Oracle Corp. | 0.31% | 2,539,904 | $319.0M | Reduce -10.0% |
| NKE Nike Inc. Class B | 0.30% | 3,365,879 | $316.3M | Reduce -11.9% |
| AMGN Amgen Inc. | 0.30% | 1,096,086 | $311.6M | Reduce -5.1% |
| BLK BlackRock Finance Inc. | 0.30% | 371,757 | $309.9M | Reduce -5.8% |
| ACWI iShares MSCI Acwi ETF | 0.29% | 25,320 | $300.6M | Add +193.7% |
| ISRG Intuitive Surgical Inc. | 0.29% | 747,649 | $298.4M | Reduce -15.7% |
| BKNG Booking Holdings Inc. | 0.28% | 81,279 | $294.9M | Reduce -6.8% |
| MS Morgan Stanley | 0.27% | 3,023,296 | $284.7M | Reduce -1.9% |
| INDV Indivior Ltd. | 0.27% | 167,722 | $284.1M | Reduce -2.4% |
| PLD Prologis Inc. | 0.27% | 2,129,511 | $277.3M | Reduce -6.8% |
| WM Waste Management Inc. | 0.26% | 1,260,594 | $268.7M | Reduce -10.0% |
| DXCM Dexcom Inc. | 0.26% | 1,916,217 | $265.8M | Reduce -2.1% |
| BMY Bristol-Myers Squibb Co. | 0.25% | 4,884,813 | $264.9M | Reduce -26.9% |
| LOW Lowe's Cos Inc. | 0.25% | 1,030,741 | $261.8M | Reduce -4.6% |
| AXP American Express Co. | 0.25% | 1,147,824 | $261.3M | Reduce -9.3% |
| NEE Nextera Energy Inc. | 0.25% | 4,068,107 | $260.0M | Add +16.9% |
| EQIX Equinix Inc. | 0.24% | 308,673 | $254.8M | Reduce -1.4% |
| ETN Eaton Corp. PLC | 0.24% | 805,243 | $251.8M | Reduce -8.2% |
| MRSH Marsh & McLennan Cos | 0.24% | 1,217,967 | $250.9M | Add +2.9% |
| SNPS Synopsys Inc. | 0.24% | 433,578 | $247.8M | Reduce -1.6% |
| GE General Electric | 0.24% | 1,397,599 | $245.3M | Reduce -7.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.23% | 2,409,246 | $244.3M | Reduce -3.8% |
| PGR Progressive Corp. | 0.23% | 1,175,320 | $243.1M | Reduce -1.5% |
| CDNS Cadence Design SYS Inc. | 0.23% | 774,107 | $241.0M | Reduce -5.1% |
| PFE Pfizer Inc. | 0.23% | 8,614,681 | $239.1M | Reduce -4.0% |
| LRCX Lam Research Corp. | 0.23% | 241,686 | $234.8M | Add +1.6% |
| WFC Wells Fargo & Co. | 0.22% | 4,037,346 | $230.1M | Reduce -24.8% |
| ABT Abbott Laboratories | 0.22% | 2,016,597 | $229.2M | Reduce -4.0% |
| UPS United Parcel Service Class B | 0.22% | 1,513,334 | $224.9M | Reduce -1.8% |
| AMT American Tower Corp. | 0.21% | 1,117,735 | $220.9M | Reduce -2.3% |
| ELV Elevance Health Inc. | 0.21% | 422,240 | $218.9M | Reduce -2.7% |
| GILD Gilead Sciences Inc. | 0.20% | 2,888,499 | $211.6M | Reduce -6.6% |
| RY Royal Bank of Canada | 0.20% | 2,089,561 | $210.8M | Reduce -0.6% |
| ADP Automatic Data Processing | 0.20% | 822,243 | $205.3M | Reduce -3.4% |
| SHW The Sherwin-Williams Co. | 0.19% | 581,929 | $202.1M | Reduce -4.9% |
| PANW Palo Alto Networks Inc. | 0.19% | 705,076 | $200.4M | Add +0.9% |
| GS Goldman Sachs Group Inc. | 0.19% | 474,877 | $198.4M | Add +22.4% |
| SYK Stryker Corp. | 0.19% | 548,032 | $196.1M | Reduce -3.0% |
| KLAC KLA Corp. | 0.19% | 276,398 | $193.1M | Reduce -10.2% |
| ZTS Zoetis Inc. | 0.18% | 1,113,496 | $188.4M | Reduce -22.3% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.18% | 587,038 | $188.2M | Add +1.3% |
| TD Toronto-Dominion Bank | 0.18% | 3,110,940 | $187.8M | Reduce -4.8% |
| CI The Cigna Group | 0.18% | 512,561 | $186.2M | Reduce -4.7% |
| VOO Vanguard S&P 500 ETF | 0.18% | 385,386 | $185.3M | Reduce -45.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.18% | 2,474,000 | $183.6M | No change |
Options reported separately and not counted above: XLF calls ($71.6M), EFA calls ($59.1M), XLF puts ($54.8M), EFA puts ($17.1M), EEM calls ($8.2M).
Other holdings (94): bonds, preferreds, convertibles and warrants · $205.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 25,424,000 | $29.1M | Add +18.4% |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 6,500,000 | $14.3M | Reduce -11.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 15,343,000 | $14.0M | Reduce -16.6% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 9,500,000 | $9.5M | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 8,563,000 | $8.6M | New |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 6,500,000 | $8.0M | Reduce -28.6% |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 7,000,000 | $7.0M | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 6,000,000 | $6.0M | Add +683.3% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 5,840,000 | $6.0M | Reduce -25.5% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 3,843,000 | $5.3M | No change |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 5,500,000 | $4.6M | Reduce -15.4% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 2,800,000 | $4.3M | Reduce -6.7% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 4,289,000 | $4.3M | Reduce -4.2% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 94,808 | $3.7M | Add +18.8% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 3,500,000 | $3.5M | Reduce -47.9% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 2,900,000 | $3.4M | No change |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 3,058,000 | $3.1M | Add +30.8% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 2,298,000 | $2.6M | No change |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 1,600,000 | $2.6M | No change |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 2,293,000 | $2.5M | Add +32.5% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 3,300,000 | $2.5M | Reduce -23.3% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 2,082,000 | $2.3M | Add +62.7% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 3,000,000 | $2.2M | Reduce -40.0% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 3,000,000 | $2.2M | Reduce -18.9% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 2,359,000 | $2.1M | Reduce -17.2% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 2,137,000 | $2.1M | Reduce -19.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1,882,000 | $2.0M | Reduce -53.6% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 2,000,000 | $1.8M | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 1,736,000 | $1.7M | Add +44.7% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 1,800,000 | $1.7M | Reduce -12.2% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 1,000,000 | $1.6M | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 25,000 | $1.6M | Add +400.0% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 1,800,000 | $1.6M | Reduce -18.2% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 1,500,000 | $1.5M | Reduce -66.7% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 1,080,000 | $1.4M | Reduce -11.9% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 1,750,000 | $1.3M | Reduce -14.6% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 1,234,000 | $1.2M | Add +11.8% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 20,000 | $1.2M | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 1,330,000 | $1.2M | Add +343.3% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 1,133,000 | $1.1M | Reduce -30.6% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 941,000 | $1.1M | Reduce -65.8% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 1,200,000 | $1.1M | Reduce -25.0% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 1,074,000 | $1.1M | New |
| ACCELERATE DIAGNOSTICS (AXDX 5 12/15/26) | NOTE 5.000%12/1 · principal | 1,044,639 | $1.0M | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 700,000 | $1.0M | Reduce -69.4% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 15,000 | $956K | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 1,200,000 | $948K | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 600,000 | $876K | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 820,000 | $820K | Reduce -45.3% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 740,000 | $740K | Reduce -26.0% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 761,000 | $730K | Add +65.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 600 | $716K | Reduce -89.3% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 900,000 | $690K | Reduce -57.1% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 665,000 | $665K | New |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 490,000 | $647K | Reduce -74.1% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 619,000 | $640K | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 700,000 | $624K | Reduce -53.3% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 5,000 | $610K | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 507,000 | $594K | Reduce -65.4% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 750,000 | $591K | Reduce -50.0% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 600,000 | $550K | Reduce -45.5% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 700,000 | $541K | Reduce -50.0% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 400,000 | $536K | Reduce -60.0% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 600,000 | $532K | Reduce -84.5% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 500,000 | $500K | Reduce -50.0% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 500,000 | $500K | No change |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 500,000 | $500K | Reduce -61.5% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 500,000 | $500K | Reduce -50.0% |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 500,000 | $500K | Reduce -66.3% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 500,000 | $436K | Reduce -66.7% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 500,000 | $419K | Reduce -87.1% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 500,000 | $416K | Reduce -54.5% |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 400,000 | $400K | No change |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 400,000 | $400K | New |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 500,000 | $393K | Reduce -54.5% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 390,000 | $390K | Reduce -43.5% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 300,000 | $370K | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 350,000 | $366K | New |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 300,000 | $365K | Reduce -70.0% |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 400,000 | $318K | Reduce -60.0% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 400,000 | $312K | Reduce -50.0% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 200,000 | $312K | Reduce -50.0% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 300,000 | $310K | Reduce -76.9% |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | 300,000 | $300K | Reduce -50.0% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 500,000 | $276K | Reduce -80.0% |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 350,000 | $272K | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 300,000 | $267K | Reduce -87.0% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 250,000 | $250K | Reduce -50.0% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 250,000 | $250K | Reduce -50.0% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 250,000 | $250K | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 250,000 | $248K | Reduce -54.5% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 200,000 | $210K | Reduce -50.0% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 75,000 | $83K | Reduce -50.0% |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 26,666 | $27K | New |
Total filed on the 13F, all lines: $104.3B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -9.1% | 3.19% | −0.78 |
| IWM iShares Russell 2000 ETF | Reduce -99.3% | 0.00% | −0.49 |
| TSLA Tesla Inc. | Reduce -3.8% | 0.88% | −0.42 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -70.7% | 0.12% | −0.26 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -68.7% | 0.08% | −0.15 |
| BABA Alibaba Group Holding-SP ADR | Reduce -83.1% | 0.02% | −0.13 |
| ADBE Adobe Inc. | Reduce -8.3% | 0.41% | −0.12 |
| VOO Vanguard S&P 500 ETF | Reduce -45.6% | 0.18% | −0.12 |
| INTC Intel Corp. | Reduce -13.3% | 0.35% | −0.11 |
| UNH Unitedhealth Group Inc. | Reduce -1.4% | 1.20% | −0.11 |
| EEM iShares MSCI Emerging Market | Reduce -75.0% | 0.04% | −0.10 |
| NKE Nike Inc. Class B | Reduce -11.9% | 0.30% | −0.10 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.09 |
| ZTS Zoetis Inc. | Reduce -22.3% | 0.18% | −0.09 |
| C Citigroup Inc. | Reduce -49.3% | 0.14% | −0.09 |
| BMY Bristol-Myers Squibb Co. | Reduce -26.9% | 0.25% | −0.08 |
| SPGI S&P Global Inc. | Reduce -13.9% | 0.33% | −0.07 |
| ENPH Enphase Energy Inc. | Reduce -61.9% | 0.04% | −0.07 |
| XLF SS Financial Select Sector | Reduce -80.2% | 0.02% | −0.07 |
| MCD McDonald's Corp. | Reduce -7.4% | 0.44% | −0.06 |
| DHR Danaher Corp. | Reduce -20.3% | 0.35% | −0.06 |
| IRWD Ironwood Pharmaceuticals Inc. | Reduce -96.5% | 0.00% | −0.06 |
| JNJ Johnson & Johnson | Reduce -6.3% | 0.88% | −0.06 |
| APD Air Products & Chemicals Inc. | Reduce -41.4% | 0.06% | −0.06 |
| BA The Boeing Co. | Reduce -12.6% | 0.10% | −0.06 |
| KRE SS SPDR S&P Regional Bank | Reduce -96.2% | 0.00% | −0.05 |
| AXONICS INC | Reduce -89.9% | 0.01% | −0.05 |
| WOLF Wolfspeed Inc. | Reduce -78.9% | 0.01% | −0.05 |
| TDY Teledyne Technologies Inc. | Reduce -31.6% | 0.09% | −0.05 |
| V Visa Inc. Class A | Reduce -9.7% | 1.02% | −0.04 |
| ADM Archer-Daniels-Midland Co. | Reduce -39.9% | 0.04% | −0.04 |
| PSN Parsons Corp. | Reduce -93.5% | 0.00% | −0.04 |
| GILD Gilead Sciences Inc. | Reduce -6.6% | 0.20% | −0.04 |
| LULU Lululemon Athletica Inc. | Reduce -5.8% | 0.09% | −0.04 |
| LOGI Logitech International-Reg | Reduce -0.3% | 0.48% | −0.04 |
| IWF iShares Russell 1000 Growth | Sold out | 0.00% | −0.04 |
| WFC Wells Fargo & Co. | Reduce -24.8% | 0.22% | −0.03 |
| ACN Accenture PLC Class A | Reduce -4.9% | 0.45% | −0.03 |
| HUM Humana Inc. | Reduce -6.8% | 0.08% | −0.03 |
| MET Metlife Inc. | Reduce -26.2% | 0.14% | −0.03 |
| ALGN Align Technology Inc. | Reduce -41.4% | 0.07% | −0.03 |
| PDD PDD Holdings Inc. | Reduce -1.5% | 0.11% | −0.03 |
| NIO Nio Inc. - ADR | Reduce -30.3% | 0.02% | −0.03 |
| CARR Carrier Global Corp. | Reduce -28.6% | 0.07% | −0.03 |
| TROW T Rowe Price Group Inc. | Reduce -46.0% | 0.05% | −0.03 |
| PLD Prologis Inc. | Reduce -6.8% | 0.27% | −0.03 |
| AMT American Tower Corp. | Reduce -2.3% | 0.21% | −0.03 |
| MRNA Moderna Inc. | Reduce -36.7% | 0.06% | −0.03 |
| CHTR Charter Communications Inc. Class A | Reduce -23.3% | 0.03% | −0.03 |
| B Barrick Gold Corp. | Reduce -32.0% | 0.04% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| LLY Eli Lilly & Co. | Add +4.5% | 1.18% | +0.33 |
| ACWI iShares MSCI Acwi ETF | Add +193.7% | 0.29% | +0.19 |
| ALC Alcon Inc. | Add +2.2% | 1.24% | +0.09 |
| ABBV Abbvie Inc. | Add +3.9% | 0.48% | +0.08 |
| UBS UBS Group AG-Reg | Add +4.1% | 2.82% | +0.07 |
| TMO Thermo Fisher Scientific Inc. | Add +5.5% | 0.48% | +0.06 |
| FLUT Flutter Entertainment PLC-Di | New | 0.06% | +0.06 |
| IVV iShares Core S&P 500 ETF | Add +0.3% | 0.68% | +0.06 |
| GS Goldman Sachs Group Inc. | Add +22.4% | 0.19% | +0.05 |
| NEE Nextera Energy Inc. | Add +16.9% | 0.25% | +0.05 |
| LRCX Lam Research Corp. | Add +1.6% | 0.23% | +0.04 |
| DT Dynatrace Inc. | Add +468.4% | 0.05% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +1.3% | 0.18% | +0.04 |
| SMCI Super Micro Computer Inc. | Add +0.8% | 0.05% | +0.04 |
| PWR Quanta Services Inc. | Add +8.2% | 0.15% | +0.03 |
| HSY The Hershey Co. | Add +60.2% | 0.08% | +0.03 |
| MSCI MSCI Inc. | Add +65.4% | 0.08% | +0.03 |
| EW Edwards Lifesciences Corp. | Add +2.0% | 0.15% | +0.03 |
| APO Apollo Global Management Inc. | Add +13.7% | 0.10% | +0.03 |
| APG Api Group Corp. | Add +309.7% | 0.03% | +0.02 |
| MRSH Marsh & McLennan Cos | Add +2.9% | 0.24% | +0.02 |
| EMR Emerson Electric Co. | Add +2.3% | 0.15% | +0.02 |
| VRRM Verra Mobility Corp. | Add +312.5% | 0.03% | +0.02 |
| KR Kroger Co. | Add +2.6% | 0.09% | +0.02 |
| SPLV Invesco S&P 500 Low Volatili | Add +251.7% | 0.03% | +0.02 |
| MSI Motorola Solutions Inc. | Add +4.6% | 0.12% | +0.02 |
| LCTU iShares U.S. Carbon Transiti | Add +12.6% | 0.10% | +0.02 |
| MDLZ Mondelez International Inc. Class A | Add +22.1% | 0.14% | +0.02 |
| ROK Rockwell Automation Inc. | Add +25.9% | 0.12% | +0.02 |
| EWZ iShares MSCI Brazil ETF | Add +78.0% | 0.04% | +0.02 |
| EL Estee Lauder Companies Class A | Add +18.1% | 0.09% | +0.02 |
| NVR NVR Inc. | Add +17.4% | 0.06% | +0.02 |
| CRBG Corebridge Financial Inc. | New | 0.01% | +0.01 |
| EMB iShares JP Morgan Usd Emergi | Add +179.7% | 0.02% | +0.01 |
| IOT Samsara Inc. Class A | Add +24.1% | 0.05% | +0.01 |
| COIN Coinbase Global Inc. Class A | Add +2.4% | 0.04% | +0.01 |
| WCN Waste Connections Inc. | Add +7.6% | 0.07% | +0.01 |
| WTW Willis Towers Watson PLC | Add +11.7% | 0.06% | +0.01 |
| DECK Deckers Outdoor Corp. | Add +5.9% | 0.04% | +0.01 |
| MTD Mettler-Toledo International | Add +1.6% | 0.13% | +0.01 |
| AU Anglogold Ashanti PLC | New | 0.01% | +0.01 |
| FERG Ferguson Jersey Ltd. | Add +4.0% | 0.08% | +0.01 |
| VNQ Vanguard Real Estate ETF | Add +5284.6% | 0.01% | +0.01 |
| NRG NRG Energy Inc. | Add +58.1% | 0.02% | +0.01 |
| VRT Vertiv Holdings Co. Class A | Add +8.8% | 0.02% | +0.01 |
| JCI Johnson Controls Internation | Add +2.6% | 0.08% | +0.01 |
| PGJ Invesco Golden Dragon China | New | 0.01% | +0.01 |
| EOG EOG Resources Inc. | Add +9.8% | 0.07% | +0.01 |
| VALE Vale SA-SP ADR | Add +172.9% | 0.02% | +0.01 |
| DPZ Domino's Pizza Inc. | Add +19.3% | 0.03% | +0.01 |
Options Activity Q4 2023 → Q1 2024
| EFA iShares MSCI Eafe ETF | call | Reduce -48.5% | 748,000 | $59.1M |
| EFA iShares MSCI Eafe ETF | put | Reduce -71.7% | 217,000 | $17.1M |
| EEM iShares MSCI Emerging Market | call | Reduce -85.7% | 200,000 | $8.2M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 13,200 | $6.3Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 1,200 | $570Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 900 | $369Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 900 | $369Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +18.4% | 25,424,000 | $29.1M |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | Reduce -11.0% | 6,500,000 | $14.3M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Reduce -16.6% | 15,343,000 | $14.0M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 9,500,000 | $9.5M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 8,563,000 | $8.6M |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | Reduce -28.6% | 6,500,000 | $8.0M |
| EQT CORP (EQT 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Sold out | 3,360,000 | $7.2Mbefore exit |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Add +683.3% | 6,000,000 | $6.0M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -25.5% | 5,840,000 | $6.0M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Reduce -15.4% | 5,500,000 | $4.6M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Reduce -6.7% | 2,800,000 | $4.3M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Reduce -4.2% | 4,289,000 | $4.3M |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 4,000,000 | $4.2Mbefore exit |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +18.8% | 94,808 | $3.7M |
| SPLUNK INC (SPLK 1.125 09/15/25) | NOTE 1.125% 9/1 · principal | Sold out | 3,709,000 | $3.6Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -47.9% | 3,500,000 | $3.5M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +30.8% | 3,058,000 | $3.1M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Sold out | 2,800,000 | $2.8Mbefore exit |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +32.5% | 2,293,000 | $2.5M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -23.3% | 3,300,000 | $2.5M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +62.7% | 2,082,000 | $2.3M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -40.0% | 3,000,000 | $2.2M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Reduce -18.9% | 3,000,000 | $2.2M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Reduce -17.2% | 2,359,000 | $2.1M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -19.0% | 2,137,000 | $2.1M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -53.6% | 1,882,000 | $2.0M |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 2,200,000 | $1.9Mbefore exit |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Add +44.7% | 1,736,000 | $1.7M |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Reduce -12.2% | 1,800,000 | $1.7M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +400.0% | 25,000 | $1.6M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Reduce -18.2% | 1,800,000 | $1.6M |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | Sold out | 1,200,000 | $1.5Mbefore exit |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -66.7% | 1,500,000 | $1.5M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Reduce -11.9% | 1,080,000 | $1.4M |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 1,500,000 | $1.4Mbefore exit |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Reduce -14.6% | 1,750,000 | $1.3M |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | Sold out | 1,500,000 | $1.3Mbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Sold out | 1,460,000 | $1.3Mbefore exit |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Sold out | 1,800,000 | $1.3Mbefore exit |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +11.8% | 1,234,000 | $1.2M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Sold out | 1,350,000 | $1.2Mbefore exit |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Sold out | 1,200,000 | $1.2Mbefore exit |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 20,000 | $1.2M |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Sold out | 1,140,000 | $1.2Mbefore exit |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +343.3% | 1,330,000 | $1.2M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Reduce -30.6% | 1,133,000 | $1.1M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Reduce -65.8% | 941,000 | $1.1M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -25.0% | 1,200,000 | $1.1M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | New | 1,074,000 | $1.1M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -69.4% | 700,000 | $1.0M |
Showing the first 50 of 112.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2024 | 2,851 | $104.1B | MSFT, NVDA, AAPL, UBS, AMZN |