DeepCurrents Investment Group LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), DeepCurrents Investment Group LLC reported 21 stock positions worth $109.5 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 53.4% of the portfolio, followed by Biomarin Pharmaceutical (BMRN, 10.8%) and Western Digital (WDC, 10.1%). Compared with Q4 2023, it opened 13 new positions, sold out of 7, added to 2 and reduced 3. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +42%) and the biggest sale an exit from Booking (BKNG).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001754535
- Portfolio Value
- $109.5M (Q1 2024)
- SEC Filing
- 0001420506-24-000957 ↗ filed May 15, 2024
Holdings Value
Holdings 21 stocks · $109.5M
| SPY SS SPDR S&P 500 ETF Trust-US | 53.35% | 111,704 | $58.4M | Add +41.9% |
| BMRN Biomarin Pharmaceutical Inc. | 10.79% | 135,348 | $11.8M | Reduce -11.6% |
| WDC Western Digital Corp. | 10.14% | 162,697 | $11.1M | New |
| MCHP Microchip Technology Inc. | 8.00% | 97,650 | $8.8M | Add +7.1% |
| KRE SS SPDR S&P Regional Bank | 4.87% | 106,045 | $5.3M | New |
| XOM Exxon Mobil Corp. | 3.35% | 31,600 | $3.7M | New |
| NVST Envista Holdings Corp. | 1.96% | 100,489 | $2.1M | New |
| IRTC Irhythm Holdings Inc. | 1.76% | 16,600 | $1.9M | New |
| EEFT Euronet Worldwide Inc. | 1.45% | 14,425 | $1.6M | Reduce -17.6% |
| IBACU Ib Acquisition Corp. | 0.91% | 100,000 | $1.0M | New |
| SE Sea Ltd.-ADR | 0.73% | 14,804 | $795K | New |
| NGMS Neogames SA | 0.60% | 22,702 | $657K | New |
| WFC Wells Fargo & Co. | 0.38% | 7,181 | $416K | Reduce -74.8% |
| PRGS Progress Software Corp. | 0.34% | 7,060 | $376K | New |
| ARCC Ares Capital Corp. | 0.32% | 17,007 | $354K | No change |
| CORZ Core Scientific Inc. | 0.32% | 99,000 | $350K | New |
| OXY Occidental Petroleum Corp. | 0.24% | 4,000 | $260K | No change |
| TLRY Tilray Brands Inc. | 0.21% | 92,000 | $227K | No change |
| EAGLE BULK SHIPPING INC | 0.20% | 3,528 | $220K | New |
| FREE Whole Earth Brands Inc. | 0.06% | 14,661 | $71K | New |
| ZFOX Zerofox Holdings Inc. | 0.01% | 10,153 | $11K | New |
Options reported separately and not counted above: GLD puts ($28.8M), TLT calls ($24.1M), QQQ calls ($22.2M), XLI puts ($18.9M), KRE calls ($10.1M), KRE puts ($10.1M), MCHP calls ($9.0M), EMB puts ($9.0M), WFC puts ($8.7M), REAL calls ($4.7M), CVNA puts ($3.5M), WDC puts ($3.0M), and 20 more.
Other holdings (113): bonds, preferreds, convertibles and warrants · $2.3B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 35,158,000 | $95.6M | Add +20.6% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 52,918,000 | $72.3M | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 41,410,000 | $70.6M | Add +27.8% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 47,862,000 | $67.5M | No change |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 45,310,000 | $62.9M | No change |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 59,206,000 | $59.4M | Add +15.6% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 58,139,000 | $59.3M | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 33,000,000 | $57.8M | Add +22.2% |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | 49,650,000 | $49.7M | Reduce -3.9% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 52,259,000 | $48.7M | No change |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 49,011,000 | $44.7M | No change |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 18,500,000 | $44.1M | No change |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 42,500,000 | $43.6M | New |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 26,307,000 | $42.8M | Reduce -35.1% |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 46,750,000 | $42.7M | Add +3.9% |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | 36,213,000 | $41.4M | Add +0.5% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 16,354,000 | $39.8M | Add +27.2% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 13,051,000 | $36.7M | Add +273.0% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 38,400,000 | $35.3M | Add +53.6% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 38,528,000 | $35.3M | Add +65.5% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 24,000,000 | $34.9M | Add +6.7% |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 33,000,000 | $34.3M | No change |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 30,347,000 | $32.6M | No change |
| GOPRO INC (GPRO 1.25 11/15/25) | NOTE 1.250%11/1 · principal | 35,110,000 | $31.9M | Add +18.6% |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | 31,808,000 | $31.3M | No change |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 24,000,000 | $30.4M | New |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 27,797,000 | $29.3M | Reduce -22.4% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 18,000,000 | $28.7M | Add +16.1% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 21,000,000 | $28.0M | No change |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 30,151,000 | $28.0M | No change |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 17,350,000 | $27.5M | Reduce -13.3% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 27,500,000 | $26.3M | New |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 23,500,000 | $26.2M | New |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 19,791,000 | $25.7M | No change |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 27,405,000 | $25.3M | Add +33.6% |
| ARTIVION INC (AORT 4.25 07/01/25) | NOTE 4.250% 7/0 · principal | 21,975,000 | $25.0M | No change |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 23,500,000 | $24.7M | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 26,121,000 | $24.0M | No change |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 28,167,000 | $23.5M | Add +11.9% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 20,638,000 | $22.9M | Add +17.0% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 23,500,000 | $22.4M | New |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 19,750,000 | $21.8M | Add +64.6% |
| STANDARD BIOTOOLS INC (LAB 5.25 12/01/24) | NOTE 5.250%12/0 · principal | 17,995,000 | $20.8M | Add +89.4% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 20,000,000 | $20.2M | No change |
| CERENCE INC (CRNC 3 06/01/25) | NOTE 3.000% 6/0 · principal | 19,882,000 | $19.2M | Add +38.2% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 15,500,000 | $19.0M | Add +29.2% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 20,208,000 | $18.6M | Add +472.0% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 15,338,000 | $18.4M | No change |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | 18,500,000 | $18.4M | New |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 35,310,000 | $18.1M | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 20,700,000 | $18.0M | No change |
| MARCUS CORPORATION (MCS 5 09/15/25) | NOTE 5.000% 9/1 · principal | 12,000,000 | $17.4M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 17,900,000 | $17.2M | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 17,508,000 | $16.7M | No change |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 21,714,000 | $15.7M | Add +7.5% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 20,030,000 | $15.7M | Reduce -23.3% |
| TILRAY BRANDS INC (TLRY 5.2 06/15/27) | NOTE 5.200% 6/1 · principal | 13,000,000 | $15.4M | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 15,833,000 | $14.1M | Add +76.7% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 13,500,000 | $13.5M | Reduce -32.5% |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | 9,951,000 | $12.2M | Reduce -60.1% |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 12,134,000 | $12.1M | Add +19.7% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 18,927,000 | $12.0M | Add +11.8% |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 29,860,000 | $11.7M | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 20,500,000 | $11.6M | No change |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 8,500,000 | $11.5M | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 12,676,000 | $11.5M | Add +18.7% |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 17,833,000 | $11.3M | Add +41.4% |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 12,629,000 | $11.0M | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 11,000,000 | $10.6M | No change |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 9,950,000 | $10.4M | Reduce -46.1% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 10,718,000 | $10.0M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 40,098,000 | $9.6M | No change |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 10,152,000 | $9.4M | New |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 10,000,000 | $9.2M | No change |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | 12,155,000 | $9.2M | Reduce -21.6% |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 10,850,000 | $8.8M | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 9,472,000 | $8.7M | Add +31.1% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 11,270,000 | $8.6M | Reduce -24.9% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 9,450,000 | $8.1M | Add +26.9% |
| ACCURAY INC (ARAY 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 5,600,000 | $8.1M | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 4,000,000 | $7.7M | New |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 4,025,000 | $7.5M | Reduce -33.2% |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 8,500,000 | $7.4M | New |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 9,150,000 | $6.8M | No change |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 7,303,000 | $6.7M | No change |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 5,750,000 | $6.6M | New |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 7,200,000 | $6.5M | New |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | 3,750,000 | $6.4M | Reduce -51.6% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 7,000,000 | $6.4M | Reduce -48.1% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 5,575,000 | $5.7M | No change |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 5,042,000 | $5.5M | Reduce -72.8% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 5,500,000 | $5.3M | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 5,500,000 | $5.1M | New |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 3,419,000 | $4.7M | Reduce -53.9% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 5,400,000 | $4.7M | Reduce -27.0% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 11,500,000 | $4.7M | Add +9.5% |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 9,688,000 | $4.5M | Reduce -55.3% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 5,273,000 | $4.5M | Reduce -44.9% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 4,000,000 | $4.3M | Add +166.7% |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 8,650,000 | $4.2M | New |
| KARYOPHARM THERAPEUTICS (KPTI 3 10/15/25) | NOTE 3.000%10/1 · principal | 5,250,000 | $4.1M | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 4,500,000 | $3.9M | New |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 3,500,000 | $3.4M | No change |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 4,388,000 | $2.8M | Reduce -18.6% |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | 2,500,000 | $2.6M | Reduce -79.8% |
| COLLEGIUM PHARMA INC (COLL 2.625 02/15/26) | NOTE 2.625% 2/1 · principal | 1,985,000 | $2.6M | No change |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 11,060,000 | $2.4M | No change |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 2,500,000 | $2.3M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 2,065,000 | $2.2M | Reduce -49.2% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 1,780,000 | $1.7M | Reduce -90.0% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 1,823,000 | $1.5M | Reduce -8.8% |
| PROS HOLDINGS INC (PRO 1 05/15/24) | NOTE 1.000% 5/1 · principal | 1,943,000 | $1.1M | No change |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 383,000 | $332K | New |
Total filed on the 13F, all lines: $2.4B.
Portfolio Sells Q4 2023 → Q1 2024
| BKNG Booking Holdings Inc. | Sold out | 0.00% | −34.41 |
| LUV Southwest Airlines Co. | Sold out | 0.00% | −6.24 |
| BMRN Biomarin Pharmaceutical Inc. | Reduce -11.6% | 10.79% | −2.18 |
| FXI iShares China Large-Cap ETF | Sold out | 0.00% | −1.66 |
| WFC Wells Fargo & Co. | Reduce -74.8% | 0.38% | −0.85 |
| XHB SS SPDR S&P Homebldrs ETF | Sold out | 0.00% | −0.84 |
| LAC Lithium Americas Corp. | Sold out | 0.00% | −0.22 |
| EEFT Euronet Worldwide Inc. | Reduce -17.6% | 1.45% | −0.11 |
| LAR Lithium Americas Argentina C | Sold out | 0.00% | −0.07 |
| OMER Omeros Corp. | Sold out | 0.00% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +41.9% | 53.35% | +20.49 |
| WDC Western Digital Corp. | New | 10.14% | +10.14 |
| KRE SS SPDR S&P Regional Bank | New | 4.87% | +4.87 |
| XOM Exxon Mobil Corp. | New | 3.35% | +3.35 |
| NVST Envista Holdings Corp. | New | 1.96% | +1.96 |
| IRTC Irhythm Holdings Inc. | New | 1.76% | +1.76 |
| IBACU Ib Acquisition Corp. | New | 0.91% | +0.91 |
| MCHP Microchip Technology Inc. | Add +7.1% | 8.00% | +0.78 |
| SE Sea Ltd.-ADR | New | 0.73% | +0.73 |
| NGMS Neogames SA | New | 0.60% | +0.60 |
| PRGS Progress Software Corp. | New | 0.34% | +0.34 |
| CORZ Core Scientific Inc. | New | 0.32% | +0.32 |
| EAGLE BULK SHIPPING INC | New | 0.20% | +0.20 |
| FREE Whole Earth Brands Inc. | New | 0.06% | +0.06 |
| ZFOX Zerofox Holdings Inc. | New | 0.01% | +0.01 |
Options Activity Q4 2023 → Q1 2024
| GLD SPDR Gold Shares | put | New | 1,400 | $28.8M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -49.0% | 2,550 | $24.1M |
| QQQ Invesco QQQ Trust Series 1 | call | New | 500 | $22.2M |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 2,500 | $19.4Mbefore exit |
| CPRI Capri Holdings Ltd. | call | Sold out | 3,850 | $19.3Mbefore exit |
| XLI SS Industrial Select Sector | put | New | 1,500 | $18.9M |
| XHB SS SPDR S&P Homebldrs ETF | put | Sold out | 1,200 | $11.5Mbefore exit |
| KRE SS SPDR S&P Regional Bank | call | New | 2,000 | $10.1M |
| KRE SS SPDR S&P Regional Bank | put | New | 2,000 | $10.1M |
| EMB iShares JP Morgan Usd Emergi | put | New | 1,000 | $9.0M |
| BKNG Booking Holdings Inc. | put | Sold out | 22 | $7.8Mbefore exit |
| VNET Vnet Group Inc.-ADR | put | Sold out | 22,045 | $6.3Mbefore exit |
| UPST Upstart Holdings Inc. | put | Sold out | 1,350 | $5.5Mbefore exit |
| LVS Las Vegas Sands Corp. | call | Sold out | 1,000 | $4.9Mbefore exit |
| REAL The Realreal Inc. | call | New | 1,195,001 | $4.7M |
| CVNA Carvana Co. | put | New | 400 | $3.5M |
| KVUE Kenvue Inc. | call | Sold out | 1,500 | $3.2Mbefore exit |
| WDC Western Digital Corp. | put | New | 435 | $3.0M |
| IQ Iqiyi Inc.-ADR | put | New | 6,800 | $2.9M |
| PYPL PayPal Holdings Inc. | call | New | 352 | $2.4M |
| AR Antero Resources Corp. | call | Sold out | 1,000 | $2.3Mbefore exit |
| MSTR Strategy Inc. | put | New | 12 | $2.0M |
| CSIQ Canadian Solar Inc. | put | New | 1,000 | $2.0M |
| LUV Southwest Airlines Co. | call | Reduce -81.3% | 600 | $1.8M |
| CPRI Capri Holdings Ltd. | put | New | 350 | $1.6M |
| EDR Endeavor Group Hold Class A | put | Sold out | 552 | $1.3Mbefore exit |
| GOLLQ Gol Linhas Aereas Intel-ADR | put | Sold out | 3,547 | $1.3Mbefore exit |
| GME Gamestop Corp. Class A | call | Sold out | 667 | $1.2Mbefore exit |
| CERE Cerevel Therapeutics Holding | put | Sold out | 270 | $1.1Mbefore exit |
| FUBO Fubotv Inc. | put | Sold out | 3,500 | $1.1Mbefore exit |
| SAVEQ Spirit Airlines Inc. | call | New | 2,000 | $968K |
| VLY Valley National Bancorp | put | New | 1,000 | $796K |
| GPCR Structure Therapeutics Inc. | call | New | 150 | $643K |
| LAC Lithium Americas Corp. | put | Sold out | 479 | $307Kbefore exit |
| VKTX Viking Therapeutics Inc. | call | New | 34 | $279K |
| ESPR Esperion Therapeutics Inc. | call | New | 890 | $239K |
| IBRX Immunitybio Inc. | call | New | 438 | $235K |
| FLG New York Community Bancorp | put | New | 680 | $219K |
| FLG New York Community Bancorp | call | New | 680 | $219K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| PDD HOLDINGS INC (PDD 0 10/01/24) | NOTE 10/0 · principal | Sold out | 44,093,000 | $151.5Mbefore exit |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | Add +20.6% | 35,158,000 | $95.6M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Sold out | 78,221,000 | $73.5Mbefore exit |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Add +27.8% | 41,410,000 | $70.6M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 58,224,000 | $65.4Mbefore exit |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +15.6% | 59,206,000 | $59.4M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +22.2% | 33,000,000 | $57.8M |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | Reduce -3.9% | 49,650,000 | $49.7M |
| GUESS INC (GES 2 04/15/24) | NOTE 2.000% 4/1 · principal | Sold out | 41,743,000 | $44.0Mbefore exit |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | New | 42,500,000 | $43.6M |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | Reduce -35.1% | 26,307,000 | $42.8M |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | Add +3.9% | 46,750,000 | $42.7M |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | Add +0.5% | 36,213,000 | $41.4M |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Add +27.2% | 16,354,000 | $39.8M |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | Add +273.0% | 13,051,000 | $36.7M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +53.6% | 38,400,000 | $35.3M |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +65.5% | 38,528,000 | $35.3M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +6.7% | 24,000,000 | $34.9M |
| GOPRO INC (GPRO 1.25 11/15/25) | NOTE 1.250%11/1 · principal | Add +18.6% | 35,110,000 | $31.9M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | New | 24,000,000 | $30.4M |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Reduce -22.4% | 27,797,000 | $29.3M |
| INVITAE CORP (NVTA 4.5 03/15/28 A) | DEBT 4.500% 3/1 · principal | Sold out | 41,239,000 | $28.8Mbefore exit |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Add +16.1% | 18,000,000 | $28.7M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -13.3% | 17,350,000 | $27.5M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | New | 27,500,000 | $26.3M |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | New | 23,500,000 | $26.2M |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | Add +33.6% | 27,405,000 | $25.3M |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | Add +11.9% | 28,167,000 | $23.5M |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | Add +17.0% | 20,638,000 | $22.9M |
| VNET GROUP INC (VNET 0 02/01/26) | NOTE 2/0 · principal | Sold out | 22,815,000 | $22.6Mbefore exit |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | New | 23,500,000 | $22.4M |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | Sold out | 23,815,000 | $22.2Mbefore exit |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | Add +64.6% | 19,750,000 | $21.8M |
| STANDARD BIOTOOLS INC (LAB 5.25 12/01/24) | NOTE 5.250%12/0 · principal | Add +89.4% | 17,995,000 | $20.8M |
| CERENCE INC (CRNC 3 06/01/25) | NOTE 3.000% 6/0 · principal | Add +38.2% | 19,882,000 | $19.2M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +29.2% | 15,500,000 | $19.0M |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Add +472.0% | 20,208,000 | $18.6M |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | New | 18,500,000 | $18.4M |
| THE REALREAL INC (REAL 3 06/15/25) | NOTE 3.000% 6/1 · principal | Sold out | 22,589,000 | $16.7Mbefore exit |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | Add +7.5% | 21,714,000 | $15.7M |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | Reduce -23.3% | 20,030,000 | $15.7M |
| DISH NETWORK CORP (DISH 2.375 03/15/24) | NOTE 2.375% 3/1 · principal | Sold out | 15,300,000 | $15.1Mbefore exit |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Add +76.7% | 15,833,000 | $14.1M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Reduce -32.5% | 13,500,000 | $13.5M |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | Sold out | 16,733,000 | $13.0Mbefore exit |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | Reduce -60.1% | 9,951,000 | $12.2M |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | Add +19.7% | 12,134,000 | $12.1M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Add +11.8% | 18,927,000 | $12.0M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Add +18.7% | 12,676,000 | $11.5M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Sold out | 12,000,000 | $11.4Mbefore exit |
Showing the first 50 of 91.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 24 | $77.8M | TSM, JAZZ, NWSA, GOSS, BCE |
| Q1 2026 | 16 | $36.5M | JAZZ, NWSA, EFA, IONS, CRCL |
| Q4 2025 | 16 | $32.5M | JAZZ, NWSA, CHKP, FSLY, CORZ |
| Q3 2025 | 20 | $45.7M | NWSA, JAZZ, WDC, WOLF, T |
| Q2 2025 | 35 | $88.9M | NVDA, WDC, IWM, JAZZ, AZEK |
| Q1 2025 | 40 | $97.7M | LRCX, WDC, SPY, TCOM, JAZZ |
| Q4 2024 | 28 | $44.3M | WDC, TCOM, JD, BMRN, T |
| Q3 2024 | 25 | $41.1M | WDC, JD, BMRN, CORZ, CHX |
| Q2 2024 | 19 | $59.2M | SPY, WDC, BMRN, MFC, JD |
| Q1 2024 | 21 | $109.5M | SPY, BMRN, WDC, MCHP, KRE |