Dumont & Blake Investment Advisors LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 17, 2025), Dumont & Blake Investment Advisors LLC reported 207 stock positions worth $412.4 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 9.3% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 5.3%) and Apple (AAPL, 4.3%). Compared with Q2 2025, it opened 8 new positions, sold out of 8, added to 50 and reduced 130. The biggest buy was SS Technology Select Sector (XLK, shares +31%) and the biggest sale Microsoft (MSFT, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- PRINCETON, NJ
- CIK
- 0001287618
- Portfolio Value
- $412.4M (Q3 2025)
- SEC Filing
- 0001287618-25-000009 ↗ filed Oct 17, 2025
Holdings Value
Holdings 207 stocks · $412.4M
| SPY SS SPDR S&P 500 ETF Trust-US | 9.27% | 57,379 | $38.2M | Reduce -0.6% |
| QQQ Invesco QQQ Trust Series 1 | 5.29% | 36,331 | $21.8M | Reduce -1.0% |
| AAPL Apple Inc. | 4.27% | 69,070 | $17.6M | Reduce -1.1% |
| RSP Invesco S&P 500 Equal Weight | 3.92% | 85,160 | $16.2M | Reduce -0.3% |
| MSFT Microsoft Corp. | 3.69% | 29,354 | $15.2M | Reduce -1.6% |
| MDY State Street SPDR S&P Midcap | 2.70% | 18,663 | $11.1M | Reduce -0.3% |
| SWPPX Schwab S&P 500 Index-Sel | 2.36% | 564,653 | $9.8M | Reduce -3.0% |
| DVY iShares Select Dividend ETF | 2.26% | 65,662 | $9.3M | Reduce -0.3% |
| IWM iShares Russell 2000 ETF | 1.86% | 31,738 | $7.7M | Reduce -0.7% |
| IVW iShares S&P 500 Growth ETF | 1.59% | 54,160 | $6.5M | Reduce -0.9% |
| VYM Vanguard High DVD Yield ETF | 1.56% | 45,560 | $6.4M | Reduce -0.2% |
| IWC iShares Micro-Cap ETF | 1.49% | 41,331 | $6.2M | Add +0.1% |
| GOOGL Alphabet Inc. Class A | 1.37% | 23,277 | $5.7M | Add +0.2% |
| XLK SS Technology Select Sector | 1.34% | 19,537 | $5.5M | Add +31.1% |
| XLC SS Comm Select Sector SPDR | 1.30% | 45,164 | $5.3M | Add +1.6% |
| AMZN Amazon.com Inc. | 1.27% | 23,944 | $5.3M | Reduce -2.5% |
| IJT iShares S&P Small-Cap 600 GR | 1.22% | 35,592 | $5.0M | Reduce -0.6% |
| JPM JPMorgan Chase & Co. | 1.17% | 15,251 | $4.8M | Reduce -1.1% |
| GOOG Alphabet Inc. Class C | 1.12% | 19,016 | $4.6M | Reduce -1.2% |
| WMT Walmart Inc. | 1.09% | 43,759 | $4.5M | Reduce -2.3% |
| EFA iShares MSCI Eafe ETF | 1.04% | 46,049 | $4.3M | Add +0.1% |
| BLK BlackRock Inc. | 1.02% | 3,597 | $4.2M | Reduce -1.0% |
| SDY SS SPDR S&P Dividend ETF | 0.88% | 25,855 | $3.6M | Add +0.5% |
| META Meta Platforms Inc. Class A | 0.79% | 4,417 | $3.2M | Add +1.9% |
| XLE SS Energy Select Sector | 0.79% | 36,247 | $3.2M | Add +5.1% |
| ABBV Abbvie Inc. | 0.76% | 13,545 | $3.1M | Reduce -2.2% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.75% | 32,163 | $3.1M | Add +0.3% |
| PESPX BNYM Midcap Index-Inv | 0.75% | 103,562 | $3.1M | Reduce -0.3% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.74% | 29,896 | $3.0M | Reduce -1.1% |
| SWSSX Schwab Small-Cap Index | 0.72% | 75,004 | $3.0M | Reduce -0.7% |
| TPR Tapestry Inc. | 0.72% | 26,058 | $3.0M | Reduce -1.4% |
| XLB SS Materials Select Sector | 0.67% | 30,980 | $2.8M | Reduce -0.9% |
| PCEF Invesco Cef Income Composite | 0.67% | 137,417 | $2.7M | Reduce -0.1% |
| VOX Vanguard Communication Servi | 0.67% | 14,617 | $2.7M | Reduce -1.0% |
| PFF iShares Preferred & Income S | 0.64% | 83,849 | $2.7M | Reduce -0.0% |
| XCHYX Calamos Convert & High Inc. | 0.64% | 235,041 | $2.6M | Reduce -0.3% |
| ORCL Oracle Corp. | 0.64% | 9,369 | $2.6M | Reduce -24.9% |
| SYF Synchrony Financial | 0.64% | 37,057 | $2.6M | Reduce -1.1% |
| JNJ Johnson & Johnson | 0.63% | 13,973 | $2.6M | Reduce -0.0% |
| AMGN Amgen Inc. | 0.61% | 8,921 | $2.5M | Add +0.1% |
| VPU Vanguard Utilities ETF | 0.61% | 13,195 | $2.5M | Reduce -0.5% |
| MET Metlife Inc. | 0.60% | 30,279 | $2.5M | Reduce -0.2% |
| COF Capital One Financial Corp. | 0.58% | 11,303 | $2.4M | Reduce -0.4% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.58% | 18,321 | $2.4M | Add +0.1% |
| CAT Caterpillar Inc. | 0.57% | 4,914 | $2.3M | Reduce -0.8% |
| IVE iShares S&P 500 Value ETF | 0.54% | 10,795 | $2.2M | Add +0.5% |
| IBKR Interactive Brokers Gro Class A | 0.54% | 32,364 | $2.2M | Reduce -0.8% |
| ITA iShares U.S. Aerospace & Def | 0.54% | 10,636 | $2.2M | Reduce -1.1% |
| SMH Vaneck Semiconductor ETF | 0.53% | 6,709 | $2.2M | Reduce -0.6% |
| INCY Incyte Corp. | 0.53% | 25,606 | $2.2M | Reduce -0.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.52% | 18,892 | $2.2M | Reduce -0.4% |
| NVDA Nvidia Corp. | 0.52% | 11,483 | $2.1M | Reduce -1.8% |
| SRLN SS Blackstone Sr Loan ETF | 0.52% | 51,139 | $2.1M | Add +7.8% |
| ORI Old Republic Intl Corp. | 0.51% | 49,686 | $2.1M | Reduce -0.1% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.51% | 47,928 | $2.1M | Add +5.0% |
| URI United Rentals Inc. | 0.51% | 2,188 | $2.1M | Reduce -0.8% |
| FDN First Trust DJ Internet Ind | 0.50% | 7,387 | $2.1M | Reduce -1.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.49% | 7,193 | $2.0M | Reduce -9.1% |
| CSCO Cisco Systems Inc. | 0.48% | 29,147 | $2.0M | Reduce -11.9% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.48% | 77,093 | $2.0M | Reduce -0.2% |
| RTX RTX Corp. | 0.47% | 11,593 | $1.9M | Reduce -1.2% |
| V Visa Inc. Class A | 0.45% | 5,475 | $1.9M | Reduce -0.8% |
| GSLC Goldman Activebeta US LC ETF | 0.45% | 14,248 | $1.9M | Add +6.7% |
| GS Goldman Sachs Group Inc. | 0.43% | 2,225 | $1.8M | Reduce -0.7% |
| GLW Corning Inc. | 0.43% | 21,598 | $1.8M | Reduce -1.1% |
| PJP Invesco Pharmaceuticals ETF | 0.43% | 19,073 | $1.8M | Reduce -0.5% |
| CI The Cigna Group | 0.42% | 6,072 | $1.8M | Add +0.1% |
| XOM Exxon Mobil Corp. | 0.41% | 15,125 | $1.7M | Reduce -17.1% |
| PG The Procter & Gamble Co. | 0.40% | 10,801 | $1.7M | Reduce -0.5% |
| MRSH Marsh & McLennan Cos | 0.40% | 8,189 | $1.7M | Reduce -0.7% |
| STX Seagate Technology Holdings | 0.39% | 6,809 | $1.6M | Reduce -1.6% |
| PNC PNC Financial Services Group | 0.38% | 7,836 | $1.6M | Reduce -0.5% |
| OSK Oshkosh Corp. | 0.36% | 11,428 | $1.5M | Reduce -0.1% |
| ABT Abbott Laboratories | 0.36% | 10,943 | $1.5M | Add +0.3% |
| PAVE Global X US Infrastructure | 0.35% | 30,098 | $1.4M | Reduce -0.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.35% | 14,373 | $1.4M | Add +4.6% |
| GIS General Mills Inc. | 0.34% | 27,866 | $1.4M | Add +0.1% |
| SYK Stryker Corp. | 0.33% | 3,630 | $1.3M | Reduce -0.5% |
| SYY Sysco Corp. | 0.32% | 16,062 | $1.3M | Reduce -0.1% |
| GM General Motors Co. | 0.31% | 20,960 | $1.3M | Reduce -0.9% |
| SEIC Sei Investments Company | 0.30% | 14,653 | $1.2M | New |
| TXN Texas Instruments Inc. | 0.30% | 6,759 | $1.2M | Add +0.0% |
| PEP Pepsico Inc. | 0.30% | 8,838 | $1.2M | Reduce -28.7% |
| BA The Boeing Co. | 0.29% | 5,535 | $1.2M | Reduce -0.4% |
| LOW Lowe's Cos Inc. | 0.28% | 4,580 | $1.2M | Add +0.4% |
| TMO Thermo Fisher Scientific Inc. | 0.27% | 2,329 | $1.1M | Reduce -1.0% |
| CVX Chevron Corp. | 0.27% | 7,256 | $1.1M | Reduce -13.8% |
| SCHW Schwab (charles) Corp. | 0.27% | 11,599 | $1.1M | Add +0.4% |
| VECO Veeco Instruments Inc. | 0.26% | 35,055 | $1.1M | Reduce -1.2% |
| MMM 3M Co. | 0.26% | 6,788 | $1.1M | Add +0.1% |
| MDT Medtronic PLC | 0.25% | 10,956 | $1.0M | Reduce -0.3% |
| FDX FedEx Corp. | 0.25% | 4,399 | $1.0M | Reduce -0.7% |
| RCL Royal Caribbean Cruises Ltd. | 0.25% | 3,189 | $1.0M | Reduce -11.6% |
| FLS Flowserve Corp. | 0.25% | 19,210 | $1.0M | Reduce -0.9% |
| HACK Amplify Cybersecurity ETF | 0.25% | 11,733 | $1.0M | Reduce -2.1% |
| MCD McDonald's Corp. | 0.24% | 3,277 | $996K | Reduce -7.7% |
| ITW Illinois Tool Works | 0.24% | 3,741 | $976K | Reduce -0.9% |
| RSPF Invesco S&P 500 Equal Weight | 0.24% | 12,512 | $973K | Reduce -1.0% |
| DWX State Street SPDR S&P Intern | 0.23% | 22,492 | $960K | Reduce -0.1% |
| WFC Wells Fargo & Co. | 0.23% | 11,398 | $955K | Add +1.0% |
Portfolio Sells Q2 2025 → Q3 2025
| MSFT Microsoft Corp. | Reduce -1.6% | 3.69% | −0.19 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.18 |
| XLY SS Consumer Disc Select Sect | Sold out | 0.00% | −0.17 |
| RSP Invesco S&P 500 Equal Weight | Reduce -0.3% | 3.92% | −0.14 |
| AMZN Amazon.com Inc. | Reduce -2.5% | 1.27% | −0.13 |
| PEP Pepsico Inc. | Reduce -28.7% | 0.30% | −0.13 |
| IBM Intl Business Machines Corp. | Reduce -9.1% | 0.49% | −0.12 |
| CSCO Cisco Systems Inc. | Reduce -11.9% | 0.48% | −0.12 |
| XOM Exxon Mobil Corp. | Reduce -17.1% | 0.41% | −0.10 |
| DIS The Walt Disney Co. | Reduce -0.4% | 0.52% | −0.09 |
| ORCL Oracle Corp. | Reduce -24.9% | 0.64% | −0.07 |
| IRM Iron Mountain Inc. | Reduce -1.1% | 0.74% | −0.07 |
| MRSH Marsh & McLennan Cos | Reduce -0.7% | 0.40% | −0.07 |
| MDY State Street SPDR S&P Midcap | Reduce -0.3% | 2.70% | −0.07 |
| LHX L3HARRIS Technologies Inc. | Sold out | 0.00% | −0.07 |
| GE General Electric | Sold out | 0.00% | −0.07 |
| SWPPX Schwab S&P 500 Index-Sel | Reduce -3.0% | 2.36% | −0.06 |
| FDS Factset Research Systems Inc. | Sold out | 0.00% | −0.06 |
| V Visa Inc. Class A | Reduce -0.8% | 0.45% | −0.06 |
| ISRG Intuitive Surgical Inc. | Sold out | 0.00% | −0.06 |
| CASS Cass Information Systems Inc. | Sold out | 0.00% | −0.05 |
| SYK Stryker Corp. | Reduce -0.5% | 0.33% | −0.05 |
| CMCSA Comcast Corp. Class A | Reduce -0.9% | 0.22% | −0.05 |
| WMT Walmart Inc. | Reduce -2.3% | 1.09% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -0.5% | 0.40% | −0.05 |
| COF Capital One Financial Corp. | Reduce -0.4% | 0.58% | −0.05 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -11.6% | 0.25% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.6% | 9.27% | −0.04 |
| XLB SS Materials Select Sector | Reduce -0.9% | 0.67% | −0.04 |
| CVX Chevron Corp. | Reduce -13.8% | 0.27% | −0.04 |
| NXPI NXP Semiconductors NV | Reduce -16.8% | 0.16% | −0.04 |
| XCHYX Calamos Convert & High Inc. | Reduce -0.3% | 0.64% | −0.04 |
| PCEF Invesco Cef Income Composite | Reduce -0.1% | 0.67% | −0.04 |
| SJNK SS SPDR BB St Hi Yield ETF | Reduce -0.2% | 0.48% | −0.04 |
| VYM Vanguard High DVD Yield ETF | Reduce -0.2% | 1.56% | −0.03 |
| MET Metlife Inc. | Reduce -0.2% | 0.60% | −0.03 |
| MCD McDonald's Corp. | Reduce -7.7% | 0.24% | −0.03 |
| PFF iShares Preferred & Income S | Reduce -0.0% | 0.64% | −0.03 |
| PFE Pfizer Inc. | Reduce -29.2% | 0.06% | −0.03 |
| FDN First Trust DJ Internet Ind | Reduce -1.3% | 0.50% | −0.03 |
| PYPL PayPal Holdings Inc. | Reduce -0.1% | 0.12% | −0.02 |
| HACK Amplify Cybersecurity ETF | Reduce -2.1% | 0.25% | −0.02 |
| BMY Bristol-Myers Squibb Co. | Reduce -13.0% | 0.08% | −0.02 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -0.6% | 1.22% | −0.02 |
| AMLP Alerian MLP ETF | Reduce -1.1% | 0.16% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -0.3% | 2.26% | −0.02 |
| UNM Unum Group | Reduce -0.8% | 0.16% | −0.02 |
| DRI Darden Restaurants Inc. | Reduce -0.2% | 0.08% | −0.02 |
| PESPX BNYM Midcap Index-Inv | Reduce -0.3% | 0.75% | −0.02 |
| FLS Flowserve Corp. | Reduce -0.9% | 0.25% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| XLK SS Technology Select Sector | Add +31.1% | 1.34% | +0.35 |
| GOOGL Alphabet Inc. Class A | Add +0.2% | 1.37% | +0.30 |
| SEIC Sei Investments Company | New | 0.30% | +0.30 |
| AMD Advanced Micro Devices | New | 0.21% | +0.21 |
| AMAT Applied Materials Inc. | New | 0.18% | +0.18 |
| IWC iShares Micro-Cap ETF | Add +0.1% | 1.49% | +0.12 |
| AOS Smith (a.o.) Corp. | New | 0.05% | +0.05 |
| BBY Best Buy Co. Inc. | New | 0.05% | +0.05 |
| OMC Omnicom Group | New | 0.05% | +0.05 |
| MO Altria Group Inc. | New | 0.05% | +0.05 |
| PKG Packaging Corp. of America | New | 0.05% | +0.05 |
| SWK Stanley Black & Decker Inc. | Add +33.1% | 0.17% | +0.04 |
| XLC SS Comm Select Sector SPDR | Add +1.6% | 1.30% | +0.04 |
| GSLC Goldman Activebeta US LC ETF | Add +6.7% | 0.45% | +0.03 |
| XLE SS Energy Select Sector | Add +5.1% | 0.79% | +0.02 |
| LOW Lowe's Cos Inc. | Add +0.4% | 0.28% | +0.01 |
| MOAT Vaneck Morningstar Wide Moat | Add +4.6% | 0.35% | +0.01 |
| IJS iShares S&P Small-Cap 600 Va | Add +0.4% | 0.22% | +0.01 |
| SCHG Schwab US Large-Cap Growth | Add +1.3% | 0.21% | +0.01 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Add +5.0% | 0.51% | +0.01 |
| MRK Merck & Co. Inc. | Add +9.1% | 0.07% | +0.01 |
| BAC Bank of America Corp. | Add +3.1% | 0.07% | +0.00 |
| XLI SS Industrial Select Sector | Add +3.7% | 0.22% | +0.00 |
| SRLN SS Blackstone Sr Loan ETF | Add +7.8% | 0.52% | +0.00 |
| SHYAX Simt High Yield Bond-F | Add +1.9% | 0.01% | −0.00 |
| NUV Nuveen Municipal Value | Add +1.0% | 0.04% | −0.00 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Add +0.8% | 0.05% | −0.00 |
| SWMCX Schwab US Mid-Cap Index | Add +407.6% | 0.18% | −0.00 |
| IJH iShares Core S&P Midcap ETF | Add +0.0% | 0.08% | −0.00 |
| UBER Uber Technologies Inc. | Add +1.3% | 0.21% | −0.00 |
| OC Owens Corning | Add +1.1% | 0.09% | −0.00 |
| HYD Vaneck High Yield Muni ETF | Add +0.8% | 0.06% | −0.00 |
| WFC Wells Fargo & Co. | Add +1.0% | 0.23% | −0.00 |
| FNMIX Fidelity New Mrkts Inc. | Add +0.2% | 0.14% | −0.01 |
| SWKS Skyworks Solutions Inc. | Add +0.5% | 0.14% | −0.01 |
| ACHR Archer Aviation Inc. Class A | Add +4.6% | 0.04% | −0.01 |
| QCOM Qualcomm Inc. | Add +0.2% | 0.23% | −0.01 |
| SCHW Schwab (charles) Corp. | Add +0.4% | 0.27% | −0.01 |
| IVE iShares S&P 500 Value ETF | Add +0.5% | 0.54% | −0.01 |
| IJK iShares S&P Mid-Cap 400 Grow | Add +0.3% | 0.75% | −0.01 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +0.1% | 0.58% | −0.01 |
| MMM 3M Co. | Add +0.1% | 0.26% | −0.01 |
| OLLI Ollie's Bargain Outlet Holdi | Add +1.0% | 0.20% | −0.02 |
| HY Hyster-Yale Inc. | Add +0.1% | 0.14% | −0.02 |
| CHD Church & Dwight Co. Inc. | Add +0.7% | 0.14% | −0.02 |
| ADBE Adobe Inc. | Add +2.0% | 0.16% | −0.03 |
| CARR Carrier Global Corp. | Add +0.1% | 0.08% | −0.03 |
| OTIS Otis Worldwide Corp. | Add +0.3% | 0.18% | −0.03 |
| EFA iShares MSCI Eafe ETF | Add +0.1% | 1.04% | −0.03 |
| ABT Abbott Laboratories | Add +0.3% | 0.36% | −0.03 |
Options Activity Q2 2025 → Q3 2025
| ACHR Archer Aviation Inc. Class A | call | Sold out | 700 | $8Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 204 | $445.1M | SPY, QQQ, AAPL, RSP, MDY |
| Q1 2026 | 202 | $399.7M | SPY, QQQ, AAPL, RSP, MDY |
| Q4 2025 | 204 | $416.1M | SPY, QQQ, AAPL, RSP, MSFT |
| Q3 2025 | 207 | $412.4M | SPY, QQQ, AAPL, RSP, MSFT |
| Q2 2025 | 207 | $383.0M | SPY, QQQ, RSP, MSFT, AAPL |
| Q1 2025 | 206 | $356.7M | SPY, QQQ, RSP, AAPL, MSFT |
| Q4 2024 | 202 | $372.5M | SPY, QQQ, AAPL, RSP, MSFT |
| Q3 2024 | 201 | $375.1M | SPY, QQQ, RSP, AAPL, MSFT |
| Q2 2024 | 198 | $706.4M | SPY, QQQ, RSP, AAPL, MSFT |
| Q1 2024 | 199 | $347.4M | SPY, QQQ, RSP, MSFT, AAPL |