Elequin Capital, LP

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Elequin Capital, LP reported 360 stock positions worth $44.6 million. Its top holding was Bitwise Bitcoin ETF (BITB) at 20.0% of the portfolio, followed by SS SPDR BB Conv Sec ETF (CWB, 18.8%) and ARK 21SHARES Bitcoin ETF (ARKB, 16.1%). Compared with Q2 2024, it opened 278 new positions, sold out of 102, added to 46 and reduced 30. The biggest buy was First Trust Ssi Strategi ETF (FCVT, shares +352%) and the biggest sale ARK 21SHARES Bitcoin ETF (ARKB, shares −85%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001810873
Portfolio Value
$44.6M (Q3 2024)
SEC Filing
0001420506-24-002571 ↗ filed Nov 14, 2024

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $162.6M Q1 2024 Q2 2024: $146.8M Q2 2024 Q3 2024: $44.6M $44.6M Q3 2024 Q4 2024: $646.0M Q4 2024 Q1 2025: $379.0M Q1 2025 Q2 2025: $312.7M Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $650.7M Q4 2025 Q1 2026: $321.0M Q1 2026 Q2 2026: $579.9M Q2 2026

Holdings 360 stocks · $44.6M
BITB Bitwise Bitcoin ETF 20.02% 258,269 $8.9M Reduce -71.7%
CWB SS SPDR BB Conv Sec ETF 18.84% 109,796 $8.4M Reduce -60.2%
ARKB ARK 21SHARES Bitcoin ETF 16.13% 113,452 $7.2M Reduce -84.7%
FCVT First Trust Ssi Strategi ETF 6.51% 81,420 $2.9M Add +351.8%
CVRT Calamos Conv Eqty Alt ETF 5.24% 81,968 $2.3M Reduce -64.6%
HYMB SS SPDR N Ice HY Muni ETF 3.14% 53,377 $1.4M Reduce -52.2%
QDTE Roundhill Nasdaq-100 0DTE Co. 2.87% 30,064 $1.3M New
CGMU Cap Group Municipal Income 2.46% 40,012 $1.1M Add +4120.7%
TFI SS SPDR N Ice Muni Bond ETF 2.17% 20,680 $968K Reduce -80.1%
MUB iShares National Muni Bond E 2.05% 8,428 $916K New
BTI British American Tob-SP ADR 1.72% 20,945 $766K Add +1804.1%
VXX Ipath Series B S&P 500 Vix filed as BARCLAYS BANK PLC 1.35% 12,166 $603K New
SHM SS SPDR N Ice St Muni ETF 0.81% 7,465 $359K Add +149.1%
PM Philip Morris International 0.68% 2,500 $304K Add +56.3%
BABA Alibaba Group Holding-SP ADR 0.37% 1,548 $164K Reduce -58.6%
FMB First Trust Managed Municipa 0.32% 2,708 $141K Reduce -73.4%
TCOM Trip.com Group Ltd.-ADR 0.23% 1,694 $101K New
JD Jd.com Inc.-ADR 0.20% 2,285 $91K New
AKAM Akamai Technologies Inc. 0.18% 814 $82K New
W Wayfair Inc. Class A 0.18% 1,414 $79K New
TFC Truist Financial Corp. 0.17% 1,800 $77K New
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.15% 403 $68K New
SHYD Vaneck SH Hi YLD Muni 0.15% 2,980 $68K Reduce -76.2%
PKG Packaging Corp. of America 0.14% 296 $64K New
ZTO Zto Express Cayman Inc.-ADR 0.14% 2,523 $62K New
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.14% 525 $62K Add +148.8%
BTCW Wisdomtree Bitcoin Fund 0.14% 926 $62K Reduce -91.8%
SMH Vaneck Semiconductor ETF 0.14% 251 $62K New
RCL Royal Caribbean Cruises Ltd. 0.14% 347 $62K Add +199.1%
LYV Live Nation Entertainment Inc. 0.13% 550 $60K New
CAR Avis Budget Group Inc. 0.13% 687 $60K New
WELL Welltower Inc. 0.12% 419 $54K Add +140.8%
UBER Uber Technologies Inc. 0.12% 702 $53K Add +171.0%
VTR Ventas Inc. 0.12% 821 $53K New
CNX CNX Resources Corp. 0.11% 1,574 $51K New
MNST Monster Beverage Corp. 0.11% 963 $50K New
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.11% 478 $48K New
RKLB Rocket Lab USA Inc. 0.11% 4,849 $47K New
DUK Duke Energy Corp. 0.10% 405 $47K New
DAL Delta Air Lines Inc. 0.10% 910 $46K New
NRG NRG Energy Inc. 0.10% 504 $46K New
EXAS Exact Sciences Corp. 0.10% 668 $46K New
U Unity Software Inc. 0.10% 1,973 $45K Add +76.6%
BKR Baker Hughes Co. 0.10% 1,220 $44K New
AOS Smith (a.o.) Corp. 0.10% 490 $44K New
JCI Johnson Controls Internation 0.10% 567 $44K Add +339.5%
SFM Sprouts Farmers Market Inc. 0.10% 398 $44K Add +11.5%
LECO Lincoln Electric Holdings 0.10% 228 $44K Add +137.5%
URBN Urban Outfitters Inc. 0.10% 1,141 $44K New
CBRL Cracker Barrel Old Country 0.10% 961 $44K New
WEC WEC Energy Group Inc. 0.10% 453 $44K New
WAB Wabtec Corp. 0.10% 239 $43K New
GLW Corning Inc. 0.10% 962 $43K New
WEX Wex Inc. 0.10% 207 $43K Add +38.9%
FOXA Fox Corp. Class A 0.10% 1,021 $43K Add +95.2%
MIDD Middleby Corp. 0.10% 308 $43K New
FICO Fair Isaac Corp. 0.10% 22 $43K Add +69.2%
BBWI Bath & Body Works Inc. 0.09% 1,326 $42K New
THC Tenet Healthcare Corp. 0.09% 254 $42K Add +25.7%
BKNG Booking Holdings Inc. 0.09% 10 $42K New
OLED Universal Display Corp. 0.09% 200 $42K New
GEV GE Vernova Inc. 0.09% 164 $42K New
TER Teradyne Inc. 0.09% 312 $42K Add +387.5%
TSM Taiwan Semiconductor-SP ADR 0.09% 240 $42K Add +120.2%
EXC Exelon Corp. 0.09% 1,024 $42K New
HELE Helen of Troy Ltd. 0.09% 670 $41K New
AFL Aflac Inc. 0.09% 370 $41K Add +625.5%
COHR Coherent Corp. 0.09% 464 $41K New
CRS Carpenter Technology 0.09% 258 $41K Add +49.1%
CCL Carnival Corp. 0.09% 2,213 $41K New
FBIN Fortune Brands Innovations I 0.09% 456 $41K New
GIL Gildan Activewear Inc. 0.09% 864 $41K New
HLT Hilton Worldwide Holdings Inc. 0.09% 176 $41K Add +102.3%
HUM Humana Inc. 0.09% 128 $41K Add +151.0%
KO The Coca-Cola Co. 0.09% 564 $41K New
MAR Marriott International Class A 0.09% 163 $41K Add +114.5%
BOOT Boot Barn Holdings Inc. 0.09% 242 $40K Add +245.7%
BSX Boston Scientific Corp. 0.09% 482 $40K Add +106.0%
NTRA Natera Inc. 0.09% 318 $40K New
EVRG Evergy Inc. 0.09% 650 $40K New
JEF Jefferies Financial Group Inc. 0.09% 654 $40K Add +116.6%
GL Globe Life Inc. 0.09% 380 $40K New
SPY SS SPDR S&P 500 ETF Trust-US 0.09% 70 $40K Reduce -78.7%
UL Unilever PLC 0.09% 617 $40K New
DAR Darling Ingredients Inc. 0.09% 1,078 $40K New
WMT Walmart Inc. 0.09% 496 $40K New
PSA Public Storage 0.09% 110 $40K New
ACN Accenture PLC Class A 0.09% 113 $40K Add +22.8%
TXRH Texas Roadhouse Inc. 0.09% 226 $40K New
COST Costco Wholesale Corp. 0.09% 45 $40K Add +40.6%
RBLX Roblox Corp. Class A 0.09% 898 $40K New
PGR Progressive Corp. 0.09% 156 $40K New
CTAS Cintas Corp. 0.09% 192 $40K Add +84.6%
ITGR Integer Holdings Corp. 0.09% 304 $40K New
IDXX Idexx Laboratories Inc. 0.09% 78 $39K New
AEM Agnico Eagle Mines Ltd. 0.09% 489 $39K New
AA Alcoa Corp. 0.09% 1,018 $39K New
TPG TPG Inc. 0.09% 674 $39K Reduce -23.4%
OKE Oneok Inc. 0.09% 425 $39K Add +24.3%
FANG Diamondback Energy Inc. 0.09% 220 $38K Add +368.1%
SE Sea Ltd.-ADR 0.08% 361 $34K New
LITE Lumentum Holdings Inc. 0.07% 513 $33K New
PCG P G & E Corp. 0.07% 1,622 $32K New
VOYA Voya Financial Inc. 0.07% 384 $30K New
PRU Prudential Financial Inc. 0.07% 246 $30K Add +530.8%
MORN Morningstar Inc. 0.07% 93 $30K New
FE Firstenergy Corp. 0.06% 651 $29K New
SNAP Snap Inc. Class A 0.06% 2,689 $29K New
IBIT iShares Bitcoin Trust ETF 0.06% 782 $28K Reduce -2.9%
RUN Sunrun Inc. 0.06% 1,562 $28K New
SO The Southern Co. 0.06% 310 $28K New
FBTC Fidelity Wise Origin Bitcoin 0.06% 503 $28K Reduce -99.5%
PRGS Progress Software Corp. 0.06% 391 $26K New
TAFI AB Tax Aware Short Dur Muni filed as AB ACTIVE ETFS INC 0.06% 1,031 $26K Reduce -83.2%
Z Zillow Group Inc. Class C 0.06% 406 $26K New
ENPH Enphase Energy Inc. 0.06% 229 $26K New
NCLH Norwegian Cruise Line Holdin 0.05% 1,189 $24K New
LI Li Auto Inc. - ADR 0.05% 949 $24K New
NIO Nio Inc. - ADR 0.05% 3,585 $24K New
SLM SLM Corp. 0.05% 999 $23K New
EMN Eastman Chemical Co. 0.05% 204 $23K New
F Ford Motor Co. filed as FORD MTR CO 0.05% 2,159 $23K New
MMSI Merit Medical Systems Inc. 0.05% 228 $23K New
ETHE Grayscale Ethereum Staking E 0.05% 1,012 $22K New
ITRI Itron Inc. 0.05% 205 $22K New
HALO Halozyme Therapeutics Inc. 0.05% 377 $22K New
XOM Exxon Mobil Corp. 0.05% 184 $22K New
LEVI Levi Strauss & Co. Class A 0.05% 983 $21K New
INTC Intel Corp. 0.05% 913 $21K New
MP MP Materials Corp. 0.05% 1,210 $21K New
EQIX Equinix Inc. 0.05% 24 $21K Add +4.3%
GPN Global Payments Inc. 0.05% 208 $21K New
BRBR Bellring Brands Inc. 0.05% 350 $21K Add +11.5%
CLF Cleveland-Cliffs Inc. 0.05% 1,663 $21K New
ITW Illinois Tool Works 0.05% 81 $21K New
AES AES Corp. 0.05% 1,058 $21K New
PCAR Paccar Inc. 0.05% 215 $21K New
INFN Infinera Corp. 0.05% 3,134 $21K New
CHTR Charter Communications Inc. Class A 0.05% 65 $21K New
CW Curtiss-Wright Corp. 0.05% 64 $21K New
IART Integra Lifesciences Holding 0.05% 1,150 $21K New
DTE DTE Energy Company 0.05% 162 $21K New
AVT Avnet Inc. 0.05% 381 $21K New
COIN Coinbase Global Inc. Class A 0.05% 116 $21K New
BTU Peabody Energy Corp. 0.05% 778 $21K New
TD Toronto-Dominion Bank 0.05% 325 $21K New
NEE Nextera Energy Inc. 0.05% 243 $21K New
AVY Avery Dennison Corp. 0.05% 93 $21K New
BDX Becton Dickinson and Co. 0.05% 85 $20K Add +372.2%
KMI Kinder Morgan Inc. 0.05% 926 $20K New
CZR Caesars Entertainment Inc. 0.05% 488 $20K Reduce -2.4%
OC Owens Corning 0.05% 115 $20K Add +11400.0%
FTI Technipfmc PLC 0.05% 773 $20K Add +40.3%
ATO Atmos Energy Corp. 0.05% 146 $20K New
GD General Dynamics Corp. 0.05% 67 $20K New
IVZ Invesco Ltd. 0.05% 1,153 $20K New
RYN Rayonier Inc. 0.05% 629 $20K New
TNL Travel + Leisure Co. 0.05% 438 $20K New
TRP TC Energy Corp. 0.05% 424 $20K New
VRNT Verint Systems Inc. 0.05% 795 $20K New
BIDU Baidu Inc. - Spon ADR 0.04% 190 $20K New
XLRE SS Real Estate Select Sector 0.04% 447 $20K New
KKR KKR & Co. Inc. 0.04% 152 $20K New
SU Suncor Energy Inc. 0.04% 530 $20K New
DFS Discover Financial Services 0.04% 139 $20K Add +95.8%
TM Toyota Motor Corp. -Spon ADR 0.04% 109 $19K Add +25.3%
EAT Brinker International Inc. 0.04% 254 $19K Reduce -35.2%
FWRD Forward Air Corp. 0.04% 538 $19K New
TRGP Targa Resources Corp. 0.04% 127 $19K Reduce -43.6%
MDB Mongodb Inc. 0.04% 68 $18K New
ON On Semiconductor 0.04% 253 $18K New
BFH Bread Financial Holdings Inc. 0.04% 382 $18K New
CMS CMS Energy Corp. 0.04% 257 $18K New
BRRR Coinshares Bitcoin ETF 0.04% 1,000 $18K Reduce -99.6%
PPL PPL Corp. 0.04% 540 $18K New
SMTC Semtech Corp. 0.04% 391 $18K New
SUB iShares Short-Term National 0.04% 166 $18K Reduce -98.9%
IONS Ionis Pharmaceuticals Inc. 0.04% 437 $18K New
MARA Mara Holdings Inc. 0.04% 1,077 $17K Add +35800.0%
SOFI Sofi Technologies Inc. 0.04% 2,095 $16K New
FOUR SHIFT4 Payments Inc. Class A 0.04% 183 $16K New
MCHP Microchip Technology Inc. 0.04% 200 $16K New
SRPT Sarepta Therapeutics Inc. 0.04% 128 $16K New
WB Weibo Corp.-Spon ADR 0.04% 1,576 $16K New
RIG Transocean Ltd. 0.04% 3,700 $16K New
JBLU Jetblue Airways Corp. 0.03% 2,358 $15K New
PODD Insulet Corp. 0.03% 66 $15K New
UGI Ugi Corp. 0.03% 609 $15K New
WT Wisdomtree Inc. 0.03% 1,513 $15K New
ABR Arbor Realty Trust Inc. 0.03% 958 $15K New
PNW Pinnacle West Capital 0.03% 167 $15K New
LUV Southwest Airlines Co. 0.03% 490 $15K New
BL Blackline Inc. 0.03% 255 $14K New
SPOT Spotify Technology SA 0.03% 38 $14K Reduce -34.5%
ANIP Ani Pharmaceuticals Inc. 0.03% 231 $14K New
LIVN Livanova PLC 0.03% 249 $13K New
X United States Steel Corp. 0.03% 369 $13K New
LNT Alliant Energy Corp. 0.03% 210 $13K New
ALNY Alnylam Pharmaceuticals Inc. 0.03% 46 $13K New
SEDG Solaredge Technologies Inc. 0.03% 549 $13K Reduce -26.8%
REXR Rexford Industrial Realty Inc. 0.03% 243 $12K New
HTHT H World Group Ltd.-ADR 0.03% 326 $12K New
BSY Bentley Systems Inc. Class B 0.03% 237 $12K New
UAL United Airlines Holdings Inc. 0.03% 207 $12K New
CDP Copt Defense Properties 0.03% 389 $12K New
DBX Dropbox Inc. Class A 0.03% 461 $12K New
NSIT Insight Enterprises Inc. 0.03% 54 $12K New
BE Bloom Energy Corp. Class A 0.03% 1,089 $12K New
STWD Starwood Property Trust Inc. 0.03% 560 $11K New
ENOV Enovis Corp. 0.03% 263 $11K New
CNP Centerpoint Energy Inc. 0.03% 382 $11K New
OSIS Osi Systems Inc. 0.03% 74 $11K New
VSH Vishay Intertechnology Inc. 0.03% 589 $11K New
UNIT Uniti Group LLC Com SHS 0.02% 1,960 $11K New
EVH Evolent Health Inc. Class A 0.02% 388 $11K New
WKC World Kinect Corp. 0.02% 354 $11K New
PENN Penn Entertainment Inc. 0.02% 577 $11K New
ETSY Etsy Inc. 0.02% 193 $11K New
UPST Upstart Holdings Inc. 0.02% 267 $11K New
TPR Tapestry Inc. 0.02% 222 $10K New
ABEV Ambev SA-ADR 0.02% 4,256 $10K New
WSM Williams-Sonoma Inc. 0.02% 67 $10K New
MKSI MKS Inc. filed as MKS INSTRS INC 0.02% 94 $10K New
RHI Robert Half Inc. 0.02% 151 $10K New
ORA Ormat Technologies Inc. 0.02% 132 $10K New
TTC Toro Co. 0.02% 117 $10K New
MET Metlife Inc. 0.02% 123 $10K Add +89.2%
PBR Petroleo Brasileiro-Spon ADR 0.02% 700 $10K Reduce -74.1%
O Realty Income Corp. 0.02% 159 $10K Add +89.3%
C Citigroup Inc. 0.02% 159 $10K Reduce -45.2%
SPHR Sphere Entertainment Co. 0.02% 224 $10K New
UDR Udr Inc. 0.02% 218 $10K Add +91.2%
FMX Fomento Economico Mex-SP ADR 0.02% 100 $10K New
CYBR Cyberark Software Ltd./Israel 0.02% 32 $9K New
GBX Greenbrier Companies Inc. 0.02% 183 $9K New
INVA Innoviva Inc. 0.02% 469 $9K New
CNK Cinemark Holdings Inc. 0.02% 320 $9K New
SNOW Snowflake Inc. 0.02% 77 $9K New
CORZ Core Scientific Inc. 0.02% 714 $8K New
IRTC Irhythm Holdings Inc. 0.02% 114 $8K New
PDD PDD Holdings Inc. 0.02% 62 $8K New
BTDR Bitdeer Technologies Group-A 0.02% 1,049 $8K New
CYTK Cytokinetics Inc. 0.02% 150 $8K New
RPD RAPID7 Inc. 0.02% 196 $8K New
PAR Par Technology Corp. 0.02% 150 $8K New
RPAY Repay Holdings Corp. 0.02% 936 $8K New
BBIO Bridgebio Pharma Inc. 0.02% 288 $7K Reduce -8.3%
AWK American Water Works Co. Inc. 0.02% 50 $7K New
BOX Box Inc. Class A 0.02% 220 $7K New
PEB Pebblebrook Hotel Trust 0.02% 522 $7K New
HODL Vaneck Bitcoin ETF 0.02% 96 $7K Reduce -99.7%
DKNG Draftkings Inc. Class A 0.02% 175 $7K New
KOS Kosmos Energy Ltd. 0.02% 1,691 $7K New
FRT Federal Realty Invs Trust 0.02% 59 $7K New
QTWO Q2 Holdings Inc. filed as Q2 HLDGS INC 0.02% 85 $7K New
ENV Envestnet Inc. 0.01% 106 $7K New
MTCH Match Group Inc. 0.01% 174 $7K New
CHEF The Chefs' Warehouse Inc. 0.01% 155 $7K New
TVTX Travere Therapeutics Inc. 0.01% 462 $6K New
PSN Parsons Corp. 0.01% 62 $6K New
AAL American Airlines Group Inc. 0.01% 567 $6K Add +45.0%
HAE Haemonetics Corp. 0.01% 78 $6K New
PD Pagerduty Inc. 0.01% 337 $6K New
NOVAQ Sunnova Energy International 0.01% 634 $6K New
ALRM Alarm.com Holdings Inc. 0.01% 112 $6K New
PTCT PTC Therapeutics Inc. 0.01% 165 $6K New
HLF Herbalife Ltd. 0.01% 824 $6K New
DXCM Dexcom Inc. 0.01% 87 $6K New
TXNM TXNM Energy Inc. 0.01% 127 $6K New
WGO Winnebago Industries 0.01% 92 $5K New
SPB Spectrum Brands Holdings Inc. 0.01% 55 $5K New
RGEN Repligen Corp. 0.01% 35 $5K New
LCII Lci Industries 0.01% 43 $5K New
PTON Peloton Interactive Inc. Class A 0.01% 1,102 $5K New
TNDM Tandem Diabetes Care Inc. 0.01% 121 $5K New
SHAK Shake Shack Inc. Class A 0.01% 47 $5K New
AEIS Advanced Energy Industries 0.01% 46 $5K New
CNMD Conmed Corp. 0.01% 67 $5K New
ATSG Air Transport Services Group 0.01% 285 $5K New
FIVN FIVE9 Inc. 0.01% 157 $5K New
CALY Callaway Golf Company filed as TOPGOLF CALLAWAY BRANDS CORP 0.01% 391 $4K New
LYFT LYFT Inc. Class A 0.01% 333 $4K New
XRX Xerox Holdings Corp. 0.01% 404 $4K New
EXPE Expedia Group Inc. 0.01% 28 $4K New
WK Workiva Inc. 0.01% 51 $4K New
NET Cloudflare Inc. Class A 0.01% 48 $4K New
PRO Pros Holdings Inc. 0.01% 201 $4K New
PCRX Pacira Biosciences Inc. 0.01% 247 $4K New
NVDL Granitesh 2X LNG Nvda ETF 0.01% 62 $4K New
NTNX Nutanix Inc. Class A 0.01% 60 $4K New
SHOP Shopify Inc. Class A 0.01% 44 $4K New
VAC Marriott Vacations World 0.01% 47 $3K New
VIAV Viavi Solutions Inc. 0.01% 371 $3K New
WOLF Wolfspeed Inc. 0.01% 330 $3K New
NVST Envista Holdings Corp. 0.01% 161 $3K New
PENG Penguin Solutions Inc. filed as SMART GLOBAL HLDGS INC 0.01% 145 $3K New
JAZZ Jazz Pharmaceuticals PLC 0.01% 27 $3K New
AMPH Amphastar Pharmaceuticals Inc. 0.01% 60 $3K New
ARRY Array Technologies Inc. 0.01% 419 $3K New
CAKE The Cheesecake Factory Inc. 0.01% 66 $3K New
ZD Ziff Davis Inc. 0.01% 53 $3K New
ABNB Airbnb Inc. Class A 0.01% 18 $2K New
LRN Stride Inc. 0.01% 26 $2K New
GES Guess? Inc. 0.00% 104 $2K New
BMRN Biomarin Pharmaceutical Inc. 0.00% 29 $2K New
BTC Grayscale Bitcoin Mini Trust 0.00% 362 $2K New
LLYVA Liberty Media Corp.-Liberty-A 0.00% 40 $2K No change
XMTR Xometry Inc. Class A 0.00% 97 $2K New
JBTM JBT Marel Corp. filed as JOHN BEAN TECHNOLOGIES CORP 0.00% 17 $2K New
OMCL Omnicell Inc. 0.00% 33 $1K New
ATEC Alphatec Holdings Inc. 0.00% 252 $1K New
NICE Nice Ltd. - Spon ADR 0.00% 8 $1K New
DAY Dayforce Inc. 0.00% 22 $1K New
IMCR Immunocore Holdings PLC-ADR 0.00% 43 $1K New
JAMF Jamf Holding Corp. filed as JAMF HLDG CORP 0.00% 72 $1K New
BHP BHP Group Ltd.-Spon ADR 0.00% 55,899 $900 Add +70658.2%
ASND Ascendis Pharma A/S 0.00% 6 $896 New
LUNR Intuitive Machines Inc. 0.00% 100 $805 No change
BXMT Blackstone Mortgage Tru Class A 0.00% 41 $779 Reduce -89.5%
GH Guardant Health Inc. 0.00% 29 $665 New
NMFC New Mountain Finance Corp. filed as NEW MTN FIN CORP 0.00% 53 $635 New
OKTA Okta Inc. 0.00% 8 $595 New
CPTAF Captivision Inc. 0.00% 300 $590 No change
AFRM Affirm Holdings Inc. 0.00% 14 $571 New
CFLT Confluent Inc. Class A 0.00% 28 $571 New
NBR Nabors Industries Ltd. 0.00% 8 $516 New
MIRM Mirum Pharmaceuticals Inc. 0.00% 13 $507 New
LAR Lithium Americas Argentina C 0.00% 148 $482 New
FWONK Liberty Media Corp. Class C 0.00% 6 $465 New
REAL The Realreal Inc. filed as THE REALREAL INC 0.00% 134 $421 New
XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP 0.00% 15 $414 New
MTH Meritage Homes Corp. 0.00% 2 $410 New
CPRI Capri Holdings Ltd. 0.00% 8 $340 Reduce -99.0%
PMT Pennymac Mortgage Investment 0.00% 20 $285 New
NEO Neogenomics Inc. 0.00% 18 $266 New
XYZ Block Inc. 0.00% 3 $201 New
PRCH Porch Group Inc. 0.00% 125 $192 New
HOUS Anywhere Real Estate Inc. 0.00% 36 $183 New
MTN Vail Resorts Inc. 0.00% 1 $174 Reduce -99.0%
ROST Ross Stores Inc. 0.00% 1 $151 Reduce -97.8%
TRIP Tripadvisor Inc. 0.00% 10 $145 New
BAND Bandwidth Inc. Class A 0.00% 6 $105 New
BYND Beyond Meat Inc. 0.00% 14 $95 New
RDFN Redfin Corp. 0.00% 7 $88 New
RVNC Revance Therapeutics Inc. 0.00% 17 $88 New
SAVEQ Spirit Airlines Inc. 0.00% 34 $82 New
LCID Lucid Group Inc. 0.00% 23 $81 New
TTE Totalenergies SE -Spon ADR 0.00% 1 $65 No change
INN Summit Hotel Properties Inc. 0.00% 9 $62 New
BILL Bill Holdings Inc. 0.00% 1 $53 New
UPWK Upwork Inc. 0.00% 5 $52 New
DOCN Digitalocean Holdings Inc. 0.00% 1 $40 New
NVDY Yieldmax Nvda Option Inc. ETF 0.00% 1 $24 New
OPEN Opendoor Technologies Inc. 0.00% 10 $20 New
HTCO High-Trend International-A filed as CARAVELLE INTERNATIONAL GROU 0.00% 25 $12 No change
FUBO Fubotv Inc. 0.00% 8 $11 No change
TDOC Teladoc Health Inc. 0.00% 1 $9 New
SPCE Virgin Galactic Holdings Inc. 0.00% 1 $6 New
STEM Stem Inc. 0.00% 7 $2 New
SKIN Skinhealth Systems Inc. filed as THE BEAUTY HEALTH COMPANY 0.00% 1 $1 New

Options reported separately and not counted above: SPY puts ($14.4M), BTI puts ($483K), BHP puts ($12K), NLY puts ($8K), BXMT puts ($8K).

Other holdings (14): bonds, preferreds, convertibles and warrants · $837.0M (not counted above)
SecurityClassShares / PrincipalValueChange
NATERA INC (NTRA 2.25 05/01/27) NOTE 2.250% 5/0 · principal 194,930,000$648.5MNew
RBC BEARINGS INC (RBC 5 10/15/24 A) 5% CNV PFD SR A 793,030$105.5MNew
INSIGHT ENTERPRS (NSIT 0.75 02/15/25) NOTE 0.750% 2/1 · principal 10,965,000$34.4MNew
PETIQ INC (PETQ 4 06/01/26) NOTE 4.000% 6/0 · principal 15,104,000$17.5MNew
PALO ALTO NETWORKS (PANW 0.375 06/01/25) NOTE 0.375% 6/0 · principal 4,268,000$14.7MReduce -90.2%
CHART INDUSTRIES INC (GTLS 1 11/15/24) NOTE 1.000%11/1 · principal 3,144,000$6.6MNew
INFINERA CORP (INFN 3.75 08/01/28) NOTE 3.750% 8/0 · principal 2,500,000$2.9MNo change
SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) DBCV 1.500%11/1 · principal 1,684,000$2.9MNew
CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) NOTE 11/1 · principal 1,104,000$2.0MNew
ENVESTNET INC (ENV 2.625 12/01/27) NOTE 2.625%12/0 · principal 1,000,000$1.1MNew
SEA LTD (SEALTD 1 12/01/24) NOTE 1.000%12/0 · principal 435,000$819KNew
GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 100,000$3KNew
BAERW Wildfire New Pubco Inc.-27 *W EXP 01/24/202 47,317$3KNo change
OIOWW Esgl Holdings Ltd.-28 *W EXP 08/02/202 20,000$220No change

Total filed on the 13F, all lines: $881.6M.

Portfolio Sells Q2 2024 → Q3 2024
ARKB ARK 21SHARES Bitcoin ETF Reduce -84.7% 16.13% −14.21
VTEB Vanguard Tax-Exempt Bond ETF Sold out 0.00% −4.29
ICVT iShares Convertible Bond ETF Sold out 0.00% −3.61
FBTC Fidelity Wise Origin Bitcoin Reduce -99.5% 0.06% −3.38
HYD Vaneck High Yield Muni ETF Sold out 0.00% −3.36
BRRR Coinshares Bitcoin ETF Reduce -99.6% 0.04% −2.89
HODL Vaneck Bitcoin ETF Reduce -99.7% 0.02% −1.36
MO Altria Group Inc. Sold out 0.00% −1.23
TFI SS SPDR N Ice Muni Bond ETF Reduce -80.1% 2.17% −1.07
SUB iShares Short-Term National Reduce -98.9% 0.04% −1.03
PZA Invesco National Amt-Free Mu Sold out 0.00% −0.99
BTCW Wisdomtree Bitcoin Fund Reduce -91.8% 0.14% −0.35
BITB Bitwise Bitcoin ETF Reduce -71.7% 20.02% −0.31
SPG Simon Property Group Inc. Sold out 0.00% −0.31
D Dominion Energy Inc. Sold out 0.00% −0.19
TAFI AB Tax Aware Short Dur Muni Reduce -83.2% 0.06% −0.05
BBY Best Buy Co. Inc. Sold out 0.00% −0.04
FMB First Trust Managed Municipa Reduce -73.4% 0.32% −0.04
SHYD Vaneck SH Hi YLD Muni Reduce -76.2% 0.15% −0.04
XRT SS SPDR S&P Retail ETF Sold out 0.00% −0.02
KGC Kinross Gold Corp. Sold out 0.00% −0.02
SPXC SPX Technologies Inc. Sold out 0.00% −0.02
WMB Williams Cos Inc. Sold out 0.00% −0.02
CLX Clorox Company Sold out 0.00% −0.02
PSX Phillips 66 Sold out 0.00% −0.02
ETN Eaton Corp. PLC Sold out 0.00% −0.02
KEY Keycorp Sold out 0.00% −0.02
BA The Boeing Co. Sold out 0.00% −0.02
CPRI Capri Holdings Ltd. Reduce -99.0% 0.00% −0.02
CAMT Camtek Ltd. Sold out 0.00% −0.01
AMGN Amgen Inc. Sold out 0.00% −0.01
GKOS Glaukos Corp. Sold out 0.00% −0.01
TSN Tyson Foods Inc. Class A Sold out 0.00% −0.01
MMYT Makemytrip Ltd. Sold out 0.00% −0.01
GOOG Alphabet Inc. Class C Sold out 0.00% −0.01
MAC The Macerich Co. Sold out 0.00% −0.01
PB Prosperity Bancshares Inc. Sold out 0.00% −0.01
CBSH Commerce Bancshares Inc. Sold out 0.00% −0.01
POWI Power Integrations Inc. Sold out 0.00% −0.01
BG Bunge Global SA Sold out 0.00% −0.01
APA Apa Corp. Sold out 0.00% −0.01
CAT Caterpillar Inc. Sold out 0.00% −0.01
FDX FedEx Corp. Sold out 0.00% −0.01
NVDA Nvidia Corp. Sold out 0.00% −0.01
CFR Cullen/Frost Bankers Inc. Sold out 0.00% −0.01
IBKR Interactive Brokers Gro Class A Sold out 0.00% −0.01
PFE Pfizer Inc. Sold out 0.00% −0.01
HMC Honda Motor Co. Ltd.-Spons ADR Sold out 0.00% −0.01
LLY Eli Lilly & Co. Sold out 0.00% −0.01
NVO Novo-Nordisk A/S-Spons ADR Sold out 0.00% −0.01

Portfolio Buys Q2 2024 → Q3 2024
FCVT First Trust Ssi Strategi ETF Add +351.8% 6.51% +6.10
QDTE Roundhill Nasdaq-100 0DTE Co. New 2.87% +2.87
CGMU Cap Group Municipal Income Add +4120.7% 2.46% +2.44
MUB iShares National Muni Bond E New 2.05% +2.05
BTI British American Tob-SP ADR Add +1804.1% 1.72% +1.69
VXX Ipath Series B S&P 500 Vix New 1.35% +1.35
SHM SS SPDR N Ice St Muni ETF Add +149.1% 0.81% +0.71
PM Philip Morris International Add +56.3% 0.68% +0.57
TCOM Trip.com Group Ltd.-ADR New 0.23% +0.23
JD Jd.com Inc.-ADR New 0.20% +0.20
AKAM Akamai Technologies Inc. New 0.18% +0.18
W Wayfair Inc. Class A New 0.18% +0.18
TFC Truist Financial Corp. New 0.17% +0.17
MSTR Strategy Inc. New 0.15% +0.15
PKG Packaging Corp. of America New 0.14% +0.14
ZTO Zto Express Cayman Inc.-ADR New 0.14% +0.14
SMH Vaneck Semiconductor ETF New 0.14% +0.14
LYV Live Nation Entertainment Inc. New 0.13% +0.13
CAR Avis Budget Group Inc. New 0.13% +0.13
IRM Iron Mountain Inc. Add +148.8% 0.14% +0.13
RCL Royal Caribbean Cruises Ltd. Add +199.1% 0.14% +0.13
VTR Ventas Inc. New 0.12% +0.12
CNX CNX Resources Corp. New 0.11% +0.11
MNST Monster Beverage Corp. New 0.11% +0.11
WELL Welltower Inc. Add +140.8% 0.12% +0.11
EL Estee Lauder Companies Class A New 0.11% +0.11
RKLB Rocket Lab USA Inc. New 0.11% +0.11
UBER Uber Technologies Inc. Add +171.0% 0.12% +0.11
DUK Duke Energy Corp. New 0.10% +0.10
DAL Delta Air Lines Inc. New 0.10% +0.10
NRG NRG Energy Inc. New 0.10% +0.10
EXAS Exact Sciences Corp. New 0.10% +0.10
BKR Baker Hughes Co. New 0.10% +0.10
AOS Smith (a.o.) Corp. New 0.10% +0.10
URBN Urban Outfitters Inc. New 0.10% +0.10
CBRL Cracker Barrel Old Country New 0.10% +0.10
WEC WEC Energy Group Inc. New 0.10% +0.10
GLW Corning Inc. New 0.10% +0.10
WAB Wabtec Corp. New 0.10% +0.10
MIDD Middleby Corp. New 0.10% +0.10
BBWI Bath & Body Works Inc. New 0.09% +0.09
BKNG Booking Holdings Inc. New 0.09% +0.09
OLED Universal Display Corp. New 0.09% +0.09
GEV GE Vernova Inc. New 0.09% +0.09
EXC Exelon Corp. New 0.09% +0.09
HELE Helen of Troy Ltd. New 0.09% +0.09
JCI Johnson Controls Internation Add +339.5% 0.10% +0.09
COHR Coherent Corp. New 0.09% +0.09
CCL Carnival Corp. New 0.09% +0.09
FBIN Fortune Brands Innovations I New 0.09% +0.09

Options Activity Q2 2024 → Q3 2024
SPY SS SPDR S&P 500 ETF Trust-US put New 25,100 $14.4M
BTI British American Tob-SP ADR put New 13,200 $483K
BHP BHP Group Ltd.-Spon ADR put New 200 $12K
NLY Annaly Capital Management Inc. put New 400 $8K
BXMT Blackstone Mortgage Tru Class A put New 400 $8K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024
NATERA INC (NTRA 2.25 05/01/27) NOTE 2.250% 5/0 · principal New 194,930,000 $648.5M
RBC BEARINGS INC (RBC 5 10/15/24 A) 5% CNV PFD SR A New 793,030 $105.5M
MICROSTRATEGY INC (MSTR 0.75 12/15/25) NOTE 0.750%12/1 · principal Sold out 19,310,000 $67.0Mbefore exit
INSIGHT ENTERPRS (NSIT 0.75 02/15/25) NOTE 0.750% 2/1 · principal New 10,965,000 $34.4M
PETIQ INC (PETQ 4 06/01/26) NOTE 4.000% 6/0 · principal New 15,104,000 $17.5M
PALO ALTO NETWORKS (PANW 0.375 06/01/25) NOTE 0.375% 6/0 · principal Reduce -90.2% 4,268,000 $14.7M
REPLIGEN CORP (RGEN 0.375 07/15/24) NOTE 0.375% 7/1 · principal Sold out 8,189,000 $9.8Mbefore exit
CHART INDUSTRIES INC (GTLS 1 11/15/24) NOTE 1.000%11/1 · principal New 3,144,000 $6.6M
SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) DBCV 1.500%11/1 · principal New 1,684,000 $2.9M
INSMED INC (INSM 1.75 01/15/25) NOTE 1.750% 1/1 · principal Sold out 1,660,000 $2.9Mbefore exit
CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) NOTE 11/1 · principal New 1,104,000 $2.0M
ENVESTNET INC (ENV 2.625 12/01/27) NOTE 2.625%12/0 · principal New 1,000,000 $1.1M
SEA LTD (SEALTD 1 12/01/24) NOTE 1.000%12/0 · principal New 435,000 $819K
GLAUKOS CORP (GKOS 2.75 06/15/27) NOTE 2.750% 6/1 · principal Sold out 240,000 $530Kbefore exit
GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 New 100,000 $3K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 650$579.9MNVDA, MSFT, AAPL, INTC, AMZN
Q1 2026 599$321.0MNVDA, SPY, BSMT, TLT, CLOA
Q4 2025 374$650.7MMSFT, TSLA, NVDA, BSOL, AMZN
Q3 2025 116$1.2BSEA LTD (SEALTD 2.375 12/01/25), TSLA, MSFT, TSM, AMZN
Q2 2025 307$312.7MIBIT, FBTC, FETH, ETHA, ETH
Q1 2025 282$379.0MMSFT, AAPL, META, TSLA, NVDA
Q4 2024 487$646.0MAAPL, MSFT, NVDA, ETH, ETHW
Q3 2024 360$44.6MBITB, CWB, ARKB, FCVT, CVRT
Q2 2024 184$146.8MARKB, BITB, CWB, VTEB, CVRT
Q1 2024Amended 225$162.6MBITB, ARKB, FBTC, CVRT, CWB