Elequin Capital, LP

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 18, 2025), Elequin Capital, LP reported 487 stock positions worth $646.0 million. Its top holding was Apple (AAPL) at 12.4% of the portfolio, followed by Microsoft (MSFT, 10.8%) and Nvidia (NVDA, 9.2%). Compared with Q3 2024, it opened 259 new positions, sold out of 132, added to 80 and reduced 140. The biggest buy was a new position in Apple (AAPL) and the biggest sale SS SPDR BB Conv Sec ETF (CWB, shares −97%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001810873
Portfolio Value
$646.0M (Q4 2024)
SEC Filing
0001420506-25-000630 ↗ filed Feb 18, 2025

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $162.6M Q1 2024 Q2 2024: $146.8M Q2 2024 Q3 2024: $44.6M Q3 2024 Q4 2024: $646.0M $646.0M Q4 2024 Q1 2025: $379.0M Q1 2025 Q2 2025: $312.7M Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $650.7M Q4 2025 Q1 2026: $321.0M Q1 2026 Q2 2026: $579.9M Q2 2026

Holdings 487 stocks · $646.0M

AAPL Apple Inc. 12.41% 320,000 $80.1M New
MSFT Microsoft Corp. 10.77% 165,024 $69.6M New
NVDA Nvidia Corp. 9.16% 440,392 $59.1M New
ETH Grayscale Ethereum Staking M 6.35% 1,302,146 $41.0M New
ETHW Bitwise Ethereum ETF 5.80% 1,561,785 $37.4M New
MSTR Strategy Inc. filed as MICROSTRATEGY INC 5.42% 120,954 $35.0M Add +29913.4%
IBIT iShares Bitcoin Trust ETF 4.34% 528,260 $28.0M Add +67452.4%
ETHA iShares Ethereum Trust ETF 3.71% 946,835 $23.9M New
META Meta Platforms Inc. Class A 3.63% 40,000 $23.4M New
AVGO Broadcom Inc. 3.59% 100,000 $23.2M New
FETH Fidelity Ethereum Fund 3.06% 591,818 $19.8M New
GOOG Alphabet Inc. Class C 2.95% 100,000 $19.0M New
AMD Advanced Micro Devices 2.86% 152,708 $18.4M New
BRRR Coinshares Bitcoin ETF 2.68% 654,618 $17.3M Add +65361.8%
BITB Bitwise Bitcoin ETF 2.61% 331,972 $16.9M Add +28.5%
AMZN Amazon.com Inc. 2.38% 70,000 $15.4M New
ARKB ARK 21SHARES Bitcoin ETF 2.25% 156,121 $14.6M Add +37.6%
ETHV Vaneck Ethereum ETF 2.08% 275,000 $13.4M New
MU Micron Technology Inc. 1.95% 150,000 $12.6M New
GS Goldman Sachs Group Inc. 1.77% 20,000 $11.5M New
CI The Cigna Group 1.28% 30,000 $8.3M New
QCOM Qualcomm Inc. 1.19% 50,000 $7.7M New
TSM Taiwan Semiconductor-SP ADR 0.92% 30,000 $5.9M Add +12400.0%
GOOGL Alphabet Inc. Class A 0.88% 30,000 $5.7M New
HYMB SS SPDR N Ice HY Muni ETF 0.78% 196,601 $5.0M Add +268.3%
WMT Walmart Inc. 0.70% 50,000 $4.5M Add +9980.6%
SHM SS SPDR N Ice St Muni ETF 0.33% 45,292 $2.1M Add +506.7%
VTEC Vanguard Ca Tax-Ex Bond 0.31% 19,991 $2.0M New
FIXD First Trust Smith Opportunis 0.18% 27,646 $1.2M New
BTCW Wisdomtree Bitcoin Fund 0.17% 10,877 $1.1M Add +1074.6%
DFGX Dimsnl Intr CF in ETF-Usd Inc. 0.15% 18,511 $968K New
TETH 21SHARES Etherm Stak ETF-Usd 0.15% 57,983 $968K New
FCVT First Trust Ssi Strategi ETF 0.14% 24,833 $914K Reduce -69.5%
PYLD PIMCO Multisector Bond Actv 0.13% 32,946 $854K New
PZA Invesco National Amt-Free Mu 0.08% 22,839 $539K New
CVRT Calamos Conv Eqty Alt ETF 0.08% 16,914 $508K Reduce -79.4%
NZF Nuveen Municipal Credit Inc. 0.08% 40,523 $493K New
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.07% 5,754 $453K New
TFI SS SPDR N Ice Muni Bond ETF 0.07% 9,356 $427K Reduce -54.8%
MUB iShares National Muni Bond E 0.06% 3,719 $396K Reduce -55.9%
FMB First Trust Managed Municipa 0.06% 6,968 $355K Add +157.3%
QDTE Roundhill Nasdaq-100 0DTE Co. 0.05% 8,293 $332K Reduce -72.4%
SPY SS SPDR S&P 500 ETF Trust-US 0.05% 513 $301K Add +632.9%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.05% 3,968 $300K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.04% 1,300 $286K New
NMZ Nuveen Muni Hi Inc. Opport 0.04% 25,664 $277K New
XEVVX Eaton Vance Ltd. Durat Inc. 0.04% 24,682 $241K New
AMLP Alerian MLP ETF 0.04% 4,879 $235K New
ALB Albemarle Corp. 0.04% 2,625 $226K New
CWB SS SPDR BB Conv Sec ETF 0.03% 2,804 $218K Reduce -97.5%
PDI PIMCO Dynamic Income Fund 0.03% 11,609 $213K New
IWM iShares Russell 2000 ETF 0.03% 956 $211K New
FXI iShares China Large-Cap ETF 0.03% 6,329 $193K New
MUC BlackRock Munihold Ca QLTY 0.03% 17,965 $191K New
ASHR Xtrackers Harvest Csi 300 CH 0.03% 7,052 $187K New
BTZ BlackRock Credit Allocation 0.03% 17,613 $184K New
BDJ BlackRock Enhanced Eqty DVD 0.03% 21,698 $180K New
XJQCX Nuveen Credit Strategies Inc. 0.03% 31,501 $179K New
MBB iShares MBS ETF 0.03% 1,954 $179K New
XGDVX Gabelli Dividend & Income TR 0.03% 7,139 $172K New
CEF Sprott Physical Gold and Sil 0.03% 7,059 $168K New
BCAT BlackRock Capital Alloc TR 0.03% 10,713 $162K New
PCN PIMCO Corporate & Income STR 0.02% 11,821 $159K New
CSQ Calamos Strat TTL RTRN FND 0.02% 8,263 $146K New
IFN Aberdeen India Fund Inc. 0.02% 9,102 $143K New
XMYDX BlackRock Muniyield Fund 0.02% 13,603 $141K New
DVY iShares Select Dividend ETF 0.02% 1,048 $138K New
XEXGX Eaton Vance Tax-Managed Glob 0.02% 16,653 $136K New
WIW Western Asst Infl-LNK Opp 0.02% 16,370 $135K New
BA The Boeing Co. 0.02% 758 $134K New
GHY Pgim Global High Yield Fund 0.02% 10,870 $134K New
XRNPX Cohen & Steers REIT and Pref 0.02% 6,251 $131K New
BHK BlackRock Core Bond Trust 0.02% 12,375 $129K New
IEF iShares 7-10 Year Treasury B 0.02% 1,310 $121K New
HQH Abrdn Healthcare Investors 0.02% 7,527 $121K New
NVG Nuveen Amt-FR Muni CRDT 0.02% 9,496 $116K New
VTES Vanguard SH Term Tax-Ex Bond 0.02% 1,096 $110K New
MQY BlackRock Muniyield Quality 0.02% 9,331 $107K New
FTHY First Trust Hi YLD Opp 2027 0.02% 7,288 $106K New
JFR Nuveen Floating Rate Income 0.02% 11,821 $105K New
VMBS Vanguard Mortgage-Backed Sec 0.02% 2,281 $103K New
BGB Blackstone Strategic Credit 0.02% 8,451 $103K New
JRI Nuveen Real Asset Inc. & GRW 0.02% 8,381 $102K New
NCV Virtus Convertible & Income 0.02% 29,219 $101K New
CGMU Cap Group Municipal Income 0.02% 3,748 $101K Reduce -90.6%
IIM Invesco Value Municipal Inco 0.02% 8,471 $101K New
XBOEX BlackRock Enh GLBL DVD TR 0.02% 9,177 $99K New
EOI Eaton Vance Enhanced Eq Incm 0.01% 4,669 $97K New
BABA Alibaba Group Holding-SP ADR 0.01% 1,125 $95K Reduce -27.3%
PHK PIMCO High Income Fund 0.01% 19,130 $93K New
NEE Nextera Energy Inc. 0.01% 1,292 $93K Add +431.7%
NBB Nuveen Taxable Municipal Inc. 0.01% 6,161 $92K New
QQQ Invesco QQQ Trust Series 1 0.01% 178 $91K New
VHT Vanguard Health Care ETF 0.01% 355 $90K New
BMEZ BlackRock HLTH Sci TRM TR II 0.01% 5,865 $84K New
VCSH Vanguard S/T Corp. Bond ETF 0.01% 1,063 $83K New
DLY Doubleline Yield Opport 0.01% 5,208 $82K New
MUJ BlackRock Munihold NJ QLTY 0.01% 7,376 $82K New
YANG Dir DLY FT Chi Be 3X ETF-Usd 0.01% 1,163 $81K New
ETG Eaton Vance T/A GL DVD Incm 0.01% 4,312 $79K New
NUV Nuveen Municipal Value 0.01% 8,763 $75K New
LYV Live Nation Entertainment Inc. 0.01% 572 $74K Add +4.0%
RIV Rivernorth Opportunities 0.01% 6,445 $74K New
JPC Nuveen Prefered & Income Opp 0.01% 9,238 $73K New
NPCT Nuveen Core Plus Impact 0.01% 6,679 $70K New
MMD Nylim Mackay Definedterm Mun filed as NYLI MACKAY DEFINEDTERM MUNI 0.01% 4,682 $70K New
IWP iShares Russell Mid-Cap Grow 0.01% 551 $70K New
GAB Gabelli Equity Trust 0.01% 12,861 $69K New
TIDAL TRUST II 0.01% 5,292 $69K New
KTF DWS Municipal Income Trust 0.01% 7,143 $68K New
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.01% 156 $66K New
JEPI JPMorgan Equity Premium Inco 0.01% 1,150 $66K New
AKAM Akamai Technologies Inc. 0.01% 679 $65K Reduce -16.6%
ETW Eaton Vance T/M GLBL Buy-WR 0.01% 7,711 $65K New
BGH Barings GLBL SHRT Dur Hi YLD 0.01% 4,162 $64K New
RFI Cohen & Steers Tot Ret RLTY 0.01% 5,520 $64K New
CBRE GBL REAL ESTATE INC FD 0.01% 13,086 $63K New
THW Abrdn World Healthcare Fund 0.01% 5,606 $62K New
BKNG Booking Holdings Inc. 0.01% 12 $60K Add +20.0%
PANW Palo Alto Networks Inc. 0.01% 327 $60K New
APO Apollo Global Management Inc. 0.01% 352 $58K New
BCX BlackRock Resources & Commod 0.01% 6,754 $58K New
BGT BlackRock Fltng RT Inc. TR 0.01% 4,453 $57K New
XNQPX Nuveen Pa QLTY Muni Inc. 0.01% 5,116 $57K New
RKLB Rocket Lab USA Inc. 0.01% 2,208 $56K Reduce -54.5%
BYM BlackRock Muni Inc. QLTY 0.01% 5,077 $55K New
CCL Carnival Corp. 0.01% 2,183 $54K Reduce -1.4%
IIF Morgan Stanley India Invest 0.01% 2,149 $54K New
XBGYX BlackRock Enh Intl DVD TR 0.01% 10,068 $53K New
HYI Western Asset High Yield Opp 0.01% 4,475 $53K New
ADX Adams Diversified Equity 0.01% 2,617 $53K New
ASG Liberty All-Star Growth FD 0.01% 9,355 $53K New
XBFZX BlackRock Ca Muni Inc. TR 0.01% 4,666 $52K New
WELL Welltower Inc. 0.01% 408 $51K Reduce -2.6%
EOT Eaton Vance National Municip 0.01% 3,032 $50K New
RIVN Rivian Automotive Inc. Class A 0.01% 3,673 $49K New
MIY BlackRock Muniyield Mi QLTY 0.01% 4,342 $49K New
FPF First TR Interm Dur & Inc. 0.01% 2,692 $48K New
XJPIX Nuveen Preferred Securities 0.01% 2,454 $48K New
MUE BlackRock Munihold QLT FD II 0.01% 4,735 $47K New
IWF iShares Russell 1000 Growth 0.01% 117 $47K New
XBKNX BlackRock Invest QLTY Muni 0.01% 4,208 $47K New
SNOW Snowflake Inc. 0.01% 301 $46K Add +290.9%
AXON Axon Enterprise Inc. 0.01% 78 $46K New
HTD John Hancock Tax Adv DVD Inc. filed as HANCOCK JOHN TAX-ADVANTAGED 0.01% 2,089 $46K New
BST BlackRock Science & Tech TR 0.01% 1,237 $45K New
BHP BHP Group Ltd.-Spon ADR 0.01% 900 $44K Reduce -98.4%
GGN Gamco GLBL Gold NTRL Res Inc. 0.01% 11,172 $42K New
SOFI Sofi Technologies Inc. 0.01% 2,726 $42K Add +30.1%
CHW Calamos Global Dynamic Incom 0.01% 6,172 $42K New
EFT Eaton Vance Fltng RT Inc. TR 0.01% 3,236 $42K New
OIA Invesco Municipal Income Opp 0.01% 6,963 $41K New
SO The Southern Co. 0.01% 498 $41K Add +60.6%
BGR BlackRock Enrgy & Res TR 0.01% 3,238 $41K New
TCOM Trip.com Group Ltd.-ADR 0.01% 579 $40K Reduce -65.8%
NRK Nuveen NY Amt-FR Muni Inc. 0.01% 3,792 $40K New
WDC Western Digital Corp. 0.01% 665 $40K New
LITE Lumentum Holdings Inc. 0.01% 472 $40K Reduce -8.0%
RCL Royal Caribbean Cruises Ltd. 0.01% 171 $39K Reduce -50.7%
PCG P G & E Corp. 0.01% 1,941 $39K Add +19.7%
NCA Nuveen California Muni Val 0.01% 4,619 $39K New
XMQTX BlackRock Muniyield QLTY II 0.01% 3,937 $39K New
GDX Vaneck Gold Miners ETF 0.01% 1,143 $39K New
TDF Templeton Dragon Fund Inc. 0.01% 4,514 $38K New
UBER Uber Technologies Inc. 0.01% 630 $38K Reduce -10.3%
ETX Eaton Vance Muni Inc. 2028 TM 0.01% 2,140 $38K New
HPE Hewlett Packard Enterprise 0.01% 1,754 $37K New
EMB iShares JP Morgan Usd Emergi 0.01% 418 $37K New
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.01% 6,232 $36K New
COIN Coinbase Global Inc. Class A 0.01% 141 $35K Add +21.6%
TFC Truist Financial Corp. 0.01% 800 $35K Reduce -55.6%
SE Sea Ltd.-ADR 0.01% 325 $34K Reduce -10.0%
DDOG Datadog Inc. Class A 0.01% 240 $34K New
WEC WEC Energy Group Inc. 0.01% 362 $34K Reduce -20.1%
BSTZ BlackRock Sci & Tech TRM TR 0.01% 1,610 $33K New
ON On Semiconductor 0.01% 527 $33K Add +108.3%
ARES Ares Management Corp. Class A 0.01% 187 $33K New
NCLH Norwegian Cruise Line Holdin 0.01% 1,272 $33K Add +7.0%
NPV Nuveen Va QLTY Muni Inc. 0.01% 2,564 $32K New
CNK Cinemark Holdings Inc. 0.00% 997 $31K Add +211.6%
FOUR SHIFT4 Payments Inc. Class A 0.00% 297 $31K Add +62.3%
XPMFX PIMCO Municipal Income Fund 0.00% 3,399 $31K New
AAL American Airlines Group Inc. 0.00% 1,749 $30K Add +208.5%
JD Jd.com Inc.-ADR 0.00% 873 $30K Reduce -61.8%
ZS Zscaler Inc. 0.00% 165 $30K New
EIM Eaton Vance Municipal Bond 0.00% 2,814 $29K New
IDCC Interdigital Inc. 0.00% 149 $29K New
EVRG Evergy Inc. 0.00% 466 $29K Reduce -28.3%
FRPT Freshpet Inc. 0.00% 193 $29K New
INSM Insmed Inc. 0.00% 407 $28K New
EEM iShares MSCI Emerging Market 0.00% 659 $28K New
STX Seagate Technology Holdings 0.00% 317 $27K New
W Wayfair Inc. Class A 0.00% 616 $27K Reduce -56.4%
HUBS HubSpot Inc. 0.00% 39 $27K New
GPN Global Payments Inc. 0.00% 237 $27K Add +13.9%
BE Bloom Energy Corp. Class A 0.00% 1,170 $26K Add +7.4%
MTSI Macom Technology Solutions H 0.00% 200 $26K New
JAZZ Jazz Pharmaceuticals PLC 0.00% 210 $26K Add +677.8%
WDI Western Asset Divers Inc. 0.00% 1,787 $25K New
DMB BNY Mellon Muni BND Infra 0.00% 2,441 $25K New
SHYD Vaneck SH Hi YLD Muni 0.00% 1,120 $25K Reduce -62.4%
PPL PPL Corp. 0.00% 766 $25K Add +41.9%
GVA Granite Construction Inc. 0.00% 279 $24K New
NSIT Insight Enterprises Inc. 0.00% 160 $24K Add +196.3%
UPST Upstart Holdings Inc. 0.00% 390 $24K Add +46.1%
NBXG Neuberger Next Generation Co. 0.00% 1,845 $24K New
SLV iShares Silver Trust 0.00% 892 $23K New
ITRI Itron Inc. 0.00% 216 $23K Add +5.4%
EFA iShares MSCI Eafe ETF 0.00% 309 $23K New
TIDAL TRUST II 0.00% 1,883 $23K New
X United States Steel Corp. 0.00% 683 $23K Add +85.1%
BFK BlackRock Municipal Inc. TRST 0.00% 2,351 $23K New
EXAS Exact Sciences Corp. 0.00% 412 $23K Reduce -38.3%
SPOT Spotify Technology SA 0.00% 51 $23K Add +34.2%
MARA Mara Holdings Inc. 0.00% 1,327 $22K Add +23.2%
CNP Centerpoint Energy Inc. 0.00% 699 $22K Add +83.0%
XLV SS Health Care Select Sector 0.00% 160 $22K New
NVDL Granitesh 2X LNG Nvda ETF 0.00% 330 $22K Add +432.3%
TXNM TXNM Energy Inc. 0.00% 426 $21K Add +235.4%
LRN Stride Inc. 0.00% 201 $21K Add +673.1%
TLT iShares 20+ Year Treasury BD 0.00% 238 $21K New
GWRE Guidewire Software Inc. 0.00% 122 $21K New
DUK Duke Energy Corp. 0.00% 189 $20K Reduce -53.3%
CRS Carpenter Technology 0.00% 119 $20K Reduce -53.9%
AGO Assured Guaranty Ltd. 0.00% 224 $20K New
CCEP Coca-Cola Europacific Partne 0.00% 262 $20K New
GL Globe Life Inc. 0.00% 180 $20K Reduce -52.6%
NI Nisource Inc. 0.00% 546 $20K New
AEM Agnico Eagle Mines Ltd. 0.00% 256 $20K Reduce -47.6%
ETR Entergy Corp. 0.00% 263 $20K New
CORZ Core Scientific Inc. 0.00% 1,418 $20K Add +98.6%
DBX Dropbox Inc. Class A 0.00% 661 $20K Add +43.4%
JEF Jefferies Financial Group Inc. 0.00% 252 $20K Reduce -61.5%
LUV Southwest Airlines Co. 0.00% 587 $20K Add +19.8%
EFX Equifax Inc. 0.00% 77 $20K New
PODD Insulet Corp. 0.00% 75 $20K Add +13.6%
CHTR Charter Communications Inc. Class A 0.00% 57 $20K Reduce -12.3%
HALO Halozyme Therapeutics Inc. 0.00% 402 $19K Add +6.6%
NDMO Nuveen Dynamic Municipal Opp 0.00% 1,914 $19K New
MMSI Merit Medical Systems Inc. 0.00% 197 $19K Reduce -13.6%
VTR Ventas Inc. 0.00% 318 $19K Reduce -61.3%
JGH Nuveen Global High Income 0.00% 1,456 $19K New
JBLU Jetblue Airways Corp. 0.00% 2,370 $19K Add +0.5%
SRPT Sarepta Therapeutics Inc. 0.00% 153 $19K Add +19.5%
MIDD Middleby Corp. 0.00% 135 $18K Reduce -56.2%
XEFRX Eaton Vance Sr FLTG Rate TR 0.00% 1,392 $18K New
MKSI MKS Inc. filed as MKS INSTRS INC 0.00% 169 $18K Add +79.8%
EXPE Expedia Group Inc. 0.00% 93 $17K Add +232.1%
LI Li Auto Inc. - ADR 0.00% 722 $17K Reduce -23.9%
LDP Cohen & Steers Limited Durat 0.00% 842 $17K New
BRW Saba Capital Income & Opport 0.00% 2,220 $17K New
TYG Tortoise Energy Infrastruct 0.00% 400 $17K New
CPZ Calamos LNG/SHRT Eqty & DYN 0.00% 1,105 $16K New
XFOFX Cohen & Steers Closed-End Op 0.00% 1,278 $16K New
PRGS Progress Software Corp. 0.00% 247 $16K Reduce -36.8%
RCS PIMCO Strategic Income Fund 0.00% 2,111 $16K New
PHYS Sprott Physical Gold Trust 0.00% 793 $16K New
UGI Ugi Corp. 0.00% 557 $16K Reduce -8.5%
PTON Peloton Interactive Inc. Class A 0.00% 1,777 $15K Add +61.3%
TAFI AB Tax Aware Short Dur Muni filed as AB ACTIVE ETFS INC 0.00% 612 $15K Reduce -40.6%
USFD US Foods Holding Corp. 0.00% 221 $15K New
F Ford Motor Co. filed as FORD MTR CO 0.00% 1,492 $15K Reduce -30.9%
TTEK Tetra Tech Inc. 0.00% 370 $15K New
ITGR Integer Holdings Corp. 0.00% 110 $15K Reduce -63.8%
SMH Vaneck Semiconductor ETF 0.00% 60 $15K Reduce -76.1%
BL Blackline Inc. 0.00% 238 $14K Reduce -6.7%
FE Firstenergy Corp. 0.00% 362 $14K Reduce -44.4%
PSN Parsons Corp. 0.00% 156 $14K Add +151.6%
BTDR Bitdeer Technologies Group-A 0.00% 662 $14K Reduce -36.9%
CMS CMS Energy Corp. 0.00% 208 $14K Reduce -19.1%
TYL Tyler Technologies Inc. 0.00% 23 $13K New
MP MP Materials Corp. 0.00% 845 $13K Reduce -30.2%
LNTH Lantheus Holdings Inc. 0.00% 145 $13K New
XPMQX PIMCO Muni Income Fund III 0.00% 1,729 $13K New
ALNY Alnylam Pharmaceuticals Inc. 0.00% 54 $13K Add +17.4%
POST Post Holdings Inc. filed as POST HLDGS INC 0.00% 109 $12K New
NIO Nio Inc. - ADR 0.00% 2,822 $12K Reduce -21.3%
BTSG Brightspring Health Services 0.00% 710 $12K New
PML PIMCO Municipal Income FD II 0.00% 1,485 $12K New
AVK Advent Convert & Income 0.00% 971 $11K New
IONS Ionis Pharmaceuticals Inc. 0.00% 325 $11K Reduce -25.6%
AMG Affiliated Managers Group 0.00% 61 $11K New
LNT Alliant Energy Corp. 0.00% 189 $11K Reduce -10.0%
NTNX Nutanix Inc. Class A 0.00% 180 $11K Add +200.0%
GTLS Chart Industries Inc. 0.00% 56 $11K New
FLR Fluor Corp. 0.00% 213 $11K New
SNAP Snap Inc. Class A 0.00% 975 $11K Reduce -63.7%
XMVFX BlackRock Munivest Fund 0.00% 1,475 $10K New
APLD Applied Digital Corp. 0.00% 1,357 $10K New
MSTZ T-Rex 2X Inverse MSTR DT ETF 0.00% 368 $10K New
ALGT Allegiant Travel Co. 0.00% 109 $10K New
HUN Huntsman Corp. 0.00% 569 $10K New
INFN Infinera Corp. 0.00% 1,555 $10K Reduce -50.4%
VXX Ipath Series B S&P 500 Vix filed as BARCLAYS BANK PLC 0.00% 223 $10K Reduce -98.2%
HODL Vaneck Bitcoin ETF 0.00% 96 $10K No change
LYB Lyondellbasell Indu Class A 0.00% 136 $10K New
EAT Brinker International Inc. 0.00% 76 $10K Reduce -70.1%
CAG Conagra Brands Inc. 0.00% 362 $10K New
ACI Albertsons Cos Inc. Class A 0.00% 511 $10K New
PREMIER INC-CLASS A 0.00% 473 $10K New
GLW Corning Inc. 0.00% 211 $10K Reduce -78.1%
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.00% 202 $10K New
BURL Burlington Stores Inc. 0.00% 35 $10K New
WLK Westlake Corp. 0.00% 87 $10K New
IVZ Invesco Ltd. 0.00% 570 $10K Reduce -50.6%
DXCM Dexcom Inc. 0.00% 128 $10K Add +47.1%
SYY Sysco Corp. 0.00% 130 $10K New
MNST Monster Beverage Corp. 0.00% 189 $10K Reduce -80.4%
VRSN Verisign Inc. 0.00% 48 $10K New
URBN Urban Outfitters Inc. 0.00% 181 $10K Reduce -84.1%
EQT Eqt Corp. 0.00% 215 $10K New
MOH Molina Healthcare Inc. 0.00% 34 $10K New
KMX Carmax Inc. 0.00% 121 $10K New
GEV GE Vernova Inc. 0.00% 30 $10K Reduce -81.7%
LH Labcorp Holdings Inc. 0.00% 43 $10K New
FISV Fiserv Inc. 0.00% 48 $10K New
TW Tradeweb Markets Inc. Class A 0.00% 75 $10K New
RRC Range Resources Corp. 0.00% 272 $10K New
XSORX Source Capital Inc. 0.00% 225 $10K New
DOV Dover Corp. 0.00% 52 $10K New
WK Workiva Inc. 0.00% 89 $10K Add +74.5%
CYTK Cytokinetics Inc. 0.00% 207 $10K Add +38.0%
BOOT Boot Barn Holdings Inc. 0.00% 64 $10K Reduce -73.5%
HON Honeywell International Inc. 0.00% 43 $10K New
CW Curtiss-Wright Corp. 0.00% 27 $10K Reduce -57.8%
IRTC Irhythm Holdings Inc. 0.00% 106 $10K Reduce -7.0%
CHE Chemed Corp. 0.00% 18 $10K New
GBAB Guggenheim Taxable Municipal 0.00% 622 $9K New
WULF Terawulf Inc. 0.00% 1,622 $9K New
VSH Vishay Intertechnology Inc. 0.00% 542 $9K Reduce -8.0%
GBX Greenbrier Companies Inc. 0.00% 149 $9K Reduce -18.6%
WKC World Kinect Corp. 0.00% 330 $9K Reduce -6.8%
NFLX Netflix Inc. 0.00% 10 $9K New
ENOV Enovis Corp. 0.00% 201 $9K Reduce -23.6%
RGEN Repligen Corp. 0.00% 61 $9K Add +74.3%
NOG Northern Oil and Gas Inc. 0.00% 236 $9K New
HPI John Hancock Prefer Inc. 0.00% 525 $9K New
VAC Marriott Vacations World 0.00% 97 $9K Add +106.4%
MRK Merck & Co. Inc. 0.00% 85 $8K New
ALRM Alarm.com Holdings Inc. 0.00% 138 $8K Add +23.2%
AEIS Advanced Energy Industries 0.00% 72 $8K Add +56.5%
BBIO Bridgebio Pharma Inc. 0.00% 303 $8K Add +5.2%
SHOP Shopify Inc. Class A 0.00% 78 $8K Add +77.3%
HTHT H World Group Ltd.-ADR 0.00% 246 $8K Reduce -24.5%
FWONK Liberty Media Corp. Class C 0.00% 87 $8K Add +1350.0%
NET Cloudflare Inc. Class A 0.00% 73 $8K Add +52.1%
LEU Centrus Energy Corp. Class A 0.00% 114 $8K New
BSY Bentley Systems Inc. Class B 0.00% 161 $8K Reduce -32.1%
SIRI Sirius XM Holdings Inc. 0.00% 321 $7K New
ASND Ascendis Pharma A/S 0.00% 53 $7K Add +783.3%
LYFT LYFT Inc. Class A 0.00% 562 $7K Add +68.8%
RUN Sunrun Inc. 0.00% 776 $7K Reduce -50.3%
MMT Aberdeen Multimarket Income 0.00% 1,457 $7K New
FIVN FIVE9 Inc. 0.00% 165 $7K Add +5.1%
SPIB SS SPDR P Int C Corp. ETF 0.00% 201 $7K New
XPHTX Pioneer High Income Fund 0.00% 799 $6K New
HAE Haemonetics Corp. 0.00% 79 $6K Add +1.3%
FRT Federal Realty Invs Trust 0.00% 54 $6K Reduce -8.5%
ETSY Etsy Inc. 0.00% 113 $6K Reduce -41.5%
PNW Pinnacle West Capital 0.00% 70 $6K Reduce -58.1%
ZTO Zto Express Cayman Inc.-ADR 0.00% 302 $6K Reduce -88.0%
ZTR Virtus Total Return Fund Inc. 0.00% 1,004 $6K New
MCHP Microchip Technology Inc. 0.00% 100 $6K Reduce -50.0%
SYNA Synaptics Inc. 0.00% 74 $6K New
XLE SS Energy Select Sector 0.00% 65 $6K New
TMDX Transmedics Group Inc. 0.00% 88 $5K New
REXR Rexford Industrial Realty Inc. 0.00% 141 $5K Reduce -42.0%
ORA Ormat Technologies Inc. 0.00% 79 $5K Reduce -40.1%
KOS Kosmos Energy Ltd. 0.00% 1,560 $5K Reduce -7.8%
PEB Pebblebrook Hotel Trust 0.00% 382 $5K Reduce -26.8%
DKNG Draftkings Inc. Class A 0.00% 137 $5K Reduce -21.7%
BRX Brixmor Property Group Inc. 0.00% 183 $5K New
MTH Meritage Homes Corp. 0.00% 33 $5K Add +1550.0%
NNN NNN REIT Inc. 0.00% 124 $5K New
CSGS CSG Systems Intl Inc. 0.00% 99 $5K New
STWD Starwood Property Trust Inc. 0.00% 267 $5K Reduce -52.3%
PAGP Plains GP Holdings LP 0.00% 275 $5K New
MAN Manpowergroup Inc. 0.00% 87 $5K New
FHI Federated Hermes Inc. 0.00% 122 $5K New
VRRM Verra Mobility Corp. 0.00% 207 $5K New
ROST Ross Stores Inc. 0.00% 33 $5K Add +3200.0%
SMPL The Simply Good Foods Co. 0.00% 128 $5K New
JHG Janus Henderson Group PLC 0.00% 117 $5K New
PR Permian Resources Corp. Class A 0.00% 345 $5K New
RY Royal Bank of Canada 0.00% 41 $5K New
SGI Somnigroup International Inc. filed as TEMPUR SEALY INTL INC 0.00% 87 $5K New
FUND Sprott Focus Trust Inc. 0.00% 672 $5K New
UAL United Airlines Holdings Inc. 0.00% 50 $5K Reduce -75.8%
BOX Box Inc. Class A 0.00% 152 $5K Reduce -30.9%
USA Liberty All Star Equity Fund 0.00% 663 $5K New
HASI Ha Sustainable Infrastructur 0.00% 161 $4K New
PD Pagerduty Inc. 0.00% 236 $4K Reduce -30.0%
OSIS Osi Systems Inc. 0.00% 25 $4K Reduce -66.2%
ARDC Ares Dynamic Credit All 0.00% 275 $4K New
WIX Wix.com Ltd. 0.00% 19 $4K New
GES Guess? Inc. 0.00% 278 $4K Add +167.3%
EQX Equinox Gold Corp. 0.00% 762 $4K New
JBTM JBT Marel Corp. filed as JOHN BEAN TECHNOLOGIES CORP 0.00% 30 $4K Add +76.5%
AWK American Water Works Co. Inc. 0.00% 30 $4K Reduce -40.0%
BILL Bill Holdings Inc. 0.00% 44 $4K Add +4300.0%
IREN Iren Ltd. filed as IREN LIMITED 0.00% 373 $4K New
SMCI Super Micro Computer Inc. 0.00% 119 $4K New
Z Zillow Group Inc. Class C 0.00% 48 $4K Reduce -88.2%
SPB Spectrum Brands Holdings Inc. 0.00% 42 $4K Reduce -23.6%
XRX Xerox Holdings Corp. 0.00% 406 $3K Add +0.5%
CNMD Conmed Corp. 0.00% 44 $3K Reduce -34.3%
XRMMX Rvrnrth MGD Dur Muni Inc. filed as RIVERNORTH MANAGED DUR MUN I 0.00% 200 $3K New
WGO Winnebago Industries 0.00% 60 $3K Reduce -34.8%
MTCH Match Group Inc. 0.00% 86 $3K Reduce -50.6%
XYZ Block Inc. 0.00% 33 $3K Add +1000.0%
PENG Penguin Solutions Inc. 0.00% 145 $3K No change
KRE SS SPDR S&P Regional Bank 0.00% 45 $3K New
LLYVA Liberty Media Corp.-Liberty-A 0.00% 40 $3K No change
AFRM Affirm Holdings Inc. 0.00% 43 $3K Add +207.1%
NVST Envista Holdings Corp. 0.00% 127 $2K Reduce -21.1%
FLNC Fluence Energy Inc. 0.00% 137 $2K New
IMCR Immunocore Holdings PLC-ADR 0.00% 73 $2K Add +69.8%
VRNS Varonis Systems Inc. 0.00% 48 $2K New
PMM Franklin Managed Municipal I 0.00% 347 $2K New
LCII Lci Industries 0.00% 19 $2K Reduce -55.8%
LUNR Intuitive Machines Inc. 0.00% 100 $2K No change
EVH Evolent Health Inc. Class A 0.00% 152 $2K Reduce -60.8%
ABNB Airbnb Inc. Class A 0.00% 13 $2K Reduce -27.8%
BMRN Biomarin Pharmaceutical Inc. 0.00% 25 $2K Reduce -13.8%
HPS John Hancock Prefer Inc. III 0.00% 107 $2K New
RPD RAPID7 Inc. 0.00% 39 $2K Reduce -80.1%
PDD PDD Holdings Inc. 0.00% 16 $2K Reduce -74.2%
ENPH Enphase Energy Inc. 0.00% 20 $1K Reduce -91.3%
DAY Dayforce Inc. 0.00% 18 $1K Reduce -18.2%
HPF John Hancock Prefer Inc. II 0.00% 71 $1K New
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.00% 22 $967 New
ARRY Array Technologies Inc. 0.00% 148 $894 Reduce -64.7%
WOLF Wolfspeed Inc. 0.00% 121 $806 Reduce -63.3%
PENN Penn Entertainment Inc. 0.00% 39 $773 Reduce -93.2%
NICE Nice Ltd. - Spon ADR 0.00% 3 $510 Reduce -62.5%
NOVAQ Sunnova Energy International 0.00% 134 $460 Reduce -78.9%
CFLT Confluent Inc. Class A 0.00% 15 $419 Reduce -46.4%
MTN Vail Resorts Inc. 0.00% 2 $375 Add +100.0%
CABO Cable One Inc. 0.00% 1 $362 New
VRNT Verint Systems Inc. 0.00% 12 $329 Reduce -98.5%
OKTA Okta Inc. 0.00% 4 $315 Reduce -50.0%
ATSG Air Transport Services Group 0.00% 13 $286 Reduce -95.4%
GH Guardant Health Inc. 0.00% 9 $275 Reduce -69.0%
FAX Abrdn Asia-Pacific Income 0.00% 16 $236 New
TNDM Tandem Diabetes Care Inc. 0.00% 6 $216 Reduce -95.0%
CPTAF Captivision Inc. 0.00% 300 $212 No change
PEGA Pegasystems Inc. 0.00% 2 $186 New
JAMF Jamf Holding Corp. filed as JAMF HLDG CORP 0.00% 12 $169 Reduce -83.3%
UPWK Upwork Inc. 0.00% 10 $164 Add +100.0%
PAR Par Technology Corp. 0.00% 2 $145 Reduce -98.7%
LIVN Livanova PLC 0.00% 3 $139 Reduce -98.8%
RIG Transocean Ltd. 0.00% 36 $135 Reduce -99.0%
CALY Callaway Golf Company filed as TOPGOLF CALLAWAY BRANDS CORP 0.00% 17 $134 Reduce -95.7%
WB Weibo Corp.-Spon ADR 0.00% 14 $134 Reduce -99.1%
WT Wisdomtree Inc. 0.00% 11 $116 Reduce -99.3%
NBR Nabors Industries Ltd. 0.00% 2 $114 Reduce -75.0%
ANIP Ani Pharmaceuticals Inc. 0.00% 2 $111 Reduce -99.1%
PTCT PTC Therapeutics Inc. 0.00% 2 $90 Reduce -98.8%
XMTR Xometry Inc. Class A 0.00% 2 $85 Reduce -97.9%
RPAY Repay Holdings Corp. 0.00% 11 $84 Reduce -98.8%
HTCO High-Trend International-A filed as CARAVELLE INTERNATIONAL GROU 0.00% 25 $83 No change
PSF Cohen & Steers Select Prefer 0.00% 4 $79 New
TTGT Techtarget Inc. 0.00% 4 $79 New
PCRX Pacira Biosciences Inc. 0.00% 4 $75 Reduce -98.4%
UNIT Uniti Group LLC Com SHS 0.00% 13 $72 Reduce -99.3%
INVA Innoviva Inc. 0.00% 4 $69 Reduce -99.2%
DOCN Digitalocean Holdings Inc. 0.00% 2 $68 Add +100.0%
SEDG Solaredge Technologies Inc. 0.00% 5 $68 Reduce -99.1%
PRO Pros Holdings Inc. 0.00% 3 $66 Reduce -98.5%
ABR Arbor Realty Trust Inc. 0.00% 4 $55 Reduce -99.6%
TTE Totalenergies SE -Spon ADR 0.00% 1 $55 No change
XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP 0.00% 3 $53 Reduce -80.0%
IART Integra Lifesciences Holding 0.00% 2 $45 Reduce -99.8%
VIAV Viavi Solutions Inc. 0.00% 4 $40 Reduce -98.9%
HLF Herbalife Ltd. 0.00% 6 $40 Reduce -99.3%
ATEC Alphatec Holdings Inc. 0.00% 4 $37 Reduce -98.4%
RDFN Redfin Corp. 0.00% 3 $24 Reduce -57.1%
NMFC New Mountain Finance Corp. filed as NEW MTN FIN CORP 0.00% 2 $23 Reduce -96.2%
REAL The Realreal Inc. filed as THE REALREAL INC 0.00% 2 $22 Reduce -98.5%
BKD Brookdale Senior Living Inc. 0.00% 4 $20 New
STEM Stem Inc. 0.00% 29 $17 Add +314.3%
LCID Lucid Group Inc. 0.00% 4 $12 Reduce -82.6%
FUBO Fubotv Inc. 0.00% 8 $10 No change
HOUS Anywhere Real Estate Inc. 0.00% 2 $7 Reduce -94.4%
PRCH Porch Group Inc. 0.00% 1 $5 Reduce -99.2%
LAR Lithium Americas Argentina C 0.00% 1 $3 Reduce -99.3%
OPEN Opendoor Technologies Inc. 0.00% 1 $2 Reduce -90.0%

Options reported separately and not counted above: AAPL puts ($80.1M), MSFT puts ($69.5M), NVDA puts ($59.1M), MSTR puts ($28.8M), META puts ($23.4M), AVGO puts ($23.2M), GOOG puts ($19.0M), AMD puts ($18.1M), AMZN puts ($15.4M), MU puts ($12.6M), GS puts ($11.5M), CI puts ($8.3M), and 8 more.

Other holdings (9): bonds, preferreds, convertibles and warrants · $217.3M (not counted above)
SecurityClassShares / PrincipalValueChange
INSIGHT ENTERPRS (NSIT 0.75 02/15/25) NOTE 0.750% 2/1 · principal 51,007,000$114.4MAdd +365.2%
PARSONS CORP (PSN 0.25 08/15/25) NOTE 0.250% 8/1 · principal 25,084,000$52.0MNew
LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) NOTE 2.000% 2/1 · principal 16,767,000$20.6MNew
GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) NOTE 1.250% 3/1 · principal 11,195,000$16.6MNew
VEECO INSTRUMENTS INC (VECO 3.5 01/15/25) NOTE 3.500% 1/1 · principal 7,700,000$8.7MNew
INFINERA CORP (INFN 3.75 08/01/28) NOTE 3.750% 8/0 · principal 2,500,000$2.9MNo change
AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) NOTE 3.875% 8/1 · principal 2,000,000$2.0MNew
BAERW Wildfire New Pubco Inc.-27 *W EXP 01/24/202 47,317$2KNo change
OIOWW Esgl Holdings Ltd.-28 *W EXP 08/02/202 20,000$268No change

Total filed on the 13F, all lines: $863.2M.

Portfolio Sells Q3 2024 → Q4 2024

CWB SS SPDR BB Conv Sec ETF Reduce -97.5% 0.03% −18.81
FCVT First Trust Ssi Strategi ETF Reduce -69.5% 0.14% −6.37
CVRT Calamos Conv Eqty Alt ETF Reduce -79.4% 0.08% −5.16
QDTE Roundhill Nasdaq-100 0DTE Co. Reduce -72.4% 0.05% −2.82
CGMU Cap Group Municipal Income Reduce -90.6% 0.02% −2.45
TFI SS SPDR N Ice Muni Bond ETF Reduce -54.8% 0.07% −2.10
MUB iShares National Muni Bond E Reduce -55.9% 0.06% −1.99
BTI British American Tob-SP ADR Sold out 0.00% −1.72
VXX Ipath Series B S&P 500 Vix Reduce -98.2% 0.00% −1.35
PM Philip Morris International Sold out 0.00% −0.68
BABA Alibaba Group Holding-SP ADR Reduce -27.3% 0.01% −0.35
TCOM Trip.com Group Ltd.-ADR Reduce -65.8% 0.01% −0.22
JD Jd.com Inc.-ADR Reduce -61.8% 0.00% −0.20
AKAM Akamai Technologies Inc. Reduce -16.6% 0.01% −0.17
W Wayfair Inc. Class A Reduce -56.4% 0.00% −0.17
TFC Truist Financial Corp. Reduce -55.6% 0.01% −0.17
SHYD Vaneck SH Hi YLD Muni Reduce -62.4% 0.00% −0.15
PKG Packaging Corp. of America Sold out 0.00% −0.14
IRM Iron Mountain Inc. Sold out 0.00% −0.14
ZTO Zto Express Cayman Inc.-ADR Reduce -88.0% 0.00% −0.14
SMH Vaneck Semiconductor ETF Reduce -76.1% 0.00% −0.14
CAR Avis Budget Group Inc. Sold out 0.00% −0.13
RCL Royal Caribbean Cruises Ltd. Reduce -50.7% 0.01% −0.13
VTR Ventas Inc. Reduce -61.3% 0.00% −0.12
CNX CNX Resources Corp. Sold out 0.00% −0.11
UBER Uber Technologies Inc. Reduce -10.3% 0.01% −0.11
WELL Welltower Inc. Reduce -2.6% 0.01% −0.11
MNST Monster Beverage Corp. Reduce -80.4% 0.00% −0.11
EL Estee Lauder Companies Class A Sold out 0.00% −0.11
DAL Delta Air Lines Inc. Sold out 0.00% −0.10
NRG NRG Energy Inc. Sold out 0.00% −0.10
DUK Duke Energy Corp. Reduce -53.3% 0.00% −0.10
U Unity Software Inc. Sold out 0.00% −0.10
BKR Baker Hughes Co. Sold out 0.00% −0.10
AOS Smith (a.o.) Corp. Sold out 0.00% −0.10
JCI Johnson Controls Internation Sold out 0.00% −0.10
SFM Sprouts Farmers Market Inc. Sold out 0.00% −0.10
EXAS Exact Sciences Corp. Reduce -38.3% 0.00% −0.10
LECO Lincoln Electric Holdings Sold out 0.00% −0.10
CBRL Cracker Barrel Old Country Sold out 0.00% −0.10
WAB Wabtec Corp. Sold out 0.00% −0.10
WEX Wex Inc. Sold out 0.00% −0.10
RKLB Rocket Lab USA Inc. Reduce -54.5% 0.01% −0.10
FOXA Fox Corp. Class A Sold out 0.00% −0.10
URBN Urban Outfitters Inc. Reduce -84.1% 0.00% −0.10
GLW Corning Inc. Reduce -78.1% 0.00% −0.10
FICO Fair Isaac Corp. Sold out 0.00% −0.10
BBWI Bath & Body Works Inc. Sold out 0.00% −0.09
THC Tenet Healthcare Corp. Sold out 0.00% −0.09
OLED Universal Display Corp. Sold out 0.00% −0.09

Portfolio Buys Q3 2024 → Q4 2024

AAPL Apple Inc. New 12.41% +12.41
MSFT Microsoft Corp. New 10.77% +10.77
NVDA Nvidia Corp. New 9.16% +9.16
ETH Grayscale Ethereum Staking M New 6.35% +6.35
ETHW Bitwise Ethereum ETF New 5.80% +5.80
MSTR Strategy Inc. Add +29913.4% 5.42% +5.27
IBIT iShares Bitcoin Trust ETF Add +67452.4% 4.34% +4.28
ETHA iShares Ethereum Trust ETF New 3.71% +3.71
META Meta Platforms Inc. Class A New 3.63% +3.63
AVGO Broadcom Inc. New 3.59% +3.59
FETH Fidelity Ethereum Fund New 3.06% +3.06
GOOG Alphabet Inc. Class C New 2.95% +2.95
AMD Advanced Micro Devices New 2.86% +2.86
BRRR Coinshares Bitcoin ETF Add +65361.8% 2.68% +2.64
AMZN Amazon.com Inc. New 2.38% +2.38
ETHV Vaneck Ethereum ETF New 2.08% +2.08
MU Micron Technology Inc. New 1.95% +1.95
GS Goldman Sachs Group Inc. New 1.77% +1.77
CI The Cigna Group New 1.28% +1.28
QCOM Qualcomm Inc. New 1.19% +1.19
GOOGL Alphabet Inc. Class A New 0.88% +0.88
TSM Taiwan Semiconductor-SP ADR Add +12400.0% 0.92% +0.82
WMT Walmart Inc. Add +9980.6% 0.70% +0.61
VTEC Vanguard Ca Tax-Ex Bond New 0.31% +0.31
FIXD First Trust Smith Opportunis New 0.18% +0.18
TETH 21SHARES Etherm Stak ETF-Usd New 0.15% +0.15
DFGX Dimsnl Intr CF in ETF-Usd Inc. New 0.15% +0.15
PYLD PIMCO Multisector Bond Actv New 0.13% +0.13
PZA Invesco National Amt-Free Mu New 0.08% +0.08
NZF Nuveen Municipal Credit Inc. New 0.08% +0.08
HYG Ishr Ibx Usd Hiyld CB ETF-Ui New 0.07% +0.07
XLU St Sr Utl SL SE SPDR ETF-Usd New 0.05% +0.05
IBM Intl Business Machines Corp. New 0.04% +0.04
NMZ Nuveen Muni Hi Inc. Opport New 0.04% +0.04
XEVVX Eaton Vance Ltd. Durat Inc. New 0.04% +0.04
AMLP Alerian MLP ETF New 0.04% +0.04
ALB Albemarle Corp. New 0.04% +0.04
PDI PIMCO Dynamic Income Fund New 0.03% +0.03
IWM iShares Russell 2000 ETF New 0.03% +0.03
FXI iShares China Large-Cap ETF New 0.03% +0.03
MUC BlackRock Munihold Ca QLTY New 0.03% +0.03
ASHR Xtrackers Harvest Csi 300 CH New 0.03% +0.03
BTZ BlackRock Credit Allocation New 0.03% +0.03
BDJ BlackRock Enhanced Eqty DVD New 0.03% +0.03
MBB iShares MBS ETF New 0.03% +0.03
XJQCX Nuveen Credit Strategies Inc. New 0.03% +0.03
XGDVX Gabelli Dividend & Income TR New 0.03% +0.03
BTCW Wisdomtree Bitcoin Fund Add +1074.6% 0.17% +0.03
CEF Sprott Physical Gold and Sil New 0.03% +0.03
BCAT BlackRock Capital Alloc TR New 0.03% +0.03

Options Activity Q3 2024 → Q4 2024

AAPL Apple Inc. put New 320,000 $80.1M
MSFT Microsoft Corp. put New 165,000 $69.5M
NVDA Nvidia Corp. put New 440,000 $59.1M
MSTR Strategy Inc. put New 99,500 $28.8M
META Meta Platforms Inc. Class A put New 40,000 $23.4M
AVGO Broadcom Inc. put New 100,000 $23.2M
GOOG Alphabet Inc. Class C put New 100,000 $19.0M
AMD Advanced Micro Devices put New 150,000 $18.1M
AMZN Amazon.com Inc. put New 70,000 $15.4M
MU Micron Technology Inc. put New 150,000 $12.6M
GS Goldman Sachs Group Inc. put New 20,000 $11.5M
CI The Cigna Group put New 30,000 $8.3M
QCOM Qualcomm Inc. put New 50,000 $7.7M
TSM Taiwan Semiconductor-SP ADR put New 30,000 $5.9M
GOOGL Alphabet Inc. Class A put New 30,000 $5.7M
SPY SS SPDR S&P 500 ETF Trust-US put Reduce -68.1% 8,000 $4.7M
WMT Walmart Inc. put New 50,000 $4.5M
VXX Ipath Series B S&P 500 Vix call New 28,000 $1.3M
SPY SS SPDR S&P 500 ETF Trust-US call New 1,400 $821K
BTI British American Tob-SP ADR put Sold out 13,200 $483Kbefore exit
BHP BHP Group Ltd.-Spon ADR put Sold out 200 $12Kbefore exit
NLY Annaly Capital Management Inc. put Sold out 400 $8Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2024 → Q4 2024

NATERA INC (NTRA 2.25 05/01/27) NOTE 2.250% 5/0 · principal Sold out 194,930,000 $648.5Mbefore exit
INSIGHT ENTERPRS (NSIT 0.75 02/15/25) NOTE 0.750% 2/1 · principal Add +365.2% 51,007,000 $114.4M
RBC BEARINGS INC (RBC 5 10/15/24 A) 5% CNV PFD SR A Sold out 793,030 $105.5Mbefore exit
PARSONS CORP (PSN 0.25 08/15/25) NOTE 0.250% 8/1 · principal New 25,084,000 $52.0M
LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) NOTE 2.000% 2/1 · principal New 16,767,000 $20.6M
PETIQ INC (PETQ 4 06/01/26) NOTE 4.000% 6/0 · principal Sold out 15,104,000 $17.5Mbefore exit
GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) NOTE 1.250% 3/1 · principal New 11,195,000 $16.6M
PALO ALTO NETWORKS (PANW 0.375 06/01/25) NOTE 0.375% 6/0 · principal Sold out 4,268,000 $14.7Mbefore exit
VEECO INSTRUMENTS INC (VECO 3.5 01/15/25) NOTE 3.500% 1/1 · principal New 7,700,000 $8.7M
CHART INDUSTRIES INC (GTLS 1 11/15/24) NOTE 1.000%11/1 · principal Sold out 3,144,000 $6.6Mbefore exit
SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) DBCV 1.500%11/1 · principal Sold out 1,684,000 $2.9Mbefore exit
CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) NOTE 11/1 · principal Sold out 1,104,000 $2.0Mbefore exit
AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) NOTE 3.875% 8/1 · principal New 2,000,000 $2.0M
ENVESTNET INC (ENV 2.625 12/01/27) NOTE 2.625%12/0 · principal Sold out 1,000,000 $1.1Mbefore exit
SEA LTD (SEALTD 1 12/01/24) NOTE 1.000%12/0 · principal Sold out 435,000 $819Kbefore exit
GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 Sold out 100,000 $3Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 650$579.9MNVDA, MSFT, AAPL, INTC, AMZN
Q1 2026 599$321.0MNVDA, SPY, BSMT, TLT, CLOA
Q4 2025 374$650.7MMSFT, TSLA, NVDA, BSOL, AMZN
Q3 2025 116$1.2BSEA LTD (SEALTD 2.375 12/01/25), TSLA, MSFT, TSM, AMZN
Q2 2025 307$312.7MIBIT, FBTC, FETH, ETHA, ETH
Q1 2025 282$379.0MMSFT, AAPL, META, TSLA, NVDA
Q4 2024 487$646.0MAAPL, MSFT, NVDA, ETH, ETHW
Q3 2024 360$44.6MBITB, CWB, ARKB, FCVT, CVRT
Q2 2024 184$146.8MARKB, BITB, CWB, VTEB, CVRT
Q1 2024Amended 225$162.6MBITB, ARKB, FBTC, CVRT, CWB