Elm3 Financial Group, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 13, 2026), Elm3 Financial Group, LLC reported 117 stock positions worth $118.4 million. Its top holding was Amazon.com (AMZN) at 6.5% of the portfolio, followed by Nvidia (NVDA, 6.1%) and Broadcom (AVGO, 4.3%). Compared with Q4 2025, it opened 8 new positions, sold out of 4, added to 40 and reduced 64. The biggest buy was Invesco S&P 500 Equal Weight (RSP, shares +333%) and the biggest sale Microsoft (MSFT, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- ALPHARETTA, GA
- CIK
- 0002011201
- Portfolio Value
- $118.4M (Q1 2026)
- SEC Filing
- 0002011201-26-000002 ↗ filed Apr 13, 2026
Holdings Value
Holdings 117 stocks · $118.4M
| AMZN Amazon.com Inc. | 6.46% | 36,717 | $7.6M | Reduce -0.4% |
| NVDA Nvidia Corp. | 6.09% | 41,339 | $7.2M | Reduce -2.8% |
| AVGO Broadcom Inc. | 4.27% | 16,323 | $5.1M | Reduce -0.9% |
| QQQ Invesco QQQ Trust Series 1 | 3.39% | 6,945 | $4.0M | Reduce -0.5% |
| LLY Eli Lilly & Co. | 3.13% | 4,035 | $3.7M | Reduce -1.8% |
| MSFT Microsoft Corp. | 3.12% | 9,979 | $3.7M | Reduce -1.4% |
| ICLO Invesco Aaa Clo F/R Note ETF | 3.08% | 142,991 | $3.6M | Reduce -10.5% |
| QQQM Invesco Nasdaq 100 ETF | 2.87% | 14,293 | $3.4M | Reduce -0.1% |
| AAPL Apple Inc. | 2.84% | 13,238 | $3.4M | Reduce -1.3% |
| XMMO Invesco S&P Midcap Momentum | 2.62% | 21,419 | $3.1M | Add +0.0% |
| MTUM iShares MSCI USA Momentum Fa | 2.12% | 10,442 | $2.5M | Reduce -4.0% |
| SCYB Schwab High Yield Bond ETF | 2.07% | 94,088 | $2.4M | Add +47.6% |
| SPHY SS SPDR P High Yield ETF | 2.05% | 103,826 | $2.4M | Add +49.0% |
| GOOGL Alphabet Inc. Class A | 1.98% | 8,152 | $2.3M | Reduce -0.9% |
| PDI PIMCO Dynamic Income Fund | 1.86% | 128,837 | $2.2M | Add +6.5% |
| PTY PIMCO Corporate & Income Opp | 1.63% | 160,030 | $1.9M | Reduce -3.8% |
| HWM Howmet Aerospace Inc. | 1.49% | 7,668 | $1.8M | Reduce -2.6% |
| RSP Invesco S&P 500 Equal Weight | 1.49% | 9,185 | $1.8M | Add +333.1% |
| FTEC Fidelity MSCI Info Tech Indx | 1.31% | 7,446 | $1.5M | Reduce -1.0% |
| WRB WR Berkley Corp. filed as BERKLEY W R CORP | 1.30% | 23,280 | $1.5M | Reduce -3.9% |
| THYF T Rowe Price US High Yield | 1.24% | 28,824 | $1.5M | Reduce -1.8% |
| HD Home Depot Inc. | 1.20% | 4,304 | $1.4M | Reduce -25.0% |
| FDEV Fidelity Intl Multifact ETF | 1.15% | 38,201 | $1.4M | Add +1.2% |
| EWY iShares MSCI South Korea ETF | 1.08% | 10,410 | $1.3M | Reduce -1.8% |
| PHK PIMCO High Income Fund | 1.01% | 259,069 | $1.2M | Add +23.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.01% | 4,556 | $1.2M | Add +39.4% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 1.00% | 27,822 | $1.2M | Add +0.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.97% | 3,997 | $1.1M | Add +5.5% |
| LONZ PIMCO Senior Loan Active ETF | 0.95% | 22,820 | $1.1M | Reduce -20.7% |
| PPA Invesco Aerospace & Defense | 0.93% | 6,638 | $1.1M | Reduce -2.0% |
| STRL Sterling Infrastructure Inc. | 0.91% | 2,637 | $1.1M | Reduce -2.7% |
| UTES Virtus Reaves Utilities ETF | 0.90% | 13,306 | $1.1M | Add +8.1% |
| IFRA iShares US Infrastructure | 0.88% | 18,182 | $1.0M | Add +5.2% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.77% | 3,029 | $915K | Add +5.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.73% | 2,696 | $865K | Reduce -7.0% |
| EWT iShares MSCI Taiwan ETF | 0.69% | 11,524 | $817K | Reduce -2.2% |
| PGR Progressive Corp. | 0.69% | 4,094 | $812K | Reduce -4.0% |
| KLAC KLA Corp. | 0.67% | 540 | $795K | Reduce -0.7% |
| FELG Fidelity Enh LRG Cap GWTH | 0.66% | 20,830 | $781K | Add +0.6% |
| JAAA Janus Henderson Aaa Clo ETF | 0.65% | 15,248 | $768K | Reduce -5.0% |
| SMH Vaneck Semiconductor ETF | 0.64% | 1,981 | $759K | Add +24.9% |
| VTWG Vanguard Russell 2000 Growth | 0.63% | 3,238 | $742K | Add +1.4% |
| JQUA JPMorgan US Quality Factor | 0.62% | 12,007 | $736K | Reduce -4.8% |
| BRLN Ishare Fltng RT LN Av ETF-Ui | 0.61% | 14,294 | $725K | Reduce -24.1% |
| COST Costco Wholesale Corp. | 0.60% | 714 | $712K | No change |
| GDE Wisdomtree Efficient Gold PL | 0.60% | 11,294 | $710K | Reduce -3.8% |
| BXSL Blackstone Secured Lending F | 0.60% | 29,835 | $707K | Reduce -16.1% |
| IWY iShares Russell Top 200 Grow | 0.58% | 2,744 | $683K | Reduce -0.8% |
| TDG Transdigm Group Inc. | 0.57% | 587 | $680K | Reduce -1.2% |
| DTM DT Midstream Inc. | 0.54% | 4,772 | $643K | Add +0.2% |
| EPOL iShares MSCI Poland ETF | 0.54% | 17,630 | $642K | Reduce -1.9% |
| FEMR Fidelity Enh Emr MRKT ETF | 0.53% | 18,422 | $629K | Add +7.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.52% | 1,836 | $620K | Reduce -0.7% |
| PKB Invesco Building & Construct | 0.50% | 6,023 | $588K | Add +5.2% |
| IWP iShares Russell Mid-Cap Grow | 0.49% | 4,488 | $575K | Reduce -2.6% |
| GOOG Alphabet Inc. Class C | 0.48% | 1,987 | $570K | Reduce -1.4% |
| VRT Vertiv Holdings Co. Class A | 0.48% | 2,262 | $567K | Reduce -2.6% |
| FLDR Fidelity Low Durat Fact ETF | 0.46% | 10,949 | $548K | Reduce -0.2% |
| VXUS Vanguard Total Intl Stock | 0.46% | 6,994 | $539K | No change |
| JPM JPMorgan Chase & Co. | 0.45% | 1,811 | $533K | Add +0.5% |
| META Meta Platforms Inc. Class A | 0.45% | 925 | $529K | Reduce -0.2% |
| FCOM Fidelity MSCI Comm Serv Indx | 0.44% | 7,711 | $525K | Reduce -1.2% |
| PAVE Global X US Infrastructure | 0.44% | 10,212 | $519K | Add +10.9% |
| FBCG Fidelity Blue Chip Grow ETF | 0.43% | 10,209 | $512K | Reduce -1.0% |
| MOD Modine Manufacturing Co. | 0.41% | 2,223 | $482K | Reduce -5.4% |
| FFLC Fidelity Fndmntl L/C Cor ETF | 0.39% | 9,081 | $466K | Add +0.2% |
| DPG Duff & Phelps Utility & Inc. | 0.39% | 32,251 | $466K | Reduce -2.4% |
| ACGL Arch Capital Group Ltd. | 0.39% | 4,755 | $456K | Reduce -6.3% |
| ATO Atmos Energy Corp. | 0.38% | 2,425 | $448K | Add +7.3% |
| PANW Palo Alto Networks Inc. | 0.38% | 2,770 | $444K | Reduce -10.4% |
| GFLW VS Free Cash Flow Growth ETF filed as VICTORY PORTFOLIOS II | 0.38% | 16,886 | $444K | New |
| FFGX Fidelity Fndmntl GLBL Ex-US | 0.37% | 14,258 | $435K | Reduce -0.3% |
| NDAQ Nasdaq Inc. | 0.36% | 5,082 | $431K | Reduce -1.7% |
| FHLC Fidelity MSCI Health Care | 0.36% | 6,119 | $431K | Add +4.6% |
| JCPB JPMorgan Core Plus Bond ETF | 0.35% | 8,808 | $415K | Add +1.2% |
| PCN PIMCO Corporate & Income STR | 0.35% | 34,667 | $413K | Add +3.5% |
| FLBL Franklin Senior Loan ETF | 0.35% | 17,844 | $410K | Reduce -27.6% |
| CEG Constellation Energy | 0.35% | 1,465 | $409K | Add +4.5% |
| FIDI Fidelity Intl Hi Div ETF | 0.34% | 14,781 | $408K | Reduce -2.1% |
| IVV iShares Core S&P 500 ETF | 0.34% | 621 | $406K | Reduce -4.3% |
| PDN Inv Rafi Dev MKT US SM-Usdin | 0.30% | 8,257 | $358K | Add +0.5% |
| XBI SS SPDR S&P Biotech ETF | 0.30% | 2,770 | $354K | Add +7.0% |
| FFDI Fidelity Fndmnt Dev Intl ETF | 0.30% | 11,846 | $351K | Add +3.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.29% | 523 | $340K | Reduce -7.1% |
| ANET Arista Networks Inc. | 0.28% | 2,680 | $329K | Reduce -2.5% |
| JIRE JPMorgan Int Res Enh Eqty | 0.27% | 4,295 | $325K | Add +60.1% |
| PH Parker Hannifin Corp. | 0.27% | 358 | $320K | Add +19.3% |
| VFMV Vanguard US Minimum Volatili | 0.26% | 2,334 | $311K | Reduce -0.0% |
| LVHI Franklin International Low V | 0.26% | 7,634 | $309K | Add +9.7% |
| SPGI S&P Global Inc. | 0.26% | 720 | $306K | Reduce -1.4% |
| LMT Lockheed Martin Corp. | 0.26% | 500 | $302K | Reduce -0.8% |
| EME Emcor Group Inc. | 0.25% | 398 | $294K | New |
| LNG Cheniere Energy Inc. | 0.25% | 1,031 | $293K | No change |
| DIM Wisdomtree Intl M/C DVD Fund | 0.24% | 3,473 | $288K | Add +0.8% |
| CLOA iShares Aaa Clo Act ETF-Usdi | 0.24% | 5,549 | $288K | Reduce -6.4% |
| MCK McKesson Corp. | 0.24% | 326 | $282K | Reduce -4.7% |
| MPC Marathon Petroleum Corp. | 0.23% | 1,121 | $274K | New |
| PFN PIMCO Income Strategy FD II | 0.22% | 37,696 | $260K | Reduce -0.5% |
| PPH Vaneck Pharmaceutical ETF | 0.22% | 2,458 | $255K | Add +0.4% |
| AZO AutoZone Inc. | 0.21% | 74 | $250K | Reduce -2.6% |
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -1.4% | 3.12% | −0.94 |
| AMZN Amazon.com Inc. | Reduce -0.4% | 6.46% | −0.60 |
| LLY Eli Lilly & Co. | Reduce -1.8% | 3.13% | −0.53 |
| NVDA Nvidia Corp. | Reduce -2.8% | 6.09% | −0.49 |
| AVGO Broadcom Inc. | Reduce -0.9% | 4.27% | −0.46 |
| HD Home Depot Inc. | Reduce -25.0% | 1.20% | −0.44 |
| ICLO Invesco Aaa Clo F/R Note ETF | Reduce -10.5% | 3.08% | −0.31 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.26 |
| LONZ PIMCO Senior Loan Active ETF | Reduce -20.7% | 0.95% | −0.25 |
| HYT BlackRock Corp. Hi YLD | Sold out | 0.00% | −0.22 |
| NRG NRG Energy Inc. | Sold out | 0.00% | −0.20 |
| BRLN Ishare Fltng RT LN Av ETF-Ui | Reduce -24.1% | 0.61% | −0.19 |
| AAPL Apple Inc. | Reduce -1.3% | 2.84% | −0.19 |
| BXSL Blackstone Secured Lending F | Reduce -16.1% | 0.60% | −0.18 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.5% | 3.39% | −0.17 |
| GOOGL Alphabet Inc. Class A | Reduce -0.9% | 1.98% | −0.16 |
| PTY PIMCO Corporate & Income Opp | Reduce -3.8% | 1.63% | −0.15 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -4.0% | 2.12% | −0.14 |
| FLBL Franklin Senior Loan ETF | Reduce -27.6% | 0.35% | −0.13 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -0.1% | 2.87% | −0.13 |
| PGR Progressive Corp. | Reduce -4.0% | 0.69% | −0.12 |
| GOF Guggenheim Strategic Opport | Sold out | 0.00% | −0.11 |
| WRB WR Berkley Corp. | Reduce -3.9% | 1.30% | −0.11 |
| PANW Palo Alto Networks Inc. | Reduce -10.4% | 0.38% | −0.10 |
| FTEC Fidelity MSCI Info Tech Indx | Reduce -1.0% | 1.31% | −0.09 |
| BKLN Invesco Senior Loan ETF | Reduce -31.8% | 0.17% | −0.08 |
| TDG Transdigm Group Inc. | Reduce -1.2% | 0.57% | −0.08 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -7.0% | 0.73% | −0.08 |
| META Meta Platforms Inc. Class A | Reduce -0.2% | 0.45% | −0.06 |
| IWY iShares Russell Top 200 Grow | Reduce -0.8% | 0.58% | −0.06 |
| SPGI S&P Global Inc. | Reduce -1.4% | 0.26% | −0.06 |
| BIT BlackRock Multi-Sector Inc. | Reduce -20.7% | 0.19% | −0.05 |
| NDAQ Nasdaq Inc. | Reduce -1.7% | 0.36% | −0.05 |
| QGRW Wisdomtree US Quality Growth | Reduce -12.3% | 0.19% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -1.4% | 0.48% | −0.04 |
| JQUA JPMorgan US Quality Factor | Reduce -4.8% | 0.62% | −0.04 |
| IWP iShares Russell Mid-Cap Grow | Reduce -2.6% | 0.49% | −0.04 |
| FBCG Fidelity Blue Chip Grow ETF | Reduce -1.0% | 0.43% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -7.1% | 0.29% | −0.03 |
| FCOM Fidelity MSCI Comm Serv Indx | Reduce -1.2% | 0.44% | −0.03 |
| THYF T Rowe Price US High Yield | Reduce -1.8% | 1.24% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -4.3% | 0.34% | −0.03 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -5.0% | 0.65% | −0.02 |
| EWD iShares MSCI Sweden ETF | Reduce -11.8% | 0.18% | −0.02 |
| ANET Arista Networks Inc. | Reduce -2.5% | 0.28% | −0.02 |
| ACGL Arch Capital Group Ltd. | Reduce -6.3% | 0.39% | −0.02 |
| PFL PIMCO Income Strategy Fund | Reduce -5.7% | 0.17% | −0.02 |
| PFN PIMCO Income Strategy FD II | Reduce -0.5% | 0.22% | −0.02 |
| CLOA iShares Aaa Clo Act ETF-Usdi | Reduce -6.4% | 0.24% | −0.01 |
| AZO AutoZone Inc. | Reduce -2.6% | 0.21% | −0.00 |
Portfolio Buys Q4 2025 → Q1 2026
| RSP Invesco S&P 500 Equal Weight | Add +333.1% | 1.49% | +1.15 |
| SPHY SS SPDR P High Yield ETF | Add +49.0% | 2.05% | +0.68 |
| SCYB Schwab High Yield Bond ETF | Add +47.6% | 2.07% | +0.67 |
| GFLW VS Free Cash Flow Growth ETF | New | 0.38% | +0.38 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +39.4% | 1.01% | +0.31 |
| EME Emcor Group Inc. | New | 0.25% | +0.25 |
| MPC Marathon Petroleum Corp. | New | 0.23% | +0.23 |
| VGK Vanguard Ftse Europe ETF | New | 0.20% | +0.20 |
| EWW iShares MSCI Mexico ETF | New | 0.20% | +0.20 |
| TTMI TTM Technologies | New | 0.20% | +0.20 |
| UPV Proshares Ultra Ftse Europe | New | 0.18% | +0.18 |
| PCMM BBLX Private Credit Clo ETF | New | 0.17% | +0.17 |
| PHK PIMCO High Income Fund | Add +23.9% | 1.01% | +0.17 |
| SMH Vaneck Semiconductor ETF | Add +24.9% | 0.64% | +0.17 |
| XMMO Invesco S&P Midcap Momentum | Add +0.0% | 2.62% | +0.16 |
| IFRA iShares US Infrastructure | Add +5.2% | 0.88% | +0.12 |
| JIRE JPMorgan Int Res Enh Eqty | Add +60.1% | 0.27% | +0.11 |
| UTES Virtus Reaves Utilities ETF | Add +8.1% | 0.90% | +0.09 |
| PDI PIMCO Dynamic Income Fund | Add +6.5% | 1.86% | +0.09 |
| PAVE Global X US Infrastructure | Add +10.9% | 0.44% | +0.07 |
| FEMR Fidelity Enh Emr MRKT ETF | Add +7.9% | 0.53% | +0.07 |
| DTM DT Midstream Inc. | Add +0.2% | 0.54% | +0.07 |
| FDEV Fidelity Intl Multifact ETF | Add +1.2% | 1.15% | +0.07 |
| ATO Atmos Energy Corp. | Add +7.3% | 0.38% | +0.06 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +5.5% | 0.97% | +0.06 |
| PKB Invesco Building & Construct | Add +5.2% | 0.50% | +0.06 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +5.9% | 0.77% | +0.06 |
| PH Parker Hannifin Corp. | Add +19.3% | 0.27% | +0.05 |
| LVHI Franklin International Low V | Add +9.7% | 0.26% | +0.05 |
| XBI SS SPDR S&P Biotech ETF | Add +7.0% | 0.30% | +0.04 |
| PDN Inv Rafi Dev MKT US SM-Usdin | Add +0.5% | 0.30% | +0.02 |
| DIM Wisdomtree Intl M/C DVD Fund | Add +0.8% | 0.24% | +0.01 |
| BKSE BNY Mellon US Small Cap Core | Add +2.8% | 0.18% | +0.01 |
| FFDI Fidelity Fndmnt Dev Intl ETF | Add +3.3% | 0.30% | +0.01 |
| JCPB JPMorgan Core Plus Bond ETF | Add +1.2% | 0.35% | +0.01 |
| EFO Proshares Ultra MSCI Eafe | Add +1.8% | 0.21% | +0.01 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +0.5% | 0.20% | +0.01 |
| PPH Vaneck Pharmaceutical ETF | Add +0.4% | 0.22% | +0.01 |
| FHLC Fidelity MSCI Health Care | Add +4.6% | 0.36% | +0.00 |
| VTWG Vanguard Russell 2000 Growth | Add +1.4% | 0.63% | +0.00 |
| ANGL Vaneck Fallen Angel High YLD | Add +0.0% | 0.18% | −0.00 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +5.4% | 0.17% | −0.00 |
| CGDV Cap Group Dividend Value | Add +0.3% | 1.00% | −0.00 |
| PCN PIMCO Corporate & Income STR | Add +3.5% | 0.35% | −0.01 |
| FFLC Fidelity Fndmntl L/C Cor ETF | Add +0.2% | 0.39% | −0.01 |
| JPM JPMorgan Chase & Co. | Add +0.5% | 0.45% | −0.03 |
| FELG Fidelity Enh LRG Cap GWTH | Add +0.6% | 0.66% | −0.06 |
| CEG Constellation Energy | Add +4.5% | 0.35% | −0.07 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 135 | $146.0M | AMZN, NVDA, AVGO, LLY, QQQ |
| Q1 2026 | 117 | $118.4M | AMZN, NVDA, AVGO, QQQ, LLY |
| Q4 2025 | 113 | $120.6M | AMZN, NVDA, AVGO, MSFT, LLY |
| Q3 2025 | 111 | $122.0M | NVDA, AMZN, AVGO, ICLO, MSFT |
| Q2 2025 | 108 | $120.3M | AMZN, NVDA, ICLO, MSFT, AVGO |
| Q1 2025 | 101 | $113.8M | ICLO, AMZN, NVDA, LLY, BRLN |
| Q4 2024 | 90 | $117.3M | ICLO, NVDA, BRLN, MSFT, LLY |