Empire Financial Management Company, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 18, 2024), Empire Financial Management Company, LLC reported 203 stock positions worth $325.0 million. Its top holding was Distillate US Fundamental St (DSTL) at 4.3% of the portfolio, followed by Microsoft (MSFT, 3.7%) and Apple (AAPL, 3.1%). Compared with Q2 2024, it opened 15 new positions, sold out of 11, added to 70 and reduced 59. The biggest buy was Dupont DE Nemours (DD, shares +294%) and the biggest sale Microsoft (MSFT, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001971875
- Portfolio Value
- $325.0M (Q3 2024)
- SEC Filing
- 0001971875-24-000004 ↗ filed Nov 18, 2024
Holdings Value
Holdings 203 stocks · $325.0M
| DSTL Distillate US Fundamental St | 4.35% | 249,070 | $14.1M | Add +4.6% |
| MSFT Microsoft Corp. | 3.69% | 27,847 | $12.0M | Reduce -5.3% |
| AAPL Apple Inc. | 3.05% | 42,586 | $9.9M | Reduce -10.1% |
| LLY Eli Lilly & Co. | 2.59% | 9,508 | $8.4M | No change |
| JPM JPMorgan Chase & Co. | 2.52% | 38,824 | $8.2M | Reduce -1.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 2.05% | 30,096 | $6.7M | Reduce -9.1% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 1.73% | 199,589 | $5.6M | Add +1.6% |
| AMZN Amazon.com Inc. | 1.65% | 28,801 | $5.4M | Reduce -14.4% |
| HD Home Depot Inc. | 1.41% | 11,275 | $4.6M | Reduce -0.3% |
| CEG Constellation Energy | 1.39% | 17,401 | $4.5M | No change |
| LMT Lockheed Martin Corp. | 1.37% | 7,593 | $4.4M | Add +15.0% |
| ABT Abbott Laboratories | 1.36% | 38,793 | $4.4M | Add +0.8% |
| GCOW Pacer Global Cash Cows Divid | 1.35% | 120,396 | $4.4M | Add +0.8% |
| FDIV Marketdsk Focused US DVD ETF | 1.33% | 149,760 | $4.3M | Add +2.4% |
| AXP American Express Co. | 1.30% | 15,551 | $4.2M | Reduce -0.1% |
| RTX RTX Corp. | 1.29% | 34,715 | $4.2M | Reduce -2.9% |
| QDPL Pacer Met US LRG Cap DVD 400 | 1.24% | 106,292 | $4.0M | Add +15.0% |
| PG The Procter & Gamble Co. | 1.20% | 22,424 | $3.9M | No change |
| TRV The Travelers Cos Inc. | 1.17% | 16,201 | $3.8M | Add +1.2% |
| DSTX Distillate International Fun | 1.16% | 145,754 | $3.8M | Add +1.3% |
| PEG Public Service Enterprise GP | 1.14% | 41,416 | $3.7M | No change |
| JHSC John Hancock Multi Small Cap | 1.12% | 90,601 | $3.6M | Add +0.3% |
| ADP Automatic Data Processing | 1.11% | 13,031 | $3.6M | No change |
| AVGO Broadcom Inc. | 1.08% | 20,274 | $3.5M | Reduce -7.9% |
| IWM iShares Russell 2000 ETF | 1.06% | 15,530 | $3.4M | Add +33.0% |
| PHYS Sprott Physical Gold Trust | 1.04% | 166,624 | $3.4M | Add +1.9% |
| GOOGL Alphabet Inc. Class A | 1.03% | 20,186 | $3.3M | Reduce -27.6% |
| MRK Merck & Co. Inc. | 1.01% | 28,933 | $3.3M | Reduce -8.0% |
| HGER Harbor Commodity All Weather | 0.98% | 141,456 | $3.2M | Add +1.4% |
| CVX Chevron Corp. | 0.95% | 20,881 | $3.1M | Add +0.5% |
| DUK Duke Energy Corp. | 0.92% | 26,030 | $3.0M | Add +0.1% |
| AMGN Amgen Inc. | 0.88% | 8,910 | $2.9M | Add +11.4% |
| HSY The Hershey Co. | 0.88% | 14,956 | $2.9M | Add +31.7% |
| AVDV Avantis Intl S/C Value ETF | 0.87% | 40,100 | $2.8M | Add +4.5% |
| NEE Nextera Energy Inc. | 0.86% | 33,062 | $2.8M | Add +4.1% |
| PFE Pfizer Inc. | 0.85% | 95,304 | $2.8M | Add +1.1% |
| TXN Texas Instruments Inc. | 0.78% | 12,296 | $2.5M | Add +2.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.76% | 8,767 | $2.5M | Add +3.0% |
| UNH Unitedhealth Group Inc. | 0.76% | 4,216 | $2.5M | Add +0.9% |
| JNJ Johnson & Johnson | 0.76% | 15,150 | $2.5M | No change |
| HON Honeywell International Inc. | 0.75% | 11,779 | $2.4M | Add +26.2% |
| MDT Medtronic PLC | 0.75% | 26,981 | $2.4M | Add +1.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.73% | 59,948 | $2.4M | Reduce -1.6% |
| ABBV Abbvie Inc. | 0.72% | 11,870 | $2.3M | Reduce -0.8% |
| EXC Exelon Corp. | 0.72% | 57,711 | $2.3M | Add +0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.72% | 5,076 | $2.3M | Add +0.4% |
| NVDA Nvidia Corp. | 0.68% | 18,243 | $2.2M | Reduce -19.2% |
| NSC Norfolk Southern Corp. | 0.66% | 8,572 | $2.1M | Reduce -0.7% |
| XOM Exxon Mobil Corp. | 0.65% | 18,098 | $2.1M | No change |
| JEPI JPMorgan Equity Premium Inco | 0.65% | 35,245 | $2.1M | Add +2.5% |
| ETN Eaton Corp. PLC | 0.64% | 6,251 | $2.1M | Reduce -2.7% |
| KO The Coca-Cola Co. | 0.63% | 28,418 | $2.0M | No change |
| IVOL Quadratic Int Rte Vol Infl H | 0.62% | 104,173 | $2.0M | Add +0.5% |
| ORCL Oracle Corp. | 0.61% | 11,717 | $2.0M | Add +2.8% |
| XBI SS SPDR S&P Biotech ETF | 0.61% | 20,007 | $2.0M | Add +3.3% |
| PEP Pepsico Inc. | 0.59% | 11,295 | $1.9M | Reduce -34.1% |
| PAYX Paychex Inc. | 0.58% | 14,108 | $1.9M | Reduce -0.8% |
| DD Dupont DE Nemours Inc. | 0.57% | 20,632 | $1.8M | Add +294.3% |
| KMI Kinder Morgan Inc. | 0.56% | 82,400 | $1.8M | Add +73.8% |
| V Visa Inc. Class A | 0.53% | 6,310 | $1.7M | No change |
| CL Colgate-Palmolive Co. | 0.52% | 16,336 | $1.7M | Reduce -3.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.51% | 2,910 | $1.7M | Add +0.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.51% | 30,148 | $1.7M | Add +2.5% |
| NVS Novartis AG-Sponsored ADR | 0.51% | 14,374 | $1.7M | Reduce -3.1% |
| QCOM Qualcomm Inc. | 0.50% | 9,648 | $1.6M | Reduce -0.5% |
| GS Goldman Sachs Group Inc. | 0.50% | 3,275 | $1.6M | Add +3.3% |
| MPLX MPLX LP | 0.50% | 36,225 | $1.6M | No change |
| PANW Palo Alto Networks Inc. | 0.46% | 4,394 | $1.5M | Add +2.3% |
| EMR Emerson Electric Co. | 0.45% | 13,465 | $1.5M | Reduce -0.6% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.45% | 27,037 | $1.4M | Reduce -13.7% |
| ED Consolidated Edison Inc. | 0.44% | 13,720 | $1.4M | No change |
| JPUS JPMorgan Div Ret US Eq ETF | 0.43% | 11,621 | $1.4M | Reduce -4.8% |
| DELL Dell Technologies -C | 0.41% | 11,300 | $1.3M | Add +197.4% |
| JPIN JPM Diversified Ret Intl Eq filed as J P MORGAN EXCHANGE TRADED F | 0.40% | 21,716 | $1.3M | Reduce -1.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.40% | 22,537 | $1.3M | Reduce -1.6% |
| JBL Jabil Inc. | 0.39% | 10,470 | $1.3M | Add +11.8% |
| MA Mastercard Inc. Class A | 0.38% | 2,533 | $1.3M | Add +5.2% |
| AZO AutoZone Inc. | 0.38% | 395 | $1.2M | Add +4.5% |
| SO The Southern Co. | 0.38% | 13,667 | $1.2M | No change |
| BIP Brookfield Infrastructure Pa | 0.37% | 34,719 | $1.2M | Add +46.8% |
| TMO Thermo Fisher Scientific Inc. | 0.37% | 1,964 | $1.2M | Add +2.0% |
| HII Huntington Ingalls Industrie | 0.37% | 4,585 | $1.2M | Add +6.1% |
| GE General Electric filed as GE AEROSPACE | 0.36% | 6,152 | $1.2M | No change |
| EOG EOG Resources Inc. | 0.35% | 9,384 | $1.2M | Add +3.7% |
| PFFA Virtus Infracap US Pref STCK | 0.35% | 50,405 | $1.2M | Reduce -0.1% |
| GOAU US GLB GLD & Metal MNRS ETF | 0.34% | 52,581 | $1.1M | Add +1.1% |
| GD General Dynamics Corp. | 0.34% | 3,695 | $1.1M | Add +107.2% |
| ASML ASML Holding NV-NY Reg SHS | 0.34% | 1,321 | $1.1M | Add +6.9% |
| NOBL Proshares S&P 500 Dividend A | 0.33% | 9,980 | $1.1M | Add +0.1% |
| STLA Stellantis NV | 0.32% | 73,214 | $1.0M | New |
| BAX Baxter International Inc. | 0.31% | 26,907 | $1.0M | Add +263.3% |
| MLM Martin Marietta Materials | 0.31% | 1,887 | $1.0M | No change |
| COWG Pacer US LRG Cap Cows GR LD | 0.31% | 34,646 | $995K | Add +5.7% |
| DPZ Domino's Pizza Inc. | 0.30% | 2,291 | $985K | New |
| CI The Cigna Group | 0.30% | 2,822 | $978K | Add +7.4% |
| ET Energy Transfer LP | 0.30% | 60,525 | $971K | No change |
| CSHI Neos Enhanced Income 1-3 Mon | 0.30% | 19,393 | $966K | Add +45.5% |
| CROX Crocs Inc. | 0.29% | 6,580 | $953K | Add +5.3% |
| AZN Astrazeneca PLC-Spons ADR | 0.29% | 12,000 | $935K | No change |
| AIG American International Group | 0.29% | 12,711 | $931K | No change |
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -5.3% | 3.69% | −0.66 |
| GOOGL Alphabet Inc. Class A | Reduce -27.6% | 1.03% | −0.65 |
| AMZN Amazon.com Inc. | Reduce -14.4% | 1.65% | −0.50 |
| NOC Northrop Grumman Corp. | Sold out | 0.00% | −0.36 |
| SJM The JM Smucker Co. | Sold out | 0.00% | −0.36 |
| PEP Pepsico Inc. | Reduce -34.1% | 0.59% | −0.34 |
| RMD Resmed Inc. | Sold out | 0.00% | −0.31 |
| MRK Merck & Co. Inc. | Reduce -8.0% | 1.01% | −0.28 |
| AAPL Apple Inc. | Reduce -10.1% | 3.05% | −0.25 |
| NVDA Nvidia Corp. | Reduce -19.2% | 0.68% | −0.24 |
| TSLA Tesla Inc. | Sold out | 0.00% | −0.19 |
| DGX Quest Diagnostics Inc. | Sold out | 0.00% | −0.17 |
| COST Costco Wholesale Corp. | Reduce -48.1% | 0.15% | −0.15 |
| BXP BXP Inc. | Sold out | 0.00% | −0.14 |
| QCOM Qualcomm Inc. | Reduce -0.5% | 0.50% | −0.13 |
| UBER Uber Technologies Inc. | Sold out | 0.00% | −0.13 |
| JPM JPMorgan Chase & Co. | Reduce -1.4% | 2.52% | −0.12 |
| XLF SS Financial Select Sector | Sold out | 0.00% | −0.11 |
| GSK GSK PLC-Spon ADR | Reduce -33.7% | 0.20% | −0.10 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -13.7% | 0.45% | −0.10 |
| ES Eversource Energy | Sold out | 0.00% | −0.09 |
| AVGO Broadcom Inc. | Reduce -7.9% | 1.08% | −0.09 |
| EW Edwards Lifesciences Corp. | Sold out | 0.00% | −0.09 |
| MDLZ Mondelez International Inc. Class A | Reduce -28.4% | 0.27% | −0.09 |
| DKNG Draftkings Inc. Class A | Reduce -24.3% | 0.22% | −0.08 |
| HUN Huntsman Corp. | Sold out | 0.00% | −0.08 |
| BAC Bank of America Corp. | Reduce -1.6% | 0.73% | −0.07 |
| HPQ HP Inc. | Reduce -24.9% | 0.17% | −0.07 |
| D Dominion Energy Inc. | Reduce -32.1% | 0.15% | −0.05 |
| MCD McDonald's Corp. | Reduce -23.7% | 0.27% | −0.05 |
| EMR Emerson Electric Co. | Reduce -0.6% | 0.45% | −0.04 |
| INTC Intel Corp. | Reduce -1.4% | 0.07% | −0.03 |
| ETN Eaton Corp. PLC | Reduce -2.7% | 0.64% | −0.03 |
| XLK SS Technology Select Sector | Reduce -1.5% | 0.28% | −0.03 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -26.6% | 0.07% | −0.02 |
| GIS General Mills Inc. | Reduce -16.0% | 0.24% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -1.5% | 0.07% | −0.02 |
| BX Blackstone Inc. | Reduce -19.3% | 0.27% | −0.02 |
| CL Colgate-Palmolive Co. | Reduce -3.0% | 0.52% | −0.02 |
| TILT NT Mstar US Ftilt ETF | Reduce -13.5% | 0.09% | −0.02 |
| INVH Invitation Homes Inc. | Reduce -0.2% | 0.15% | −0.01 |
| NVS Novartis AG-Sponsored ADR | Reduce -3.1% | 0.51% | −0.01 |
| JPUS JPMorgan Div Ret US Eq ETF | Reduce -4.8% | 0.43% | −0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -1.6% | 0.40% | −0.01 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -4.2% | 0.14% | −0.01 |
| CVS CVS Health Corp. | Reduce -9.7% | 0.09% | −0.01 |
| UL Unilever PLC | Reduce -18.0% | 0.09% | −0.01 |
| GSLC Goldman Activebeta US LC ETF | Reduce -3.0% | 0.20% | −0.01 |
| BDX Becton Dickinson and Co. | Reduce -0.6% | 0.18% | −0.01 |
| XLV SS Health Care Select Sector | Reduce -5.4% | 0.11% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| DD Dupont DE Nemours Inc. | Add +294.3% | 0.57% | +0.43 |
| LMT Lockheed Martin Corp. | Add +15.0% | 1.37% | +0.35 |
| STLA Stellantis NV | New | 0.32% | +0.32 |
| DPZ Domino's Pizza Inc. | New | 0.30% | +0.30 |
| DSTL Distillate US Fundamental St | Add +4.6% | 4.35% | +0.30 |
| IWM iShares Russell 2000 ETF | Add +33.0% | 1.06% | +0.27 |
| PRU Prudential Financial Inc. | New | 0.26% | +0.26 |
| CG The Carlyle Group Inc. | New | 0.25% | +0.25 |
| KMI Kinder Morgan Inc. | Add +73.8% | 0.56% | +0.25 |
| DELL Dell Technologies -C | Add +197.4% | 0.41% | +0.24 |
| BAX Baxter International Inc. | Add +263.3% | 0.31% | +0.23 |
| HSY The Hershey Co. | Add +31.7% | 0.88% | +0.19 |
| GD General Dynamics Corp. | Add +107.2% | 0.34% | +0.17 |
| BIP Brookfield Infrastructure Pa | Add +46.8% | 0.37% | +0.16 |
| QDPL Pacer Met US LRG Cap DVD 400 | Add +15.0% | 1.24% | +0.12 |
| NEE Nextera Energy Inc. | Add +4.1% | 0.86% | +0.12 |
| AMD Advanced Micro Devices | New | 0.11% | +0.11 |
| BA The Boeing Co. | Add +216.2% | 0.17% | +0.10 |
| HON Honeywell International Inc. | Add +26.2% | 0.75% | +0.09 |
| TRV The Travelers Cos Inc. | Add +1.2% | 1.17% | +0.09 |
| KRE SS SPDR S&P Regional Bank | New | 0.09% | +0.09 |
| ORCL Oracle Corp. | Add +2.8% | 0.61% | +0.08 |
| THW Abrdn World Healthcare Fund | New | 0.08% | +0.08 |
| KRMD Koru Medical Systems Inc. | New | 0.08% | +0.08 |
| CSHI Neos Enhanced Income 1-3 Mon | Add +45.5% | 0.30% | +0.08 |
| RIGL Rigel Pharmaceuticals Inc. | New | 0.07% | +0.07 |
| GLW Corning Inc. | New | 0.07% | +0.07 |
| COO The Cooper Cos Inc. | New | 0.07% | +0.07 |
| PHYS Sprott Physical Gold Trust | Add +1.9% | 1.04% | +0.07 |
| QTRX Quanterix Corp. | Add +100.0% | 0.15% | +0.07 |
| GLD SPDR Gold Shares | New | 0.07% | +0.07 |
| USB US Bancorp | New | 0.07% | +0.07 |
| QDF NT Qual Div ETF | New | 0.07% | +0.07 |
| YMAB Y-Mabs Therapeutics Inc. | New | 0.06% | +0.06 |
| EXC Exelon Corp. | Add +0.7% | 0.72% | +0.06 |
| DUK Duke Energy Corp. | Add +0.1% | 0.92% | +0.06 |
| MDT Medtronic PLC | Add +1.9% | 0.75% | +0.06 |
| AMGN Amgen Inc. | Add +11.4% | 0.88% | +0.06 |
| UNH Unitedhealth Group Inc. | Add +0.9% | 0.76% | +0.05 |
| JBL Jabil Inc. | Add +11.8% | 0.39% | +0.05 |
| AVDV Avantis Intl S/C Value ETF | Add +4.5% | 0.87% | +0.05 |
| DSTX Distillate International Fun | Add +1.3% | 1.16% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.4% | 0.72% | +0.04 |
| ABT Abbott Laboratories | Add +0.8% | 1.36% | +0.04 |
| MA Mastercard Inc. Class A | Add +5.2% | 0.38% | +0.03 |
| FDIV Marketdsk Focused US DVD ETF | Add +2.4% | 1.33% | +0.03 |
| MELI MercadoLibre Inc. | Add +21.4% | 0.10% | +0.03 |
| GS Goldman Sachs Group Inc. | Add +3.3% | 0.50% | +0.02 |
| DEO Diageo PLC-Sponsored ADR | Add +5.6% | 0.27% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +2.0% | 0.37% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 139 | $252.5M | DSTL, JPM, DBMF, AVDV, FDIV |
| Q1 2026 | 211 | $442.3M | DSTL, AAPL, AMZN, JPM, LLY |
| Q4 2025 | 210 | $460.2M | AAPL, DSTL, AMZN, GOOGL, MSFT |
| Q3 2025 | 206 | $436.7M | AAPL, DSTL, MSFT, AMZN, JPM |
| Q2 2025 | 196 | $346.6M | DSTL, MSFT, JPM, AAPL, AMZN |
| Q1 2025 | 197 | $323.6M | DSTL, MSFT, JPM, AAPL, LLY |
| Q4 2024 | 196 | $320.6M | DSTL, MSFT, AAPL, JPM, LLY |
| Q3 2024 | 203 | $325.0M | DSTL, MSFT, AAPL, LLY, JPM |
| Q2 2024 | 199 | $302.3M | MSFT, DSTL, AAPL, LLY, JPM |
| Q1 2024 | 205 | $302.6M | DSTL, MSFT, AAPL, JPM, LLY |