Financial Gravity Asset Management, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 8, 2026), Financial Gravity Asset Management, Inc. reported 952 stock positions worth $561.5 million. Its top holding was iShares Intl Aggregate Bond (IAGG) at 5.6% of the portfolio, followed by Xtrackers Usd High Yield Cor (HYLB, 5.0%) and iShares 0-5 YR HY Corp. Bond (SHYG, 4.1%). Compared with Q4 2025, it opened 240 new positions, sold out of 57, added to 190 and reduced 103. The biggest buy was Schwa Prime Adv Money FD-Inv (SWVXX, shares +360%) and the biggest sale Tesla (TSLA, shares −0%).
- Most Recent 13F
- Q1 2026
- Location
- Lakeway, TX
- CIK
- 0001741736
- Portfolio Value
- $561.5M (Q1 2026)
- SEC Filing
- 0001683168-26-003579 ↗ filed May 8, 2026
Holdings Value
Holdings 952 stocks · $561.5M
| IAGG iShares Intl Aggregate Bond | 5.61% | 629,064 | $31.5M | Add +2.7% |
| HYLB Xtrackers Usd High Yield Cor | 4.96% | 770,421 | $27.9M | Add +3.4% |
| SHYG iShares 0-5 YR HY Corp. Bond | 4.08% | 541,783 | $22.9M | Add +2.9% |
| SPSM SS SPDR P S&P 600 Small Cap | 3.56% | 413,944 | $20.0M | Add +6.8% |
| EPS Wisdomtree US Large Cap Fund | 3.48% | 286,548 | $19.5M | Add +3.8% |
| STIP iShares 0-5 Year Tips Bond E | 3.43% | 186,235 | $19.3M | Add +3.2% |
| HYDW XTRS Low Beta Hi Yield ETF | 3.40% | 409,131 | $19.1M | Add +5.6% |
| SPIB SS SPDR P Int C Corp. ETF | 3.39% | 567,434 | $19.0M | Add +5.5% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 3.16% | 299,322 | $17.7M | Add +4.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 2.84% | 163,078 | $16.0M | Add +5.3% |
| VWOB Vanguard Emerg MKTS Gov BND | 2.61% | 223,444 | $14.7M | Add +3.3% |
| SPEM State Street SP PTF Em ETF | 2.55% | 304,934 | $14.3M | Add +2.0% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 2.50% | 308,980 | $14.1M | Add +3.6% |
| SPBO SS SPDR P Corp. Bond ETF | 2.29% | 442,070 | $12.8M | Add +4.0% |
| SPYV SS SPDR P S&P 500 Value ETF | 1.87% | 185,363 | $10.5M | Add +5.2% |
| ICVT iShares Convertible Bond ETF | 1.60% | 88,465 | $9.0M | Add +3.0% |
| TSLA Tesla Inc. | 1.56% | 23,592 | $8.8M | Reduce -0.4% |
| IEUR iShares Core MSCI Europe ETF | 1.50% | 120,171 | $8.4M | Add +3.6% |
| AMZN Amazon.com Inc. | 1.41% | 37,979 | $7.9M | Add +11.2% |
| SWVXX Schwa Prime Adv Money FD-Inv filed as SCHWAB PRIME ADVANTAGE MONEY INVESTOR | 1.34% | 7,499,604 | $7.5M | Add +359.7% |
| NVS Novartis AG-Sponsored ADR | 1.31% | 47,971 | $7.3M | Reduce -1.0% |
| AAPL Apple Inc. | 1.25% | 27,738 | $7.0M | Add +8.3% |
| MSFT Microsoft Corp. | 1.13% | 17,171 | $6.4M | Add +5.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.99% | 16,408 | $5.5M | Reduce -3.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.90% | 7,731 | $5.0M | Add +312.5% |
| VGSH Vanguard Short-Term Treasury | 0.89% | 84,988 | $5.0M | Add +0.3% |
| VMBS Vanguard Mortgage-Backed Sec | 0.89% | 105,910 | $5.0M | Add +0.6% |
| IPAC iShares Core MSCI Pacific Et | 0.88% | 64,847 | $5.0M | Add +12.1% |
| BSV Vanguard Short-Term Bond ETF | 0.88% | 62,860 | $4.9M | Reduce -0.2% |
| TFLO iShares Treasury Floating Ra | 0.88% | 97,346 | $4.9M | Add +1.1% |
| ICSH iShares Ultra Short Duration | 0.87% | 96,067 | $4.9M | Add +0.1% |
| UPWK Upwork Inc. | 0.83% | 424,762 | $4.7M | Add +5.8% |
| GOOG Alphabet Inc. Class C | 0.81% | 15,802 | $4.5M | Reduce -4.0% |
| WMT Walmart Inc. | 0.80% | 36,294 | $4.5M | Reduce -2.3% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.80% | 3,404 | $4.5M | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.78% | 9,111 | $4.4M | Add +2.4% |
| ARM Arm Holdings PLC-ADR | 0.72% | 26,766 | $4.0M | Add +0.9% |
| MRNA Moderna Inc. | 0.70% | 77,066 | $3.9M | Reduce -1.9% |
| META Meta Platforms Inc. Class A | 0.69% | 6,793 | $3.9M | Reduce -0.1% |
| SHW The Sherwin-Williams Co. | 0.69% | 12,021 | $3.9M | No change |
| NFLX Netflix Inc. | 0.67% | 39,150 | $3.8M | Add +1.1% |
| JNJ Johnson & Johnson | 0.66% | 15,272 | $3.7M | No change |
| MAR Marriott International Class A | 0.63% | 10,838 | $3.5M | Reduce -0.2% |
| AZN Astrazeneca PLC | 0.58% | 16,601 | $3.3M | Reduce -0.3% |
| MMM 3M Co. | 0.53% | 20,627 | $3.0M | Add +1.6% |
| KO The Coca-Cola Co. | 0.52% | 38,367 | $2.9M | Reduce -0.3% |
| IVV iShares Core S&P 500 ETF | 0.51% | 4,353 | $2.8M | Reduce -3.7% |
| BA The Boeing Co. | 0.50% | 14,145 | $2.8M | Add +1.1% |
| CL Colgate-Palmolive Co. | 0.46% | 30,487 | $2.6M | Add +2.5% |
| PG The Procter & Gamble Co. | 0.45% | 17,592 | $2.5M | Add +0.7% |
| SYK Stryker Corp. | 0.45% | 7,630 | $2.5M | Reduce -3.9% |
| SBUX Starbucks Corp. | 0.45% | 27,926 | $2.5M | Reduce -0.3% |
| TFIN Triumph Financial Inc. | 0.44% | 41,557 | $2.5M | No change |
| SMG Scotts Miracle-Gro Co. | 0.43% | 39,830 | $2.4M | Reduce -0.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.43% | 25,040 | $2.4M | Add +4.5% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.43% | 30,383 | $2.4M | Reduce -5.1% |
| CCLFX Cliffwater Corp. Lndng-I | 0.42% | 223,776 | $2.4M | Add +3347.5% |
| ADSK Autodesk Inc. | 0.42% | 9,753 | $2.3M | Add +4.3% |
| UL Unilever PLC-Sponsored ADR | 0.40% | 39,298 | $2.2M | Add +2.1% |
| FSK FS KKR Capital Corp. | 0.40% | 218,509 | $2.2M | Add +544.5% |
| CMG Chipotle Mexican Grill Inc. | 0.38% | 66,623 | $2.1M | Add +2.3% |
| CRM Salesforce Inc. | 0.37% | 11,245 | $2.1M | Add +7.1% |
| INTU Intuit Inc. | 0.37% | 4,809 | $2.1M | Add +11.3% |
| CRDTX Apollo Diversified Credit-A | 0.36% | 88,863 | $2.0M | Add +131.2% |
| NKE Nike Inc. Class B | 0.35% | 37,710 | $2.0M | Add +6.1% |
| BBDC Barings BDC Inc. | 0.35% | 240,300 | $2.0M | Add +1116.0% |
| DEO Diageo PLC-Sponsored ADR | 0.35% | 26,052 | $1.9M | Add +6.7% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.34% | 51,858 | $1.9M | Add +12.7% |
| MLPDX Invesco Stlpth MLP Inc. Class A | 0.34% | 279,327 | $1.9M | Add +6.0% |
| BPRE Bluerock Private Real Estate | 0.33% | 112,043 | $1.9M | Add +63.2% |
| GIREX Apollo Diversif RL Est-A | 0.28% | 64,176 | $1.6M | Add +45.2% |
| PFFA Virtus Infracap US Pref STCK | 0.28% | 76,001 | $1.5M | Add +1582.5% |
| MIDSX Midas Discovery | 0.23% | 338,655 | $1.3M | No change |
| VTSAX VNGD Mrngst TS MK Idx FD-Adm filed as VANGUARD TOTAL STOCK MKT IDX ADM | 0.22% | 7,818 | $1.2M | Add +0.3% |
| QUAL iShares MSCI USA Quality Fac | 0.19% | 5,679 | $1.1M | Reduce -1.6% |
| BNP PARIBAS (BNP 0 08/04/27 0002) | 0.18% | 775,000 | $1.0M | No change |
| XOM Exxon Mobil Corp. | 0.18% | 5,972 | $1.0M | Add +41.2% |
| CGCCX Apollo Diversified Credit-C | 0.17% | 42,078 | $944K | Add +3174.6% |
| XME SS SPDR S&P Metals Mining | 0.15% | 8,009 | $865K | New |
| FRBP Franklin BSP Capital Corp. | 0.15% | 63,194 | $858K | Add +138.3% |
| ACKY Vistashares TAR15 Ac Inc. ETF | 0.15% | 49,092 | $854K | New |
| WPC WP Carey Inc. | 0.15% | 12,112 | $823K | Reduce -1.3% |
| ARCC Ares Capital Corp. | 0.15% | 45,620 | $822K | Add +7503.3% |
| IAU iShares Gold Trust | 0.14% | 9,000 | $793K | New |
| CVX Chevron Corp. | 0.14% | 3,774 | $781K | Add +796.4% |
| FECRX First Eagle CRDT Opport-I | 0.13% | 33,828 | $746K | Reduce -29.5% |
| FFOMX Fidelity Adv Technology-I | 0.13% | 18,087 | $719K | New |
| OBDC Blue Owl Capital Corp. | 0.12% | 61,458 | $680K | Add +1372.8% |
| GDX Vaneck Gold Miners ETF | 0.12% | 7,100 | $652K | Add +7000.0% |
| BNP PARIBAS (BNP 0 10/06/27 0009) | 0.11% | 450,000 | $634K | No change |
| GDXJ Vaneck Junior Gold Miners | 0.11% | 5,115 | $614K | New |
| VOO Vanguard S&P 500 ETF | 0.11% | 1,005 | $600K | Reduce -1.1% |
| SCHD Schwab US DVD Equity ETF | 0.10% | 19,157 | $588K | Reduce -0.8% |
| CION Cion Investment Corp. | 0.10% | 85,834 | $587K | Add +256.9% |
| JEPI JPMorgan Equity Premium Inco | 0.10% | 10,213 | $579K | Add +1867.8% |
| INTC Intel Corp. | 0.10% | 13,062 | $576K | No change |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.10% | 2,919 | $573K | Add +0.1% |
| NVDA Nvidia Corp. | 0.10% | 3,253 | $567K | Add +40.7% |
| FRO Frontline PLC | 0.10% | 16,000 | $558K | Add +1500.0% |
| CANTOR SILVERSTEIN OPPORTUNITY ZONE TRUST II, INC | 0.10% | 20,683 | $556K | New |
Other holdings (10): bonds, preferreds, convertibles and warrants · $335K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| US TREASURY N/B (T 3.75 04/15/26) | TREASURY | 188,000 | $188K | No change |
| US TREASURY N/B (T 3.75 08/31/26) | FIX | 90,000 | $90K | No change |
| NEXPOINT REAL ESTATE FIN (NREF 9 PERP B&&&) | PREFERRED STOCK | 1,500 | $38K | No change |
| US TREASURY N/B (T 5 05/15/37) | TREASURY BONDS | 14,000 | $15K | No change |
| US TREASURY N/B (T 2.875 11/15/46) | TREASURY BONDS | 3,000 | $2K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 36 | $2K | No change |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 160 | $618 | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 2,000 | $14 | No change |
| UNTCW Unit Corp.-CW27 | WARRANT | 2 | $8 | No change |
| SEARS ROEBUCK ACCEPTANCE (SHLD 7 07/15/42) | PREFERRED DEBT | 75 | $0 | No change |
Lines left out (10) · $157K — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| CALL S & P 500 INDEX $6500 EXP 12/18/26 | OPTION INDEX | 0 | $157K |
| MFEIX MFS Growth Fund-I | MF | 0 | $62 |
| CAIFX Amer FNDS Cap Inc. BLDR-F2 | Mutual Fund | 0 | $30 |
| UBVLX Undisc MGRS Behav Val-L | BEHAVIORAL VLU L | 0 | $11 |
| AGDAX AB High Income Fund Inc. Class A | NTF BOND FUNDS | 0 | $3 |
| PONAX PIMCO Income Fund-A | NTF BOND FUNDS | 0 | $3 |
| PDBAX Pgim Total Return Bond-A | NTF BOND FUNDS | 0 | $3 |
| FAGIX Fidelity Capital & Income | BOND FUNDS | 0 | $1 |
| GTRAX Pgim Global Total Return-A | NTF BOND FUNDS | 0 | $1 |
| VBILX Vanguard Intrm BND Idx-Adm | BOND FUNDS | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $562.0M.
Portfolio Sells Q4 2025 → Q1 2026
| TSLA Tesla Inc. | Reduce -0.4% | 1.56% | −0.49 |
| SCOXX Schwab Trsry Obl MNY-Ult | Sold out | 0.00% | −0.43 |
| GOOG Alphabet Inc. Class C | Reduce -4.0% | 0.81% | −0.19 |
| META Meta Platforms Inc. Class A | Reduce -0.1% | 0.69% | −0.17 |
| 0 | Sold out | 0.00% | −0.09 |
| SYK Stryker Corp. | Reduce -3.9% | 0.45% | −0.09 |
| IVV iShares Core S&P 500 ETF | Reduce -3.7% | 0.51% | −0.09 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -5.1% | 0.43% | −0.08 |
| BSV Vanguard Short-Term Bond ETF | Reduce -0.2% | 0.88% | −0.08 |
| FECRX First Eagle CRDT Opport-I | Reduce -29.5% | 0.13% | −0.07 |
| WMFFX Amer FND Wash Mut Inv-F2 | Reduce -97.8% | 0.00% | −0.07 |
| WALTON US LAND FUND 1 LP | Sold out | 0.00% | −0.06 |
| GUGGENHEIM DEFINED P CALLED RATE TBD EFF: 02/20/26 | Sold out | 0.00% | −0.05 |
| QUAL iShares MSCI USA Quality Fac | Reduce -1.6% | 0.19% | −0.03 |
| MICC The Magnum Ice Cream Co. NV | Reduce -99.5% | 0.00% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -13.6% | 0.06% | −0.02 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -20.4% | 0.05% | −0.02 |
| SMG Scotts Miracle-Gro Co. | Reduce -0.4% | 0.43% | −0.02 |
| MAR Marriott International Class A | Reduce -0.2% | 0.63% | −0.02 |
| FEGE First Eagle GL Equity ETF | Reduce -68.8% | 0.01% | −0.02 |
| VOO Vanguard S&P 500 ETF | Reduce -1.1% | 0.11% | −0.02 |
| FTGS First Trust Grwth Strgth ETF | Reduce -81.8% | 0.00% | −0.02 |
| AFLG First Trust Active Factor La | Reduce -81.3% | 0.00% | −0.02 |
| ORCL Oracle Corp. | Reduce -0.4% | 0.03% | −0.01 |
| ESGU iShares ESG Aware MSCI USA | Reduce -0.1% | 0.09% | −0.01 |
| IWV iShares Russell 3000 ETF | Reduce -22.6% | 0.03% | −0.01 |
| FDL First Trust Morn DVD Lead Inc. | Sold out | 0.00% | −0.01 |
| GSIMX Gldmn SCHS GQG PRT Intl-Inst | Reduce -86.3% | 0.00% | −0.01 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -3.8% | 0.99% | −0.01 |
| LDUR PIMCO Enhanced Low Duration | Reduce -74.0% | 0.00% | −0.01 |
| IYW iShares Ustechnology ETF | Reduce -1.0% | 0.05% | −0.01 |
| AWSHX Amer FND Wash MTL Inv-A | Sold out | 0.00% | −0.01 |
| SBUX Starbucks Corp. | Reduce -0.3% | 0.45% | −0.01 |
| GOOGL Alphabet Inc. Class A | Reduce -18.1% | 0.02% | −0.01 |
| DIVZ Elevation Series Trust - Pol | Reduce -8.7% | 0.06% | −0.01 |
| USSG Xtrackers MSCI USA Sele Eqty | Reduce -7.5% | 0.03% | −0.01 |
| SDVY First Trust Smid Cap Rising | Reduce -96.9% | 0.00% | −0.01 |
| FTHI Fthi/First Trust Exchange-TR | Reduce -74.4% | 0.00% | −0.01 |
| BX Blackstone Inc. | Sold out | 0.00% | −0.01 |
| AZN Astrazeneca PLC | Reduce -0.3% | 0.58% | −0.01 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -40.4% | 0.01% | −0.01 |
| FTQI First Trust Nasdaq Buywrite | Reduce -73.4% | 0.00% | −0.01 |
| IQSU Nylim Cndrim US LC Eq ETF-Ui | Reduce -0.1% | 0.04% | −0.01 |
| LAPIX Lord Abbett Core Plus BND-I | Reduce -37.1% | 0.01% | −0.01 |
| WPC WP Carey Inc. | Reduce -1.3% | 0.15% | −0.01 |
| JMUB JPMorgan Municipal ETF | Sold out | 0.00% | −0.01 |
| AIRR First Trust Rba American Ind | Reduce -96.9% | 0.00% | −0.01 |
| SNPE Xtrckr S&P 500 Scor&scrn ETF | Reduce -1.9% | 0.03% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -17.1% | 0.01% | −0.01 |
| WCMI FT WCM International ETF | Sold out | 0.00% | −0.00 |
Portfolio Buys Q4 2025 → Q1 2026
| SWVXX Schwa Prime Adv Money FD-Inv | Add +359.7% | 1.34% | +1.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +312.5% | 0.90% | +0.65 |
| CCLFX Cliffwater Corp. Lndng-I | Add +3347.5% | 0.42% | +0.41 |
| BBDC Barings BDC Inc. | Add +1116.0% | 0.35% | +0.32 |
| FSK FS KKR Capital Corp. | Add +544.5% | 0.40% | +0.30 |
| PFFA Virtus Infracap US Pref STCK | Add +1582.5% | 0.28% | +0.26 |
| CRDTX Apollo Diversified Credit-A | Add +131.2% | 0.36% | +0.19 |
| CGCCX Apollo Diversified Credit-C | Add +3174.6% | 0.17% | +0.16 |
| ARM Arm Holdings PLC-ADR | Add +0.9% | 0.72% | +0.16 |
| XME SS SPDR S&P Metals Mining | New | 0.15% | +0.15 |
| ACKY Vistashares TAR15 Ac Inc. ETF | New | 0.15% | +0.15 |
| ARCC Ares Capital Corp. | Add +7503.3% | 0.15% | +0.14 |
| IAU iShares Gold Trust | New | 0.14% | +0.14 |
| BPRE Bluerock Private Real Estate | Add +63.2% | 0.33% | +0.13 |
| FFOMX Fidelity Adv Technology-I | New | 0.13% | +0.13 |
| CVX Chevron Corp. | Add +796.4% | 0.14% | +0.13 |
| GDX Vaneck Gold Miners ETF | Add +7000.0% | 0.12% | +0.11 |
| OBDC Blue Owl Capital Corp. | Add +1372.8% | 0.12% | +0.11 |
| GDXJ Vaneck Junior Gold Miners | New | 0.11% | +0.11 |
| CANTOR SILVERSTEIN OPPORTUNITY ZONE TRUST II, INC | New | 0.10% | +0.10 |
| ORC Orchid Island Capital Inc. | New | 0.10% | +0.10 |
| JEPI JPMorgan Equity Premium Inco | Add +1867.8% | 0.10% | +0.10 |
| FRO Frontline PLC | Add +1500.0% | 0.10% | +0.10 |
| IIMWX Bluerock High Inc. Inst CRD-I | Add +1944.6% | 0.10% | +0.09 |
| SRRIX Stone Ridge Rein RSK PR Int | Add +838.0% | 0.10% | +0.09 |
| STNG Scorpio Tankers Inc. | New | 0.08% | +0.08 |
| FAGCX Fidelity Adv Grwth Opprt-I | New | 0.08% | +0.08 |
| FRBP Franklin BSP Capital Corp. | Add +138.3% | 0.15% | +0.08 |
| XOM Exxon Mobil Corp. | Add +41.2% | 0.18% | +0.08 |
| TNK Teekay Tankers Ltd. Class A | New | 0.08% | +0.08 |
| MLPZX Invesco Stlpth MLP Inc. Class Y | New | 0.07% | +0.07 |
| GDXU Microsectors Gold Miners 3X | New | 0.07% | +0.07 |
| GIREX Apollo Diversif RL Est-A | Add +45.2% | 0.28% | +0.07 |
| IPAC iShares Core MSCI Pacific Et | Add +12.1% | 0.88% | +0.07 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +6.8% | 3.56% | +0.06 |
| CION Cion Investment Corp. | Add +256.9% | 0.10% | +0.06 |
| FHCIX Fidelity Adv Health Care-I | New | 0.06% | +0.06 |
| XOP SS SPDR S&P Og Exp & Prod | New | 0.06% | +0.06 |
| CCCAX Center Coast Brkfld Mid-A | New | 0.06% | +0.06 |
| WALTON US LAND FUND 1 LP | New | 0.05% | +0.05 |
| JEPQ JPM Nasdaq Equity Premium | New | 0.05% | +0.05 |
| ABAT American Battery Technology | New | 0.05% | +0.05 |
| T AT&T Inc. | Add +4281.6% | 0.05% | +0.05 |
| SILA Sila Realty Trust Inc. | Add +287.4% | 0.07% | +0.05 |
| KAUIX Federated Herm Kaufmann-Is | New | 0.05% | +0.05 |
| MLPOX Invesco Stlpth MLP Alph-Y | New | 0.04% | +0.04 |
| FSSL FS Specialty Lending Fund | Add +301.8% | 0.06% | +0.04 |
| GRIFFIN CAPITAL QUALIFIED OPPORTUNITY ZONE FUND III LP | New | 0.04% | +0.04 |
| FSCO FS Credit Opportunities Corp. | New | 0.04% | +0.04 |
| SHYL Xtrackers SHRT Dur High Yiel | New | 0.04% | +0.04 |
Notes & Other Activity Q4 2025 → Q1 2026
| US TREASURY N/B (T 4.25 01/31/26) | Fixed Income | Sold out | 194,000 | $194Kbefore exit |
| CALL S & P 500 INDEX $6500 EXP 12/18/26 | OPTION INDEX | New | 0 | $157K |
| US TREASURY N/B (T 4.625 03/15/26) | Fixed Income | Sold out | 50,000 | $50Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 952 | $561.5M | IAGG, HYLB, SHYG, SPSM, EPS |
| Q4 2025 | 768 | $518.9M | IAGG, HYLB, SHYG, EPS, STIP |
| Q3 2025 | 966 | $507.0M | IAGG, HYLB, SHYG, EPS, HYDW |
| Q1 2025 | 1,064 | $458.5M | IAGG, HYLB, SHYG, STIP, EPS |
| Q2 2024 | 1,221 | $399.8M | IAGG, HYLB, SHYG, EPS, STIP |
| Q1 2024Amended | 1,110 | $355.4M | IAGG, HYLB, SHYG, SPIB, SPSM |