Financial Management Professionals, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 16, 2024), Financial Management Professionals, Inc. reported 1,042 stock positions worth $678.5 million. Its top holding was Goldman Activebeta US LC ETF (GSLC) at 13.9% of the portfolio, followed by Schwab US Large-Cap Growth (SCHG, 6.9%) and John Hancock Multi Fact Mid (JHMM, 6.3%). Compared with Q4 2023, it opened 96 new positions, sold out of 89, added to 253 and reduced 247. The biggest buy was Van Morst SML-Cap Gro-Usd (VBK, shares +3852%) and the biggest sale an exit from iShares Russell Mid-Cap Grow (IWP).
- Most Recent 13F
- Q2 2026
- Location
- AUSTIN, TX
- CIK
- 0001568132
- Portfolio Value
- $678.5M (Q1 2024)
- SEC Filing
- 0001568132-24-000003 ↗ filed Apr 16, 2024
Holdings Value
Holdings 1,042 stocks · $678.5M
| GSLC Goldman Activebeta US LC ETF | 13.94% | 911,478 | $94.6M | Add +4.0% |
| SCHG Schwab US Large-Cap Growth | 6.89% | 503,948 | $46.7M | Add +2.2% |
| JHMM John Hancock Multi Fact Mid | 6.26% | 739,834 | $42.5M | Add +3.6% |
| GSIE Goldman Sachs Activebeta Int | 5.05% | 999,184 | $34.3M | Add +4.9% |
| IWB iShares Russell 1000 ETF | 4.61% | 108,702 | $31.3M | Reduce -0.5% |
| SMLF iShares US Smallcap Equity F | 4.30% | 459,317 | $29.2M | Add +3.1% |
| JPST JPMorgan Ultra-Short Income | 3.92% | 527,334 | $26.6M | Add +2.1% |
| VOO Vanguard S&P 500 ETF | 3.68% | 51,952 | $25.0M | Add +5.2% |
| BND Vanguard Total Bond Market | 3.47% | 324,238 | $23.5M | Add +19.3% |
| SCHX Schwab US Large-Cap ETF | 3.39% | 370,096 | $23.0M | Reduce -0.3% |
| HYS PIMCO 0-5 Year H/Y Corp. Bond | 2.46% | 178,298 | $16.7M | Add +3.0% |
| BWZ State Street SPDR Bloomberg | 2.33% | 600,934 | $15.8M | Add +4.0% |
| SCHF Schwab Intl Equity ETF | 2.28% | 396,675 | $15.5M | Add +17.4% |
| FDHY Fidelity Enh Hi YLD ETF | 2.20% | 310,726 | $14.9M | Add +5.3% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 2.13% | 60,205 | $14.4M | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.12% | 27,460 | $14.4M | Add +8.1% |
| VUSB Vanguard Ultra Short Bond Et | 1.68% | 229,580 | $11.4M | Add +1.6% |
| IEMG iShares Core MSCI Emerging | 1.56% | 205,546 | $10.6M | Add +15.5% |
| JPIE JPMorgan Income ETF | 1.43% | 213,006 | $9.7M | Reduce -3.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.12% | 30,456 | $7.6M | Add +2.1% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 1.06% | 27,664 | $7.2M | Add +3852.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.05% | 97,750 | $7.2M | Reduce -0.3% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 1.03% | 108,534 | $7.0M | Reduce -0.1% |
| ITOT iShares Core S&P Total U.S. | 1.00% | 59,139 | $6.8M | Reduce -10.5% |
| ACWI iShares MSCI Acwi ETF | 0.99% | 61,005 | $6.7M | No change |
| VEU Vanguard Ftse All-World Ex-U | 0.96% | 111,534 | $6.5M | Add +2.5% |
| JPIB JPMorgan Intl BND ETF | 0.68% | 96,706 | $4.6M | Reduce -0.4% |
| AAPL Apple Inc. | 0.62% | 24,388 | $4.2M | Reduce -2.5% |
| PRN Invesco Dorsey Wright Indus | 0.55% | 26,507 | $3.7M | Reduce -7.8% |
| IYW iShares Ustechnology ETF | 0.54% | 26,974 | $3.6M | Reduce -8.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.53% | 13,852 | $3.6M | Reduce -10.7% |
| VT Vanguard Tot World STK ETF | 0.50% | 30,922 | $3.4M | Reduce -10.3% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.49% | 81,694 | $3.3M | Reduce -10.5% |
| XOM Exxon Mobil Corp. | 0.46% | 26,646 | $3.1M | Reduce -4.1% |
| GL Globe Life Inc. | 0.43% | 24,871 | $2.9M | No change |
| DXJ Wisdomtree Japan Hedged Eq | 0.40% | 24,966 | $2.7M | Reduce -9.0% |
| SCHB Schwab US Broad Market ETF | 0.40% | 44,351 | $2.7M | Reduce -1.7% |
| HOMB Home Bancshares Inc. | 0.40% | 109,923 | $2.7M | Reduce -16.8% |
| MSFT Microsoft Corp. | 0.39% | 6,340 | $2.7M | Reduce -1.2% |
| GBTC Grayscale Bitcoin Trust ETF | 0.33% | 35,929 | $2.3M | Reduce -63.1% |
| EDIV State Street SPDR S&P Emergi | 0.33% | 66,358 | $2.2M | Reduce -8.3% |
| JPM JPMorgan Chase & Co. | 0.31% | 10,545 | $2.1M | Reduce -1.6% |
| NVDA Nvidia Corp. | 0.27% | 2,039 | $1.8M | Reduce -16.1% |
| ITB iShares U.S. Home Constructi | 0.27% | 15,633 | $1.8M | New |
| VOX Vanguard Communication Servi | 0.26% | 13,269 | $1.7M | Reduce -53.7% |
| AMZN Amazon.com Inc. | 0.24% | 8,946 | $1.6M | Reduce -13.4% |
| BTCO Invsco GLXY BTCN ETF | 0.21% | 20,151 | $1.4M | New |
| IXP iShares Global Comm Services | 0.19% | 15,601 | $1.3M | New |
| FBTC Fidelity Wise Origin Bitcoin | 0.18% | 19,370 | $1.2M | New |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.17% | 12,828 | $1.2M | Reduce -12.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.16% | 2,618 | $1.1M | Reduce -2.8% |
| BITB Bitwise Bitcoin ETF | 0.16% | 27,793 | $1.1M | New |
| MINT PIMCO Enhanced Short Maturit | 0.16% | 10,682 | $1.1M | Add +20.3% |
| EPD Enterprise Products Partners | 0.16% | 36,352 | $1.1M | Add +1249.9% |
| SHY iShares 1-3 Year Treasury Bo | 0.15% | 12,794 | $1.0M | Add +15.3% |
| META Meta Platforms Inc. Class A | 0.15% | 2,102 | $1.0M | Reduce -3.8% |
| CVX Chevron Corp. | 0.14% | 6,218 | $981K | Add +6.5% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.14% | 19,307 | $980K | New |
| LLY Eli Lilly & Co. | 0.14% | 1,196 | $930K | Reduce -56.4% |
| SOXX iShares Semiconductor ETF | 0.13% | 3,877 | $876K | Reduce -5.7% |
| XHB SS SPDR S&P Homebldrs ETF | 0.12% | 7,572 | $845K | Reduce -4.6% |
| TXN Texas Instruments Inc. | 0.11% | 4,446 | $775K | Add +9.8% |
| ABBV Abbvie Inc. | 0.11% | 4,249 | $774K | Reduce -17.1% |
| AVGO Broadcom Inc. | 0.11% | 576 | $763K | Reduce -19.0% |
| LRCX Lam Research Corp. | 0.11% | 785 | $763K | Reduce -2.1% |
| HD Home Depot Inc. | 0.11% | 1,986 | $762K | Add +8.9% |
| MS Morgan Stanley | 0.11% | 7,937 | $747K | Add +8.2% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.11% | 13,384 | $734K | Add +139.9% |
| SHW The Sherwin-Williams Co. | 0.11% | 2,093 | $727K | Reduce -0.9% |
| GOOGL Alphabet Inc. Class A | 0.11% | 4,743 | $716K | Reduce -7.7% |
| TSLA Tesla Inc. | 0.10% | 4,045 | $711K | Reduce -6.1% |
| COP Conocophillips | 0.10% | 5,578 | $710K | Add +3.0% |
| DUK Duke Energy Corp. | 0.10% | 7,064 | $683K | Add +10.4% |
| BFST Business First Bancshares | 0.10% | 30,000 | $668K | No change |
| KO The Coca-Cola Co. | 0.10% | 10,670 | $653K | Add +14.1% |
| UNH Unitedhealth Group Inc. | 0.10% | 1,320 | $653K | Reduce -1.6% |
| BRK.A 1/100 Berkshire HTWY A Class A | 0.09% | 100 | $634K | No change |
| SHV iShares 0-1 Year Treasury Bo | 0.09% | 5,671 | $627K | Add +78.8% |
| PSP Invesco Global Listed Privat | 0.09% | 9,414 | $621K | New |
| PG The Procter & Gamble Co. | 0.09% | 3,635 | $590K | Add +8.1% |
| PM Philip Morris International | 0.09% | 6,329 | $580K | Add +6.7% |
| LMT Lockheed Martin Corp. | 0.08% | 1,229 | $559K | Add +10.6% |
| ISRG Intuitive Surgical Inc. | 0.08% | 1,364 | $544K | Add +0.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.08% | 14,016 | $531K | Add +26.5% |
| PFE Pfizer Inc. | 0.08% | 19,089 | $530K | Add +11.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.08% | 7,013 | $521K | Add +58.5% |
| MRK Merck & Co. Inc. | 0.07% | 3,578 | $472K | Reduce -3.1% |
| HELO JPMorgan Hedged Equity ETF | 0.07% | 8,302 | $465K | New |
| PEP Pepsico Inc. | 0.07% | 2,592 | $454K | Reduce -2.7% |
| CMI Cummins Inc. | 0.07% | 1,536 | $453K | Reduce -5.5% |
| CSCO Cisco Systems Inc. | 0.07% | 9,025 | $450K | Add +3.4% |
| MET Metlife Inc. | 0.07% | 5,966 | $442K | Add +18.9% |
| GILD Gilead Sciences Inc. | 0.06% | 5,878 | $431K | Add +6.5% |
| AGG iShares Core U.S. Aggregate | 0.06% | 4,188 | $410K | Reduce -0.4% |
| VLO Valero Energy Corp. | 0.06% | 2,374 | $405K | Reduce -12.1% |
| PLD Prologis Inc. | 0.06% | 3,104 | $404K | Add +14.6% |
| AIG American International Group | 0.06% | 5,057 | $395K | Add +16.3% |
| MDT Medtronic PLC | 0.06% | 4,473 | $390K | Add +16.0% |
| TGT Target Corp. | 0.06% | 2,171 | $385K | Add +24.5% |
| AMGN Amgen Inc. | 0.06% | 1,344 | $382K | Reduce -1.4% |
Portfolio Sells Q4 2023 → Q1 2024
| IWP iShares Russell Mid-Cap Grow | Sold out | 0.00% | −1.18 |
| XES SS SPDR S&P Og Eqp & Serv | Sold out | 0.00% | −0.35 |
| VOX Vanguard Communication Servi | Reduce -53.7% | 0.26% | −0.29 |
| JPIE JPMorgan Income ETF | Reduce -3.9% | 1.43% | −0.22 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -63.1% | 0.33% | −0.21 |
| AAPL Apple Inc. | Reduce -2.5% | 0.62% | −0.17 |
| HOMB Home Bancshares Inc. | Reduce -16.8% | 0.40% | −0.15 |
| ITOT iShares Core S&P Total U.S. | Reduce -10.5% | 1.00% | −0.13 |
| LLY Eli Lilly & Co. | Reduce -56.4% | 0.14% | −0.12 |
| JPIB JPMorgan Intl BND ETF | Reduce -0.4% | 0.68% | −0.08 |
| VT Vanguard Tot World STK ETF | Reduce -10.3% | 0.50% | −0.07 |
| TSLA Tesla Inc. | Reduce -6.1% | 0.10% | −0.07 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -10.7% | 0.53% | −0.07 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -10.5% | 0.49% | −0.06 |
| IWB iShares Russell 1000 ETF | Reduce -0.5% | 4.61% | −0.06 |
| EDIV State Street SPDR S&P Emergi | Reduce -8.3% | 0.33% | −0.06 |
| IYW iShares Ustechnology ETF | Reduce -8.4% | 0.54% | −0.05 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -12.8% | 0.17% | −0.05 |
| SPYV SS SPDR P S&P 500 Value ETF | Sold out | 0.00% | −0.03 |
| SCHX Schwab US Large-Cap ETF | Reduce -0.3% | 3.39% | −0.03 |
| VZIO Vizio Holding Corp. Class A | Sold out | 0.00% | −0.02 |
| MO Altria Group Inc. | Reduce -46.1% | 0.02% | −0.02 |
| EMR Emerson Electric Co. | Reduce -93.3% | 0.00% | −0.02 |
| UNH Unitedhealth Group Inc. | Reduce -1.6% | 0.10% | −0.02 |
| AMZN Amazon.com Inc. | Reduce -13.4% | 0.24% | −0.02 |
| AVGO Broadcom Inc. | Reduce -19.0% | 0.11% | −0.02 |
| SKY Champion Homes Inc. | Sold out | 0.00% | −0.02 |
| IRM Iron Mountain Inc. | Reduce -26.6% | 0.05% | −0.02 |
| IWN iShares Russell 2000 Value E | Sold out | 0.00% | −0.02 |
| ABBV Abbvie Inc. | Reduce -17.1% | 0.11% | −0.02 |
| BA The Boeing Co. | Reduce -25.7% | 0.01% | −0.01 |
| SMLR Semler Scientific Inc. | Reduce -55.2% | 0.00% | −0.01 |
| GOOGL Alphabet Inc. Class A | Reduce -7.7% | 0.11% | −0.01 |
| XEL Xcel Energy Inc. | Reduce -89.6% | 0.00% | −0.01 |
| VDE Vanguard Energy ETF | Sold out | 0.00% | −0.01 |
| SCHB Schwab US Broad Market ETF | Reduce -1.7% | 0.40% | −0.01 |
| TDC Teradata Corp. | Sold out | 0.00% | −0.01 |
| PRN Invesco Dorsey Wright Indus | Reduce -7.8% | 0.55% | −0.01 |
| SHEL Shell PLC-ADR | Reduce -13.1% | 0.04% | −0.01 |
| PSX Phillips 66 | Reduce -39.4% | 0.02% | −0.01 |
| ETF MANAGERS TR | Sold out | 0.00% | −0.01 |
| LKQ LKQ Corp. | Reduce -96.1% | 0.00% | −0.01 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -0.1% | 1.03% | −0.01 |
| DHI D.R. Horton Inc. | Reduce -99.1% | 0.00% | −0.01 |
| GIII G-III Apparel Group Ltd. | Sold out | 0.00% | −0.01 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Sold out | 0.00% | −0.01 |
| AMGN Amgen Inc. | Reduce -1.4% | 0.06% | −0.01 |
| AGG iShares Core U.S. Aggregate | Reduce -0.4% | 0.06% | −0.01 |
| MCD McDonald's Corp. | Reduce -6.2% | 0.03% | −0.01 |
| PEP Pepsico Inc. | Reduce -2.7% | 0.07% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +3852.0% | 1.06% | +1.04 |
| GSLC Goldman Activebeta US LC ETF | Add +4.0% | 13.94% | +0.54 |
| ITB iShares U.S. Home Constructi | New | 0.27% | +0.27 |
| SCHF Schwab Intl Equity ETF | Add +17.4% | 2.28% | +0.25 |
| SCHG Schwab US Large-Cap Growth | Add +2.2% | 6.89% | +0.22 |
| BND Vanguard Total Bond Market | Add +19.3% | 3.47% | +0.21 |
| BTCO Invsco GLXY BTCN ETF | New | 0.21% | +0.21 |
| IXP iShares Global Comm Services | New | 0.19% | +0.19 |
| FBTC Fidelity Wise Origin Bitcoin | New | 0.18% | +0.18 |
| VOO Vanguard S&P 500 ETF | Add +5.2% | 3.68% | +0.17 |
| BITB Bitwise Bitcoin ETF | New | 0.16% | +0.16 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +8.1% | 2.12% | +0.15 |
| EPD Enterprise Products Partners | Add +1249.9% | 0.16% | +0.14 |
| JMST JPM Ultra-Short Muni Income | New | 0.14% | +0.14 |
| JHMM John Hancock Multi Fact Mid | Add +3.6% | 6.26% | +0.13 |
| IEMG iShares Core MSCI Emerging | Add +15.5% | 1.56% | +0.10 |
| PSP Invesco Global Listed Privat | New | 0.09% | +0.09 |
| HELO JPMorgan Hedged Equity ETF | New | 0.07% | +0.07 |
| SLB SLB Ltd. | Add +139.9% | 0.11% | +0.06 |
| JCI Johnson Controls Internation | Add +21700.0% | 0.05% | +0.05 |
| IBIT iShares Bitcoin Trust ETF | New | 0.04% | +0.04 |
| SHV iShares 0-1 Year Treasury Bo | Add +78.8% | 0.09% | +0.04 |
| USIG iShares Broad Usd Investment | New | 0.03% | +0.03 |
| SMLF iShares US Smallcap Equity F | Add +3.1% | 4.30% | +0.03 |
| ADI Analog Devices Inc. | Add +351.1% | 0.04% | +0.03 |
| IEFA iShares Core MSCI Eafe ETF | Add +58.5% | 0.08% | +0.03 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +1.6% | 2.13% | +0.02 |
| BAC Bank of America Corp. | Add +26.5% | 0.08% | +0.02 |
| VGIT Vanguard Intermediate-Term T | New | 0.02% | +0.02 |
| TGT Target Corp. | Add +24.5% | 0.06% | +0.02 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +480.0% | 0.02% | +0.02 |
| ARE Alexandria Real Estate Equit | Add +66.1% | 0.04% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +267.1% | 0.02% | +0.01 |
| MINT PIMCO Enhanced Short Maturit | Add +20.3% | 0.16% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | New | 0.01% | +0.01 |
| XLF SS Financial Select Sector | Add +215.9% | 0.02% | +0.01 |
| CNNE Cannae Holdings Inc. | New | 0.01% | +0.01 |
| USHY iShares Broad Usd High Yield | Add +1973.2% | 0.01% | +0.01 |
| MET Metlife Inc. | Add +18.9% | 0.07% | +0.01 |
| GTX Garrett Motion Inc. | Add +93.1% | 0.02% | +0.01 |
| XLK SS Technology Select Sector | Add +59.6% | 0.03% | +0.01 |
| AIG American International Group | Add +16.3% | 0.06% | +0.01 |
| VONV Vanguard Russell 1000 Value | New | 0.01% | +0.01 |
| XLV SS Health Care Select Sector | Add +234.7% | 0.01% | +0.01 |
| XLY SS Consumer Disc Select Sect | Add +237.5% | 0.01% | +0.01 |
| HD Home Depot Inc. | Add +8.9% | 0.11% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.01% | +0.01 |
| AMD Advanced Micro Devices | Add +9.8% | 0.05% | +0.01 |
| APD Air Products & Chemicals Inc. | Add +47.8% | 0.05% | +0.01 |
| VGM Invesco Trust for Investmen | New | 0.01% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| BOTZ Global X Robotics & Artifici | RBTCS ARTFL INTE | Reduce -100.0% | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,050 | $1.1B | GSLC, DFAI, GSIE, SCHX, JHMM |
| Q1 2026 | 961 | $891.6M | GSLC, DFAI, JHMM, GSIE, SCHX |
| Q4 2025 | 965 | $969.6M | GSLC, DFAI, SCHG, SCHX, JHMM |
| Q3 2025 | 946 | $960.8M | GSLC, SCHG, DFAI, SCHX, JHMM |
| Q2 2025 | 1,015 | $888.8M | GSLC, SCHG, DFAI, SCHX, JHMM |
| Q1 2025 | 992 | $782.9M | GSLC, DFAI, SCHG, JHMM, SCHX |
| Q4 2024 | 981 | $791.1M | GSLC, SCHG, JHMM, DFAI, GSIE |
| Q3 2024 | 1,012 | $805.4M | GSLC, SCHG, JHMM, DFAI, GSIE |
| Q2 2024 | 981 | $728.6M | GSLC, SCHG, JHMM, IWB, DFAI |
| Q1 2024 | 1,042 | $678.5M | GSLC, SCHG, JHMM, GSIE, IWB |