Flow State Investments, L.P.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Flow State Investments, L.P. reported 112 stock positions worth $189.1 million. Its top holding was Screaming Eagle Acq Class A (SCRM) at 11.9% of the portfolio, followed by Pioneer Natural Resources (PXD, 6.4%) and Amedisys (AMED, 4.0%). Compared with Q4 2023, it opened 50 new positions, sold out of 39, added to 31 and reduced 28. The biggest buy was Screaming Eagle Acq Class A (SCRM, shares +384%) and the biggest sale an exit from RPT Realty.
- Most Recent 13F
- Q4 2024
- Location
- CHICAGO, IL
- CIK
- 0001850755
- Portfolio Value
- $189.1M (Q1 2024)
- SEC Filing
- 0001850755-24-000001 ↗ filed May 13, 2024
Holdings Value
Holdings 112 stocks · $189.1M
| SCRM Screaming Eagle Acq Class A | 11.86% | 2,096,406 | $22.4M | Add +383.9% |
| PXD Pioneer Natural Resources Co. | 6.43% | 46,329 | $12.2M | Add +1444.3% |
| AMED Amedisys Inc. | 4.05% | 83,000 | $7.6M | Reduce -3.5% |
| ACI Albertsons Cos Inc. Class A | 3.15% | 277,801 | $6.0M | Add +688.5% |
| TRTLF Tortoiseecofin Acquisition-A | 2.79% | 489,065 | $5.3M | Reduce -0.4% |
| RRACF Rigel Resource Acquisit Class A | 2.63% | 445,000 | $5.0M | Add +3.5% |
| SVIIF Spring Valley Acquisition-A | 2.62% | 450,403 | $4.9M | Add +329.0% |
| CNDA Concord Acquisition Corp. Class A | 2.42% | 435,109 | $4.6M | Add +234.7% |
| CPRI Capri Holdings Ltd. | 2.38% | 99,486 | $4.5M | Add +35.4% |
| OKLO Oklo Inc. filed as ALTC ACQUISITION CORP | 2.37% | 392,860 | $4.5M | Add +423.8% |
| KVACF Keen Vision Acquisition Corp. | 2.35% | 425,000 | $4.4M | Add +49.1% |
| HES Hess Corp. | 2.10% | 26,000 | $4.0M | Add +333.3% |
| CVII Churchill Capital Corp. Vii-A | 2.00% | 353,800 | $3.8M | Reduce -39.1% |
| ANSC Agriculture & Natural Soluti | 1.88% | 350,000 | $3.6M | Add +75.0% |
| COLOMBIER ACQUISITION CORP | 1.85% | 341,000 | $3.5M | Add +196.5% |
| LCW Learn CW Investment Corp. Class A | 1.73% | 298,620 | $3.3M | Reduce -0.5% |
| LGF.B Lions Gate Entertainment-B | 1.66% | 337,886 | $3.1M | New |
| PEGR Project Energy Reimagined Ac | 1.60% | 287,706 | $3.0M | New |
| SRLN SS Blackstone Sr Loan ETF | 1.55% | 69,600 | $2.9M | Add +16.0% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 1.45% | 246,853 | $2.7M | New |
| CPE Callon Petroleum Co. | 1.44% | 76,000 | $2.7M | New |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 1.37% | 247,543 | $2.6M | Reduce -10.0% |
| ARES ACQUISITION CORP II | 1.34% | 240,487 | $2.5M | Add +17.3% |
| APCA Ap Acquisition Corp. Class A | 1.31% | 220,100 | $2.5M | Reduce -9.0% |
| CURR Currenc Group Inc. filed as INFINT ACQUISITION CORP | 1.26% | 207,498 | $2.4M | New |
| PGSS Pegasus Digital Mobility A-A | 1.19% | 200,014 | $2.2M | New |
| SLAMF Slam Corp. Class A | 1.15% | 195,270 | $2.2M | Add +2.8% |
| NFSCF Enphys Acquisition Corp. | 1.12% | 195,000 | $2.1M | Reduce -49.0% |
| XEXGX Eaton Vance Tax-Managed Glob | 1.08% | 249,684 | $2.0M | Add +18.2% |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | 1.08% | 86,302 | $2.0M | Reduce -7.1% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 1.05% | 149,095 | $2.0M | Add +38.8% |
| IBACU Ib Acquisition Corp. | 1.05% | 198,850 | $2.0M | New |
| EGRVF Evergreen Corporation Class A | 0.99% | 165,743 | $1.9M | Reduce -5.3% |
| DFS Discover Financial Services | 0.90% | 13,000 | $1.7M | New |
| HAYMAKER ACQUISITION CORP 4 | 0.86% | 155,295 | $1.6M | Add +3.5% |
| CCI Crown Castle Inc. | 0.76% | 13,643 | $1.4M | Add +61.4% |
| DSAQ Direct Selling Acquisition-A | 0.74% | 126,452 | $1.4M | Reduce -49.4% |
| SEDA SDCL Edge Acquisition Corp. Class A | 0.72% | 125,000 | $1.4M | Reduce -16.7% |
| DOOR Masonite International Corp. | 0.70% | 10,000 | $1.3M | New |
| BSTZ BlackRock Sci & Tech TRM TR | 0.69% | 66,782 | $1.3M | Reduce -12.0% |
| ETG Eaton Vance T/A GL DVD Incm | 0.68% | 70,885 | $1.3M | Add +26.7% |
| SPKLF Spark I Acquisition Corp. | 0.67% | 123,699 | $1.3M | Reduce -1.0% |
| X United States Steel Corp. | 0.65% | 30,000 | $1.2M | New |
| LEGT.U Legato Merger Corp. III | 0.62% | 115,000 | $1.2M | New |
| MCAA Mountain & Co. I Acquisition | 0.61% | 100,007 | $1.1M | New |
| NRK Nuveen NY Amt-FR Muni Inc. | 0.60% | 105,010 | $1.1M | New |
| IVCAF Libity filed as INVESTCORP INDIA ACQUISTN CO | 0.59% | 100,000 | $1.1M | Reduce -0.1% |
| RCFAF Perception Capital Corp. IV filed as RCF ACQUISITION CORP | 0.59% | 100,032 | $1.1M | New |
| BYNO Bynordic Acquisition Corp. | 0.59% | 100,000 | $1.1M | New |
| ZTR Virtus Total Return Fund Inc. | 0.58% | 195,962 | $1.1M | Reduce -15.8% |
| VCXB 10X Capital Venture Acquis-A | 0.57% | 100,001 | $1.1M | New |
| V Visa Inc. Class A | 0.56% | 3,793 | $1.1M | New |
| MS Morgan Stanley | 0.56% | 11,200 | $1.1M | New |
| ASG Liberty All-Star Growth FD | 0.51% | 176,950 | $971K | Add +45.9% |
| BTX BlackRock Tech & Priv Eqty | 0.51% | 117,988 | $960K | New |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.49% | 17,082 | $927K | New |
| ASA ASA Gold and Precious Metals | 0.48% | 58,620 | $900K | New |
| SBXC Silverbox Corp. III-A | 0.46% | 82,621 | $866K | Add +3.4% |
| USA Liberty All Star Equity Fund | 0.45% | 119,431 | $854K | Add +6.4% |
| HTD John Hancock Tax Adv DVD Inc. filed as HANCOCK JOHN TAX-ADVANTAGED | 0.42% | 40,066 | $788K | Reduce -51.8% |
| SN Sharkninja Inc. | 0.41% | 12,500 | $779K | New |
| STEW SRH Total Return Fund Inc. | 0.41% | 51,001 | $768K | New |
| TYG Tortoise Energy Infrastruct | 0.37% | 22,733 | $703K | New |
| BDJ BlackRock Enhanced Eqty DVD | 0.37% | 84,519 | $697K | Add +8.6% |
| CHW Calamos Global Dynamic Incom | 0.37% | 106,462 | $693K | Add +15.2% |
| SABA Saba Capital Income & Opport | 0.35% | 171,013 | $653K | Add +27.9% |
| NWLI National Western Life Grou-A | 0.34% | 1,300 | $640K | Add +138.5% |
| EVCO Everest Consolidator Acquisi | 0.31% | 53,000 | $592K | New |
| KDP Keurig Dr Pepper Inc. | 0.31% | 19,146 | $587K | New |
| VMCAF Valuence Merger Corp. I Class A | 0.31% | 51,005 | $577K | Add +1.9% |
| ETJ Eaton Vance RSK-MGD Divers | 0.29% | 66,137 | $552K | New |
| CII BlackRock Enhan LRG Cap Core | 0.29% | 27,764 | $541K | New |
| BGR BlackRock Enrgy & Res TR | 0.28% | 39,282 | $520K | New |
| XFFCX Flaherty & Crumrine Pref Inc. | 0.26% | 32,710 | $486K | Reduce -19.5% |
| ETB Eaton Vance T/M Buy-WRT Inc. | 0.25% | 34,633 | $473K | Add +31.6% |
| APXIF Apx Acquisition Corp. I | 0.24% | 40,000 | $457K | Reduce -13.8% |
| ODD Oddity Tech Ltd. Class A | 0.23% | 10,000 | $435K | New |
| ESHA Esh Acquisition Corp. Class A | 0.22% | 40,117 | $415K | Reduce -19.8% |
| SOC Sable Offshore Corp. | 0.22% | 37,752 | $414K | New |
| SNX TD Synnex Corp. | 0.21% | 3,500 | $396K | New |
| IVCBF Invest Acquisition Corp. | 0.21% | 34,500 | $389K | New |
| SKGR SK Growth Opportunities Co. Class A | 0.20% | 34,399 | $380K | New |
| XBOEX BlackRock Enh GLBL DVD TR | 0.20% | 35,564 | $372K | New |
| JNPR Juniper Networks Inc. | 0.20% | 10,000 | $371K | New |
| XMUIX BlackRock Municipal Income | 0.20% | 30,619 | $369K | New |
| EIM Eaton Vance Municipal Bond | 0.19% | 35,061 | $363K | New |
| FHN First Horizon Corp. | 0.18% | 22,500 | $347K | New |
| PEO Adams Natural Resources Fund | 0.17% | 13,800 | $318K | Reduce -6.4% |
| NETD Nabors Energy Transition C-A | 0.17% | 30,000 | $312K | No change |
| FST TR NEW OPPORT MLP & ENE | 0.16% | 40,355 | $309K | New |
| GLO Clough Global Opportunities | 0.13% | 46,948 | $238K | Reduce -24.4% |
| CSQ Calamos Strat TTL RTRN FND | 0.13% | 14,560 | $238K | Reduce -13.6% |
| DFP Flaherty & Crumrine DYN Pref | 0.12% | 11,859 | $227K | Reduce -54.8% |
| PIM Franklin Master Interm IT-Ui filed as PUTNAM MASTER INTER INCOME T | 0.12% | 70,008 | $224K | New |
| XAWPX Abrdn Global Premier Propert | 0.12% | 55,197 | $219K | New |
| PDT John Hancock Prem DVD FND | 0.10% | 15,737 | $183K | Reduce -75.8% |
| SDHY Pgim SHRT Durat Hi YLD | 0.08% | 10,391 | $160K | Reduce -68.7% |
| JRS Nuveen Real Estate Income | 0.08% | 18,107 | $143K | Reduce -20.8% |
| XAODX Abrdn Total Dynamic Dividend | 0.07% | 16,462 | $136K | New |
| AIRJ Airjoule Technologies Corp. filed as MONTANA TECHNOLOGIES CORP | 0.06% | 10,000 | $113K | New |
| HIX Western Asset High Inc. II | 0.06% | 24,073 | $108K | New |
| WIW Western Asst Infl-LNK Opp | 0.05% | 10,696 | $92K | New |
| LOT Lotus Technology Inc. | 0.04% | 10,231 | $70K | New |
| EOD Allspring Global Dividend Op | 0.04% | 14,038 | $67K | New |
| ANDRETTI ACQUISITION CORP | 0.03% | 119,300 | $49K | Reduce -14.8% |
| PPT Franklin Premir Inc. Trust-Ui | 0.02% | 10,714 | $38K | New |
| BURTECH ACQUISITION CORP | 0.02% | 181,400 | $33K | Add +9.9% |
| AILWQ Arrowroot Acquisition Corp. | 0.01% | 125,000 | $23K | Add +31.6% |
| BSLKW Golden Arrow Merger Corp. | 0.01% | 93,000 | $19K | Reduce -3.2% |
| MRDB Mariadb PLC | 0.01% | 36,578 | $16K | New |
| ABPWW Atlantic Coastal Aqstn Corp. | 0.00% | 140,000 | $8K | No change |
| AMODW Insight Acquisition Corp. | 0.00% | 14,247 | $372 | No change |
Options reported separately and not counted above: QQQ calls ($3.3M), JNPR calls ($2.5M), XRX calls ($895K), VZIO calls ($656K), BMRN calls ($655K), CPRI puts ($113K).
Other holdings (109): bonds, preferreds, convertibles and warrants · $152.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 9,000,000 | $25.6M | Add +12.5% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 11,500,000 | $22.3M | Add +27.8% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 12,025,000 | $14.5M | Add +9.1% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 7,500,000 | $11.9M | New |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 10,914,000 | $10.9M | Add +33.9% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 10,000,000 | $9.6M | Add +566.7% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 6,000,000 | $8.6M | Add +9.1% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 8,000,000 | $8.6M | New |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 4,000,000 | $5.9M | Reduce -54.5% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 4,000,000 | $5.3M | Reduce -38.5% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 4,000,000 | $5.2M | Add +100.0% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 4,000,000 | $4.2M | Reduce -46.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 3,425,000 | $4.1M | Reduce -44.3% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 3,400,000 | $3.8M | Reduce -24.4% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 83,000 | $3.7M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 3,400,000 | $3.6M | Reduce -24.4% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 3,500,000 | $3.2M | No change |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 57,110 | $147K | New |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 315,500 | $120K | New |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 356,000 | $89K | Add +14.9% |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 36,377 | $83K | New |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 348,500 | $82K | Add +8.4% |
| PGSS.WS Pegasus Digital Mobili -CW22 | *W EXP 99/99/999 | 191,801 | $73K | Add +113.1% |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 226,912 | $73K | Reduce -11.0% |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 143,800 | $68K | New |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 350,000 | $63K | Add +76.7% |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 290,000 | $62K | Add +16.0% |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 285,000 | $53K | Add +29.6% |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 | 252,000 | $50K | Add +16.6% |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | 105,399 | $50K | Reduce -46.8% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 28,414 | $50K | Reduce -60.6% |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 100,852 | $47K | New |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 201,700 | $40K | Add +0.8% |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 198,619 | $40K | Add +38.1% |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 64,500 | $35K | New |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 275,000 | $33K | Add +175.0% |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 260,000 | $32K | Add +23.3% |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 03/18/202 | 80,669 | $31K | Reduce -26.7% |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 173,400 | $28K | Add +66.4% |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 262,000 | $26K | Add +20.6% |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 192,262 | $25K | Add +102.4% |
| NFSWF Enphys Acquisition -CW24 | *W EXP 99/99/999 | 416,000 | $23K | Add +30.0% |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 116,000 | $22K | Add +16.0% |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 406,515 | $22K | Reduce -0.2% |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | 350,000 | $21K | No change |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | 141,000 | $21K | Add +8.5% |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 150,000 | $20K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 151,100 | $18K | Add +16.2% |
| RMGWF RMG Acquisition Class A -CW27 | *W EXP 99/99/999 | 285,800 | $17K | Add +16.6% |
| CDAWF Compass Digital Acq -CW28 | *W EXP 99/99/999 | 185,885 | $17K | Add +83.5% |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 35,000 | $16K | Reduce -8.6% |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | 97,000 | $15K | Add +27.9% |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 114,556 | $14K | New |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 29,489 | $13K | Reduce -74.4% |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 75,000 | $13K | Add +3.9% |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 115,000 | $13K | Add +28.5% |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 50,222 | $12K | No change |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 291,020 | $12K | Add +16.4% |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 244,697 | $12K | Add +10.2% |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | 110,000 | $11K | Add +25.7% |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 73,000 | $11K | New |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 94,699 | $10K | Reduce -21.1% |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 74,987 | $10K | Add +15.4% |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 265,772 | $9K | Add +2.2% |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 160,400 | $9K | Add +18.8% |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 65,124 | $8K | New |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 111,400 | $8K | No change |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 110,000 | $8K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 91,000 | $7K | Add +13.8% |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 21,110 | $7K | Reduce -82.4% |
| BITE.WS Bite Acquisition Corp. -CW27 | *W EXP 02/12/203 | 90,400 | $6K | Add +29.1% |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 50,749 | $6K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 50,000 | $6K | Add +138.1% |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | 115,000 | $6K | Add +35.3% |
| KRNLW Kernel Group HLDG -A -CW27 | *W EXP 99/99/999 | 142,000 | $6K | Add +29.1% |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 85,000 | $6K | Add +30.8% |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 87,473 | $5K | Add +25.0% |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 102,163 | $5K | Add +5.6% |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 81,000 | $5K | Add +29.6% |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 95,000 | $5K | New |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 72,011 | $4K | Add +20.0% |
| TWLVW Twelve Seas Inv II A -CW28 | *W EXP 03/02/202 | 47,111 | $4K | Reduce -21.5% |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 133,722 | $4K | Add +16.3% |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 137,000 | $4K | Add +30.5% |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 107,500 | $4K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 55,000 | $4K | New |
| TRIS.WS Tristar Acq I Class A -CW28 | *W EXP 99/99/999 | 55,000 | $4K | Add +37.5% |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 17,467 | $3K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 113,498 | $3K | Add +13.5% |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 110,000 | $3K | Add +33.3% |
| MITAW Coliseum Acquisition A -CW28 | *W EXP 08/22/202 | 50,000 | $3K | Add +38.9% |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | 154,000 | $3K | Add +31.1% |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 88,000 | $3K | Reduce -2.2% |
| ZLSWF Zalatoris II Acquisition Cor | *W EXP 99/99/999 | 76,856 | $3K | No change |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 33,800 | $2K | Add +35.2% |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | 52,000 | $2K | Add +38.7% |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 60,000 | $2K | Add +33.3% |
| SHAZW TKB Critical Technolog -CW23 | *W EXP 99/99/999 | 155,987 | $2K | Add +4.0% |
| PMGMW Priveterra Acq Class A -CW25 | *W EXP 01/07/202 | 40,000 | $2K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 62,000 | $2K | New |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | 13,813 | $2K | New |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 78,452 | $2K | No change |
| SPECW Perception Capital II -CW28 | *W EXP 10/17/202 | 52,500 | $1K | No change |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 22,700 | $1K | Add +81.6% |
| XBPEW CF Acquisition Viii A -CW27 | *W EXP 11/30/202 | 29,804 | $1K | No change |
| HGASW Dune Acq Class A -CW27 | *W EXP 12/21/202 | 17,100 | $686 | No change |
| PUCKW Goal Acquisitions Corp.-CW | *W EXP 99/99/999 | 102,000 | $643 | Add +31.6% |
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | 31,000 | $341 | Add +53.9% |
| ZAPWF Zapp Electric Vehicles -28 | *W EXP 99/99/999 | 10,000 | $104 | No change |
Total filed on the 13F, all lines: $342.0M.
Portfolio Sells Q4 2023 → Q1 2024
| RPT REALTY | Sold out | 0.00% | −5.70 |
| LCAA L Catterton Asia Acq Class A | Sold out | 0.00% | −4.94 |
| SRC Spirit Realty Capital Inc. | Sold out | 0.00% | −4.18 |
| ANDRETTI ACQUISITION CORP | Sold out | 0.00% | −2.41 |
| CVII Churchill Capital Corp. Vii-A | Reduce -39.1% | 2.00% | −2.30 |
| HCVI Hennessy Capital Invest Class A | Sold out | 0.00% | −2.21 |
| GHIX Gores Holding Ix Inc. Class A | Sold out | 0.00% | −1.85 |
| NFSCF Enphys Acquisition Corp. | Reduce -49.0% | 1.12% | −1.76 |
| AMED Amedisys Inc. | Reduce -3.5% | 4.05% | −1.72 |
| DSAQ Direct Selling Acquisition-A | Reduce -49.4% | 0.74% | −1.18 |
| SPLK Splunk Inc. | Sold out | 0.00% | −1.09 |
| OLK Olink Holding AB - ADR | Sold out | 0.00% | −1.06 |
| ISRLF Israel Acquisitions Corp. Class A | Sold out | 0.00% | −0.98 |
| SOVO Sovos Brands Inc. | Sold out | 0.00% | −0.95 |
| CBRE GBL REAL ESTATE INC FD | Sold out | 0.00% | −0.92 |
| TRTLF Tortoiseecofin Acquisition-A | Reduce -0.4% | 2.79% | −0.89 |
| HTD John Hancock Tax Adv DVD Inc. | Reduce -51.8% | 0.42% | −0.70 |
| THW Abrdn World Healthcare Fund | Sold out | 0.00% | −0.68 |
| IRRX Integrated Rail and Class A | Sold out | 0.00% | −0.67 |
| USAR USA Rare Earth Inc. | Reduce -10.0% | 1.37% | −0.63 |
| XRNPX Cohen & Steers REIT and Pref | Sold out | 0.00% | −0.62 |
| APCA Ap Acquisition Corp. Class A | Reduce -9.0% | 1.31% | −0.59 |
| LCW Learn CW Investment Corp. Class A | Reduce -0.5% | 1.73% | −0.55 |
| AVK Advent Convert & Income | Sold out | 0.00% | −0.54 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.50 |
| PONO CAP THREE INC | Sold out | 0.00% | −0.47 |
| SEDA SDCL Edge Acquisition Corp. Class A | Reduce -16.7% | 0.72% | −0.42 |
| PDT John Hancock Prem DVD FND | Reduce -75.8% | 0.10% | −0.39 |
| UTF Cohen & Steers Infrastructur | Sold out | 0.00% | −0.39 |
| BTZ BlackRock Credit Allocation | Sold out | 0.00% | −0.39 |
| EGRVF Evergreen Corporation Class A | Reduce -5.3% | 0.99% | −0.38 |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | Reduce -7.1% | 1.08% | −0.38 |
| XEVVX Eaton Vance Ltd. Durat Inc. | Sold out | 0.00% | −0.37 |
| ZTR Virtus Total Return Fund Inc. | Reduce -15.8% | 0.58% | −0.33 |
| EOI Eaton Vance Enhanced Eq Incm | Sold out | 0.00% | −0.27 |
| SDHY Pgim SHRT Durat Hi YLD | Reduce -68.7% | 0.08% | −0.27 |
| SPKLF Spark I Acquisition Corp. | Reduce -1.0% | 0.67% | −0.22 |
| XAWFX Alliancebernstein GL Hi Inc. | Sold out | 0.00% | −0.22 |
| BSTZ BlackRock Sci & Tech TRM TR | Reduce -12.0% | 0.69% | −0.21 |
| DFP Flaherty & Crumrine DYN Pref | Reduce -54.8% | 0.12% | −0.21 |
| FLAME ACQUISITION CORP | Sold out | 0.00% | −0.19 |
| IVCAF Libity | Reduce -0.1% | 0.59% | −0.18 |
| FTHY First Trust Hi YLD Opp 2027 | Sold out | 0.00% | −0.18 |
| HQH Abrdn Healthcare Investors | Sold out | 0.00% | −0.18 |
| CRBG Corebridge Financial Inc. | Sold out | 0.00% | −0.16 |
| JEPI JPMorgan Equity Premium Inco | Sold out | 0.00% | −0.15 |
| XFFCX Flaherty & Crumrine Pref Inc. | Reduce -19.5% | 0.26% | −0.14 |
| ESHA Esh Acquisition Corp. Class A | Reduce -19.8% | 0.22% | −0.14 |
| XMHIX Pioneer Muni High Inc. TR | Sold out | 0.00% | −0.13 |
| APXIF Apx Acquisition Corp. I | Reduce -13.8% | 0.24% | −0.12 |
Portfolio Buys Q4 2023 → Q1 2024
| SCRM Screaming Eagle Acq Class A | Add +383.9% | 11.86% | +8.63 |
| PXD Pioneer Natural Resources Co. | Add +1444.3% | 6.43% | +5.96 |
| ACI Albertsons Cos Inc. Class A | Add +688.5% | 3.15% | +2.58 |
| SVIIF Spring Valley Acquisition-A | Add +329.0% | 2.62% | +1.82 |
| OKLO Oklo Inc. | Add +423.8% | 2.37% | +1.81 |
| LGF.B Lions Gate Entertainment-B | New | 1.66% | +1.66 |
| PEGR Project Energy Reimagined Ac | New | 1.60% | +1.60 |
| HES Hess Corp. | Add +333.3% | 2.10% | +1.49 |
| CNDA Concord Acquisition Corp. Class A | Add +234.7% | 2.42% | +1.47 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | New | 1.45% | +1.45 |
| CPE Callon Petroleum Co. | New | 1.44% | +1.44 |
| CURR Currenc Group Inc. | New | 1.26% | +1.26 |
| PGSS Pegasus Digital Mobility A-A | New | 1.19% | +1.19 |
| IBACU Ib Acquisition Corp. | New | 1.05% | +1.05 |
| COLOMBIER ACQUISITION CORP | Add +196.5% | 1.85% | +1.03 |
| DFS Discover Financial Services | New | 0.90% | +0.90 |
| DOOR Masonite International Corp. | New | 0.70% | +0.70 |
| X United States Steel Corp. | New | 0.65% | +0.65 |
| LEGT.U Legato Merger Corp. III | New | 0.62% | +0.62 |
| MCAA Mountain & Co. I Acquisition | New | 0.61% | +0.61 |
| NRK Nuveen NY Amt-FR Muni Inc. | New | 0.60% | +0.60 |
| RCFAF Perception Capital Corp. IV | New | 0.59% | +0.59 |
| BYNO Bynordic Acquisition Corp. | New | 0.59% | +0.59 |
| VCXB 10X Capital Venture Acquis-A | New | 0.57% | +0.57 |
| V Visa Inc. Class A | New | 0.56% | +0.56 |
| MS Morgan Stanley | New | 0.56% | +0.56 |
| BTX BlackRock Tech & Priv Eqty | New | 0.51% | +0.51 |
| JEPQ JPM Nasdaq Equity Premium | New | 0.49% | +0.49 |
| ASA ASA Gold and Precious Metals | New | 0.48% | +0.48 |
| ANSC Agriculture & Natural Soluti | Add +75.0% | 1.88% | +0.45 |
| SN Sharkninja Inc. | New | 0.41% | +0.41 |
| STEW SRH Total Return Fund Inc. | New | 0.41% | +0.41 |
| TYG Tortoise Energy Infrastruct | New | 0.37% | +0.37 |
| EVCO Everest Consolidator Acquisi | New | 0.31% | +0.31 |
| KDP Keurig Dr Pepper Inc. | New | 0.31% | +0.31 |
| ETJ Eaton Vance RSK-MGD Divers | New | 0.29% | +0.29 |
| CII BlackRock Enhan LRG Cap Core | New | 0.29% | +0.29 |
| BGR BlackRock Enrgy & Res TR | New | 0.28% | +0.28 |
| KVACF Keen Vision Acquisition Corp. | Add +49.1% | 2.35% | +0.27 |
| ODD Oddity Tech Ltd. Class A | New | 0.23% | +0.23 |
| SOC Sable Offshore Corp. | New | 0.22% | +0.22 |
| SNX TD Synnex Corp. | New | 0.21% | +0.21 |
| IVCBF Invest Acquisition Corp. | New | 0.21% | +0.21 |
| SKGR SK Growth Opportunities Co. Class A | New | 0.20% | +0.20 |
| XBOEX BlackRock Enh GLBL DVD TR | New | 0.20% | +0.20 |
| JNPR Juniper Networks Inc. | New | 0.20% | +0.20 |
| XMUIX BlackRock Municipal Income | New | 0.20% | +0.20 |
| EIM Eaton Vance Municipal Bond | New | 0.19% | +0.19 |
| FHN First Horizon Corp. | New | 0.18% | +0.18 |
| FST TR NEW OPPORT MLP & ENE | New | 0.16% | +0.16 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 22,500 | $10.7Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 15,000 | $7.1Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | New | 7,500 | $3.3M |
| JNPR Juniper Networks Inc. | call | New | 66,500 | $2.5M |
| X United States Steel Corp. | call | Sold out | 41,000 | $2.0Mbefore exit |
| ACI Albertsons Cos Inc. Class A | call | Sold out | 40,000 | $920Kbefore exit |
| XRX Xerox Holdings Corp. | call | New | 50,000 | $895K |
| VNQ Vanguard Real Estate ETF | call | Sold out | 10,000 | $884Kbefore exit |
| VZIO Vizio Holding Corp. Class A | call | New | 60,000 | $656K |
| SPLK Splunk Inc. | call | Sold out | 4,200 | $640Kbefore exit |
| TSEM Tower Semiconductor Ltd. | call | Sold out | 9,800 | $299Kbefore exit |
| CCI Crown Castle Inc. | call | Sold out | 2,500 | $288Kbefore exit |
| CPRI Capri Holdings Ltd. | put | New | 2,500 | $113K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Add +12.5% | 9,000,000 | $25.6M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +27.8% | 11,500,000 | $22.3M |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Add +9.1% | 12,025,000 | $14.5M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | New | 7,500,000 | $11.9M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +33.9% | 10,914,000 | $10.9M |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Add +566.7% | 10,000,000 | $9.6M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Add +9.1% | 6,000,000 | $8.6M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | New | 8,000,000 | $8.6M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Sold out | 4,250,000 | $6.5Mbefore exit |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 5,500,000 | $6.2Mbefore exit |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Reduce -54.5% | 4,000,000 | $5.9M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Sold out | 6,000,000 | $5.7Mbefore exit |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Reduce -38.5% | 4,000,000 | $5.3M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +100.0% | 4,000,000 | $5.2M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -46.7% | 4,000,000 | $4.2M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Reduce -44.3% | 3,425,000 | $4.1M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -24.4% | 3,400,000 | $3.8M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | New | 83,000 | $3.7M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Reduce -24.4% | 3,400,000 | $3.6M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 3,500,000 | $3.2Mbefore exit |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Sold out | 2,500,000 | $3.1Mbefore exit |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Sold out | 2,500,000 | $2.8Mbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Sold out | 1,500,000 | $1.5Mbefore exit |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | New | 57,110 | $147K |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | New | 315,500 | $120K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 19,640 | $108Kbefore exit |
| LCAAW L Catterton Asia Acq-CW | *W EXP 03/08/202 | Sold out | 150,000 | $101Kbefore exit |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | Add +14.9% | 356,000 | $89K |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | New | 36,377 | $83K |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | Add +8.4% | 348,500 | $82K |
| PGSS.WS Pegasus Digital Mobili -CW22 | *W EXP 99/99/999 | Add +113.1% | 191,801 | $73K |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Reduce -11.0% | 226,912 | $73K |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | New | 143,800 | $68K |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | Add +76.7% | 350,000 | $63K |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | Add +16.0% | 290,000 | $62K |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | Add +29.6% | 285,000 | $53K |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 | Add +16.6% | 252,000 | $50K |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | Reduce -46.8% | 105,399 | $50K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | Reduce -60.6% | 28,414 | $50K |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | New | 100,852 | $47K |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | Add +0.8% | 201,700 | $40K |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | Add +38.1% | 198,619 | $40K |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | New | 64,500 | $35K |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | Add +175.0% | 275,000 | $33K |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | Add +23.3% | 260,000 | $32K |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 03/18/202 | Reduce -26.7% | 80,669 | $31K |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | Add +66.4% | 173,400 | $28K |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | Add +20.6% | 262,000 | $26K |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | Add +102.4% | 192,262 | $25K |
| NFSWF Enphys Acquisition -CW24 | *W EXP 99/99/999 | Add +30.0% | 416,000 | $23K |
Showing the first 50 of 113.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.