Flow State Investments, L.P.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 14, 2024), Flow State Investments, L.P. reported 101 stock positions worth $182.4 million. Its top holding was Hess (HES) at 21.0% of the portfolio, followed by Albertsons Cos Class A (ACI, 4.7%) and Capri (CPRI, 4.7%). Compared with Q1 2024, it opened 32 new positions, sold out of 43, added to 25 and reduced 26. The biggest buy was Hess (HES, shares +897%) and the biggest sale an exit from Screaming Eagle Acq Class A (SCRM).
- Most Recent 13F
- Q4 2024
- Location
- CHICAGO, IL
- CIK
- 0001850755
- Portfolio Value
- $182.4M (Q2 2024)
- SEC Filing
- 0001850755-24-000002 ↗ filed Aug 14, 2024
Holdings Value
Holdings 101 stocks · $182.4M
| HES Hess Corp. | 20.95% | 259,106 | $38.2M | Add +896.6% |
| ACI Albertsons Cos Inc. Class A | 4.71% | 434,730 | $8.6M | Add +56.5% |
| CPRI Capri Holdings Ltd. | 4.69% | 258,675 | $8.6M | Add +160.0% |
| AMED Amedisys Inc. | 4.69% | 93,129 | $8.5M | Add +12.2% |
| CCIX Churchill Capital Corp. Ix | 3.85% | 699,996 | $7.0M | New |
| RRACF Rigel Resource Acquisit Class A | 3.11% | 500,000 | $5.7M | Add +12.4% |
| TRTLF Tortoiseecofin Acquisition-A | 2.93% | 489,065 | $5.3M | No change |
| SVIIF Spring Valley Acquisition-A | 2.14% | 350,403 | $3.9M | Reduce -22.2% |
| CVII Churchill Capital Corp. Vii-A | 2.09% | 353,800 | $3.8M | No change |
| COLOMBIER ACQUISITION CORP | 1.92% | 341,000 | $3.5M | No change |
| KVACF Keen Vision Acquisition Corp. | 1.89% | 325,000 | $3.4M | Reduce -23.5% |
| SRLN SS Blackstone Sr Loan ETF | 1.82% | 79,300 | $3.3M | Add +13.9% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 1.79% | 284,746 | $3.3M | Add +15.3% |
| IVCBF Invest Acquisition Corp. | 1.77% | 284,669 | $3.2M | Add +725.1% |
| DLR Digital Realty Trust Inc. | 1.72% | 20,593 | $3.1M | New |
| ARES ACQUISITION CORP II | 1.41% | 240,487 | $2.6M | No change |
| ANSC Agriculture & Natural Soluti | 1.40% | 250,000 | $2.6M | Reduce -28.6% |
| CURR Currenc Group Inc. filed as INFINT ACQUISITION CORP | 1.33% | 207,498 | $2.4M | No change |
| MONTEREY CAP ACQUISITION COR | 1.29% | 208,000 | $2.4M | New |
| SKGR SK Growth Opportunities Co. Class A | 1.23% | 201,576 | $2.2M | Add +486.0% |
| TRIS Tristar Acquisition I Corp. Class A | 1.22% | 200,000 | $2.2M | New |
| SLAMF Slam Corp. Class A | 1.19% | 195,270 | $2.2M | No change |
| EVBG Everbridge Inc. | 1.18% | 61,588 | $2.2M | New |
| WIRE Encore Wire Corp. | 1.03% | 6,462 | $1.9M | New |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | 1.02% | 79,706 | $1.9M | Reduce -7.6% |
| IVCAF Libity filed as INVESTCORP INDIA ACQUISTN CO | 1.01% | 161,667 | $1.8M | Add +61.7% |
| SEDA SDCL Edge Acquisition Corp. Class A | 0.95% | 156,600 | $1.7M | Add +25.3% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.91% | 118,413 | $1.7M | Reduce -20.6% |
| HAYMAKER ACQUISITION CORP 4 | 0.89% | 155,295 | $1.6M | No change |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 0.87% | 150,000 | $1.6M | Reduce -39.4% |
| BSTZ BlackRock Sci & Tech TRM TR | 0.86% | 79,221 | $1.6M | Add +18.6% |
| BTX BlackRock Tech & Priv Eqty | 0.79% | 200,000 | $1.4M | Add +69.5% |
| SPKLF Spark I Acquisition Corp. | 0.70% | 123,699 | $1.3M | No change |
| LGF.B Lions Gate Entertainment-B | 0.69% | 145,828 | $1.2M | Reduce -56.8% |
| BST BlackRock Science & Tech TR | 0.66% | 31,992 | $1.2M | New |
| ETG Eaton Vance T/A GL DVD Incm | 0.64% | 63,040 | $1.2M | Reduce -11.1% |
| MCAA Mountain & Co. I Acquisition | 0.64% | 100,007 | $1.2M | No change |
| X United States Steel Corp. | 0.63% | 30,625 | $1.2M | Add +2.1% |
| RCFAF Perception Capital Corp. IV | 0.62% | 100,032 | $1.1M | No change |
| COF Capital One Financial Corp. | 0.62% | 8,153 | $1.1M | New |
| VCXB 10X Capital Venture Acquis-A | 0.60% | 100,001 | $1.1M | No change |
| XEXGX Eaton Vance Tax-Managed Glob | 0.60% | 128,601 | $1.1M | Reduce -48.5% |
| ASA ASA Gold and Precious Metals | 0.59% | 61,739 | $1.1M | Add +5.3% |
| ZTR Virtus Total Return Fund Inc. | 0.56% | 186,928 | $1.0M | Reduce -4.6% |
| GPATU GP-Act III Acquisition Corp. | 0.55% | 100,000 | $1.0M | New |
| ALFUU Centurion Acquisition Corp. | 0.55% | 100,000 | $999K | New |
| CUBWU Lionheart Holdings | 0.55% | 100,000 | $999K | New |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.52% | 17,000 | $944K | Reduce -0.5% |
| ASG Liberty All-Star Growth FD | 0.49% | 168,793 | $901K | Reduce -4.6% |
| BDJ BlackRock Enhanced Eqty DVD | 0.49% | 110,244 | $901K | Add +30.4% |
| NRK Nuveen NY Amt-FR Muni Inc. | 0.49% | 80,565 | $893K | Reduce -23.3% |
| ULS Ul Solutions Inc. Class A | 0.49% | 21,000 | $886K | New |
| SBXC Silverbox Corp. III-A | 0.48% | 82,621 | $876K | No change |
| CII BlackRock Enhan LRG Cap Core | 0.47% | 42,736 | $854K | Add +53.9% |
| HTD John Hancock Tax Adv DVD Inc. filed as HANCOCK JOHN TAX-ADVANTAGED | 0.42% | 38,218 | $772K | Reduce -4.6% |
| STEW SRH Total Return Fund Inc. | 0.41% | 51,716 | $752K | Add +1.4% |
| NWLI National Western Life Grou-A | 0.38% | 1,400 | $696K | Add +7.7% |
| WMT Walmart Inc. | 0.37% | 10,000 | $677K | New |
| SABA Saba Capital Income & Opp II | 0.35% | 81,669 | $637K | Reduce -4.5% |
| LION Lionsgate Studios Corp. | 0.33% | 74,847 | $603K | New |
| EVCO Everest Consolidator Acquisi | 0.33% | 53,000 | $597K | No change |
| EVE Eve Mobility Acquisition C-A | 0.30% | 50,000 | $550K | New |
| XFFCX Flaherty & Crumrine Pref Inc. | 0.30% | 36,999 | $547K | Add +13.1% |
| CDAQF Compass Digital Acquisition | 0.30% | 50,000 | $544K | New |
| CHW Calamos Global Dynamic Incom | 0.29% | 78,076 | $536K | Reduce -26.7% |
| NEE Nextera Energy Inc. | 0.29% | 7,514 | $532K | New |
| ETJ Eaton Vance RSK-MGD Divers | 0.29% | 60,236 | $529K | Reduce -8.9% |
| BCAT BlackRock Capital Alloc TR | 0.28% | 30,847 | $506K | New |
| V Visa Inc. Class A | 0.27% | 1,883 | $494K | Reduce -50.4% |
| RQI Cohen & Steers Qual Inc. RLTY | 0.26% | 40,466 | $473K | New |
| APXIF Apx Acquisition Corp. I | 0.25% | 40,000 | $464K | No change |
| BGR BlackRock Enrgy & Res TR | 0.24% | 33,425 | $442K | Reduce -14.9% |
| ESHA Esh Acquisition Corp. Class A | 0.23% | 40,117 | $418K | No change |
| AACI Armada Acquisition Corp. I | 0.23% | 36,105 | $413K | New |
| KHC The Kraft Heinz Co. | 0.22% | 12,500 | $403K | New |
| MRO Marathon Oil Corp. | 0.22% | 14,000 | $401K | New |
| PIM Franklin Master Interm IT-Ui filed as PUTNAM MASTER INTER INCOME T | 0.21% | 120,008 | $387K | Add +71.4% |
| OKLO Oklo Inc. | 0.18% | 39,557 | $335K | Reduce -89.9% |
| BBN BlackRock Taxable Muni BND | 0.18% | 20,326 | $332K | New |
| TYG Tortoise Energy Infrastruct | 0.16% | 8,191 | $286K | Reduce -64.0% |
| GLO Clough Global Opportunities | 0.13% | 44,785 | $241K | Reduce -4.6% |
| ETRN Equitrans Midstream Corp. | 0.13% | 18,432 | $239K | New |
| BCSA Blockchain Coinvestors Class A | 0.12% | 20,100 | $225K | New |
| EXE Expand Energy Corp. filed as CHESAPEAKE ENERGY CORP | 0.12% | 2,614 | $215K | New |
| WMB Williams Cos Inc. | 0.12% | 5,000 | $213K | New |
| DFP Flaherty & Crumrine DYN Pref | 0.11% | 10,803 | $207K | Reduce -8.9% |
| PDT John Hancock Prem DVD FND | 0.10% | 15,011 | $177K | Reduce -4.6% |
| ETB Eaton Vance T/M Buy-WRT Inc. | 0.09% | 12,179 | $172K | Reduce -64.8% |
| TBLD Thornburg Income Builder Opp | 0.09% | 10,632 | $171K | New |
| JNPR Juniper Networks Inc. | 0.08% | 4,000 | $146K | Reduce -60.0% |
| MIN Aberdeen Intermediate Inc. FD | 0.06% | 39,884 | $106K | New |
| TSI TCW Strategic Income Fund | 0.06% | 22,365 | $106K | New |
| CNGL Canna-Global Acquisitio Class A | 0.06% | 10,000 | $104K | New |
| EOD Allspring Global Dividend Op | 0.06% | 21,086 | $102K | Add +50.2% |
| PPT Franklin Premir Inc. Trust-Ui | 0.03% | 15,280 | $55K | Add +42.6% |
| MRDB Mariadb PLC | 0.03% | 100,000 | $53K | Add +173.4% |
| BURTECH ACQUISITION CORP | 0.02% | 181,400 | $45K | No change |
| BSLKW Golden Arrow Merger Corp. | 0.01% | 93,000 | $14K | No change |
| ABPWW Atlantic Coastal Aqstn Corp. | 0.01% | 140,000 | $11K | No change |
| SDSTW Global Partner Acqistn Corp. | 0.01% | 56,610 | $10K | New |
Options reported separately and not counted above: CPRI puts ($473K), OKLO puts ($421K), KHC calls ($161K), JNPR calls ($91K), JNPR puts ($11K).
Other holdings (101): bonds, preferreds, convertibles and warrants · $133.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 10,884,000 | $35.2M | Add +20.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 15,000,000 | $14.5M | Add +37.4% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 12,025,000 | $13.8M | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 11,000,000 | $11.8M | Add +10.0% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 5,000,000 | $10.5M | Reduce -56.5% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 11,000,000 | $9.9M | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 5,000,000 | $7.8M | Reduce -16.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 6,650,000 | $7.0M | Add +94.2% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 5,000,000 | $5.3M | Add +25.0% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 4,000,000 | $3.9M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 3,510,000 | $3.5M | Add +3.2% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 70,200 | $3.3M | Reduce -15.4% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 2,500,000 | $3.3M | Reduce -66.7% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 2,475,000 | $2.4M | New |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 348,500 | $96K | No change |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 343,650 | $86K | Reduce -1.8% |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 226,912 | $79K | No change |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | 174,999 | $61K | New |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 40,485 | $58K | Reduce -37.2% |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | 114,913 | $52K | New |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 128,800 | $48K | Reduce -10.4% |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 178,670 | $42K | Add +77.2% |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 256,400 | $38K | Reduce -2.1% |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 275,000 | $37K | No change |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 285,000 | $37K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 201,700 | $35K | No change |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 198,619 | $34K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 290,000 | $29K | No change |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | 181,598 | $29K | Add +65.1% |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 175,000 | $26K | Reduce -44.5% |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 260,000 | $26K | No change |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | 213,813 | $24K | Add +1447.9% |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 200,000 | $23K | New |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 151,100 | $21K | No change |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | 148,000 | $21K | Add +5.0% |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 20,117 | $21K | Reduce -44.7% |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 173,400 | $21K | No change |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 300,000 | $19K | Reduce -26.2% |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 116,000 | $19K | No change |
| KRNLW Kernel Group HLDG -A -CW27 | *W EXP 99/99/999 | 142,000 | $19K | No change |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 212,900 | $17K | Add +93.5% |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 194,410 | $16K | Add +820.9% |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 198,850 | $15K | No change |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 109,999 | $15K | Reduce 0.0% |
| NFSWF Enphys Acquisition -CW24 | *W EXP 99/99/999 | 416,000 | $15K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 150,000 | $14K | No change |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 19,777 | $13K | New |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 244,697 | $13K | No change |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 73,000 | $12K | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 160,400 | $12K | No change |
| CDAWF Compass Digital Acq -CW28 | *W EXP 99/99/999 | 185,885 | $11K | No change |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 150,000 | $11K | Add +70.5% |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 35,000 | $11K | No change |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 15,261 | $10K | Reduce -46.3% |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 291,020 | $10K | No change |
| AACIW Armada Acquisition I -CW23 | *W EXP 99/99/999 | 72,592 | $10K | New |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 91,000 | $10K | No change |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 48,525 | $9K | New |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 80,490 | $9K | Add +7.3% |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | 250,000 | $9K | New |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 115,000 | $9K | No change |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | 350,000 | $9K | No change |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 137,000 | $9K | No change |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 74,987 | $8K | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 55,843 | $8K | New |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | 52,000 | $8K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 192,262 | $8K | No change |
| LEGT.WS Legato Merger Corp. III-29 | *W EXP 05/08/203 | 57,500 | $7K | No change |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 03/18/202 | 80,669 | $7K | No change |
| TRIS.WS Tristar Acq I Class A -CW28 | *W EXP 99/99/999 | 55,000 | $7K | No change |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 72,011 | $6K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 111,400 | $6K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 265,772 | $5K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 113,498 | $5K | No change |
| BITE.WS Bite Acquisition Corp. -CW27 | *W EXP 02/12/203 | 90,400 | $5K | No change |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 87,473 | $5K | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 150,000 | $5K | Add +30.9% |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 87,798 | $4K | Reduce -7.3% |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 37,500 | $4K | New |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 25,000 | $4K | Add +43.1% |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 50,000 | $4K | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 60,724 | $4K | Reduce -6.8% |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 60,000 | $4K | No change |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 81,000 | $3K | No change |
| ZLSWF Zalatoris II Acquisition Cor | *W EXP 99/99/999 | 76,856 | $3K | No change |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 33,800 | $3K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 86,100 | $3K | Add +1.3% |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 14,600 | $3K | New |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 133,722 | $3K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 18,242 | $3K | New |
| MRDB.WS Mariadb PLC-27 | *W EXP 12/16/202 | 16,902 | $3K | New |
| MITAW Coliseum Acquisition A -CW28 | *W EXP 08/22/202 | 50,000 | $3K | No change |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 102,163 | $2K | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 26,287 | $2K | Reduce -48.2% |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | 154,000 | $2K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 95,000 | $1K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 85,500 | $1K | Reduce -20.5% |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 78,452 | $1K | No change |
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | 31,000 | $1K | No change |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 22,700 | $683 | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 55,000 | $578 | No change |
Total filed on the 13F, all lines: $316.0M.
Portfolio Sells Q1 2024 → Q2 2024
| SCRM Screaming Eagle Acq Class A | Sold out | 0.00% | −11.86 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −6.43 |
| CNDA Concord Acquisition Corp. Class A | Sold out | 0.00% | −2.42 |
| OKLO Oklo Inc. | Reduce -89.9% | 0.18% | −2.19 |
| LCW Learn CW Investment Corp. Class A | Sold out | 0.00% | −1.73 |
| PEGR Project Energy Reimagined Ac | Sold out | 0.00% | −1.60 |
| CPE Callon Petroleum Co. | Sold out | 0.00% | −1.44 |
| APCA Ap Acquisition Corp. Class A | Sold out | 0.00% | −1.31 |
| PGSS Pegasus Digital Mobility A-A | Sold out | 0.00% | −1.19 |
| NFSCF Enphys Acquisition Corp. | Sold out | 0.00% | −1.12 |
| IBACU Ib Acquisition Corp. | Sold out | 0.00% | −1.05 |
| EGRVF Evergreen Corporation Class A | Sold out | 0.00% | −0.99 |
| LGF.B Lions Gate Entertainment-B | Reduce -56.8% | 0.69% | −0.98 |
| DFS Discover Financial Services | Sold out | 0.00% | −0.90 |
| CCI Crown Castle Inc. | Sold out | 0.00% | −0.76 |
| DSAQ Direct Selling Acquisition-A | Sold out | 0.00% | −0.74 |
| DOOR Masonite International Corp. | Sold out | 0.00% | −0.70 |
| LEGT.U Legato Merger Corp. III | Sold out | 0.00% | −0.62 |
| BYNO Bynordic Acquisition Corp. | Sold out | 0.00% | −0.59 |
| MS Morgan Stanley | Sold out | 0.00% | −0.56 |
| USAR USA Rare Earth Inc. | Reduce -39.4% | 0.87% | −0.50 |
| XEXGX Eaton Vance Tax-Managed Glob | Reduce -48.5% | 0.60% | −0.48 |
| SVIIF Spring Valley Acquisition-A | Reduce -22.2% | 2.14% | −0.48 |
| ANSC Agriculture & Natural Soluti | Reduce -28.6% | 1.40% | −0.48 |
| KVACF Keen Vision Acquisition Corp. | Reduce -23.5% | 1.89% | −0.46 |
| USA Liberty All Star Equity Fund | Sold out | 0.00% | −0.45 |
| SN Sharkninja Inc. | Sold out | 0.00% | −0.41 |
| KDP Keurig Dr Pepper Inc. | Sold out | 0.00% | −0.31 |
| VMCAF Valuence Merger Corp. I Class A | Sold out | 0.00% | −0.31 |
| V Visa Inc. Class A | Reduce -50.4% | 0.27% | −0.29 |
| ODD Oddity Tech Ltd. Class A | Sold out | 0.00% | −0.23 |
| SOC Sable Offshore Corp. | Sold out | 0.00% | −0.22 |
| TYG Tortoise Energy Infrastruct | Reduce -64.0% | 0.16% | −0.21 |
| SNX TD Synnex Corp. | Sold out | 0.00% | −0.21 |
| XBOEX BlackRock Enh GLBL DVD TR | Sold out | 0.00% | −0.20 |
| XMUIX BlackRock Municipal Income | Sold out | 0.00% | −0.20 |
| EIM Eaton Vance Municipal Bond | Sold out | 0.00% | −0.19 |
| FHN First Horizon Corp. | Sold out | 0.00% | −0.18 |
| PEO Adams Natural Resources Fund | Sold out | 0.00% | −0.17 |
| NETD Nabors Energy Transition C-A | Sold out | 0.00% | −0.17 |
| FST TR NEW OPPORT MLP & ENE | Sold out | 0.00% | −0.16 |
| ETB Eaton Vance T/M Buy-WRT Inc. | Reduce -64.8% | 0.09% | −0.16 |
| XETYX Eaton Vance Tax-MGD Div Eqty | Reduce -20.6% | 0.91% | −0.14 |
| CSQ Calamos Strat TTL RTRN FND | Sold out | 0.00% | −0.13 |
| JNPR Juniper Networks Inc. | Reduce -60.0% | 0.08% | −0.12 |
| XAWPX Abrdn Global Premier Propert | Sold out | 0.00% | −0.12 |
| NRK Nuveen NY Amt-FR Muni Inc. | Reduce -23.3% | 0.49% | −0.11 |
| SDHY Pgim SHRT Durat Hi YLD | Sold out | 0.00% | −0.08 |
| JRS Nuveen Real Estate Income | Sold out | 0.00% | −0.08 |
| CHW Calamos Global Dynamic Incom | Reduce -26.7% | 0.29% | −0.07 |
Portfolio Buys Q1 2024 → Q2 2024
| HES Hess Corp. | Add +896.6% | 20.95% | +18.86 |
| CCIX Churchill Capital Corp. Ix | New | 3.85% | +3.85 |
| CPRI Capri Holdings Ltd. | Add +160.0% | 4.69% | +2.31 |
| DLR Digital Realty Trust Inc. | New | 1.72% | +1.72 |
| IVCBF Invest Acquisition Corp. | Add +725.1% | 1.77% | +1.57 |
| ACI Albertsons Cos Inc. Class A | Add +56.5% | 4.71% | +1.56 |
| MONTEREY CAP ACQUISITION COR | New | 1.29% | +1.29 |
| TRIS Tristar Acquisition I Corp. Class A | New | 1.22% | +1.22 |
| EVBG Everbridge Inc. | New | 1.18% | +1.18 |
| SKGR SK Growth Opportunities Co. Class A | Add +486.0% | 1.23% | +1.03 |
| WIRE Encore Wire Corp. | New | 1.03% | +1.03 |
| BST BlackRock Science & Tech TR | New | 0.66% | +0.66 |
| AMED Amedisys Inc. | Add +12.2% | 4.69% | +0.64 |
| COF Capital One Financial Corp. | New | 0.62% | +0.62 |
| GPATU GP-Act III Acquisition Corp. | New | 0.55% | +0.55 |
| ALFUU Centurion Acquisition Corp. | New | 0.55% | +0.55 |
| CUBWU Lionheart Holdings | New | 0.55% | +0.55 |
| ULS Ul Solutions Inc. Class A | New | 0.49% | +0.49 |
| RRACF Rigel Resource Acquisit Class A | Add +12.4% | 3.11% | +0.48 |
| IVCAF Libity | Add +61.7% | 1.01% | +0.41 |
| WMT Walmart Inc. | New | 0.37% | +0.37 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Add +15.3% | 1.79% | +0.34 |
| LION Lionsgate Studios Corp. | New | 0.33% | +0.33 |
| EVE Eve Mobility Acquisition C-A | New | 0.30% | +0.30 |
| CDAQF Compass Digital Acquisition | New | 0.30% | +0.30 |
| NEE Nextera Energy Inc. | New | 0.29% | +0.29 |
| BTX BlackRock Tech & Priv Eqty | Add +69.5% | 0.79% | +0.28 |
| BCAT BlackRock Capital Alloc TR | New | 0.28% | +0.28 |
| SRLN SS Blackstone Sr Loan ETF | Add +13.9% | 1.82% | +0.27 |
| RQI Cohen & Steers Qual Inc. RLTY | New | 0.26% | +0.26 |
| AACI Armada Acquisition Corp. I | New | 0.23% | +0.23 |
| SEDA SDCL Edge Acquisition Corp. Class A | Add +25.3% | 0.95% | +0.22 |
| KHC The Kraft Heinz Co. | New | 0.22% | +0.22 |
| MRO Marathon Oil Corp. | New | 0.22% | +0.22 |
| BBN BlackRock Taxable Muni BND | New | 0.18% | +0.18 |
| CII BlackRock Enhan LRG Cap Core | Add +53.9% | 0.47% | +0.18 |
| BSTZ BlackRock Sci & Tech TRM TR | Add +18.6% | 0.86% | +0.18 |
| ETRN Equitrans Midstream Corp. | New | 0.13% | +0.13 |
| BDJ BlackRock Enhanced Eqty DVD | Add +30.4% | 0.49% | +0.13 |
| BCSA Blockchain Coinvestors Class A | New | 0.12% | +0.12 |
| EXE Expand Energy Corp. | New | 0.12% | +0.12 |
| ASA ASA Gold and Precious Metals | Add +5.3% | 0.59% | +0.12 |
| WMB Williams Cos Inc. | New | 0.12% | +0.12 |
| TBLD Thornburg Income Builder Opp | New | 0.09% | +0.09 |
| PIM Franklin Master Interm IT-Ui | Add +71.4% | 0.21% | +0.09 |
| MIN Aberdeen Intermediate Inc. FD | New | 0.06% | +0.06 |
| TSI TCW Strategic Income Fund | New | 0.06% | +0.06 |
| CNGL Canna-Global Acquisitio Class A | New | 0.06% | +0.06 |
| NWLI National Western Life Grou-A | Add +7.7% | 0.38% | +0.04 |
| XFFCX Flaherty & Crumrine Pref Inc. | Add +13.1% | 0.30% | +0.04 |
Options Activity Q1 2024 → Q2 2024
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 7,500 | $3.3Mbefore exit |
| XRX Xerox Holdings Corp. | call | Sold out | 50,000 | $895Kbefore exit |
| VZIO Vizio Holding Corp. Class A | call | Sold out | 60,000 | $656Kbefore exit |
| BMRN Biomarin Pharmaceutical Inc. | call | Sold out | 7,500 | $655Kbefore exit |
| CPRI Capri Holdings Ltd. | put | Add +472.0% | 14,300 | $473K |
| OKLO Oklo Inc. | put | New | 49,700 | $421K |
| KHC The Kraft Heinz Co. | call | New | 5,000 | $161K |
| JNPR Juniper Networks Inc. | call | Reduce -96.2% | 2,500 | $91K |
| JNPR Juniper Networks Inc. | put | New | 300 | $11K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Add +20.9% | 10,884,000 | $35.2M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +37.4% | 15,000,000 | $14.5M |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Add +10.0% | 11,000,000 | $11.8M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -56.5% | 5,000,000 | $10.5M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | New | 11,000,000 | $9.9M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Sold out | 8,000,000 | $8.6Mbefore exit |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Reduce -16.7% | 5,000,000 | $7.8M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +94.2% | 6,650,000 | $7.0M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Sold out | 4,000,000 | $5.9Mbefore exit |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Add +25.0% | 5,000,000 | $5.3M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Sold out | 4,000,000 | $5.2Mbefore exit |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Sold out | 4,000,000 | $4.2Mbefore exit |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 4,000,000 | $3.9M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Sold out | 3,400,000 | $3.8Mbefore exit |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Add +3.2% | 3,510,000 | $3.5M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | Reduce -15.4% | 70,200 | $3.3M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -66.7% | 2,500,000 | $3.3M |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | Sold out | 3,500,000 | $3.2Mbefore exit |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | New | 2,475,000 | $2.4M |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | Sold out | 57,110 | $147Kbefore exit |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | Sold out | 356,000 | $89Kbefore exit |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | Reduce -1.8% | 343,650 | $86K |
| PGSS.WS Pegasus Digital Mobili -CW22 | *W EXP 99/99/999 | Sold out | 191,801 | $73Kbefore exit |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | New | 174,999 | $61K |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | Reduce -37.2% | 40,485 | $58K |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | New | 114,913 | $52K |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 | Sold out | 252,000 | $50Kbefore exit |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | Sold out | 105,399 | $50Kbefore exit |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | Reduce -10.4% | 128,800 | $48K |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | Add +77.2% | 178,670 | $42K |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | Reduce -2.1% | 256,400 | $38K |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | Add +65.1% | 181,598 | $29K |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | Reduce -44.5% | 175,000 | $26K |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | Add +1447.9% | 213,813 | $24K |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | New | 200,000 | $23K |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | Add +5.0% | 148,000 | $21K |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | Reduce -44.7% | 20,117 | $21K |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | Reduce -26.2% | 300,000 | $19K |
| RMGWF RMG Acquisition Class A -CW27 | *W EXP 99/99/999 | Sold out | 285,800 | $17Kbefore exit |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | Add +93.5% | 212,900 | $17K |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | Add +820.9% | 194,410 | $16K |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | Reduce 0.0% | 109,999 | $15K |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | Sold out | 97,000 | $15Kbefore exit |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | New | 19,777 | $13K |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | Sold out | 29,489 | $13Kbefore exit |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | Sold out | 50,222 | $12Kbefore exit |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | Add +70.5% | 150,000 | $11K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | Reduce -46.3% | 15,261 | $10K |
| AACIW Armada Acquisition I -CW23 | *W EXP 99/99/999 | New | 72,592 | $10K |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | New | 48,525 | $9K |
Showing the first 50 of 74.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.