Focus Partners Wealth
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed May 29, 2025), Focus Partners Wealth reported 1,845 stock positions worth $38.4 billion. Its top holding was Apple (AAPL) at 3.7% of the portfolio, followed by Dimensional US Core Equity 2 (DFAC, 3.5%) and Microsoft (MSFT, 2.9%). Compared with Q3 2024, it opened 391 new positions, sold out of 96, added to 1,065 and reduced 324. The biggest buy was Amazon.com (AMZN, shares +70%) and the biggest sale Allstate (ALL, shares −95%).
- Most Recent 13F
- Q2 2026
- Location
- ST LOUIS, MO
- CIK
- 0001542153
- Portfolio Value
- $38.4B (Q4 2024)
- SEC Filing
- 0001085146-25-003414 ↗ filed May 29, 2025
Holdings Value
Holdings 1,845 stocks · $38.4B
| AAPL Apple Inc. | 3.66% | 5,613,811 | $1.4B | Add +49.6% |
| DFAC Dimensional US Core Equity 2 | 3.50% | 38,830,362 | $1.3B | Add +0.3% |
| MSFT Microsoft Corp. | 2.87% | 2,613,338 | $1.1B | Add +41.9% |
| AMZN Amazon.com Inc. | 2.29% | 4,001,862 | $878.0M | Add +70.0% |
| VOO Vanguard S&P 500 ETF | 2.05% | 1,463,619 | $788.6M | Add +10.7% |
| DFAT Dimensional US Target Value | 1.77% | 12,188,115 | $678.4M | Reduce -0.3% |
| BSVO EA Bridgeway Omni Sm-Cp Val | 1.76% | 31,284,856 | $677.3M | Add +3.9% |
| DFUV Dimensional US Marketwide Va | 1.54% | 14,469,845 | $592.1M | Add +0.6% |
| ITOT iShares Core S&P Total U.S. | 1.51% | 4,512,125 | $580.3M | Add +8.2% |
| GOOG Alphabet Inc. Class C | 1.48% | 2,975,850 | $566.7M | Add +83.0% |
| JPM JPMorgan Chase & Co. | 1.41% | 2,253,300 | $540.1M | Add +49.2% |
| DFUS Dimensional US Eq MKT ETF | 1.40% | 8,423,973 | $537.0M | Add +1.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.34% | 874,804 | $512.9M | Add +50.9% |
| NVDA Nvidia Corp. | 1.29% | 3,678,313 | $494.0M | Add +41.8% |
| VGIT Vanguard Intermediate-Term T | 1.18% | 7,842,067 | $454.8M | Add +11.9% |
| DFIV Dimensional International Va | 1.07% | 11,604,094 | $411.7M | Add +3.1% |
| VTI VG Morningstar TS MKT ETF-US | 1.06% | 1,402,684 | $406.5M | Add +4.5% |
| IXUS iShares Core Intl Stock ETF | 1.05% | 6,109,849 | $404.1M | Add +4.8% |
| GOOGL Alphabet Inc. Class A | 1.04% | 2,104,718 | $398.4M | Add +42.4% |
| IVV iShares Core S&P 500 ETF | 0.98% | 637,996 | $375.6M | Add +81.0% |
| IWF iShares Russell 1000 Growth | 0.84% | 805,185 | $323.3M | Add +191.3% |
| MA Mastercard Inc. Class A | 0.83% | 605,131 | $318.6M | Add +105.0% |
| XLK SS Technology Select Sector | 0.79% | 1,308,865 | $304.3M | Add +22.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.77% | 653,745 | $296.3M | Add +30.4% |
| IWB iShares Russell 1000 ETF | 0.77% | 918,403 | $295.9M | Add +21.9% |
| META Meta Platforms Inc. Class A | 0.76% | 498,268 | $291.7M | Add +119.0% |
| QUS SS SPDR MSCI U Stratfact ETF | 0.76% | 1,881,980 | $291.4M | Add +5.3% |
| PG The Procter & Gamble Co. | 0.75% | 1,726,552 | $289.5M | Add +52.3% |
| DFAX Dimensional World Ex US Core | 0.71% | 10,968,283 | $272.7M | Reduce -1.3% |
| WMT Walmart Inc. | 0.63% | 2,680,308 | $242.2M | Add +8.6% |
| COST Costco Wholesale Corp. | 0.61% | 257,517 | $236.0M | Add +117.2% |
| XOM Exxon Mobil Corp. | 0.58% | 2,076,913 | $223.4M | Add +54.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.58% | 436,598 | $223.2M | Add +197.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.57% | 536,379 | $220.2M | Add +0.6% |
| RSP Invesco S&P 500 Equal Weight | 0.55% | 1,210,979 | $212.2M | Add +68.0% |
| AVDV Avantis Intl S/C Value ETF | 0.55% | 3,253,040 | $211.7M | Add +13.3% |
| AVGO Broadcom Inc. | 0.54% | 889,603 | $206.2M | Add +76.7% |
| VEA Vanguard Ftse Developed ETF | 0.51% | 4,118,984 | $197.0M | Add +53.4% |
| CVX Chevron Corp. | 0.50% | 1,334,413 | $193.3M | Add +17.4% |
| DLN Wisdomtree US Largecap Divid | 0.48% | 2,350,826 | $182.9M | Add +11875.7% |
| IDEV iShares Core MSCI Dev MKTS | 0.47% | 2,798,325 | $180.4M | Add +11.5% |
| DFAS Dimensional US Small Cap ETF | 0.46% | 2,712,060 | $176.5M | Reduce -0.8% |
| PEP Pepsico Inc. | 0.45% | 1,126,149 | $171.2M | Add +13.8% |
| AVUV Avantis US Small Cap Value | 0.44% | 1,770,447 | $170.9M | Add +1.6% |
| JNJ Johnson & Johnson | 0.44% | 1,162,753 | $168.2M | Add +30.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.43% | 2,359,936 | $165.9M | Add +2.2% |
| HD Home Depot Inc. | 0.42% | 415,569 | $161.7M | Add +18.6% |
| DFSD Dimensional Short Duration | 0.41% | 3,339,831 | $156.6M | Add +24.1% |
| ACN Accenture PLC Class A | 0.40% | 432,068 | $152.0M | Add +64.1% |
| DFEM Dimensional Emrg MRKT Core | 0.39% | 5,691,547 | $149.1M | Add +21.6% |
| VTIP Vanguard Short-Term Tips | 0.37% | 2,932,718 | $142.0M | Add +17.9% |
| BLK BlackRock Inc. | 0.37% | 137,784 | $141.2M | Add +456.8% |
| VXF Vanguard Extended Market ETF | 0.37% | 742,210 | $141.0M | Add +8.1% |
| HON Honeywell International Inc. | 0.35% | 602,495 | $136.1M | Add +28.4% |
| NOW ServiceNow Inc. | 0.35% | 127,681 | $135.4M | Add +144.3% |
| UNH Unitedhealth Group Inc. | 0.35% | 265,036 | $134.1M | Reduce -41.5% |
| BSV Vanguard Short-Term Bond ETF | 0.34% | 1,713,431 | $132.4M | Add +7.0% |
| VWO Vanguard Ftse Emerging Marke | 0.34% | 2,930,178 | $129.0M | Add +16.5% |
| QCOM Qualcomm Inc. | 0.34% | 839,409 | $129.0M | Add +15.6% |
| V Visa Inc. Class A | 0.33% | 402,224 | $127.1M | Add +11.2% |
| MCD McDonald's Corp. | 0.33% | 432,930 | $125.5M | Add +10.2% |
| IWV iShares Russell 3000 ETF | 0.32% | 371,027 | $124.0M | Reduce -0.7% |
| XLV SS Health Care Select Sector | 0.32% | 881,558 | $121.3M | Add +9.9% |
| IJR iShares Core S&P Small-Cap E | 0.31% | 1,040,110 | $119.8M | Add +156.8% |
| DISV Dimensional International SM | 0.30% | 4,343,382 | $115.4M | Add +20.1% |
| TMO Thermo Fisher Scientific Inc. | 0.30% | 219,374 | $114.1M | Add +1.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.30% | 2,582,541 | $113.5M | Reduce -6.4% |
| MRK Merck & Co. Inc. | 0.29% | 1,130,310 | $112.5M | Add +11.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.29% | 655,673 | $111.0M | Add +27.1% |
| CSCO Cisco Systems Inc. | 0.29% | 1,863,194 | $110.3M | Add +8.4% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.28% | 404,971 | $109.2M | Reduce -0.8% |
| SPGI S&P Global Inc. | 0.28% | 216,232 | $107.7M | Add +32.6% |
| QUAL iShares MSCI USA Quality Fac | 0.28% | 603,600 | $107.5M | Add +2183.8% |
| SO The Southern Co. | 0.28% | 1,299,832 | $107.0M | Add +30.2% |
| VIG Vanguard Dividend Apprec ETF | 0.28% | 543,877 | $106.5M | Reduce -36.3% |
| SHY iShares 1-3 Year Treasury Bo | 0.27% | 1,279,761 | $104.9M | Add +136.8% |
| RTX RTX Corp. | 0.27% | 885,333 | $102.5M | Add +62.0% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.26% | 512,670 | $101.6M | Reduce -0.1% |
| GS Goldman Sachs Group Inc. | 0.26% | 176,850 | $101.3M | Add +83.2% |
| USMV iShares MSCI USA Min Vol Fac | 0.26% | 1,119,087 | $99.4M | Add +261.0% |
| IJH iShares Core S&P Midcap ETF | 0.26% | 1,575,619 | $98.2M | Add +192.8% |
| CAT Caterpillar Inc. | 0.26% | 270,258 | $98.0M | Add +12.2% |
| KMI Kinder Morgan Inc. | 0.25% | 3,550,860 | $97.3M | Add +5.3% |
| TSLA Tesla Inc. | 0.25% | 239,855 | $96.9M | Add +11.6% |
| BKNG Booking Holdings Inc. | 0.25% | 19,256 | $95.7M | Add +532.0% |
| ABBV Abbvie Inc. | 0.24% | 529,590 | $94.1M | Add +23.0% |
| GLD SPDR Gold Shares | 0.24% | 388,247 | $94.0M | Add +55.2% |
| IVW iShares S&P 500 Growth ETF | 0.24% | 919,993 | $93.4M | Add +93.8% |
| DFNM Dimensional National Muni BD | 0.24% | 1,928,913 | $92.1M | Add +32.2% |
| INTU Intuit Inc. | 0.24% | 146,239 | $91.9M | Add +1.8% |
| LLY Eli Lilly & Co. | 0.24% | 118,897 | $91.8M | Add +65.2% |
| IEMG iShares Core MSCI Emerging | 0.24% | 1,736,892 | $90.7M | Add +3.5% |
| VCIT Vanguard Int-Term Corporate | 0.24% | 1,128,069 | $90.6M | Add +47.8% |
| HYD Vaneck High Yield Muni ETF | 0.23% | 1,732,127 | $89.9M | Reduce -0.4% |
| DUHP Dimensional US High Profi Et | 0.23% | 2,612,433 | $88.3M | Add +12.4% |
| IWD iShares Russell 1000 Value E | 0.23% | 476,630 | $88.2M | Add +199.3% |
| SBUX Starbucks Corp. | 0.23% | 966,600 | $88.2M | Add +12.8% |
| IWM iShares Russell 2000 ETF | 0.23% | 396,696 | $87.7M | Add +6.5% |
| FICO Fair Isaac Corp. | 0.22% | 42,101 | $83.8M | Add +34.5% |
| PANW Palo Alto Networks Inc. | 0.22% | 458,321 | $83.4M | Add +3.0% |
Options reported separately and not counted above: VANGUARD INDEX FDS puts ($20.2M), NVIDIA CORPORATION puts ($9.3M), JPMORGAN CHASE & CO puts ($7.2M), APPLE INC puts ($3.6M), BROADCOM INC puts ($3.5M), MICROSOFT CORP puts ($3.2M), STATE STR SPDR S&P 500 ETF T puts ($2.7M), KKR & CO INC puts ($2.6M), ABBVIE INC puts ($977K), ALPHABET INC puts ($876K), ELI LILLY & CO puts ($695K), AXON ENTERPRISE INC puts ($535K), and 30 more.
Other holdings (6): bonds, preferreds, convertibles and warrants · $46.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 18,818 | $22.3M | Reduce -1.6% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 15,533 | $18.8M | Add +409.3% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 81,202 | $4.9M | New |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 30,000 | $36K | New |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 16,000 | $32K | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 29,000 | $28K | New |
Total filed on the 13F, all lines: $38.5B.
Portfolio Sells Q3 2024 → Q4 2024
| ALL Allstate Corp. | Reduce -95.0% | 0.03% | −0.69 |
| FRDM Freedom 100 Emeging MRKT ETF | Reduce -92.1% | 0.01% | −0.61 |
| AL Sumisho Air Lease Corp. | Sold out | 0.00% | −0.53 |
| LIT Global X Lithium & Battery T | Sold out | 0.00% | −0.46 |
| DFAT Dimensional US Target Value | Reduce -0.3% | 1.77% | −0.41 |
| DFAX Dimensional World Ex US Core | Reduce -1.3% | 0.71% | −0.25 |
| FLBL Franklin Senior Loan ETF | Sold out | 0.00% | −0.24 |
| TTD Trade Desk Inc./the Class A | Reduce -10.1% | 0.01% | −0.24 |
| VIG Vanguard Dividend Apprec ETF | Reduce -36.3% | 0.28% | −0.24 |
| HEFA Isha Curr Hedged MSCI Eafe | Sold out | 0.00% | −0.21 |
| AKAM Akamai Technologies Inc. | Reduce -95.7% | 0.00% | −0.17 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -90.8% | 0.00% | −0.14 |
| FFIV F5 Inc. | Sold out | 0.00% | −0.14 |
| IXJ iShares Global Healthcare Et | Reduce -94.5% | 0.00% | −0.14 |
| ARW Arrow Electronics Inc. | Sold out | 0.00% | −0.12 |
| UNH Unitedhealth Group Inc. | Reduce -41.5% | 0.35% | −0.12 |
| ICSH iShares Ultra Short Duration | Reduce -81.8% | 0.02% | −0.12 |
| OXY Occidental Petroleum Corp. | Reduce -62.7% | 0.01% | −0.11 |
| DFAS Dimensional US Small Cap ETF | Reduce -0.8% | 0.46% | −0.11 |
| K Kellanova | Reduce -70.2% | 0.03% | −0.10 |
| CCJ Cameco Corp. | Reduce -49.5% | 0.03% | −0.10 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -18.6% | 0.09% | −0.10 |
| CLOI Vaneck Clo ETF | Sold out | 0.00% | −0.09 |
| SGOL Abrdn Physical Gold Shares | Reduce -32.5% | 0.01% | −0.09 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -79.9% | 0.08% | −0.09 |
| DKNG Draftkings Inc. Class A | Reduce -53.4% | 0.01% | −0.09 |
| BAC Bank of America Corp. | Reduce -6.4% | 0.30% | −0.08 |
| DD Dupont DE Nemours Inc. | Reduce -46.0% | 0.07% | −0.08 |
| LEA Lear Corp. | Sold out | 0.00% | −0.07 |
| IWV iShares Russell 3000 ETF | Reduce -0.7% | 0.32% | −0.07 |
| ADNT Adient PLC | Sold out | 0.00% | −0.07 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -0.1% | 0.26% | −0.06 |
| IBM Intl Business Machines Corp. | Reduce -48.1% | 0.09% | −0.06 |
| YUM Yum! Brands Inc. | Reduce -96.0% | 0.01% | −0.06 |
| ADM Archer-Daniels-Midland Co. | Reduce -92.4% | 0.00% | −0.06 |
| HYD Vaneck High Yield Muni ETF | Reduce -0.4% | 0.23% | −0.06 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -0.8% | 0.28% | −0.06 |
| CHRW C.H. Robinson Worldwide Inc. | Reduce -91.0% | 0.00% | −0.05 |
| NXPI NXP Semiconductors NV | Reduce -49.3% | 0.03% | −0.05 |
| ADVISORS INNER CIRCLE FD III | Reduce -95.7% | 0.00% | −0.05 |
| ETHE Grayscale Ethereum Staking E | Reduce -85.7% | 0.01% | −0.05 |
| EL Estee Lauder Companies Class A | Reduce -77.0% | 0.00% | −0.05 |
| CVS CVS Health Corp. | Reduce -19.3% | 0.04% | −0.05 |
| CLF Cleveland-Cliffs Inc. | Sold out | 0.00% | −0.05 |
| BIPC Brookfield Infrastructure-A | Reduce -31.0% | 0.05% | −0.05 |
| LNG Cheniere Energy Inc. | Reduce -85.9% | 0.04% | −0.05 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -66.7% | 0.05% | −0.04 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -71.7% | 0.01% | −0.04 |
| HDV iShares Core High Dividend E | Reduce -92.9% | 0.00% | −0.04 |
| CDW CDW Corp. | Reduce -2.1% | 0.07% | −0.04 |
Portfolio Buys Q3 2024 → Q4 2024
| AMZN Amazon.com Inc. | Add +70.0% | 2.29% | +0.93 |
| AAPL Apple Inc. | Add +49.6% | 3.66% | +0.88 |
| GOOG Alphabet Inc. Class C | Add +83.0% | 1.48% | +0.61 |
| IWF iShares Russell 1000 Growth | Add +191.3% | 0.84% | +0.51 |
| DLN Wisdomtree US Largecap Divid | Add +11875.7% | 0.48% | +0.47 |
| JPM JPMorgan Chase & Co. | Add +49.2% | 1.41% | +0.39 |
| MA Mastercard Inc. Class A | Add +105.0% | 0.83% | +0.36 |
| QQQ Invesco QQQ Trust Series 1 | Add +197.6% | 0.58% | +0.35 |
| META Meta Platforms Inc. Class A | Add +119.0% | 0.76% | +0.34 |
| MSFT Microsoft Corp. | Add +41.9% | 2.87% | +0.34 |
| IVV iShares Core S&P 500 ETF | Add +81.0% | 0.98% | +0.33 |
| BLK BlackRock Inc. | Add +456.8% | 0.37% | +0.29 |
| NVDA Nvidia Corp. | Add +41.8% | 1.29% | +0.28 |
| COST Costco Wholesale Corp. | Add +117.2% | 0.61% | +0.28 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +50.9% | 1.34% | +0.28 |
| QUAL iShares MSCI USA Quality Fac | Add +2183.8% | 0.28% | +0.27 |
| AVGO Broadcom Inc. | Add +76.7% | 0.54% | +0.26 |
| GOOGL Alphabet Inc. Class A | Add +42.4% | 1.04% | +0.25 |
| BKNG Booking Holdings Inc. | Add +532.0% | 0.25% | +0.21 |
| NOW ServiceNow Inc. | Add +144.3% | 0.35% | +0.21 |
| ACN Accenture PLC Class A | Add +64.1% | 0.40% | +0.18 |
| USMV iShares MSCI USA Min Vol Fac | Add +261.0% | 0.26% | +0.17 |
| IJR iShares Core S&P Small-Cap E | Add +156.8% | 0.31% | +0.16 |
| FICO Fair Isaac Corp. | Add +34.5% | 0.22% | +0.16 |
| CRM Salesforce Inc. | Add +415.5% | 0.19% | +0.16 |
| IJH iShares Core S&P Midcap ETF | Add +192.8% | 0.26% | +0.15 |
| IEF iShares 7-10 Year Treasury B | Add +3921.1% | 0.15% | +0.14 |
| RSP Invesco S&P 500 Equal Weight | Add +68.0% | 0.55% | +0.14 |
| IWD iShares Russell 1000 Value E | Add +199.3% | 0.23% | +0.13 |
| SHY iShares 1-3 Year Treasury Bo | Add +136.8% | 0.27% | +0.13 |
| PG The Procter & Gamble Co. | Add +52.3% | 0.75% | +0.13 |
| IWP iShares Russell Mid-Cap Grow | Add +671.6% | 0.14% | +0.12 |
| DVY iShares Select Dividend ETF | Add +795.5% | 0.14% | +0.12 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | New | 0.12% | +0.12 |
| JGRO JPMorgan Active Growth ETF | New | 0.12% | +0.12 |
| AMD Advanced Micro Devices | Add +327.3% | 0.19% | +0.12 |
| CSGP Costar Group Inc. | New | 0.11% | +0.11 |
| VOOG Vanguard S&P 500 Growth ETF | Add +2486.4% | 0.12% | +0.11 |
| GS Goldman Sachs Group Inc. | Add +83.2% | 0.26% | +0.11 |
| V Visa Inc. Class A | Add +11.2% | 0.33% | +0.10 |
| KVYO Klaviyo Inc. Class A | New | 0.10% | +0.10 |
| IVW iShares S&P 500 Growth ETF | Add +93.8% | 0.24% | +0.10 |
| XONE Bondbloxx BBG 1 Dur US Treas | New | 0.10% | +0.10 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +6362.4% | 0.09% | +0.09 |
| MINT PIMCO Enhanced Short Maturit | Add +113.3% | 0.22% | +0.09 |
| BND Vanguard Total Bond Market | Add +148.4% | 0.18% | +0.09 |
| ALAB Astera Labs Inc. | Add +20.7% | 0.15% | +0.09 |
| TTWO Take-Two Interactive Softwre | Add +9138.6% | 0.09% | +0.09 |
| BN Brookfield Corp. | Add +393.4% | 0.11% | +0.09 |
| IWO iShares Russell 2000 Growth | Add +985.6% | 0.10% | +0.09 |
Options Activity Q3 2024 → Q4 2024
| VANGUARD INDEX FDS | put | Add +55.7% | 69,600 | $20.2M |
| NVIDIA CORPORATION | put | Reduce -39.0% | 68,900 | $9.3M |
| APPLE INC | put | Reduce -19.6% | 14,400 | $3.6M |
| MICROSOFT CORP | put | Add +31.6% | 7,500 | $3.2M |
| STATE STR SPDR S&P 500 ETF T | put | New | 4,600 | $2.7M |
| AMZN Amazon.com Inc. | put | Sold out | 13,200 | $2.5Mbefore exit |
| STATE STR SPDR S&P 500 ETF T | put | Sold out | 1,900 | $1.1Mbefore exit |
| THERMO FISHER SCIENTIFIC INC | put | Sold out | 1,000 | $619Kbefore exit |
| THERMO FISHER SCIENTIFIC INC | put | New | 1,000 | $520K |
| TESLA INC | put | New | 700 | $283K |
| CRWD CrowdStrike Holdings Inc. Class A | call | New | 400 | $16K |
| META Meta Platforms Inc. Class A | call | New | 100 | $8K |
| QQQ Invesco QQQ Trust Series 1 | call | New | 100 | $6K |
| AMZN Amazon.com Inc. | call | New | 100 | $5K |
| ADSK Autodesk Inc. | call | New | 100 | $5K |
| MSFT Microsoft Corp. | call | New | 100 | $4K |
| AAPL Apple Inc. | call | New | 100 | $3K |
| APP AppLovin Corp. Class A | call | New | 200 | $3K |
| XLF SS Financial Select Sector | call | New | 600 | $3K |
| BLK BlackRock Inc. | call | New | 100 | $2K |
| GOOG Alphabet Inc. Class C | call | New | 100 | $2K |
| HOOD Robinhood Markets Inc. Class A | call | New | 200 | $2K |
| XLK SS Technology Select Sector | call | New | 100 | $2K |
| RKLB Rocket Lab USA Inc. | call | New | 100 | $2K |
| CEG Constellation Energy | call | New | 100 | $2K |
| JETS US Global Jets ETF | call | New | 500 | $1K |
| WM Waste Management Inc. | call | New | 100 | $1K |
| MCK McKesson Corp. | call | New | 100 | $990 |
| PARAA Paramount Global Class B | call | New | 500 | $893 |
| ACHR Archer Aviation Inc. Class A | call | New | 200 | $790 |
| DIS The Walt Disney Co. | call | New | 100 | $785 |
| UBER Uber Technologies Inc. | call | New | 100 | $716 |
| GWRE Guidewire Software Inc. | call | New | 100 | $695 |
| NVO Novo-Nordisk A/S-Spons ADR | call | New | 100 | $680 |
| GAP The Gap Inc. | put | New | 200 | $300 |
| TQQQ Proshares Ultrapro QQQ | put | New | 2,500 | $275 |
| ITB iShares U.S. Home Constructi | call | New | 100 | $150 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -1.6% | 18,818 | $22.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +409.3% | 15,533 | $18.8M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 81,202 | $4.9M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | New | 30,000 | $36K |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | New | 16,000 | $32K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 29,000 | $28K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,753 | $97.5B | AAPL, NVDA, XLK, MSFT, DFAC |
| Q1 2026 | 2,633 | $89.8B | AAPL, NVDA, MSFT, XLK, DFAC |
| Q4 2025 | 2,640 | $87.7B | AAPL, MSFT, NVDA, XLK, DFAC |
| Q3 2025 | 2,195 | $61.9B | XLK, AAPL, DFAC, VOO, MSFT |
| Q2 2025 | 2,025 | $46.1B | DFAC, MSFT, AAPL, AMZN, VOO |
| Q1 2025Amended | 1,890 | $39.8B | DFAC, AAPL, MSFT, AMZN, VOO |
| Q4 2024Amended | 1,845 | $38.4B | AAPL, DFAC, MSFT, AMZN, VOO |
| Q3 2024 | 1,550 | $31.3B | DFAC, AAPL, MSFT, VOO, DFAT |
| Q2 2024 | 1,235 | $29.7B | MSFT, VOO, AAPL, AMZN, IVV |
| Q1 2024 | 981 | $12.3B | MSFT, VOO, IXUS, AAPL, BRK.A |