Focused Alpha, LLC

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 7, 2026), Focused Alpha, LLC reported 264 stock positions worth $390.1 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.3% of the portfolio, followed by VG Morningstar TS MKT ETF-US (VTI, 4.5%) and Microsoft (MSFT, 3.3%). Compared with Q1 2026, it opened 43 new positions, sold out of 26, added to 152 and reduced 59. The biggest buy was a new position in Zacks Focus Growth ETF (GROZ) and the biggest sale an exit from Polen High Income ETF (PCHI).

Most Recent 13F
Q2 2026
Location
DENVER, CO
CIK
0002105062
Portfolio Value
$390.1M (Q2 2026)
SEC Filing
0001104659-26-092660 ↗ filed Aug 7, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q4 2025: $340.3M Q4 2025 Q1 2026: $323.7M Q1 2026 Q2 2026: $390.1M $390.1M Q2 2026

Holdings 264 stocks · $390.1M
IVV iShares Core S&P 500 ETF 5.27% 27,433 $20.5M Add +40.0%
VTI VG Morningstar TS MKT ETF-US 4.46% 47,025 $17.4M Add +1.4%
MSFT Microsoft Corp. 3.30% 34,522 $12.9M Add +8.8%
GOOGL Alphabet Inc. Class A 3.27% 35,723 $12.8M Add +1.7%
SYFI AB SHRT Duration HGH YLD ETF filed as AB ACTIVE ETFS INC 2.66% 290,618 $10.4M Add +83.2%
AAPL Apple Inc. 2.46% 33,108 $9.6M Add +10.1%
GROZ Zacks Focus Growth ETF 2.43% 298,078 $9.5M New
AMZN Amazon.com Inc. 2.41% 39,475 $9.4M Add +6.3%
PULS Pgim Ultra Short Bond ETF 2.13% 167,962 $8.3M Add +59.9%
VTV Vanguard Mrngstr Val ETF-Aui 2.10% 37,554 $8.2M Reduce -5.6%
FTRB Fed Hermes TTL RTRN BND 1.90% 295,664 $7.4M Reduce -6.7%
SEPI Shelton Eqty Premium Inc. ETF 1.82% 254,510 $7.1M Reduce -3.0%
SPY SS SPDR S&P 500 ETF Trust-US 1.66% 8,676 $6.5M Add +12.9%
BRK.B Berkshire Hathaway Inc. Class B 1.57% 12,222 $6.1M Reduce -13.3%
FEGE First Eagle GL Equity ETF 1.52% 121,095 $5.9M Add +9.4%
FDV Fed Hermes US Strat Div ETF 1.47% 182,324 $5.7M Reduce -18.0%
PREF Pri Spe Pre Sec Acti-Usd Inc. 1.45% 296,734 $5.7M Add +114.1%
GPIX GLDM SA S&P 500 PR in ETF-US 1.45% 101,643 $5.6M Reduce -11.6%
NVDA Nvidia Corp. 1.44% 28,055 $5.6M Add +11.4%
SMOT Vaneck Morningstar Smid Moat 1.37% 137,722 $5.4M Add +30.7%
UCON First Trust Smith Unconstrai 1.34% 209,939 $5.2M Reduce -1.5%
SCHD Schwab US DVD Equity ETF 1.21% 149,169 $4.7M Add +6.7%
DGRO iShares Core Dividend Growth 1.12% 57,543 $4.4M Add +3.8%
GOOG Alphabet Inc. Class C 1.08% 11,979 $4.2M Add +10.2%
SCHG Schwab US Large-Cap Growth 1.07% 123,142 $4.2M Add +52.1%
JPM JPMorgan Chase & Co. 1.05% 12,533 $4.1M Reduce -18.1%
MA Mastercard Inc. Class A 0.97% 7,386 $3.8M Reduce -18.8%
V Visa Inc. Class A 0.93% 10,621 $3.6M Add +10.9%
VYM Vanguard High DVD Yield ETF 0.86% 21,258 $3.4M Add +5.8%
VIG Vanguard Dividend Apprec ETF 0.79% 13,047 $3.1M Add +1.3%
COST Costco Wholesale Corp. 0.70% 2,900 $2.7M Add +0.4%
EMLP First Trust North American E 0.62% 55,496 $2.4M Add +9.7%
SMIZ Zacks Small/Mid Cap ETF 0.62% 53,882 $2.4M New
IVW iShares S&P 500 Growth ETF 0.62% 17,464 $2.4M Reduce -0.6%
IVE iShares S&P 500 Value ETF 0.60% 10,285 $2.3M Reduce -0.2%
URTH iShares MSCI World ETF 0.59% 11,416 $2.3M Add +372.5%
CSCO Cisco Systems Inc. 0.59% 19,479 $2.3M Add +82.4%
BRK.A Berkshire Hathaway Inc. Class A 0.58% 3 $2.2M No change
EFA iShares MSCI Eafe ETF 0.57% 21,507 $2.2M Add +375.7%
GS Goldman Sachs Group Inc. 0.56% 2,146 $2.2M Add +62.7%
IWM iShares Russell 2000 ETF 0.55% 7,200 $2.2M Add +52.4%
RSP Invesco S&P 500 Equal Weight 0.53% 9,784 $2.1M Add +0.4%
AMAT Applied Materials Inc. 0.53% 2,868 $2.1M Add +160.0%
TSM Taiwan Semiconductor-SP ADR 0.52% 4,210 $2.0M Reduce -2.5%
VUG Vanguard Mrngstar GR ETF-Sui 0.51% 23,186 $2.0M Add +1.1%
GLW Corning Inc. 0.50% 7,690 $2.0M Reduce -9.0%
TSLA Tesla Inc. 0.49% 4,547 $1.9M Add +71.8%
AVGO Broadcom Inc. 0.49% 5,052 $1.9M Reduce -30.6%
C Citigroup Inc. 0.48% 13,321 $1.9M Reduce -42.4%
META Meta Platforms Inc. Class A 0.47% 3,223 $1.8M Add +3.8%
INTC Intel Corp. 0.45% 12,627 $1.8M Reduce -45.6%
TXN Texas Instruments Inc. 0.43% 5,631 $1.7M Add +49.5%
TQQQ Proshares Ultrapro QQQ 0.42% 20,001 $1.6M Reduce -22.9%
QQQ Invesco QQQ Trust Series 1 0.41% 2,191 $1.6M Reduce -0.1%
AMD Advanced Micro Devices 0.41% 2,744 $1.6M New
GEV GE Vernova Inc. 0.40% 1,343 $1.6M Add +0.7%
MU Micron Technology Inc. 0.40% 1,362 $1.6M Add +10.0%
IEFA iShares Core MSCI Eafe ETF 0.39% 15,586 $1.5M Reduce -0.9%
GE General Electric filed as GE AEROSPACE 0.37% 3,831 $1.4M Reduce -30.8%
CVX Chevron Corp. 0.36% 8,448 $1.4M Add +59.6%
SPHQ Invesco S&P 500 Quality ETF 0.35% 15,126 $1.4M Add +28.2%
LRCX Lam Research Corp. 0.34% 3,094 $1.3M Add +112.2%
CVS CVS Health Corp. 0.34% 12,923 $1.3M Reduce -41.4%
SPMO Invesco S&P 500 Momentum ETF 0.33% 8,077 $1.3M Add +36.9%
AMGN Amgen Inc. 0.33% 3,561 $1.3M Add +9.3%
BIO Bio-Rad Laboratories-A 0.32% 4,205 $1.2M Add +0.1%
CAT Caterpillar Inc. 0.31% 1,133 $1.2M Reduce -24.1%
QDPL Pacer Met US LRG Cap DVD 400 0.31% 26,734 $1.2M Add +0.1%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.29% 4,090 $1.2M Reduce -1.9%
GILD Gilead Sciences Inc. 0.29% 9,034 $1.1M Add +0.8%
MS Morgan Stanley 0.29% 5,425 $1.1M Add +0.7%
IBHH iShares Ibonds 2028 TM HY Inc. 0.28% 46,879 $1.1M Add +13.0%
BX Blackstone Inc. 0.28% 9,355 $1.1M Add +4.8%
IBHG iShares Ibonds 2027 HY Inc. 0.27% 47,815 $1.1M Add +14.9%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.27% 6,335 $1.0M New
IBHF iShares Ibond 2026 HY & Inc. 0.26% 44,945 $1.0M Add +14.0%
VOO Vanguard S&P 500 ETF 0.26% 1,470 $1.0M Add +2.2%
CLOA iShares Aaa Clo Act ETF-Usdi 0.26% 19,395 $1.0M Add +18.2%
JSMD Janus Small Mid Cap GR Alp 0.26% 9,879 $1.0M New
NAD Nuveen Quality Municipal Inc. 0.26% 82,205 $996K Add +16.6%
UMC United Microelectron-SP ADR 0.25% 36,364 $989K Add +10.6%
IWY iShares Russell Top 200 Grow 0.25% 3,380 $982K Add +57.1%
JAAA Janus Henderson Aaa Clo ETF 0.24% 18,903 $954K Add +13.0%
IBHI iShares Ibonds 2029 TM HY Inc. 0.24% 39,247 $918K Add +0.8%
XYLD Global X S&P 500 Cove Call E 0.23% 22,218 $906K Add +0.3%
IWR iShares Russell Mid-Cap ETF 0.23% 8,187 $903K Add +6.2%
TXUE Thornburg Interntin Eqty ETF 0.23% 26,105 $901K New
QQQM Invesco Nasdaq 100 ETF 0.23% 2,939 $890K Reduce -14.1%
IYH iShares U.S. Healthcare ETF 0.23% 13,196 $884K Add +61.0%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.23% 10,950 $882K Add +0.2%
XOM Exxon Mobil Corp. 0.22% 6,409 $876K Add +29.2%
ETX Eaton Vance Muni Inc. 2028 TM 0.22% 46,649 $875K Add +0.5%
TER Teradyne Inc. 0.22% 1,779 $861K Add +96.4%
JNJ Johnson & Johnson 0.22% 3,326 $845K Add +19.5%
DGRW Wisdomtree U.S. Quality Divi 0.21% 8,761 $838K Add +0.3%
IBDT iShares Ibonds Dec 2028 ETF 0.21% 32,629 $824K Reduce -0.7%
STT State Street Corp. 0.21% 4,839 $821K Add +0.2%
EEM iShares MSCI Emerging Market 0.20% 11,456 $784K Add +0.2%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 0.20% 32,137 $778K Reduce -5.8%
STX Seagate Technology Holdings 0.20% 804 $775K Reduce -39.5%

Show all 264 holdings

Portfolio Sells Q1 2026 → Q2 2026
PCHI Polen High Income ETF Sold out 0.00% −1.51
JGRO JPMorgan Active Growth ETF Sold out 0.00% −1.32
CCOR Core Alternative ETF Sold out 0.00% −0.91
FDV Fed Hermes US Strat Div ETF Reduce -18.0% 1.47% −0.65
FTRB Fed Hermes TTL RTRN BND Reduce -6.7% 1.90% −0.56
BRK.B Berkshire Hathaway Inc. Class B Reduce -13.3% 1.57% −0.52
MA Mastercard Inc. Class A Reduce -18.8% 0.97% −0.43
CORT Corcept Therapeutics Inc. Sold out 0.00% −0.40
JPM JPMorgan Chase & Co. Reduce -18.1% 1.05% −0.34
C Citigroup Inc. Reduce -42.4% 0.48% −0.33
GPIX GLDM SA S&P 500 PR in ETF-US Reduce -11.6% 1.45% −0.33
VTV Vanguard Mrngstr Val ETF-Aui Reduce -5.6% 2.10% −0.31
UCON First Trust Smith Unconstrai Reduce -1.5% 1.34% −0.29
SEPI Shelton Eqty Premium Inc. ETF Reduce -3.0% 1.82% −0.21
NEM Newmont Corp. Reduce -71.1% 0.06% −0.21
AVGO Broadcom Inc. Reduce -30.6% 0.49% −0.21
SPGI S&P Global Inc. Sold out 0.00% −0.20
NFG National Fuel Gas Co. Reduce -36.0% 0.16% −0.20
RTX RTX Corp. Reduce -44.3% 0.17% −0.20
WMT Walmart Inc. Reduce -42.7% 0.15% −0.20
BAC Bank of America Corp. Sold out 0.00% −0.20
GLDM SPDR Gold Minishares Trust Reduce -49.3% 0.10% −0.17
ASTS Ast Spacemobile Inc. Sold out 0.00% −0.17
SCHW Schwab (charles) Corp. Sold out 0.00% −0.16
TGT Target Corp. Sold out 0.00% −0.16
MMM 3M Co. Reduce -50.6% 0.13% −0.16
CVS CVS Health Corp. Reduce -41.4% 0.34% −0.15
BKNG Booking Holdings Inc. Sold out 0.00% −0.13
CGNX Cognex Corp. Reduce -61.3% 0.11% −0.12
COHR Coherent Corp. Sold out 0.00% −0.12
AZO AutoZone Inc. Sold out 0.00% −0.12
GE General Electric Reduce -30.8% 0.37% −0.12
SLV iShares Silver Trust Reduce -3.7% 0.19% −0.11
TMO Thermo Fisher Scientific Inc. Sold out 0.00% −0.11
CELC Celcuity Inc. Sold out 0.00% −0.11
GRMN Garmin Ltd. Sold out 0.00% −0.10
LLY Eli Lilly & Co. Reduce -47.6% 0.12% −0.10
WBD Warner Bros Discovery Inc. Sold out 0.00% −0.09
ALB Albemarle Corp. Sold out 0.00% −0.09
GSST Goldman Sachs Ultra Short Bo Reduce -51.3% 0.06% −0.09
VWO Vanguard Ftse Emerging Marke Reduce -60.2% 0.05% −0.09
VTWO Vanguard Russell 2000 ETF Sold out 0.00% −0.09
MRNA Moderna Inc. Sold out 0.00% −0.09
VTWV Vanguard Russell 2000 Value Sold out 0.00% −0.09
RMBS Rambus Inc. Sold out 0.00% −0.09
APLD Applied Digital Corp. Sold out 0.00% −0.08
SHEL Shell PLC-ADR Reduce -9.3% 0.13% −0.08
IVE iShares S&P 500 Value ETF Reduce -0.2% 0.60% −0.07
PLTR Palantir Technologies Inc. Class A Sold out 0.00% −0.07
KTOS Kratos Defense & Security Sold out 0.00% −0.07

Portfolio Buys Q1 2026 → Q2 2026
GROZ Zacks Focus Growth ETF New 2.43% +2.43
IVV iShares Core S&P 500 ETF Add +40.0% 5.27% +1.31
SYFI AB SHRT Duration HGH YLD ETF Add +83.2% 2.66% +0.92
PREF Pri Spe Pre Sec Acti-Usd Inc. Add +114.1% 1.45% +0.64
SMIZ Zacks Small/Mid Cap ETF New 0.62% +0.62
PULS Pgim Ultra Short Bond ETF Add +59.9% 2.13% +0.53
URTH iShares MSCI World ETF Add +372.5% 0.59% +0.46
EFA iShares MSCI Eafe ETF Add +375.7% 0.57% +0.44
AMAT Applied Materials Inc. Add +160.0% 0.53% +0.42
AMD Advanced Micro Devices New 0.41% +0.41
SCHG Schwab US Large-Cap Growth Add +52.1% 1.07% +0.34
CSCO Cisco Systems Inc. Add +82.4% 0.59% +0.33
MU Micron Technology Inc. Add +10.0% 0.40% +0.27
MGV Vngrd Mrgstr MG CP VL ETF-Ui New 0.27% +0.27
JSMD Janus Small Mid Cap GR Alp New 0.26% +0.26
LRCX Lam Research Corp. Add +112.2% 0.34% +0.25
TXUE Thornburg Interntin Eqty ETF New 0.23% +0.23
SMOT Vaneck Morningstar Smid Moat Add +30.7% 1.37% +0.23
GS Goldman Sachs Group Inc. Add +62.7% 0.56% +0.21
TXN Texas Instruments Inc. Add +49.5% 0.43% +0.20
FCX Freeport-McMoran Inc. New 0.20% +0.20
IWM iShares Russell 2000 ETF Add +52.4% 0.55% +0.19
TSLA Tesla Inc. Add +71.8% 0.49% +0.19
APP AppLovin Corp. Class A New 0.17% +0.17
UMC United Microelectron-SP ADR Add +10.6% 0.25% +0.16
SHYM iShares Short Duration High New 0.15% +0.15
GOOGL Alphabet Inc. Class A Add +1.7% 3.27% +0.15
TER Teradyne Inc. Add +96.4% 0.22% +0.14
QCOM Qualcomm Inc. New 0.13% +0.13
SPMO Invesco S&P 500 Momentum ETF Add +36.9% 0.33% +0.13
COP Conocophillips New 0.13% +0.13
GOOG Alphabet Inc. Class C Add +10.2% 1.08% +0.12
NTRA Natera Inc. New 0.12% +0.12
VRT Vertiv Holdings Co. Class A New 0.12% +0.12
SPY SS SPDR S&P 500 ETF Trust-US Add +12.9% 1.66% +0.12
ASML ASML Holding NV-NY Reg SHS New 0.12% +0.12
MTUM iShares MSCI USA Momentum Fa New 0.11% +0.11
ORCL Oracle Corp. New 0.11% +0.11
UCTT Ultra Clean Holdings Inc. New 0.11% +0.11
EME Emcor Group Inc. New 0.10% +0.10
AAPL Apple Inc. Add +10.1% 2.46% +0.10
MKL Markel Group Inc. New 0.10% +0.10
LITE Lumentum Holdings Inc. New 0.10% +0.10
ROST Ross Stores Inc. New 0.09% +0.09
MKSI MKS Inc. New 0.09% +0.09
IWY iShares Russell Top 200 Grow Add +57.1% 0.25% +0.09
NVDA Nvidia Corp. Add +11.4% 1.44% +0.08
GHM Graham Corp. New 0.08% +0.08
SPYM Ste STR SPDR PT S&P 500 ETF New 0.08% +0.08
IYM iShares U.S. Basic Materials New 0.08% +0.08

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 264$390.1MIVV, VTI, MSFT, GOOGL, SYFI
Q1 2026 247$323.7MVTI, IVV, MSFT, GOOGL, FTRB
Q4 2025 243$340.3MMSFT, VTI, IVV, GOOGL, AMZN