Focused Wealth Management, Inc

Name: Focused Wealth Management, Inc 13F holdings, Q4 2024
Creator: Focused Wealth Management, Inc
Published: 2025-01-28

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 28, 2025), Focused Wealth Management, Inc reported 170 stock positions worth $740.5 million. Its top holding was SS SPDR P S&P 500 Growth ETF (SPYG) at 17.1% of the portfolio, followed by Vanguard Mrngstr Val ETF-Aui (VTV, 13.8%) and Invesco QQQ Trust Series 1 (QQQ, 9.5%). Compared with Q3 2024, it opened 17 new positions, sold out of 54, added to 89 and reduced 54. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +15%) and the biggest sale SS Health Care Select Sector (XLV, shares −93%).

Most Recent 13F: Q2 2026
Location: Newburgh, NY
CIK: 0001586052
Portfolio Value: $740.5M (Q4 2024)
SEC Filing: 0001667731-25-000144 ↗ filed Jan 28, 2025

Holdings Value

Holdings 170 stocks · $740.5M


SPYG SS SPDR P S&P 500 Growth ETF	17.08%	1,439,216	$126.5M	Add +1.0%
VTV Vanguard Mrngstr Val ETF-Aui	13.79%	603,370	$102.2M	Add +14.9%
QQQ Invesco QQQ Trust Series 1	9.50%	137,628	$70.4M	Add +2.5%
SGOV iShares 0-3 Month Treasury B	4.71%	347,445	$34.9M	Reduce -4.7%
VCIT Vanguard Int-Term Corporate	4.37%	402,828	$32.3M	Add +8.1%
AAPL Apple Inc.	3.55%	104,986	$26.3M	Add +0.4%
VYM Vanguard High DVD Yield ETF	3.55%	205,790	$26.3M	Add +0.3%
XLF SS Financial Select Sector	2.88%	441,830	$21.4M	Add +1.0%
VWO Vanguard Ftse Emerging Marke	2.87%	482,813	$21.3M	Add +5.6%
BND Vanguard Total Bond Market	2.66%	273,638	$19.7M	Reduce -17.0%
VIGI Vanguard Int Div App Indx FD	2.44%	225,963	$18.1M	Reduce -4.7%
BIL SS SPDR BB 1-3M T-Bill ETF	2.04%	164,954	$15.1M	Add +5.8%
MGK Vngrd Mrgstr MG CP GR ETF-Ui	1.68%	36,208	$12.4M	Reduce -1.2%
RSP Invesco S&P 500 Equal Weight	1.66%	70,169	$12.3M	Reduce -3.4%
VB Vanguard Most SM-Cap ETF-Usd	1.48%	45,725	$11.0M	Add +3.7%
VGT Vanguard Info Tech ETF	1.34%	15,917	$9.9M	Reduce -1.9%
BBN BlackRock Taxable Muni BND	1.32%	608,359	$9.8M	Add +5.1%
TSLA Tesla Inc.	1.23%	22,468	$9.1M	Add +0.6%
BX Blackstone Inc.	1.14%	49,143	$8.5M	Add +0.4%
VBK Van Morst SML-Cap Gro-Usd Inc.	1.09%	28,866	$8.1M	Add +3.5%
AMZN Amazon.com Inc.	0.95%	32,206	$7.1M	Add +0.6%
META Meta Platforms Inc. Class A	0.89%	11,220	$6.6M	Reduce -0.4%
GOOGL Alphabet Inc. Class A	0.87%	34,121	$6.5M	Add +0.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.82%	137,948	$6.1M	Add +0.3%
JEPI JPMorgan Equity Premium Inco	0.66%	84,426	$4.9M	Add +14.6%
BRK.B Berkshire Hathaway Inc. Class B	0.63%	10,302	$4.7M	Reduce -1.4%
XBXMX Nuveen S&P 500 Buy-WR Inc.	0.60%	317,200	$4.4M	Add +14.1%
XEXGX Eaton Vance Tax-Managed Glob	0.58%	530,178	$4.3M	Add +13.4%
MSFT Microsoft Corp.	0.58%	10,207	$4.3M	Add +0.0%
STWD Starwood Property Trust Inc.	0.47%	185,124	$3.5M	Add +16.0%
C Citigroup Inc.	0.43%	44,780	$3.2M	Add +4.0%
NVDA Nvidia Corp.	0.39%	21,688	$2.9M	Reduce -10.4%
CAT Caterpillar Inc.	0.38%	7,738	$2.8M	Add +0.9%
GS Goldman Sachs Group Inc.	0.37%	4,798	$2.7M	Add +0.5%
XOM Exxon Mobil Corp.	0.35%	23,966	$2.6M	Reduce -0.1%
PFE Pfizer Inc.	0.34%	96,181	$2.6M	Reduce -8.1%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.34%	11,379	$2.5M	Add +0.5%
JPM JPMorgan Chase & Co.	0.33%	10,123	$2.4M	Add +0.5%
WMT Walmart Inc.	0.28%	22,935	$2.1M	Reduce -2.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.28%	18,432	$2.1M	Reduce -13.8%
IEF iShares 7-10 Year Treasury B	0.25%	19,941	$1.8M	Add +45.7%
GE General Electric filed as GE AEROSPACE	0.24%	10,854	$1.8M	Add +1.1%
KMI Kinder Morgan Inc.	0.22%	60,430	$1.7M	Add +3.8%
GOOG Alphabet Inc. Class C	0.22%	8,668	$1.7M	Add +0.5%
MO Altria Group Inc.	0.22%	30,633	$1.6M	Add +11.4%
T AT&T Inc.	0.21%	66,999	$1.5M	Add +4.5%
HON Honeywell International Inc.	0.20%	6,555	$1.5M	Reduce -0.4%
VTI VG Morningstar TS MKT ETF-US	0.20%	5,029	$1.5M	Reduce -8.6%
INTC Intel Corp.	0.20%	72,427	$1.5M	Reduce -4.0%
JNJ Johnson & Johnson	0.19%	9,877	$1.4M	Reduce -1.8%
IVV iShares Core S&P 500 ETF	0.17%	2,160	$1.3M	Reduce -1.8%
VHT Vanguard Health Care ETF	0.17%	4,837	$1.2M	Reduce -4.2%
MTUM iShares MSCI USA Momentum Fa	0.15%	5,523	$1.1M	Add +4.1%
IVW iShares S&P 500 Growth ETF	0.15%	11,090	$1.1M	Add +0.1%
XBNYX BlackRock New York Muni Inc.	0.15%	110,393	$1.1M	Reduce -6.8%
NUE Nucor Corp.	0.15%	9,569	$1.1M	Add +0.2%
MMM 3M Co.	0.15%	8,389	$1.1M	Add +0.0%
VUG Vanguard Mrngstar GR ETF-Sui	0.14%	2,515	$1.0M	Reduce -1.2%
ABBV Abbvie Inc.	0.14%	5,751	$1.0M	Reduce -7.8%
MHN BlackRock Muniholding NY QLT	0.14%	97,261	$1.0M	Add +20.4%
RVT Royce Small-Cap Trust Inc.	0.13%	60,861	$962K	Add +13.4%
PLTR Palantir Technologies Inc. Class A	0.12%	11,431	$865K	Reduce -0.2%
GEV GE Vernova Inc.	0.11%	2,578	$848K	Reduce -2.4%
IBTF iShares Ibonds Dec 2025 Term	0.10%	32,753	$764K	Add +0.4%
XLV SS Health Care Select Sector	0.10%	5,446	$749K	Reduce -92.9%
MRK Merck & Co. Inc.	0.10%	7,520	$748K	Add +1.7%
AMAT Applied Materials Inc.	0.10%	4,588	$746K	Reduce -20.1%
NFLX Netflix Inc.	0.10%	791	$705K	Add +0.1%
AI C3.AI Inc. Class A	0.09%	20,175	$695K	Reduce -2.8%
SHOP Shopify Inc. Class A	0.09%	6,398	$680K	Reduce -12.0%
AHR American Healthcare REIT Inc.	0.09%	23,681	$673K	Reduce -0.5%
NEE Nextera Energy Inc.	0.09%	9,357	$671K	Add +0.3%
CRM Salesforce Inc.	0.09%	1,994	$667K	Add +1.4%
ORCL Oracle Corp.	0.09%	3,959	$660K	Add +0.0%
SMCI Super Micro Computer Inc.	0.09%	21,163	$645K	New
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.09%	11,264	$635K	Add +55.6%
CSCO Cisco Systems Inc.	0.08%	10,555	$625K	Add +6.5%
KMB Kimberly-Clark Corp.	0.08%	4,648	$609K	Add +0.1%
SPYD SS SPDR P S&P 500 Hi Div ETF	0.08%	13,780	$596K	Reduce -0.5%
VZ Verizon Communications Inc.	0.08%	14,518	$581K	Add +1.1%
PINS Pinterest Inc. Class A	0.08%	19,984	$580K	Add +0.2%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC	0.08%	4,805	$565K	Reduce -0.2%
PG The Procter & Gamble Co.	0.08%	3,342	$560K	Add +2.0%
LLY Eli Lilly & Co.	0.07%	691	$533K	Reduce -1.6%
PULS Pgim Ultra Short Bond ETF	0.07%	10,717	$531K	Add +1.3%
SPY SS SPDR S&P 500 ETF Trust-US	0.07%	863	$506K	Add +17.6%
SCHG Schwab US Large-Cap Growth	0.07%	17,717	$494K	Add +20.9%
VIG Vanguard Dividend Apprec ETF	0.06%	2,386	$467K	Add +0.7%
UNP Union Pacific Corp.	0.06%	1,965	$448K	Add +0.5%
VFH Vanguard Financials ETF	0.06%	3,778	$446K	Reduce -0.1%
PRTA Prothena Corp. PLC	0.06%	32,129	$445K	New
ROKU Roku Inc.	0.06%	5,895	$438K	Add +0.5%
BOND PIMCO Active Bond Exchange-T	0.06%	4,831	$437K	Reduce -12.8%
AON Aon PLC Class A	0.06%	1,214	$436K	Reduce -1.9%
CL Colgate-Palmolive Co.	0.06%	4,764	$433K	Add +0.1%
O Realty Income Corp.	0.06%	8,087	$432K	Reduce -2.6%
ETN Eaton Corp. PLC	0.06%	1,278	$424K	No change
HD Home Depot Inc.	0.06%	1,082	$421K	Add +2.4%
OEF iShares S&P 100 ETF	0.05%	1,353	$391K	Add +0.2%
ACHR Archer Aviation Inc. Class A	0.05%	40,000	$390K	No change
IBTG iShares Ibonds Dec 2026 Term	0.05%	16,863	$385K	Add +3.3%
NVO Novo-Nordisk A/S-Spons ADR	0.05%	4,363	$375K	Reduce -18.2%
BKLN Invesco Senior Loan ETF	0.05%	17,448	$368K	New
IBTH iShares Ibonds Dec 2027 Term	0.05%	16,558	$368K	Add +19.2%
HYD Vaneck High Yield Muni ETF	0.05%	7,073	$367K	Reduce -0.5%
ONEQ Fidelity Nasdaq Comp Indx	0.05%	4,821	$367K	Reduce -2.4%
ED Consolidated Edison Inc.	0.05%	4,000	$357K	Add +4.5%
PM Philip Morris International	0.05%	2,950	$355K	Add +1.0%
V Visa Inc. Class A	0.05%	1,115	$352K	Reduce -1.5%
MTB M & T Bank Corp. filed as M & T BK CORP	0.04%	1,731	$325K	Reduce -23.8%
SPYV SS SPDR P S&P 500 Value ETF	0.04%	6,359	$325K	Add +2.3%
OKE Oneok Inc.	0.04%	3,230	$324K	Add +0.9%
PEP Pepsico Inc.	0.04%	2,122	$323K	Reduce -2.8%
DFUS Dimensional US Eq MKT ETF	0.04%	4,985	$318K	Add +0.4%
TER Teradyne Inc.	0.04%	2,435	$307K	No change
SPTM SS SPDR P S&P 1500 Comp ETF	0.04%	4,220	$301K	Reduce -3.5%
DOCN Digitalocean Holdings Inc.	0.04%	8,406	$286K	Reduce -1.4%
AMD Advanced Micro Devices	0.04%	2,361	$285K	Add +46.3%
AWK American Water Works Co. Inc.	0.04%	2,257	$281K	Add +0.5%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.04%	656	$279K	Reduce -0.8%
CVX Chevron Corp.	0.04%	1,915	$277K	Add +3.2%
UNH Unitedhealth Group Inc.	0.04%	540	$273K	Reduce -6.4%
CWB SS SPDR BB Conv Sec ETF	0.04%	3,504	$273K	Reduce -15.9%
MAIN Main Street Capital Corp.	0.04%	4,638	$272K	Add +0.7%
NBB Nuveen Taxable Municipal Inc.	0.04%	18,058	$271K	Add +0.7%
ADM Archer-Daniels-Midland Co.	0.04%	5,341	$270K	Add +0.0%
BMY Bristol-Myers Squibb Co.	0.03%	4,530	$256K	Add +0.9%
USB US Bancorp	0.03%	5,324	$255K	Add +7.1%
SYK Stryker Corp.	0.03%	702	$253K	Add +0.1%
HUBS HubSpot Inc.	0.03%	361	$252K	Reduce -5.3%
EIX Edison International	0.03%	3,144	$251K	Add +0.1%
BABA Alibaba Group Holding-SP ADR	0.03%	2,938	$249K	Add +31.4%
FCX Freeport-McMoran Inc.	0.03%	6,425	$245K	Reduce -8.0%
MUB iShares National Muni Bond E	0.03%	2,290	$244K	No change
IJH iShares Core S&P Midcap ETF	0.03%	3,882	$242K	Add +0.3%
TRV The Travelers Cos Inc.	0.03%	1,001	$241K	Add +5.7%
GEHC GE Healthcare Technology	0.03%	3,071	$240K	Reduce -2.7%
NBTB N B T Bancorp Inc.	0.03%	4,919	$235K	Add +0.5%
GLD SPDR Gold Shares	0.03%	941	$228K	No change
COIN Coinbase Global Inc. Class A	0.03%	915	$227K	New
TOST Toast Inc. Class A	0.03%	6,221	$227K	New
CI The Cigna Group	0.03%	812	$224K	Add +0.5%
WSM Williams-Sonoma Inc.	0.03%	1,200	$222K	New
IWF iShares Russell 1000 Growth	0.03%	552	$222K	No change
DAL Delta Air Lines Inc.	0.03%	3,652	$221K	New
XPL Solitario Resources Corp.	0.03%	370,900	$221K	No change
SCHV Schwab US Large-Cap Value	0.03%	8,413	$219K	Add +0.6%
ISRG Intuitive Surgical Inc.	0.03%	418	$218K	New
UBER Uber Technologies Inc.	0.03%	3,603	$217K	New
VOO Vanguard S&P 500 ETF	0.03%	398	$214K	Reduce -10.4%
IAU iShares Gold Trust	0.03%	4,312	$213K	New
VYMI Vanguard Int High DVD YLD Inc.	0.03%	3,127	$212K	New
CHWY Chewy Inc. Class A	0.03%	6,196	$208K	New
XETYX Eaton Vance Tax-MGD Div Eqty	0.03%	13,053	$195K	Add +0.1%
CRIS Curis Inc.	0.02%	59,204	$181K	Add +9.5%
ETV Eaton Vance T/M Buy-Writ Opp	0.02%	12,248	$176K	Reduce -13.3%
PCT Purecycle Technologies Inc.	0.02%	16,605	$170K	Add +27.9%
GBDC Golub Capital BDC Inc.	0.02%	10,633	$161K	Add +2.8%
OUST Ouster Inc.	0.02%	13,008	$159K	New
FSLY Fastly Inc. Class A	0.02%	15,704	$148K	Reduce -5.9%
KOPN Kopin Corp.	0.02%	106,737	$145K	New
DSU BlackRock Debt Strategies	0.02%	12,477	$134K	Add +0.8%
F Ford Motor Co. filed as FORD MTR CO	0.02%	12,420	$123K	Add +15.7%
HYT BlackRock Corp. Hi YLD	0.02%	11,742	$115K	Reduce -0.8%
BGC BGC Group Inc. Class A	0.01%	11,171	$101K	New
RBKB Rhinebeck Bancorp Inc.	0.01%	10,000	$97K	No change
STKL Sunopta Inc.	0.01%	10,290	$79K	No change
NN Nextnav Inc.	0.01%	4,000	$62K	New
SOTK Sono-Tek Corp.	0.01%	12,343	$49K	No change
KEY Keycorp	0.00%	1,432	$25K	New

Options reported separately and not counted above: FSLR puts ($218K), OUST calls ($29K), BAC calls ($23K), BABA calls ($19K), NNOX calls ($11K), TOST calls ($11K), AAPL calls ($10K), ROKU calls ($8K), NN puts ($5K), NVDA calls ($4K), NFG calls ($2K), KEY calls ($520), and 3 more.

Portfolio Sells Q3 2024 → Q4 2024


XLV SS Health Care Select Sector	Reduce -92.9%	0.10%	−1.49
BND Vanguard Total Bond Market	Reduce -17.0%	2.66%	−0.68
IUSG iShares Core S&P U.S. Growth	Sold out	0.00%	−0.52
WAB Wabtec Corp.	Sold out	0.00%	−0.48
VIGI Vanguard Int Div App Indx FD	Reduce -4.7%	2.44%	−0.38
ABAT American Battery Technology	Sold out	0.00%	−0.26
SGOV iShares 0-3 Month Treasury B	Reduce -4.7%	4.71%	−0.24
KIM Kimco Realty Corp.	Sold out	0.00%	−0.17
OGN Organon & Co.	Sold out	0.00%	−0.15
SMCI Super Micro Computer Inc.	Sold out	0.00%	−0.12
RSP Invesco S&P 500 Equal Weight	Reduce -3.4%	1.66%	−0.09
DECK Deckers Outdoor Corp.	Sold out	0.00%	−0.08
CSX CSX Corp.	Sold out	0.00%	−0.07
IIPR Innovative Industrial Proper	Sold out	0.00%	−0.07
SCHO Schwab Short-Term US Treas	Sold out	0.00%	−0.07
XVV iShares ESG Select Screened	Sold out	0.00%	−0.07
PFE Pfizer Inc.	Reduce -8.1%	0.34%	−0.06
HITI High Tide Inc.	Sold out	0.00%	−0.06
BA The Boeing Co.	Sold out	0.00%	−0.06
UA Under Armour Inc. Class C	Sold out	0.00%	−0.06
AMAT Applied Materials Inc.	Reduce -20.1%	0.10%	−0.06
VOO Vanguard S&P 500 ETF	Reduce -10.4%	0.03%	−0.05
EEM iShares MSCI Emerging Market	Sold out	0.00%	−0.05
IGPT Invesco AI and Next Gen Soft	Sold out	0.00%	−0.05
PGR Progressive Corp.	Sold out	0.00%	−0.04
MPC Marathon Petroleum Corp.	Sold out	0.00%	−0.04
INTC Intel Corp.	Reduce -4.0%	0.20%	−0.04
ESML iShares ESG Aware MSCI USA S	Sold out	0.00%	−0.04
NVO Novo-Nordisk A/S-Spons ADR	Reduce -18.2%	0.05%	−0.03
ENB Enbridge Inc.	Sold out	0.00%	−0.03
ILMN Illumina Inc.	Sold out	0.00%	−0.03
VEA Vanguard Ftse Developed ETF	Sold out	0.00%	−0.03
BWA Borgwarner Inc.	Sold out	0.00%	−0.03
XOM Exxon Mobil Corp.	Reduce -0.1%	0.35%	−0.03
FXR First Trust Indst/Producers	Sold out	0.00%	−0.03
TSM Taiwan Semiconductor-SP ADR	Sold out	0.00%	−0.03
DXC DXC Technology Co.	Sold out	0.00%	−0.03
ABBV Abbvie Inc.	Reduce -7.8%	0.14%	−0.03
VGIT Vanguard Intermediate-Term T	Sold out	0.00%	−0.03
SYY Sysco Corp.	Sold out	0.00%	−0.03
USRT iShares Core US REIT ETF	Sold out	0.00%	−0.03
CEG Constellation Energy	Sold out	0.00%	−0.03
AVXL Anavex Life Sciences Corp.	Sold out	0.00%	−0.03
RH RH	Sold out	0.00%	−0.03
WPC WP Carey Inc.	Sold out	0.00%	−0.03
JNJ Johnson & Johnson	Reduce -1.8%	0.19%	−0.03
VHT Vanguard Health Care ETF	Reduce -4.2%	0.17%	−0.03
XBNYX BlackRock New York Muni Inc.	Reduce -6.8%	0.15%	−0.02
BRK.B Berkshire Hathaway Inc. Class B	Reduce -1.4%	0.63%	−0.02
COST Costco Wholesale Corp.	Sold out	0.00%	−0.02

Portfolio Buys Q3 2024 → Q4 2024


VTV Vanguard Mrngstr Val ETF-Aui	Add +14.9%	13.79%	+1.44
SPYG SS SPDR P S&P 500 Growth ETF	Add +1.0%	17.08%	+1.16
QQQ Invesco QQQ Trust Series 1	Add +2.5%	9.50%	+0.67
TSLA Tesla Inc.	Add +0.6%	1.23%	+0.44
AAPL Apple Inc.	Add +0.4%	3.55%	+0.27
XLF SS Financial Select Sector	Add +1.0%	2.88%	+0.21
VCIT Vanguard Int-Term Corporate	Add +8.1%	4.37%	+0.16
AMZN Amazon.com Inc.	Add +0.6%	0.95%	+0.15
BX Blackstone Inc.	Add +0.4%	1.14%	+0.13
GOOGL Alphabet Inc. Class A	Add +0.7%	0.87%	+0.11
BIL SS SPDR BB 1-3M T-Bill ETF	Add +5.8%	2.04%	+0.11
SMCI Super Micro Computer Inc.	New	0.09%	+0.09
VBK Van Morst SML-Cap Gro-Usd Inc.	Add +3.5%	1.09%	+0.09
XBXMX Nuveen S&P 500 Buy-WR Inc.	Add +14.1%	0.60%	+0.09
BAC Bank of America Corp.	Add +0.3%	0.82%	+0.08
VB Vanguard Most SM-Cap ETF-Usd	Add +3.7%	1.48%	+0.07
IEF iShares 7-10 Year Treasury B	Add +45.7%	0.25%	+0.07
JEPI JPMorgan Equity Premium Inco	Add +14.6%	0.66%	+0.06
C Citigroup Inc.	Add +4.0%	0.43%	+0.06
PRTA Prothena Corp. PLC	New	0.06%	+0.06
GS Goldman Sachs Group Inc.	Add +0.5%	0.37%	+0.05
KMI Kinder Morgan Inc.	Add +3.8%	0.22%	+0.05
BKLN Invesco Senior Loan ETF	New	0.05%	+0.05
JPM JPMorgan Chase & Co.	Add +0.5%	0.33%	+0.04
XEXGX Eaton Vance Tax-Managed Glob	Add +13.4%	0.58%	+0.04
STWD Starwood Property Trust Inc.	Add +16.0%	0.47%	+0.04
JEPQ JPM Nasdaq Equity Premium	Add +55.6%	0.09%	+0.03
COIN Coinbase Global Inc. Class A	New	0.03%	+0.03
TOST Toast Inc. Class A	New	0.03%	+0.03
WSM Williams-Sonoma Inc.	New	0.03%	+0.03
DAL Delta Air Lines Inc.	New	0.03%	+0.03
ISRG Intuitive Surgical Inc.	New	0.03%	+0.03
UBER Uber Technologies Inc.	New	0.03%	+0.03
IAU iShares Gold Trust	New	0.03%	+0.03
VYMI Vanguard Int High DVD YLD Inc.	New	0.03%	+0.03
GOOG Alphabet Inc. Class C	Add +0.5%	0.22%	+0.03
CHWY Chewy Inc. Class A	New	0.03%	+0.03
MO Altria Group Inc.	Add +11.4%	0.22%	+0.03
OUST Ouster Inc.	New	0.02%	+0.02
NFLX Netflix Inc.	Add +0.1%	0.10%	+0.02
KOPN Kopin Corp.	New	0.02%	+0.02
CRM Salesforce Inc.	Add +1.4%	0.09%	+0.02
RVT Royce Small-Cap Trust Inc.	Add +13.4%	0.13%	+0.02
T AT&T Inc.	Add +4.5%	0.21%	+0.02
SCHG Schwab US Large-Cap Growth	Add +20.9%	0.07%	+0.02
MHN BlackRock Muniholding NY QLT	Add +20.4%	0.14%	+0.01
BGC BGC Group Inc. Class A	New	0.01%	+0.01
CSCO Cisco Systems Inc.	Add +6.5%	0.08%	+0.01
SPY SS SPDR S&P 500 ETF Trust-US	Add +17.6%	0.07%	+0.01
MTUM iShares MSCI USA Momentum Fa	Add +4.1%	0.15%	+0.01

Options Activity Q3 2024 → Q4 2024


CRM Salesforce Inc.	call	Sold out	14,000	$3.8Mbefore exit
COST Costco Wholesale Corp.	call	Sold out	4,000	$3.5Mbefore exit
COST Costco Wholesale Corp.	put	Sold out	4,000	$3.5Mbefore exit
DIS The Walt Disney Co.	call	Sold out	20,000	$1.9Mbefore exit
OC Owens Corning	put	Sold out	7,000	$1.2Mbefore exit
WFC Wells Fargo & Co.	call	Sold out	20,000	$1.1Mbefore exit
HON Honeywell International Inc.	put	Sold out	3,000	$620Kbefore exit
ABBV Abbvie Inc.	call	Sold out	3,000	$592Kbefore exit
LYV Live Nation Entertainment Inc.	put	Sold out	5,000	$547Kbefore exit
MDT Medtronic PLC	call	Sold out	5,600	$504Kbefore exit
TPR Tapestry Inc.	put	Sold out	10,000	$470Kbefore exit
SNOW Snowflake Inc.	call	Sold out	4,000	$459Kbefore exit
H Hyatt Hotels Corp. Class A	put	Sold out	2,400	$365Kbefore exit
MS Morgan Stanley	call	Sold out	3,400	$354Kbefore exit
RDFN Redfin Corp.	call	Sold out	26,000	$326Kbefore exit
PANW Palo Alto Networks Inc.	call	Sold out	1,600	$273Kbefore exit
DOCN Digitalocean Holdings Inc.	call	Sold out	6,400	$258Kbefore exit
SLB SLB Ltd.	call	Sold out	6,000	$252Kbefore exit
TTWO Take-Two Interactive Softwre	call	Sold out	1,600	$246Kbefore exit
MRVL Marvell Technology Inc.	put	Sold out	3,200	$231Kbefore exit
C Citigroup Inc.	call	Sold out	3,600	$225Kbefore exit
NCNO Ncino Inc.	put	Sold out	7,000	$221Kbefore exit
FSLR First Solar Inc.	put	New	8,000	$218K
GTLB Gitlab Inc. Class A	call	Sold out	4,000	$206Kbefore exit
APPN Appian Corp. Class A	call	Sold out	6,000	$205Kbefore exit
FROG Jfrog Ltd.	call	Sold out	7,000	$203Kbefore exit
PAAS Pan American Silver Corp.	call	Sold out	7,000	$198Kbefore exit
SOFI Sofi Technologies Inc.	call	Sold out	24,000	$189Kbefore exit
XYZ Block Inc.	call	Sold out	2,600	$175Kbefore exit
DXCM Dexcom Inc.	call	Sold out	2,000	$134Kbefore exit
OUST Ouster Inc.	call	New	7,000	$29K
BAC Bank of America Corp.	call	Add +740.0%	8,400	$23K
BABA Alibaba Group Holding-SP ADR	call	New	5,000	$19K
NNOX Nano-X Imaging Ltd.	call	New	10,000	$11K
TOST Toast Inc. Class A	call	New	2,000	$11K
AAPL Apple Inc.	call	Reduce -66.7%	200	$10K
ROKU Roku Inc.	call	New	5,000	$8K
NN Nextnav Inc.	put	New	8,000	$5K
NVDA Nvidia Corp.	call	New	1,000	$4K
NFG National Fuel Gas Co.	call	New	10,000	$2K
KEY Keycorp	call	New	13,000	$520
PINS Pinterest Inc. Class A	call	New	8,000	$380
MSFT Microsoft Corp.	call	New	500	$140

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	228	$1.1B	SPYG, VTV, QQQ, VCIT, VWO
Q1 2026	200	$957.0M	SPYG, VTV, QQQ, VCIT, VYM
Q4 2025	191	$941.7M	SPYG, VTV, QQQ, VCIT, VYM
Q3 2025	183	$924.2M	SPYG, VTV, QQQ, VCIT, VWO
Q2 2025	181	$819.4M	SPYG, VTV, QQQ, VCIT, VYM
Q1 2025	179	$735.1M	SPYG, VTV, QQQ, VCIT, SGOV
Q4 2024	170	$740.5M	SPYG, VTV, QQQ, SGOV, VCIT
Q3 2024	207	$742.1M	SPYG, VTV, QQQ, SGOV, VCIT
Q2 2024	182	$679.2M	SPYG, VTV, QQQ, SGOV, VCIT
Q1 2024	176	$640.3M	SPYG, VTV, QQQ, SGOV, VCIT