Focused Wealth Management, Inc
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 8, 2024), Focused Wealth Management, Inc reported 176 stock positions worth $640.3 million. Its top holding was SS SPDR P S&P 500 Growth ETF (SPYG) at 16.0% of the portfolio, followed by Vanguard Mrngstr Val ETF-Aui (VTV, 12.7%) and Invesco QQQ Trust Series 1 (QQQ, 8.2%). Compared with Q4 2023, it opened 7 new positions, sold out of 824, added to 99 and reduced 53. The biggest buy was SS SPDR P S&P 500 Growth ETF (SPYG, shares +4%) and the biggest sale Schwab U.S. Tips ETF (SCHP, shares −97%).
- Most Recent 13F
- Q2 2026
- Location
- Newburgh, NY
- CIK
- 0001586052
- Portfolio Value
- $640.3M (Q1 2024)
- SEC Filing
- 0001586052-24-000002 ↗ filed May 8, 2024
Holdings Value
Holdings 176 stocks · $640.3M
| SPYG SS SPDR P S&P 500 Growth ETF | 15.98% | 1,398,968 | $102.3M | Add +3.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 12.72% | 500,138 | $81.5M | Add +4.9% |
| QQQ Invesco QQQ Trust Series 1 | 8.23% | 118,743 | $52.7M | Add +4.0% |
| SGOV iShares 0-3 Month Treasury B | 4.82% | 306,368 | $30.9M | Add +5.3% |
| VCIT Vanguard Int-Term Corporate | 4.19% | 333,110 | $26.8M | Add +5.8% |
| VYM Vanguard High DVD Yield ETF | 3.78% | 200,292 | $24.2M | Add +1.1% |
| BND Vanguard Total Bond Market | 3.37% | 296,705 | $21.5M | Reduce -10.7% |
| AAPL Apple Inc. | 2.92% | 109,213 | $18.7M | Add +2.7% |
| VWO Vanguard Ftse Emerging Marke | 2.79% | 427,999 | $17.9M | Add +6.3% |
| XLF SS Financial Select Sector | 2.78% | 422,543 | $17.8M | Add +4.9% |
| VIGI Vanguard Int Div App Indx FD | 2.77% | 217,763 | $17.8M | Add +9.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.99% | 139,043 | $12.8M | Add +6.8% |
| RSP Invesco S&P 500 Equal Weight | 1.75% | 65,990 | $11.2M | Add +10.3% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 1.67% | 37,353 | $10.7M | Reduce -3.0% |
| XLV SS Health Care Select Sector | 1.66% | 71,898 | $10.6M | Add +5.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.47% | 41,149 | $9.4M | Add +5.7% |
| BBN BlackRock Taxable Muni BND | 1.37% | 535,410 | $8.7M | Add +7.3% |
| VGT Vanguard Info Tech ETF | 1.34% | 16,359 | $8.6M | Reduce -4.3% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 1.04% | 25,654 | $6.7M | Add +7.3% |
| IGV iShares Expanded Tech-Softwa | 1.03% | 77,471 | $6.6M | Add +5.2% |
| BX Blackstone Inc. | 0.99% | 48,492 | $6.4M | Reduce -14.2% |
| AMZN Amazon.com Inc. | 0.90% | 32,039 | $5.8M | Reduce -0.8% |
| META Meta Platforms Inc. Class A | 0.87% | 11,448 | $5.6M | Add +0.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.82% | 138,648 | $5.3M | Add +1.2% |
| GOOGL Alphabet Inc. Class A | 0.82% | 34,701 | $5.2M | Add +0.3% |
| TSLA Tesla Inc. | 0.71% | 25,888 | $4.6M | Add +9.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.69% | 10,542 | $4.4M | Reduce -2.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.64% | 33,585 | $4.1M | Reduce -5.8% |
| JEPI JPMorgan Equity Premium Inco | 0.62% | 68,898 | $4.0M | Add +1.0% |
| MSFT Microsoft Corp. | 0.62% | 9,414 | $4.0M | Add +0.8% |
| XEXGX Eaton Vance Tax-Managed Glob | 0.56% | 440,201 | $3.6M | Reduce -0.9% |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | 0.54% | 260,869 | $3.5M | Reduce -1.6% |
| PFE Pfizer Inc. | 0.51% | 118,683 | $3.3M | Reduce -11.3% |
| STWD Starwood Property Trust Inc. | 0.46% | 145,221 | $3.0M | Add +2.5% |
| XOM Exxon Mobil Corp. | 0.45% | 24,738 | $2.9M | Add +1.9% |
| C Citigroup Inc. | 0.44% | 44,504 | $2.8M | Add +0.5% |
| CAT Caterpillar Inc. | 0.43% | 7,572 | $2.8M | Add +2.2% |
| INTC Intel Corp. | 0.37% | 53,347 | $2.4M | Add +0.8% |
| SMCI Super Micro Computer Inc. | 0.36% | 2,258 | $2.3M | Add +0.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 11,305 | $2.2M | Add +0.8% |
| NVDA Nvidia Corp. | 0.33% | 2,323 | $2.1M | Reduce -3.1% |
| JPM JPMorgan Chase & Co. | 0.32% | 10,134 | $2.0M | Add +0.3% |
| GS Goldman Sachs Group Inc. | 0.31% | 4,697 | $2.0M | Reduce -1.8% |
| NUE Nucor Corp. | 0.30% | 9,647 | $1.9M | Reduce -7.1% |
| GE General Electric | 0.30% | 10,808 | $1.9M | Reduce -1.0% |
| JNJ Johnson & Johnson | 0.26% | 10,637 | $1.7M | Reduce -0.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.23% | 5,674 | $1.5M | Reduce -1.6% |
| WMT Walmart Inc. | 0.22% | 23,884 | $1.4M | Reduce -0.3% |
| VHT Vanguard Health Care ETF | 0.22% | 5,269 | $1.4M | Reduce -2.5% |
| HON Honeywell International Inc. | 0.21% | 6,498 | $1.3M | Reduce -2.9% |
| AMAT Applied Materials Inc. | 0.20% | 6,127 | $1.3M | Reduce -0.3% |
| GOOG Alphabet Inc. Class C | 0.20% | 8,234 | $1.3M | Add +3.6% |
| XBNYX BlackRock New York Muni Inc. | 0.19% | 117,638 | $1.2M | Add +6.4% |
| IVV iShares Core S&P 500 ETF | 0.18% | 2,198 | $1.2M | Add +0.2% |
| ABBV Abbvie Inc. | 0.18% | 6,305 | $1.1M | Add +3.5% |
| MO Altria Group Inc. | 0.18% | 26,204 | $1.1M | Add +1.6% |
| T AT&T Inc. | 0.17% | 63,074 | $1.1M | Add +2.2% |
| KMI Kinder Morgan Inc. | 0.16% | 54,778 | $1.0M | Reduce -4.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.16% | 5,308 | $994K | Reduce -2.4% |
| IVW iShares S&P 500 Growth ETF | 0.15% | 11,710 | $989K | Add +0.1% |
| MRK Merck & Co. Inc. | 0.15% | 7,338 | $968K | Add +2.8% |
| MHN BlackRock Muniholding NY QLT | 0.14% | 85,120 | $901K | Add +0.6% |
| MMM 3M Co. | 0.14% | 8,417 | $893K | Add +0.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.14% | 2,525 | $869K | Add +0.1% |
| IEF iShares 7-10 Year Treasury B | 0.13% | 9,092 | $861K | Add +75.2% |
| PINS Pinterest Inc. Class A | 0.13% | 23,386 | $811K | No change |
| RVT Royce Small-Cap Trust Inc. | 0.12% | 50,039 | $759K | Reduce -6.2% |
| BABA Alibaba Group Holding-SP ADR | 0.11% | 10,169 | $736K | Add +445.0% |
| IBTF iShares Ibonds Dec 2025 Term | 0.11% | 31,616 | $734K | Add +1.0% |
| BOND PIMCO Active Bond Exchange-T | 0.11% | 7,605 | $699K | Reduce -9.6% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.10% | 4,978 | $639K | Add +27555.6% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.10% | 15,163 | $617K | Add +0.5% |
| VZ Verizon Communications Inc. | 0.09% | 14,477 | $607K | Add +4.8% |
| CSCO Cisco Systems Inc. | 0.09% | 12,107 | $604K | Reduce -2.3% |
| KMB Kimberly-Clark Corp. | 0.09% | 4,638 | $600K | Add +0.1% |
| NEE Nextera Energy Inc. | 0.09% | 9,271 | $593K | Reduce -1.2% |
| LLY Eli Lilly & Co. | 0.09% | 717 | $558K | Reduce -13.1% |
| ORCL Oracle Corp. | 0.08% | 4,221 | $530K | Reduce -6.0% |
| PG The Procter & Gamble Co. | 0.08% | 3,241 | $526K | Reduce -2.0% |
| NFLX Netflix Inc. | 0.08% | 842 | $511K | Add +6.6% |
| PULS Pgim Ultra Short Bond ETF | 0.08% | 10,281 | $511K | Add +1.5% |
| SHOP Shopify Inc. Class A | 0.08% | 6,338 | $489K | Add +1.6% |
| SCHO Schwab Short-Term US Treas | 0.08% | 10,123 | $488K | Add +0.8% |
| UNP Union Pacific Corp. | 0.07% | 1,933 | $475K | Add +28.4% |
| HD Home Depot Inc. | 0.07% | 1,183 | $454K | Add +17.0% |
| IBTE iShares Ibonds Dec 2024 Term | 0.07% | 18,494 | $443K | Add +29.8% |
| VIG Vanguard Dividend Apprec ETF | 0.07% | 2,361 | $431K | Reduce -3.3% |
| PEP Pepsico Inc. | 0.07% | 2,456 | $430K | Add +36.5% |
| CL Colgate-Palmolive Co. | 0.07% | 4,752 | $428K | Add +0.1% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.07% | 4,782 | $418K | Add +30.1% |
| VFH Vanguard Financials ETF | 0.06% | 3,963 | $406K | Reduce -10.5% |
| IIPR Innovative Industrial Proper | 0.06% | 3,860 | $400K | Add +0.4% |
| ETN Eaton Corp. PLC | 0.06% | 1,278 | $400K | No change |
| ROKU Roku Inc. | 0.06% | 6,014 | $392K | Reduce -8.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.06% | 732 | $383K | Add +70.6% |
| HYD Vaneck High Yield Muni ETF | 0.06% | 7,288 | $381K | Reduce -1.0% |
| CRIS Curis Inc. | 0.06% | 33,158 | $360K | Add +79.2% |
| FCX Freeport-McMoran Inc. | 0.06% | 7,577 | $356K | Add +9.7% |
| ED Consolidated Edison Inc. | 0.05% | 3,826 | $347K | Add +0.0% |
| DOCN Digitalocean Holdings Inc. | 0.05% | 9,038 | $345K | No change |
Options reported separately and not counted above: BMRN calls ($1.6M), AAPL calls ($1.2M), ZG calls ($804K), ABT calls ($796K), CVX calls ($757K), CMCSA puts ($434K), WYNN calls ($409K), REGN calls ($385K), NXT calls ($338K), CMA calls ($330K), GEHC calls ($309K), EXPE calls ($276K), and 17 more.
Portfolio Sells Q4 2023 → Q1 2024
| SCHP Schwab U.S. Tips ETF | Reduce -96.5% | 0.03% | −0.92 |
| BND Vanguard Total Bond Market | Reduce -10.7% | 3.37% | −0.65 |
| BX Blackstone Inc. | Reduce -14.2% | 0.99% | −0.22 |
| PFE Pfizer Inc. | Reduce -11.3% | 0.51% | −0.12 |
| GLD SPDR Gold Shares | Sold out | 0.00% | −0.07 |
| PENN Penn Entertainment Inc. | Sold out | 0.00% | −0.04 |
| ROKU Roku Inc. | Reduce -8.8% | 0.06% | −0.04 |
| FEZ State Street SPDR Euro Stoxx | Sold out | 0.00% | −0.04 |
| BA The Boeing Co. | Sold out | 0.00% | −0.03 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −0.03 |
| IBB iShares Biotechnology ETF | Sold out | 0.00% | −0.03 |
| NBTB N B T Bancorp Inc. | Sold out | 0.00% | −0.03 |
| WPC WP Carey Inc. | Sold out | 0.00% | −0.03 |
| UTG Reaves Utility Income Fund | Sold out | 0.00% | −0.03 |
| MINT PIMCO Enhanced Short Maturit | Sold out | 0.00% | −0.03 |
| SPEM State Street SP PTF Em ETF | Sold out | 0.00% | −0.03 |
| SPAB SS SPDR P Agg Bond ETF | Sold out | 0.00% | −0.03 |
| WEC WEC Energy Group Inc. | Sold out | 0.00% | −0.03 |
| ABNB Airbnb Inc. Class A | Sold out | 0.00% | −0.03 |
| CHWY Chewy Inc. Class A | Sold out | 0.00% | −0.03 |
| ONEQ Fidelity Nasdaq Comp Indx | Sold out | 0.00% | −0.03 |
| IWF iShares Russell 1000 Growth | Sold out | 0.00% | −0.03 |
| SPIB SS SPDR P Int C Corp. ETF | Sold out | 0.00% | −0.03 |
| PKST Peakstone Realty Trust | Sold out | 0.00% | −0.03 |
| MCD McDonald's Corp. | Sold out | 0.00% | −0.03 |
| SCZ iShares MSCI Eafe Small-Cap | Sold out | 0.00% | −0.02 |
| GBDC Golub Capital BDC Inc. | Sold out | 0.00% | −0.02 |
| KO The Coca-Cola Co. | Sold out | 0.00% | −0.02 |
| DAL Delta Air Lines Inc. | Sold out | 0.00% | −0.02 |
| MDLZ Mondelez International Inc. Class A | Sold out | 0.00% | −0.02 |
| HON Honeywell International Inc. | Reduce -2.9% | 0.21% | −0.02 |
| ALB Albemarle Corp. | Sold out | 0.00% | −0.02 |
| PFF iShares Preferred & Income S | Sold out | 0.00% | −0.02 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −0.02 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.02 |
| CMG Chipotle Mexican Grill Inc. | Sold out | 0.00% | −0.02 |
| CION Cion Investment Corp. | Sold out | 0.00% | −0.02 |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | Reduce -1.6% | 0.54% | −0.02 |
| VGT Vanguard Info Tech ETF | Reduce -4.3% | 1.34% | −0.02 |
| LOW Lowe's Cos Inc. | Sold out | 0.00% | −0.02 |
| FTNT Fortinet Inc. | Sold out | 0.00% | −0.02 |
| WSM Williams-Sonoma Inc. | Sold out | 0.00% | −0.02 |
| IBTH iShares Ibonds Dec 2027 Term | Sold out | 0.00% | −0.02 |
| USMV iShares MSCI USA Min Vol Fac | Sold out | 0.00% | −0.02 |
| BOND PIMCO Active Bond Exchange-T | Reduce -9.6% | 0.11% | −0.02 |
| AEP American Electric Power | Sold out | 0.00% | −0.02 |
| PGX Invesco Preferred ETF | Sold out | 0.00% | −0.02 |
| DVY iShares Select Dividend ETF | Sold out | 0.00% | −0.02 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Sold out | 0.00% | −0.02 |
| DFS Discover Financial Services | Sold out | 0.00% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| SPYG SS SPDR P S&P 500 Growth ETF | Add +3.5% | 15.98% | +1.52 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +4.9% | 12.72% | +1.00 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.0% | 8.23% | +0.54 |
| XLF SS Financial Select Sector | Add +4.9% | 2.78% | +0.29 |
| SMCI Super Micro Computer Inc. | Add +0.4% | 0.36% | +0.25 |
| META Meta Platforms Inc. Class A | Add +0.3% | 0.87% | +0.20 |
| RSP Invesco S&P 500 Equal Weight | Add +10.3% | 1.75% | +0.19 |
| VIGI Vanguard Int Div App Indx FD | Add +9.0% | 2.77% | +0.17 |
| VYM Vanguard High DVD Yield ETF | Add +1.1% | 3.78% | +0.14 |
| XLV SS Health Care Select Sector | Add +5.0% | 1.66% | +0.12 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +5.7% | 1.47% | +0.10 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +27555.6% | 0.10% | +0.10 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +7.3% | 1.04% | +0.09 |
| BABA Alibaba Group Holding-SP ADR | Add +445.0% | 0.11% | +0.09 |
| CAT Caterpillar Inc. | Add +2.2% | 0.43% | +0.07 |
| VWO Vanguard Ftse Emerging Marke | Add +6.3% | 2.79% | +0.07 |
| C Citigroup Inc. | Add +0.5% | 0.44% | +0.06 |
| BAC Bank of America Corp. | Add +1.2% | 0.82% | +0.06 |
| IEF iShares 7-10 Year Treasury B | Add +75.2% | 0.13% | +0.05 |
| XOM Exxon Mobil Corp. | Add +1.9% | 0.45% | +0.05 |
| IGV iShares Expanded Tech-Softwa | Add +5.2% | 1.03% | +0.05 |
| MSFT Microsoft Corp. | Add +0.8% | 0.62% | +0.04 |
| MUB iShares National Muni Bond E | New | 0.04% | +0.04 |
| PRTA Prothena Corp. PLC | Add +7751.9% | 0.04% | +0.04 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +6.8% | 1.99% | +0.04 |
| IBM Intl Business Machines Corp. | Add +0.8% | 0.34% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +0.3% | 0.32% | +0.03 |
| BBN BlackRock Taxable Muni BND | Add +7.3% | 1.37% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +70.6% | 0.06% | +0.03 |
| ABBV Abbvie Inc. | Add +3.5% | 0.18% | +0.02 |
| MRK Merck & Co. Inc. | Add +2.8% | 0.15% | +0.02 |
| GOOGL Alphabet Inc. Class A | Add +0.3% | 0.82% | +0.02 |
| TTD Trade Desk Inc./the Class A | Add +30.1% | 0.07% | +0.02 |
| SGOV iShares 0-3 Month Treasury B | Add +5.3% | 4.82% | +0.02 |
| CRIS Curis Inc. | Add +79.2% | 0.06% | +0.02 |
| PEP Pepsico Inc. | Add +36.5% | 0.07% | +0.02 |
| NFLX Netflix Inc. | Add +6.6% | 0.08% | +0.02 |
| WYNN WYNN Resorts Ltd. | Add +137.9% | 0.03% | +0.02 |
| REGN Regeneron Pharmaceuticals | Add +918.2% | 0.02% | +0.02 |
| UNP Union Pacific Corp. | Add +28.4% | 0.07% | +0.01 |
| HD Home Depot Inc. | Add +17.0% | 0.07% | +0.01 |
| IBTE iShares Ibonds Dec 2024 Term | Add +29.8% | 0.07% | +0.01 |
| HUBS HubSpot Inc. | New | 0.01% | +0.01 |
| FLG New York Community Bancorp | New | 0.01% | +0.01 |
| GOOG Alphabet Inc. Class C | Add +3.6% | 0.20% | +0.01 |
| PLTR Palantir Technologies Inc. Class A | Add +8.6% | 0.04% | +0.01 |
| AMD Advanced Micro Devices | Add +16.2% | 0.04% | +0.01 |
| NXT Nextpower Inc. | Add +2153.8% | 0.01% | +0.01 |
| FYBR Frontier Communications Pare | New | 0.01% | +0.01 |
| IVW iShares S&P 500 Growth ETF | Add +0.1% | 0.15% | +0.01 |
Options Activity Q4 2023 → Q1 2024
| BMRN Biomarin Pharmaceutical Inc. | call | New | 18,000 | $1.6M |
| AAPL Apple Inc. | call | New | 7,200 | $1.2M |
| ZG Zillow Group Inc. Class A | call | New | 16,800 | $804K |
| ABT Abbott Laboratories | call | New | 7,000 | $796K |
| CVX Chevron Corp. | call | New | 4,800 | $757K |
| CMCSA Comcast Corp. Class A | put | New | 10,000 | $434K |
| WYNN WYNN Resorts Ltd. | call | New | 4,000 | $409K |
| REGN Regeneron Pharmaceuticals | call | New | 400 | $385K |
| NXT Nextpower Inc. | call | New | 6,000 | $338K |
| CMA Comerica Inc. | call | New | 6,000 | $330K |
| GEHC GE Healthcare Technology | call | New | 3,400 | $309K |
| EXPE Expedia Group Inc. | call | New | 2,000 | $276K |
| SLV iShares Silver Trust | call | New | 12,000 | $273K |
| SLB SLB Ltd. | call | New | 4,800 | $263K |
| ROKU Roku Inc. | put | New | 4,000 | $261K |
| HUBS HubSpot Inc. | call | New | 400 | $251K |
| NKE Nike Inc. Class B | call | New | 2,600 | $244K |
| LAD Lithia Motors Inc. | put | New | 800 | $241K |
| MTCH Match Group Inc. | call | New | 6,000 | $218K |
| TEAM Atlassian Corp. Class A | put | New | 1,000 | $195K |
| CRWD CrowdStrike Holdings Inc. Class A | call | New | 600 | $192K |
| KEY Keycorp | call | New | 12,000 | $190K |
| HES Hess Corp. | call | New | 1,200 | $183K |
| SHOP Shopify Inc. Class A | call | New | 2,200 | $170K |
| TOST Toast Inc. Class A | call | New | 6,400 | $159K |
| FYBR Frontier Communications Pare | call | New | 6,000 | $147K |
| DOCN Digitalocean Holdings Inc. | call | New | 2,000 | $76K |
| BAC Bank of America Corp. | call | New | 1,000 | $38K |
| BANK OF AMER CORP | call | Sold out | 37,000 | $25Kbefore exit |
| SLB LIMITED | call | Sold out | 4,800 | $20Kbefore exit |
| BAIDU INC | call | Sold out | 2,000 | $19Kbefore exit |
| PEPSICO INC | call | Sold out | 6,000 | $15Kbefore exit |
| LAS VEGAS SANDS CORP | call | Sold out | 5,600 | $15Kbefore exit |
| DISNEY WALT CO | call | Sold out | 6,400 | $15Kbefore exit |
| CITIGROUP INC | call | Sold out | 6,200 | $14Kbefore exit |
| STATE STR SPDR S&P 500 ETF T | put | Sold out | 2,000 | $14Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | New | 5,000 | $12K |
| CELSIUS HLDGS INC | call | Sold out | 1,200 | $11Kbefore exit |
| FIVERR INTL LTD | call | Sold out | 3,200 | $11Kbefore exit |
| TESLA INC | call | Sold out | 600 | $10Kbefore exit |
| PENN ENTERTAINMENT INC | call | Sold out | 7,000 | $10Kbefore exit |
| MONGODB INC | call | Sold out | 600 | $10Kbefore exit |
| DRAFTKINGS INC NEW | call | Sold out | 4,000 | $10Kbefore exit |
| NICE LTD | call | Sold out | 1,600 | $9Kbefore exit |
| EQT CORP | put | Sold out | 8,000 | $8Kbefore exit |
| CHARTER COMMUNICATIONS INC | put | Sold out | 1,200 | $7Kbefore exit |
| UP FINTECH HLDG LTD | call | Sold out | 12,000 | $6Kbefore exit |
| THE TRADE DESK INC | put | Sold out | 3,400 | $5Kbefore exit |
| ELI LILLY & CO | call | Sold out | 600 | $5Kbefore exit |
| LIBERTY GLOBAL PLC | call | Sold out | 7,000 | $4Kbefore exit |
Showing the first 50 of 58.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Sold out | 30 | $36Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 103 | $564before exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Sold out | 28 | $8before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 228 | $1.1B | SPYG, VTV, QQQ, VCIT, VWO |
| Q1 2026 | 200 | $957.0M | SPYG, VTV, QQQ, VCIT, VYM |
| Q4 2025 | 191 | $941.7M | SPYG, VTV, QQQ, VCIT, VYM |
| Q3 2025 | 183 | $924.2M | SPYG, VTV, QQQ, VCIT, VWO |
| Q2 2025 | 181 | $819.4M | SPYG, VTV, QQQ, VCIT, VYM |
| Q1 2025 | 179 | $735.1M | SPYG, VTV, QQQ, VCIT, SGOV |
| Q4 2024 | 170 | $740.5M | SPYG, VTV, QQQ, SGOV, VCIT |
| Q3 2024 | 207 | $742.1M | SPYG, VTV, QQQ, SGOV, VCIT |
| Q2 2024 | 182 | $679.2M | SPYG, VTV, QQQ, SGOV, VCIT |
| Q1 2024 | 176 | $640.3M | SPYG, VTV, QQQ, SGOV, VCIT |