Focused Wealth Management, Inc

Name: Focused Wealth Management, Inc 13F holdings, Q4 2025
Creator: Focused Wealth Management, Inc
Published: 2026-01-29

Q2 2026Q1 2026Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 29, 2026), Focused Wealth Management, Inc reported 191 stock positions worth $941.7 million. Its top holding was SS SPDR P S&P 500 Growth ETF (SPYG) at 16.6% of the portfolio, followed by Vanguard Mrngstr Val ETF-Aui (VTV, 13.8%) and Invesco QQQ Trust Series 1 (QQQ, 11.7%). Compared with Q3 2025, it opened 24 new positions, sold out of 16, added to 107 and reduced 54. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +4%) and the biggest sale Vanguard 0-3M T-Bill ETF (VBIL, shares −97%).

Most Recent 13F: Q2 2026
Location: Newburgh, NY
CIK: 0001586052
Portfolio Value: $941.7M (Q4 2025)
SEC Filing: 0002085853-26-000135 ↗ filed Jan 29, 2026

Holdings Value

Holdings 191 stocks · $941.7M


SPYG SS SPDR P S&P 500 Growth ETF	16.55%	1,460,801	$155.9M	Add +1.6%
VTV Vanguard Mrngstr Val ETF-Aui	13.81%	680,890	$130.0M	Add +3.9%
QQQ Invesco QQQ Trust Series 1	11.75%	180,062	$110.6M	Add +1.9%
VCIT Vanguard Int-Term Corporate	4.87%	547,148	$45.8M	Add +10.4%
VYM Vanguard High DVD Yield ETF	3.24%	212,334	$30.5M	Add +3.4%
VWO Vanguard Ftse Emerging Marke	3.20%	559,888	$30.1M	Add +4.7%
AAPL Apple Inc.	3.09%	106,967	$29.1M	Add +0.7%
XLF SS Financial Select Sector	2.80%	481,443	$26.4M	Add +2.8%
SGOV iShares 0-3 Month Treasury B	2.29%	214,669	$21.5M	Reduce -18.1%
VIGI Vanguard Int Div App Indx FD	2.24%	230,997	$21.1M	Add +0.6%
MGK Vngrd Mrgstr MG CP GR ETF-Ui	1.51%	34,520	$14.2M	Reduce -0.3%
VB Vanguard Most SM-Cap ETF-Usd	1.48%	54,191	$14.0M	Add +4.9%
BND Vanguard Total Bond Market	1.47%	187,395	$13.9M	Add +10.8%
GOOGL Alphabet Inc. Class A	1.47%	44,166	$13.8M	Reduce -1.4%
RSP Invesco S&P 500 Equal Weight	1.45%	71,495	$13.7M	Add +0.6%
BIL SS SPDR BB 1-3M T-Bill ETF	1.42%	146,806	$13.4M	Reduce -0.9%
JMBS Janus Henderson Mortg Backed	1.42%	291,732	$13.3M	Add +10.6%
BBN BlackRock Taxable Muni BND	1.35%	776,422	$12.7M	Add +8.2%
VGT Vanguard Info Tech ETF	1.21%	15,101	$11.4M	Reduce -0.8%
TSLA Tesla Inc.	1.16%	24,354	$11.0M	Add +2.8%
NVDA Nvidia Corp.	1.03%	52,198	$9.7M	Add +3.4%
AMZN Amazon.com Inc.	1.01%	41,291	$9.5M	Add +12.2%
BX Blackstone Inc.	0.83%	50,762	$7.8M	Add +2.7%
META Meta Platforms Inc. Class A	0.75%	10,745	$7.1M	Add +0.5%
C Citigroup Inc.	0.62%	49,957	$5.8M	Add +0.3%
XEXGX Eaton Vance Tax-Managed Glob	0.61%	607,374	$5.8M	Add +10.3%
MSFT Microsoft Corp.	0.61%	11,783	$5.7M	Add +3.1%
JEPI JPMorgan Equity Premium Inco	0.60%	99,173	$5.7M	Add +11.8%
VONV Vanguard Russell 1000 Value	0.58%	58,903	$5.4M	Add +2.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.58%	98,714	$5.4M	Add +0.0%
BRK.B Berkshire Hathaway Inc. Class B	0.55%	10,303	$5.2M	Reduce -3.4%
GPIX GLDM SA S&P 500 PR in ETF-US	0.51%	91,658	$4.8M	Add +14.1%
CAT Caterpillar Inc.	0.51%	8,301	$4.8M	Reduce -0.1%
GS Goldman Sachs Group Inc.	0.50%	5,377	$4.7M	Reduce -0.1%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.44%	14,078	$4.2M	Reduce -1.8%
ONEQ Fidelity Nasdaq Comp Indx	0.39%	40,430	$3.7M	Add +6.4%
VOOG Vanguard S&P 500 Growth ETF	0.38%	8,054	$3.6M	Add +9.6%
JPM JPMorgan Chase & Co.	0.37%	10,940	$3.5M	Add +1.2%
IEF iShares 7-10 Year Treasury B	0.36%	35,340	$3.4M	Add +34.8%
GE General Electric filed as GE AEROSPACE	0.36%	11,012	$3.4M	Add +0.1%
STWD Starwood Property Trust Inc.	0.34%	175,247	$3.2M	Reduce -15.1%
WMT Walmart Inc.	0.32%	27,324	$3.0M	Add +2.5%
GOOG Alphabet Inc. Class C	0.31%	9,259	$2.9M	Add +1.4%
XOM Exxon Mobil Corp.	0.31%	24,042	$2.9M	Add +1.9%
PFE Pfizer Inc.	0.29%	109,717	$2.7M	Reduce -0.2%
CEG Constellation Energy	0.27%	7,228	$2.6M	Add +7.3%
INTC Intel Corp.	0.26%	66,002	$2.4M	Reduce -2.6%
T AT&T Inc.	0.24%	92,496	$2.3M	Reduce -1.3%
UNH Unitedhealth Group Inc.	0.24%	6,911	$2.3M	Add +2.3%
ABBV Abbvie Inc.	0.21%	8,569	$2.0M	Add +1.7%
AVGO Broadcom Inc.	0.21%	5,624	$1.9M	New
MO Altria Group Inc.	0.21%	33,647	$1.9M	Add +10.7%
KMI Kinder Morgan Inc.	0.20%	68,788	$1.9M	Add +7.5%
GEV GE Vernova Inc.	0.19%	2,746	$1.8M	Add +3.1%
PLTR Palantir Technologies Inc. Class A	0.19%	9,811	$1.7M	Reduce -0.6%
NUE Nucor Corp.	0.16%	9,266	$1.5M	Reduce -2.2%
VTI VG Morningstar TS MKT ETF-US	0.15%	4,325	$1.5M	Reduce -3.8%
JNJ Johnson & Johnson	0.15%	6,950	$1.4M	Add +1.0%
MTUM iShares MSCI USA Momentum Fa	0.15%	5,525	$1.4M	Add +0.2%
IVV iShares Core S&P 500 ETF	0.14%	1,992	$1.4M	Reduce -5.7%
MMM 3M Co.	0.14%	8,327	$1.3M	Add +0.1%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.14%	22,767	$1.3M	Add +8.1%
SCHD Schwab US DVD Equity ETF	0.14%	47,781	$1.3M	Reduce -16.4%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.14%	11,364	$1.3M	Add +0.6%
IVW iShares S&P 500 Growth ETF	0.14%	10,341	$1.3M	Reduce -6.2%
HON Honeywell International Inc.	0.13%	6,483	$1.3M	Reduce -1.5%
VHT Vanguard Health Care ETF	0.13%	4,089	$1.2M	Reduce -1.6%
XBNYX BlackRock New York Muni Inc.	0.12%	114,884	$1.2M	Add +2.0%
RVT Royce Small-Cap Trust Inc.	0.12%	71,871	$1.2M	Add +12.5%
MORT Vaneck Mortgage REIT Income	0.12%	109,587	$1.2M	New
VUG Vanguard Mrngstar GR ETF-Sui	0.12%	2,329	$1.1M	Reduce -6.4%
AHR American Healthcare REIT Inc.	0.12%	23,621	$1.1M	Reduce -3.1%
PRTA Prothena Corp. PLC	0.11%	107,479	$1.0M	Add +88.1%
VOO Vanguard S&P 500 ETF	0.11%	1,613	$1.0M	Add +16.3%
AMAT Applied Materials Inc.	0.10%	3,845	$988K	Add +0.2%
SHOP Shopify Inc. Class A	0.10%	5,558	$895K	Add +2.4%
VZ Verizon Communications Inc.	0.09%	20,957	$854K	Add +28.3%
SPY SS SPDR S&P 500 ETF Trust-US	0.09%	1,244	$848K	Reduce -65.5%
ORCL Oracle Corp.	0.09%	4,144	$808K	Reduce -0.6%
CSCO Cisco Systems Inc.	0.09%	10,426	$803K	Add +4.3%
LLY Eli Lilly & Co.	0.08%	739	$795K	Reduce -3.0%
MRK Merck & Co. Inc.	0.08%	6,997	$736K	Reduce -5.6%
CRWV Coreweave Inc. Class A	0.08%	10,227	$732K	Reduce -4.9%
VFH Vanguard Financials ETF	0.08%	5,378	$718K	Add +8.4%
NEE Nextera Energy Inc.	0.07%	8,422	$676K	Reduce -2.1%
NFLX Netflix Inc.	0.07%	7,170	$672K	Reduce -9.2%
MHN BlackRock Muniholding NY QLT	0.07%	64,890	$664K	Reduce -1.4%
VBIL Vanguard 0-3M T-Bill ETF	0.07%	8,506	$642K	Reduce -97.2%
AMZU Dire DLY Amzn Bul 2X ETF-Usd	0.07%	17,730	$620K	New
XBXMX Nuveen S&P 500 Buy-WR Inc.	0.07%	42,074	$618K	Reduce -0.1%
SCHG Schwab US Large-Cap Growth	0.06%	18,692	$610K	Add +0.2%
SMCI Super Micro Computer Inc.	0.06%	20,568	$602K	Add +0.0%
V Visa Inc. Class A	0.06%	1,672	$587K	Reduce -1.2%
VIG Vanguard Dividend Apprec ETF	0.06%	2,414	$530K	Reduce -30.6%
SPYD SS SPDR P S&P 500 Hi Div ETF	0.05%	11,759	$509K	Reduce -4.3%
IBTH iShares Ibonds Dec 2027 Term	0.05%	22,572	$507K	Add +3.4%
XLV SS Health Care Select Sector	0.05%	3,272	$506K	Add +23.4%
KOPN Kopin Corp.	0.05%	212,444	$497K	Add +2.4%
ROKU Roku Inc.	0.05%	4,443	$482K	Reduce -6.3%
IEMG iShares Core MSCI Emerging	0.05%	7,018	$472K	Add +10.6%
IBTG iShares Ibonds Dec 2026 Term	0.05%	20,095	$460K	Add +1.9%
PM Philip Morris International	0.05%	2,858	$458K	Add +0.1%
OEF iShares S&P 100 ETF	0.05%	1,334	$458K	Add +0.1%
PG The Procter & Gamble Co.	0.05%	3,193	$458K	Reduce -2.8%
PULS Pgim Ultra Short Bond ETF	0.05%	9,199	$456K	Add +1.2%
DUK Duke Energy Corp.	0.05%	3,842	$450K	Add +6.8%
O Realty Income Corp.	0.05%	7,987	$450K	Add +0.3%
HD Home Depot Inc.	0.05%	1,279	$440K	Add +10.5%
AON Aon PLC Class A	0.05%	1,239	$437K	Add +2.1%
XPL Solitario Resources Corp.	0.05%	610,900	$426K	Add +7.0%
UNP Union Pacific Corp.	0.04%	1,812	$419K	Reduce -8.3%
WFC Wells Fargo & Co.	0.04%	4,464	$416K	Reduce -9.8%
ETN Eaton Corp. PLC	0.04%	1,278	$407K	No change
KMB Kimberly-Clark Corp.	0.04%	3,982	$402K	Add +0.1%
TER Teradyne Inc.	0.04%	2,024	$392K	Reduce -2.1%
ED Consolidated Edison Inc.	0.04%	3,767	$374K	Add +0.7%
DFUS Dimensional US Eq MKT ETF	0.04%	5,033	$373K	Add +0.2%
XLK SS Technology Select Sector	0.04%	2,517	$362K	Add +8.9%
SCHA Schwab US Small-Cap ETF	0.04%	12,221	$348K	Add +0.3%
HYD Vaneck High Yield Muni ETF	0.04%	6,797	$347K	Add +0.4%
SPYV SS SPDR P S&P 500 Value ETF	0.04%	6,062	$344K	Add +0.5%
BOND PIMCO Active Bond Exchange-T	0.04%	3,662	$341K	Reduce -11.8%
IAU iShares Gold Trust	0.04%	4,063	$330K	Add +3.4%
CWB SS SPDR BB Conv Sec ETF	0.03%	3,648	$325K	Reduce -0.1%
ACHR Archer Aviation Inc. Class A	0.03%	42,010	$316K	Add +0.0%
CVX Chevron Corp.	0.03%	2,057	$313K	Add +6.0%
ADM Archer-Daniels-Midland Co.	0.03%	5,348	$307K	Add +0.0%
AMD Advanced Micro Devices	0.03%	1,394	$299K	Reduce -24.6%
AWK American Water Works Co. Inc.	0.03%	2,283	$298K	Add +0.6%
SPTM SS SPDR P S&P 1500 Comp ETF	0.03%	3,583	$296K	Reduce -4.0%
NBB Nuveen Taxable Municipal Inc.	0.03%	18,438	$291K	Add +0.7%
TRV The Travelers Cos Inc.	0.03%	991	$287K	Add +3.0%
PEP Pepsico Inc.	0.03%	1,998	$287K	Add +3.5%
CRM Salesforce Inc.	0.03%	1,067	$283K	Add +5.4%
MCD McDonald's Corp.	0.03%	884	$270K	Add +4.3%
BABA Alibaba Group Holding-SP ADR	0.03%	1,832	$269K	Reduce -12.8%
GLD SPDR Gold Shares	0.03%	676	$268K	Reduce -20.4%
USB US Bancorp	0.03%	4,988	$266K	Add +0.2%
PINS Pinterest Inc. Class A	0.03%	9,985	$259K	Reduce -12.2%
OKE Oneok Inc.	0.03%	3,486	$256K	Add +1.3%
WELL Welltower Inc.	0.03%	1,361	$253K	Add +0.1%
IWF iShares Russell 1000 Growth	0.03%	533	$252K	Add +0.2%
SYK Stryker Corp.	0.03%	708	$249K	Add +0.1%
MUB iShares National Muni Bond E	0.03%	2,312	$248K	Add +0.6%
SCHV Schwab US Large-Cap Value	0.03%	8,342	$247K	Add +0.6%
DAL Delta Air Lines Inc.	0.03%	3,533	$245K	Reduce -0.0%
GEHC GE Healthcare Technology	0.03%	2,925	$240K	Reduce -4.4%
ISRG Intuitive Surgical Inc.	0.03%	418	$237K	New
FCX Freeport-McMoran Inc.	0.02%	4,612	$234K	New
NET Cloudflare Inc. Class A	0.02%	1,188	$234K	No change
HOOD Robinhood Markets Inc. Class A	0.02%	2,052	$232K	Add +3.0%
CI The Cigna Group	0.02%	838	$231K	Add +0.5%
COST Costco Wholesale Corp.	0.02%	267	$230K	New
IJH iShares Core S&P Midcap ETF	0.02%	3,365	$222K	Add +0.5%
SLV iShares Silver Trust	0.02%	3,434	$221K	New
WPC WP Carey Inc.	0.02%	3,428	$221K	Add +0.9%
EIX Edison International	0.02%	3,659	$220K	No change
MAIN Main Street Capital Corp.	0.02%	3,633	$219K	Add +0.3%
BMY Bristol-Myers Squibb Co.	0.02%	4,058	$219K	New
LOW Lowe's Cos Inc.	0.02%	899	$217K	Reduce -9.0%
KLIC Kulicke & Soffa Industries	0.02%	4,696	$214K	Reduce -7.5%
TSM Taiwan Semiconductor-SP ADR	0.02%	704	$214K	New
RTX RTX Corp.	0.02%	1,163	$213K	New
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.02%	438	$211K	Add +0.2%
NBTB N B T Bancorp Inc.	0.02%	5,025	$209K	Add +0.5%
PRU Prudential Financial Inc.	0.02%	1,844	$208K	New
NULG Nuveen ESG LRG-Cap GRW ETF	0.02%	2,086	$204K	New
UBER Uber Technologies Inc.	0.02%	2,430	$199K	Add +1.3%
ONDS Ondas Inc. filed as ONDAS HLDGS INC	0.02%	18,700	$183K	New
TE T1 Energy Inc.	0.02%	27,000	$180K	New
ETV Eaton Vance T/M Buy-Writ Opp	0.02%	12,300	$177K	Add +1.4%
F Ford Motor Co. filed as FORD MTR CO	0.02%	13,310	$175K	Add +1.4%
XETYX Eaton Vance Tax-MGD Div Eqty	0.02%	10,819	$166K	Add +1.3%
GBDC Golub Capital BDC Inc.	0.02%	11,945	$162K	Add +2.8%
ABVX Abivax SA-ADR	0.02%	1,200	$162K	New
EOSE Eos Energy Enterprises Inc.	0.02%	13,215	$151K	New
SNDK Sandisk Corp.	0.01%	597	$142K	New
AI C3.AI Inc. Class A	0.01%	10,040	$135K	Reduce -49.9%
PCT Purecycle Technologies Inc.	0.01%	15,005	$129K	Add +7.1%
RBKB Rhinebeck Bancorp Inc.	0.01%	10,000	$120K	No change
OXY Occidental Petroleum Corp.	0.01%	2,675	$110K	New
QCOM Qualcomm Inc.	0.01%	641	$110K	New
HYT BlackRock Corp. Hi YLD	0.01%	11,538	$103K	Add +0.5%
NKE Nike Inc. Class B	0.01%	1,053	$67K	New
TGT Target Corp.	0.01%	614	$60K	New
CRIS Curis Inc.	0.01%	59,846	$59K	Reduce -24.4%
BE Bloom Energy Corp. Class A	0.01%	650	$56K	New
SOTK Sono-Tek Corp.	0.01%	13,343	$55K	No change
WYNN WYNN Resorts Ltd.	0.01%	400	$48K	New
FSLR First Solar Inc.	0.00%	16	$4K	New
BIT ORIGIN LTD	0.00%	11,400	$2K	No change

Options reported separately and not counted above: AAPL calls ($4.7M), AMZN calls ($1.9M), PFE calls ($1.2M), MMM calls ($1.1M), GOOG calls ($1.1M), JPM calls ($967K), INTC calls ($727K), WYNN calls ($722K), C calls ($653K), NKE calls ($414K), NEE calls ($369K), KMB calls ($353K), and 10 more.

Portfolio Sells Q3 2025 → Q4 2025


VBIL Vanguard 0-3M T-Bill ETF	Reduce -97.2%	0.07%	−2.46
SGOV iShares 0-3 Month Treasury B	Reduce -18.1%	2.29%	−0.57
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -65.5%	0.09%	−0.17
STWD Starwood Property Trust Inc.	Reduce -15.1%	0.34%	−0.10
CRWV Coreweave Inc. Class A	Reduce -4.9%	0.08%	−0.08
VEU Vanguard Ftse All-World Ex-U	Sold out	0.00%	−0.07
IVOL Quadratic Int Rte Vol Infl H	Sold out	0.00%	−0.05
BIL SS SPDR BB 1-3M T-Bill ETF	Reduce -0.9%	1.42%	−0.05
T AT&T Inc.	Reduce -1.3%	0.24%	−0.04
ORCL Oracle Corp.	Reduce -0.6%	0.09%	−0.04
CL Colgate-Palmolive Co.	Sold out	0.00%	−0.03
NFLX Netflix Inc.	Reduce -9.2%	0.07%	−0.03
COIN Coinbase Global Inc. Class A	Sold out	0.00%	−0.03
BRK.B Berkshire Hathaway Inc. Class B	Reduce -3.4%	0.55%	−0.03
SCHD Schwab US DVD Equity ETF	Reduce -16.4%	0.14%	−0.03
GSRT GSR III Acquisition Corp.	Sold out	0.00%	−0.03
IWM iShares Russell 2000 ETF	Sold out	0.00%	−0.03
VIG Vanguard Dividend Apprec ETF	Reduce -30.6%	0.06%	−0.02
AI C3.AI Inc. Class A	Reduce -49.9%	0.01%	−0.02
CHWY Chewy Inc. Class A	Sold out	0.00%	−0.02
IGV iShares Expanded Tech-Softwa	Sold out	0.00%	−0.02
TTD Trade Desk Inc./the Class A	Sold out	0.00%	−0.02
VGT Vanguard Info Tech ETF	Reduce -0.8%	1.21%	−0.02
HON Honeywell International Inc.	Reduce -1.5%	0.13%	−0.02
DDOG Datadog Inc. Class A	Sold out	0.00%	−0.01
PFE Pfizer Inc.	Reduce -0.2%	0.29%	−0.01
BABA Alibaba Group Holding-SP ADR	Reduce -12.8%	0.03%	−0.01
PINS Pinterest Inc. Class A	Reduce -12.2%	0.03%	−0.01
DD Dupont DE Nemours Inc.	Sold out	0.00%	−0.01
PLTR Palantir Technologies Inc. Class A	Reduce -0.6%	0.19%	−0.01
PYPL PayPal Holdings Inc.	Sold out	0.00%	−0.01
IVW iShares S&P 500 Growth ETF	Reduce -6.2%	0.14%	−0.01
VUG Vanguard Mrngstar GR ETF-Sui	Reduce -6.4%	0.12%	−0.01
CRIS Curis Inc.	Reduce -24.4%	0.01%	−0.01
IVV iShares Core S&P 500 ETF	Reduce -5.7%	0.14%	−0.01
SNOW Snowflake Inc.	Sold out	0.00%	−0.01
UNP Union Pacific Corp.	Reduce -8.3%	0.04%	−0.01
PG The Procter & Gamble Co.	Reduce -2.8%	0.05%	−0.01
BOND PIMCO Active Bond Exchange-T	Reduce -11.8%	0.04%	−0.01
VTI VG Morningstar TS MKT ETF-US	Reduce -3.8%	0.15%	−0.01
SPYD SS SPDR P S&P 500 Hi Div ETF	Reduce -4.3%	0.05%	−0.00
NTRS Northern Trust Corp.	Sold out	0.00%	−0.00
GLD SPDR Gold Shares	Reduce -20.4%	0.03%	−0.00
LOW Lowe's Cos Inc.	Reduce -9.0%	0.02%	−0.00
MHN BlackRock Muniholding NY QLT	Reduce -1.4%	0.07%	−0.00
CWB SS SPDR BB Conv Sec ETF	Reduce -0.1%	0.03%	−0.00
SPTM SS SPDR P S&P 1500 Comp ETF	Reduce -4.0%	0.03%	−0.00
AMD Advanced Micro Devices	Reduce -24.6%	0.03%	−0.00
WFC Wells Fargo & Co.	Reduce -9.8%	0.04%	−0.00
SAFETY SHOT INC	Sold out	0.00%	−0.00

Portfolio Buys Q3 2025 → Q4 2025


VTV Vanguard Mrngstr Val ETF-Aui	Add +3.9%	13.81%	+0.59
VCIT Vanguard Int-Term Corporate	Add +10.4%	4.87%	+0.36
SPYG SS SPDR P S&P 500 Growth ETF	Add +1.6%	16.55%	+0.29
QQQ Invesco QQQ Trust Series 1	Add +1.9%	11.75%	+0.27
AVGO Broadcom Inc.	New	0.21%	+0.21
AAPL Apple Inc.	Add +0.7%	3.09%	+0.16
AMZN Amazon.com Inc.	Add +12.2%	1.01%	+0.14
MORT Vaneck Mortgage REIT Income	New	0.12%	+0.12
BND Vanguard Total Bond Market	Add +10.8%	1.47%	+0.11
JMBS Janus Henderson Mortg Backed	Add +10.6%	1.42%	+0.11
VYM Vanguard High DVD Yield ETF	Add +3.4%	3.24%	+0.10
IEF iShares 7-10 Year Treasury B	Add +34.8%	0.36%	+0.09
XEXGX Eaton Vance Tax-Managed Glob	Add +10.3%	0.61%	+0.07
C Citigroup Inc.	Add +0.3%	0.62%	+0.07
XLF SS Financial Select Sector	Add +2.8%	2.80%	+0.07
GOOG Alphabet Inc. Class C	Add +1.4%	0.31%	+0.07
AMZU Dire DLY Amzn Bul 2X ETF-Usd	New	0.07%	+0.07
VB Vanguard Most SM-Cap ETF-Usd	Add +4.9%	1.48%	+0.06
VWO Vanguard Ftse Emerging Marke	Add +4.7%	3.20%	+0.06
GPIX GLDM SA S&P 500 PR in ETF-US	Add +14.1%	0.51%	+0.06
BBN BlackRock Taxable Muni BND	Add +8.2%	1.35%	+0.06
JEPI JPMorgan Equity Premium Inco	Add +11.8%	0.60%	+0.05
PRTA Prothena Corp. PLC	Add +88.1%	0.11%	+0.05
VOOG Vanguard S&P 500 Growth ETF	Add +9.6%	0.38%	+0.03
CEG Constellation Energy	Add +7.3%	0.27%	+0.03
ONEQ Fidelity Nasdaq Comp Indx	Add +6.4%	0.39%	+0.03
WMT Walmart Inc.	Add +2.5%	0.32%	+0.03
BAC Bank of America Corp.	Add +0.0%	0.58%	+0.03
ISRG Intuitive Surgical Inc.	New	0.03%	+0.03
FCX Freeport-McMoran Inc.	New	0.02%	+0.02
COST Costco Wholesale Corp.	New	0.02%	+0.02
SLV iShares Silver Trust	New	0.02%	+0.02
BMY Bristol-Myers Squibb Co.	New	0.02%	+0.02
TSLA Tesla Inc.	Add +2.8%	1.16%	+0.02
TSM Taiwan Semiconductor-SP ADR	New	0.02%	+0.02
RTX RTX Corp.	New	0.02%	+0.02
VONV Vanguard Russell 1000 Value	Add +2.7%	0.58%	+0.02
PRU Prudential Financial Inc.	New	0.02%	+0.02
NULG Nuveen ESG LRG-Cap GRW ETF	New	0.02%	+0.02
AMAT Applied Materials Inc.	Add +0.2%	0.10%	+0.02
XOM Exxon Mobil Corp.	Add +1.9%	0.31%	+0.02
ONDS Ondas Inc.	New	0.02%	+0.02
TE T1 Energy Inc.	New	0.02%	+0.02
VIGI Vanguard Int Div App Indx FD	Add +0.6%	2.24%	+0.02
ABVX Abivax SA-ADR	New	0.02%	+0.02
EOSE Eos Energy Enterprises Inc.	New	0.02%	+0.02
VOO Vanguard S&P 500 ETF	Add +16.3%	0.11%	+0.02
SNDK Sandisk Corp.	New	0.01%	+0.01
JNJ Johnson & Johnson	Add +1.0%	0.15%	+0.01
NVDA Nvidia Corp.	Add +3.4%	1.03%	+0.01

Options Activity Q3 2025 → Q4 2025


AAPL Apple Inc.	call	Reduce -6.0%	17,400	$4.7M
AMZN Amazon.com Inc.	call	Add +95.3%	8,400	$1.9M
GOOG Alphabet Inc. Class C	call	Add +21.4%	3,400	$1.1M
JPM JPMorgan Chase & Co.	call	New	3,000	$967K
META Meta Platforms Inc. Class A	call	Sold out	1,200	$881Kbefore exit
INTC Intel Corp.	call	Add +15.9%	19,700	$727K
WYNN WYNN Resorts Ltd.	call	New	6,000	$722K
CVNA Carvana Co.	call	Sold out	1,600	$604Kbefore exit
NTRS Northern Trust Corp.	call	Sold out	4,000	$538Kbefore exit
NKE Nike Inc. Class B	call	New	6,500	$414K
CMA Comerica Inc.	call	Sold out	5,000	$343Kbefore exit
QCOM Qualcomm Inc.	call	New	1,400	$239K
SCHW Schwab (charles) Corp.	put	Sold out	2,500	$239Kbefore exit
SNOW Snowflake Inc.	call	Sold out	1,000	$226Kbefore exit
PLTR Palantir Technologies Inc. Class A	call	Sold out	1,200	$219Kbefore exit
CVX Chevron Corp.	call	Sold out	1,400	$217Kbefore exit
FSLR First Solar Inc.	call	New	800	$209K
EOG EOG Resources Inc.	call	Sold out	1,800	$202Kbefore exit
TGT Target Corp.	call	New	2,000	$196K
DD Dupont DE Nemours Inc.	call	Sold out	2,500	$195Kbefore exit
NVDA Nvidia Corp.	call	Sold out	1,000	$187Kbefore exit
BE Bloom Energy Corp. Class A	call	New	2,000	$174K
GE General Electric	call	Sold out	500	$150Kbefore exit
OXY Occidental Petroleum Corp.	call	New	3,500	$144K
DDOG Datadog Inc. Class A	call	Sold out	1,000	$142Kbefore exit
SSYS Stratasys Ltd.	put	Sold out	12,500	$140Kbefore exit
PYPL PayPal Holdings Inc.	call	Sold out	2,000	$134Kbefore exit
SNDK Sandisk Corp.	call	New	500	$119K
ROKU Roku Inc.	call	Reduce -16.7%	1,000	$108K
ABVX Abivax SA-ADR	call	New	400	$48K
EOSE Eos Energy Enterprises Inc.	call	New	1,500	$17K
UBER Uber Technologies Inc.	call	New	200	$16K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	228	$1.1B	SPYG, VTV, QQQ, VCIT, VWO
Q1 2026	200	$957.0M	SPYG, VTV, QQQ, VCIT, VYM
Q4 2025	191	$941.7M	SPYG, VTV, QQQ, VCIT, VYM
Q3 2025	183	$924.2M	SPYG, VTV, QQQ, VCIT, VWO
Q2 2025	181	$819.4M	SPYG, VTV, QQQ, VCIT, VYM
Q1 2025	179	$735.1M	SPYG, VTV, QQQ, VCIT, SGOV
Q4 2024	170	$740.5M	SPYG, VTV, QQQ, SGOV, VCIT
Q3 2024	207	$742.1M	SPYG, VTV, QQQ, SGOV, VCIT
Q2 2024	182	$679.2M	SPYG, VTV, QQQ, SGOV, VCIT
Q1 2024	176	$640.3M	SPYG, VTV, QQQ, SGOV, VCIT