Focused Wealth Management, Inc

Name: Focused Wealth Management, Inc 13F holdings, Q1 2026
Creator: Focused Wealth Management, Inc
Published: 2026-04-20

Q2 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 20, 2026), Focused Wealth Management, Inc reported 200 stock positions worth $957.0 million. Its top holding was SS SPDR P S&P 500 Growth ETF (SPYG) at 15.4% of the portfolio, followed by Vanguard Mrngstr Val ETF-Aui (VTV, 14.3%) and Invesco QQQ Trust Series 1 (QQQ, 11.2%). Compared with Q4 2025, it opened 33 new positions, sold out of 24, added to 115 and reduced 46. The biggest buy was a new position in iShares Expanded Tech-Softwa (IGV) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −91%).

Most Recent 13F: Q2 2026
Location: Newburgh, NY
CIK: 0001586052
Portfolio Value: $957.0M (Q1 2026)
SEC Filing: 0002085853-26-000415 ↗ filed Apr 20, 2026

Holdings Value

Holdings 200 stocks · $957.0M


SPYG SS SPDR P S&P 500 Growth ETF	15.37%	1,502,441	$147.1M	Add +2.9%
VTV Vanguard Mrngstr Val ETF-Aui	14.28%	696,791	$136.7M	Add +2.3%
QQQ Invesco QQQ Trust Series 1	11.23%	186,155	$107.4M	Add +3.4%
VCIT Vanguard Int-Term Corporate	5.01%	579,931	$48.0M	Add +6.0%
VYM Vanguard High DVD Yield ETF	3.30%	212,958	$31.5M	Add +0.3%
VWO Vanguard Ftse Emerging Marke	3.24%	573,138	$31.0M	Add +2.4%
AAPL Apple Inc.	3.02%	114,063	$28.9M	Add +6.6%
VIGI Vanguard Int Div App Indx FD	2.15%	232,500	$20.6M	Add +0.7%
SGOV iShares 0-3 Month Treasury B	1.96%	186,532	$18.8M	Reduce -13.1%
VB Vanguard Most SM-Cap ETF-Usd	1.59%	58,073	$15.2M	Add +7.2%
NVDA Nvidia Corp.	1.58%	86,834	$15.1M	Add +66.4%
XLF SS Financial Select Sector	1.58%	305,814	$15.1M	Reduce -36.5%
BND Vanguard Total Bond Market	1.53%	198,340	$14.6M	Add +5.8%
JMBS Janus Henderson Mortg Backed	1.46%	309,085	$14.0M	Add +6.0%
GOOGL Alphabet Inc. Class A	1.46%	48,537	$14.0M	Add +9.9%
RSP Invesco S&P 500 Equal Weight	1.44%	71,800	$13.8M	Add +0.4%
BBN BlackRock Taxable Muni BND	1.37%	812,411	$13.1M	Add +4.6%
MGK Vngrd Mrgstr MG CP GR ETF-Ui	1.31%	34,191	$12.6M	Reduce -0.9%
IGV iShares Expanded Tech-Softwa	1.27%	152,311	$12.2M	New
AMZN Amazon.com Inc.	1.15%	53,071	$11.1M	Add +28.5%
EMXC iShares MSCI Emr MRK Ex Chna	1.11%	135,267	$10.6M	New
VGT Vanguard Info Tech ETF	1.09%	14,973	$10.4M	Reduce -0.8%
TSLA Tesla Inc.	1.03%	26,528	$9.9M	Add +8.9%
MSFT Microsoft Corp.	0.81%	20,825	$7.7M	Add +76.7%
META Meta Platforms Inc. Class A	0.75%	12,521	$7.2M	Add +16.5%
BX Blackstone Inc.	0.67%	55,800	$6.4M	Add +9.9%
C Citigroup Inc.	0.59%	49,888	$5.7M	Reduce -0.1%
JEPI JPMorgan Equity Premium Inco	0.58%	98,107	$5.6M	Reduce -1.1%
VONV Vanguard Russell 1000 Value	0.57%	58,609	$5.5M	Reduce -0.5%
CAT Caterpillar Inc.	0.56%	7,518	$5.3M	Reduce -9.4%
XEXGX Eaton Vance Tax-Managed Glob	0.54%	598,534	$5.2M	Reduce -1.5%
BRK.B Berkshire Hathaway Inc. Class B	0.53%	10,603	$5.1M	Add +2.9%
GS Goldman Sachs Group Inc.	0.50%	5,694	$4.8M	Add +5.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.48%	94,494	$4.6M	Reduce -4.3%
GPIX GLDM SA S&P 500 PR in ETF-US	0.48%	91,273	$4.6M	Reduce -0.4%
JPM JPMorgan Chase & Co.	0.48%	15,485	$4.6M	Add +41.5%
XOM Exxon Mobil Corp.	0.44%	24,849	$4.2M	Add +3.4%
IEF iShares 7-10 Year Treasury B	0.41%	40,699	$3.9M	Add +15.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.38%	14,942	$3.6M	Add +6.1%
WMT Walmart Inc.	0.37%	28,755	$3.6M	Add +5.2%
ONEQ Fidelity Nasdaq Comp Indx	0.36%	40,568	$3.4M	Add +0.3%
CEG Constellation Energy	0.36%	12,258	$3.4M	Add +69.6%
VOOG Vanguard S&P 500 Growth ETF	0.35%	8,114	$3.3M	Add +0.7%
PFE Pfizer Inc.	0.34%	115,258	$3.2M	Add +5.0%
GE General Electric filed as GE AEROSPACE	0.33%	11,109	$3.2M	Add +0.9%
GOOG Alphabet Inc. Class C	0.33%	10,849	$3.1M	Add +17.2%
STWD Starwood Property Trust Inc.	0.28%	157,131	$2.7M	Reduce -10.3%
KMI Kinder Morgan Inc.	0.25%	70,752	$2.4M	Add +2.9%
GEV GE Vernova Inc.	0.24%	2,667	$2.3M	Reduce -2.9%
MO Altria Group Inc.	0.24%	34,304	$2.3M	Add +1.9%
UNH Unitedhealth Group Inc.	0.23%	8,174	$2.2M	Add +18.3%
ABBV Abbvie Inc.	0.21%	9,362	$2.0M	Add +9.3%
PRTA Prothena Corp. PLC	0.21%	207,403	$2.0M	Add +93.0%
HON Honeywell International Inc.	0.20%	8,676	$2.0M	Add +33.8%
AVGO Broadcom Inc.	0.20%	6,123	$1.9M	Add +8.9%
JNJ Johnson & Johnson	0.19%	7,464	$1.8M	Add +7.4%
VOO Vanguard S&P 500 ETF	0.19%	3,030	$1.8M	Add +87.8%
MYN BlackRock Muniyield NY QLTY	0.19%	185,104	$1.8M	New
GBDC Golub Capital BDC Inc.	0.17%	131,794	$1.7M	Add +1003.3%
T AT&T Inc.	0.17%	55,462	$1.6M	Reduce -40.0%
INTC Intel Corp.	0.16%	34,628	$1.5M	Reduce -47.5%
PLTR Palantir Technologies Inc. Class A	0.16%	10,371	$1.5M	Add +5.7%
NUE Nucor Corp.	0.16%	8,929	$1.5M	Reduce -3.6%
LLY Eli Lilly & Co.	0.16%	1,622	$1.5M	Add +119.5%
SCHD Schwab US DVD Equity ETF	0.15%	48,094	$1.5M	Add +0.7%
VTI VG Morningstar TS MKT ETF-US	0.14%	4,311	$1.4M	Reduce -0.3%
MTUM iShares MSCI USA Momentum Fa	0.14%	5,395	$1.3M	Reduce -2.4%
IVV iShares Core S&P 500 ETF	0.14%	1,977	$1.3M	Reduce -0.8%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.13%	22,915	$1.3M	Add +0.7%
BIL SS SPDR BB 1-3M T-Bill ETF	0.13%	13,846	$1.3M	Reduce -90.6%
COST Costco Wholesale Corp.	0.13%	1,262	$1.3M	Add +372.7%
MMM 3M Co.	0.13%	8,361	$1.2M	Add +0.4%
RVT Royce Small-Cap Trust Inc.	0.12%	71,464	$1.2M	Reduce -0.6%
AMAT Applied Materials Inc.	0.12%	3,438	$1.2M	Reduce -10.6%
IVW iShares S&P 500 Growth ETF	0.12%	10,336	$1.2M	Reduce -0.1%
ETN Eaton Corp. PLC	0.12%	3,171	$1.1M	Add +148.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.12%	11,547	$1.1M	Add +1.6%
V Visa Inc. Class A	0.11%	3,538	$1.1M	Add +111.6%
VHT Vanguard Health Care ETF	0.11%	3,912	$1.1M	Reduce -4.3%
AHR American Healthcare REIT Inc.	0.11%	22,496	$1.1M	Reduce -4.8%
VUG Vanguard Mrngstar GR ETF-Sui	0.11%	2,332	$1.0M	Add +0.1%
MRK Merck & Co. Inc.	0.09%	7,200	$866K	Add +2.9%
CSCO Cisco Systems Inc.	0.09%	10,522	$816K	Add +0.9%
SPY SS SPDR S&P 500 ETF Trust-US	0.08%	1,247	$811K	Add +0.2%
NEE Nextera Energy Inc.	0.08%	8,632	$802K	Add +2.5%
CRWV Coreweave Inc. Class A	0.08%	10,177	$788K	Reduce -0.5%
VZ Verizon Communications Inc.	0.08%	15,280	$767K	Reduce -27.1%
WFC Wells Fargo & Co.	0.08%	9,625	$766K	Add +115.6%
BA The Boeing Co.	0.08%	3,826	$761K	New
VBIL Vanguard 0-3M T-Bill ETF	0.07%	9,278	$702K	Add +9.1%
NFLX Netflix Inc.	0.07%	7,192	$692K	Add +0.3%
SAN Banco Santander SA-Spon ADR	0.07%	58,986	$665K	New
XPL Solitario Resources Corp.	0.07%	762,900	$626K	Add +24.9%
ORCL Oracle Corp.	0.06%	4,224	$621K	Add +1.9%
SHOP Shopify Inc. Class A	0.06%	5,238	$621K	Reduce -5.8%
VEA Vanguard Ftse Developed ETF	0.06%	9,597	$615K	New
LIN Linde PLC	0.06%	1,240	$615K	New
PM Philip Morris International	0.06%	3,680	$608K	Add +28.8%
MRVL Marvell Technology Inc.	0.06%	6,143	$608K	New
GLW Corning Inc.	0.06%	4,298	$584K	New
PANW Palo Alto Networks Inc.	0.06%	3,530	$566K	New
XSSPX Nuveen S&P 500 Dynam Overwr	0.06%	35,071	$564K	Reduce -0.8%
DUK Duke Energy Corp.	0.06%	4,276	$560K	Add +11.3%
AMZU Dire DLY Amzn Bul 2X ETF-Usd	0.06%	20,606	$553K	Add +16.2%
SCHG Schwab US Large-Cap Growth	0.06%	18,833	$549K	Add +0.8%
HD Home Depot Inc.	0.06%	1,639	$539K	Add +28.1%
SPYD SS SPDR P S&P 500 Hi Div ETF	0.05%	11,539	$525K	Reduce -1.9%
IBTH iShares Ibonds Dec 2027 Term	0.05%	23,324	$523K	Add +3.3%
TER Teradyne Inc.	0.05%	1,731	$513K	Reduce -14.5%
VIG Vanguard Dividend Apprec ETF	0.05%	2,379	$512K	Reduce -1.4%
PLD Prologis Inc.	0.05%	3,853	$509K	New
VFH Vanguard Financials ETF	0.05%	4,122	$498K	Reduce -23.4%
PG The Procter & Gamble Co.	0.05%	3,421	$494K	Add +7.1%
O Realty Income Corp.	0.05%	8,011	$490K	Add +0.3%
IEMG iShares Core MSCI Emerging	0.05%	7,018	$489K	No change
SMCI Super Micro Computer Inc.	0.05%	21,245	$484K	Add +3.3%
KOPN Kopin Corp.	0.05%	211,985	$477K	Reduce -0.2%
CVX Chevron Corp.	0.05%	2,255	$467K	Add +9.6%
PULS Pgim Ultra Short Bond ETF	0.05%	9,307	$461K	Add +1.2%
UNP Union Pacific Corp.	0.05%	1,830	$444K	Add +1.0%
ROKU Roku Inc.	0.04%	4,537	$429K	Add +2.1%
ED Consolidated Edison Inc.	0.04%	3,789	$429K	Add +0.6%
OEF iShares S&P 100 ETF	0.04%	1,334	$424K	No change
ANET Arista Networks Inc.	0.04%	3,323	$408K	New
AON Aon PLC Class A	0.04%	1,244	$402K	Add +0.4%
CRWD CrowdStrike Holdings Inc. Class A	0.04%	1,013	$395K	New
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.04%	1,373	$394K	New
ADM Archer-Daniels-Midland Co.	0.04%	5,412	$393K	Add +1.2%
XLV SS Health Care Select Sector	0.04%	2,644	$388K	Reduce -19.2%
KMB Kimberly-Clark Corp.	0.04%	3,987	$385K	Add +0.1%
FCX Freeport-McMoran Inc.	0.04%	6,271	$369K	Add +36.0%
PEP Pepsico Inc.	0.04%	2,364	$367K	Add +18.3%
SCHA Schwab US Small-Cap ETF	0.04%	12,448	$362K	Add +1.9%
OKE Oneok Inc.	0.04%	3,874	$350K	Add +11.1%
SPYV SS SPDR P S&P 500 Value ETF	0.04%	6,107	$346K	Add +0.7%
HYD Vaneck High Yield Muni ETF	0.04%	6,808	$341K	Add +0.2%
IAU iShares Gold Trust	0.04%	3,845	$339K	Reduce -5.4%
GLD SPDR Gold Shares	0.04%	779	$335K	Add +15.2%
CWB SS SPDR BB Conv Sec ETF	0.03%	3,625	$332K	Reduce -0.6%
BMY Bristol-Myers Squibb Co.	0.03%	5,443	$330K	Add +34.1%
TRV The Travelers Cos Inc.	0.03%	1,120	$327K	Add +13.0%
AWK American Water Works Co. Inc.	0.03%	2,376	$323K	Add +4.1%
SYK Stryker Corp.	0.03%	975	$320K	Add +37.7%
NBTB N B T Bancorp Inc.	0.03%	7,289	$310K	Add +45.0%
XLK SS Technology Select Sector	0.03%	2,316	$308K	Reduce -8.0%
EIX Edison International	0.03%	4,203	$308K	Add +14.9%
MCD McDonald's Corp.	0.03%	985	$306K	Add +11.4%
WELL Welltower Inc.	0.03%	1,525	$301K	Add +12.1%
REGN Regeneron Pharmaceuticals	0.03%	384	$297K	New
AMD Advanced Micro Devices	0.03%	1,431	$291K	Add +2.6%
NBB Nuveen Taxable Municipal Inc.	0.03%	18,504	$290K	Add +0.4%
KLIC Kulicke & Soffa Industries	0.03%	4,403	$289K	Reduce -6.2%
SCHE Schwab Emrg Mrkts Eqty ETF	0.03%	8,602	$283K	New
SPTM SS SPDR P S&P 1500 Comp ETF	0.03%	3,476	$275K	Reduce -3.0%
DAL Delta Air Lines Inc.	0.03%	4,083	$271K	Add +15.6%
BOND PIMCO Active Bond Exchange-T	0.03%	2,908	$268K	Reduce -20.6%
CI The Cigna Group	0.03%	993	$265K	Add +18.5%
USB US Bancorp	0.03%	4,996	$260K	Add +0.2%
SCHV Schwab US Large-Cap Value	0.03%	8,381	$256K	Add +0.5%
NET Cloudflare Inc. Class A	0.03%	1,209	$249K	Add +1.8%
RTX RTX Corp.	0.03%	1,284	$248K	Add +10.4%
MUB iShares National Muni Bond E	0.03%	2,318	$246K	Add +0.3%
SNOW Snowflake Inc.	0.03%	1,602	$242K	New
TSM Taiwan Semiconductor-SP ADR	0.02%	704	$238K	No change
SLV iShares Silver Trust	0.02%	3,370	$230K	Reduce -1.9%
LOW Lowe's Cos Inc.	0.02%	964	$228K	Add +7.2%
IJH iShares Core S&P Midcap ETF	0.02%	3,372	$228K	Add +0.2%
IWF iShares Russell 1000 Growth	0.02%	533	$227K	No change
FSLY Fastly Inc. Class A	0.02%	7,677	$223K	New
BABA Alibaba Group Holding-SP ADR	0.02%	1,761	$221K	Reduce -3.9%
ACHR Archer Aviation Inc. Class A	0.02%	42,367	$219K	Add +0.8%
RKLB Rocket Lab Corp.	0.02%	3,283	$211K	New
DCO Ducommun Inc.	0.02%	1,728	$211K	New
CRM Salesforce Inc.	0.02%	1,126	$210K	Add +5.5%
MTB M & T Bank Corp. filed as M & T BK CORP	0.02%	1,012	$209K	New
NULG Nuveen ESG LRG-Cap GRW ETF	0.02%	2,299	$209K	Add +10.2%
ISRG Intuitive Surgical Inc.	0.02%	453	$209K	Add +8.4%
TMO Thermo Fisher Scientific Inc.	0.02%	423	$208K	New
GEHC GE Healthcare Technology	0.02%	2,905	$207K	Reduce -0.7%
CAPR Capricor Therapeutics Inc.	0.02%	6,681	$203K	New
OKLO Oklo Inc.	0.02%	4,079	$202K	New
PINS Pinterest Inc. Class A	0.02%	10,350	$190K	Add +3.7%
HOOD Robinhood Markets Inc. Class A	0.02%	2,674	$185K	Add +30.3%
ETV Eaton Vance T/M Buy-Writ Opp	0.02%	12,537	$171K	Add +1.9%
RBKB Rhinebeck Bancorp Inc.	0.02%	10,000	$154K	No change
F Ford Motor Co. filed as FORD MTR CO	0.02%	13,345	$154K	Add +0.3%
APH Amphenol Corp. Class A	0.02%	1,200	$152K	New
MU Micron Technology Inc.	0.01%	316	$107K	New
ABNB Airbnb Inc. Class A	0.01%	815	$103K	New
HYT BlackRock Corp. Hi YLD	0.01%	11,280	$96K	Reduce -2.2%
PCT Purecycle Technologies Inc.	0.01%	15,005	$78K	No change
KEY Keycorp	0.01%	3,492	$70K	New
EOSE Eos Energy Enterprises Inc.	0.01%	13,268	$66K	Add +0.4%
CRIS Curis Inc.	0.01%	109,746	$60K	Add +83.4%
RF Regions Financial Corp.	0.01%	2,000	$52K	New
SOTK Sono-Tek Corp.	0.01%	12,855	$52K	Reduce -3.7%
UPS United Parcel Service Class B	0.00%	294	$29K	New
TOL Toll Brothers Inc.	0.00%	47	$6K	New
TKO Tko Group Holdings Inc.	0.00%	19	$4K	New
ROK Rockwell Automation Inc.	0.00%	2	$718	New

Options reported separately and not counted above: BA calls ($717K), QQQ calls ($693K), AMZN calls ($625K), MMM calls ($494K), AAPL calls ($381K), FCX calls ($353K), PLTR calls ($351K), C calls ($318K), ROK puts ($251K), UPS puts ($246K), TKO puts ($222K), TOL puts ($218K), and 16 more.

Portfolio Sells Q4 2025 → Q1 2026


BIL SS SPDR BB 1-3M T-Bill ETF	Reduce -90.6%	0.13%	−1.29
XLF SS Financial Select Sector	Reduce -36.5%	1.58%	−1.22
SGOV iShares 0-3 Month Treasury B	Reduce -13.1%	1.96%	−0.33
MGK Vngrd Mrgstr MG CP GR ETF-Ui	Reduce -0.9%	1.31%	−0.20
XBNYX BlackRock New York Muni Inc.	Sold out	0.00%	−0.12
MORT Vaneck Mortgage REIT Income	Sold out	0.00%	−0.12
VGT Vanguard Info Tech ETF	Reduce -0.8%	1.09%	−0.12
INTC Intel Corp.	Reduce -47.5%	0.16%	−0.10
BAC Bank of America Corp.	Reduce -4.3%	0.48%	−0.10
T AT&T Inc.	Reduce -40.0%	0.17%	−0.08
XEXGX Eaton Vance Tax-Managed Glob	Reduce -1.5%	0.54%	−0.07
MHN BlackRock Muniholding NY QLT	Sold out	0.00%	−0.07
STWD Starwood Property Trust Inc.	Reduce -10.3%	0.28%	−0.05
IBTG iShares Ibonds Dec 2026 Term	Sold out	0.00%	−0.05
DFUS Dimensional US Eq MKT ETF	Sold out	0.00%	−0.04
GPIX GLDM SA S&P 500 PR in ETF-US	Reduce -0.4%	0.48%	−0.04
SHOP Shopify Inc. Class A	Reduce -5.8%	0.06%	−0.03
C Citigroup Inc.	Reduce -0.1%	0.59%	−0.03
VFH Vanguard Financials ETF	Reduce -23.4%	0.05%	−0.02
WPC WP Carey Inc.	Sold out	0.00%	−0.02
MAIN Main Street Capital Corp.	Sold out	0.00%	−0.02
DIA SS SPDR Dow Jones Indus Avg	Sold out	0.00%	−0.02
PRU Prudential Financial Inc.	Sold out	0.00%	−0.02
JEPI JPMorgan Equity Premium Inco	Reduce -1.1%	0.58%	−0.02
UBER Uber Technologies Inc.	Sold out	0.00%	−0.02
ONDS Ondas Inc.	Sold out	0.00%	−0.02
TE T1 Energy Inc.	Sold out	0.00%	−0.02
XETYX Eaton Vance Tax-MGD Div Eqty	Sold out	0.00%	−0.02
ABVX Abivax SA-ADR	Sold out	0.00%	−0.02
SNDK Sandisk Corp.	Sold out	0.00%	−0.01
AI C3.AI Inc. Class A	Sold out	0.00%	−0.01
VHT Vanguard Health Care ETF	Reduce -4.3%	0.11%	−0.01
XLV SS Health Care Select Sector	Reduce -19.2%	0.04%	−0.01
IVW iShares S&P 500 Growth ETF	Reduce -0.1%	0.12%	−0.01
OXY Occidental Petroleum Corp.	Sold out	0.00%	−0.01
MTUM iShares MSCI USA Momentum Fa	Reduce -2.4%	0.14%	−0.01
QCOM Qualcomm Inc.	Sold out	0.00%	−0.01
VZ Verizon Communications Inc.	Reduce -27.1%	0.08%	−0.01
IVV iShares Core S&P 500 ETF	Reduce -0.8%	0.14%	−0.01
VTI VG Morningstar TS MKT ETF-US	Reduce -0.3%	0.14%	−0.01
BOND PIMCO Active Bond Exchange-T	Reduce -20.6%	0.03%	−0.01
AHR American Healthcare REIT Inc.	Reduce -4.8%	0.11%	−0.01
NKE Nike Inc. Class B	Sold out	0.00%	−0.01
XSSPX Nuveen S&P 500 Dynam Overwr	Reduce -0.8%	0.06%	−0.01
TGT Target Corp.	Sold out	0.00%	−0.01
XLK SS Technology Select Sector	Reduce -8.0%	0.03%	−0.01
BE Bloom Energy Corp. Class A	Sold out	0.00%	−0.01
BABA Alibaba Group Holding-SP ADR	Reduce -3.9%	0.02%	−0.01
WYNN WYNN Resorts Ltd.	Sold out	0.00%	−0.01
GEHC GE Healthcare Technology	Reduce -0.7%	0.02%	−0.00

Portfolio Buys Q4 2025 → Q1 2026


IGV iShares Expanded Tech-Softwa	New	1.27%	+1.27
EMXC iShares MSCI Emr MRK Ex Chna	New	1.11%	+1.11
NVDA Nvidia Corp.	Add +66.4%	1.58%	+0.55
VTV Vanguard Mrngstr Val ETF-Aui	Add +2.3%	14.28%	+0.48
MSFT Microsoft Corp.	Add +76.7%	0.81%	+0.20
MYN BlackRock Muniyield NY QLTY	New	0.19%	+0.19
GBDC Golub Capital BDC Inc.	Add +1003.3%	0.17%	+0.16
VCIT Vanguard Int-Term Corporate	Add +6.0%	5.01%	+0.15
AMZN Amazon.com Inc.	Add +28.5%	1.15%	+0.14
XOM Exxon Mobil Corp.	Add +3.4%	0.44%	+0.13
COST Costco Wholesale Corp.	Add +372.7%	0.13%	+0.11
VB Vanguard Most SM-Cap ETF-Usd	Add +7.2%	1.59%	+0.10
PRTA Prothena Corp. PLC	Add +93.0%	0.21%	+0.10
JPM JPMorgan Chase & Co.	Add +41.5%	0.48%	+0.10
CEG Constellation Energy	Add +69.6%	0.36%	+0.09
VOO Vanguard S&P 500 ETF	Add +87.8%	0.19%	+0.08
BA The Boeing Co.	New	0.08%	+0.08
ETN Eaton Corp. PLC	Add +148.1%	0.12%	+0.08
LLY Eli Lilly & Co.	Add +119.5%	0.16%	+0.07
HON Honeywell International Inc.	Add +33.8%	0.20%	+0.07
SAN Banco Santander SA-Spon ADR	New	0.07%	+0.07
VEA Vanguard Ftse Developed ETF	New	0.06%	+0.06
LIN Linde PLC	New	0.06%	+0.06
MRVL Marvell Technology Inc.	New	0.06%	+0.06
GLW Corning Inc.	New	0.06%	+0.06
VYM Vanguard High DVD Yield ETF	Add +0.3%	3.30%	+0.06
PANW Palo Alto Networks Inc.	New	0.06%	+0.06
PLD Prologis Inc.	New	0.05%	+0.05
BND Vanguard Total Bond Market	Add +5.8%	1.53%	+0.05
WMT Walmart Inc.	Add +5.2%	0.37%	+0.05
V Visa Inc. Class A	Add +111.6%	0.11%	+0.05
PFE Pfizer Inc.	Add +5.0%	0.34%	+0.05
KMI Kinder Morgan Inc.	Add +2.9%	0.25%	+0.05
IEF iShares 7-10 Year Treasury B	Add +15.2%	0.41%	+0.04
JMBS Janus Henderson Mortg Backed	Add +6.0%	1.46%	+0.04
ANET Arista Networks Inc.	New	0.04%	+0.04
CRWD CrowdStrike Holdings Inc. Class A	New	0.04%	+0.04
VO Vngrd Mrngstr MD-Cap ETF-Usd	New	0.04%	+0.04
VWO Vanguard Ftse Emerging Marke	Add +2.4%	3.24%	+0.04
JNJ Johnson & Johnson	Add +7.4%	0.19%	+0.04
WFC Wells Fargo & Co.	Add +115.6%	0.08%	+0.04
REGN Regeneron Pharmaceuticals	New	0.03%	+0.03
MO Altria Group Inc.	Add +1.9%	0.24%	+0.03
SCHE Schwab Emrg Mrkts Eqty ETF	New	0.03%	+0.03
BBN BlackRock Taxable Muni BND	Add +4.6%	1.37%	+0.03
SNOW Snowflake Inc.	New	0.03%	+0.03
FSLY Fastly Inc. Class A	New	0.02%	+0.02
DCO Ducommun Inc.	New	0.02%	+0.02
RKLB Rocket Lab Corp.	New	0.02%	+0.02
MTB M & T Bank Corp.	New	0.02%	+0.02

Options Activity Q4 2025 → Q1 2026


PFE Pfizer Inc.	call	Sold out	49,000	$1.2Mbefore exit
GOOG Alphabet Inc. Class C	call	Sold out	3,400	$1.1Mbefore exit
JPM JPMorgan Chase & Co.	call	Sold out	3,000	$967Kbefore exit
WYNN WYNN Resorts Ltd.	call	Sold out	6,000	$722Kbefore exit
BA The Boeing Co.	call	New	3,600	$717K
QQQ Invesco QQQ Trust Series 1	call	New	1,200	$693K
AMZN Amazon.com Inc.	call	Reduce -64.3%	3,000	$625K
MMM 3M Co.	call	Reduce -50.0%	3,400	$494K
NKE Nike Inc. Class B	call	Sold out	6,500	$414Kbefore exit
AAPL Apple Inc.	call	Reduce -91.4%	1,500	$381K
NEE Nextera Energy Inc.	call	Sold out	4,600	$369Kbefore exit
FCX Freeport-McMoran Inc.	call	New	6,000	$353K
PLTR Palantir Technologies Inc. Class A	call	New	2,400	$351K
C Citigroup Inc.	call	Reduce -50.0%	2,800	$318K
ROK Rockwell Automation Inc.	put	New	700	$251K
UPS United Parcel Service Class B	put	New	2,500	$246K
QCOM Qualcomm Inc.	call	Sold out	1,400	$239Kbefore exit
TKO Tko Group Holdings Inc.	put	New	1,100	$222K
TOL Toll Brothers Inc.	put	New	1,600	$218K
FSLR First Solar Inc.	call	Sold out	800	$209Kbefore exit
MU Micron Technology Inc.	call	New	600	$203K
ABNB Airbnb Inc. Class A	put	New	1,600	$202K
WFC Wells Fargo & Co.	put	New	2,500	$199K
TGT Target Corp.	call	Sold out	2,000	$196Kbefore exit
CRWD CrowdStrike Holdings Inc. Class A	call	New	500	$195K
CRWV Coreweave Inc. Class A	call	New	2,500	$194K
TSLA Tesla Inc.	call	New	500	$186K
RF Regions Financial Corp.	put	New	7,000	$183K
KEY Keycorp	put	New	9,000	$180K
BE Bloom Energy Corp. Class A	call	Sold out	2,000	$174Kbefore exit
KMB Kimberly-Clark Corp.	call	Reduce -48.6%	1,800	$174K
INTC Intel Corp.	call	Reduce -82.7%	3,400	$150K
NFLX Netflix Inc.	call	New	1,500	$144K
OXY Occidental Petroleum Corp.	call	Sold out	3,500	$144Kbefore exit
SNDK Sandisk Corp.	call	Sold out	500	$119Kbefore exit
ROKU Roku Inc.	call	Sold out	1,000	$108Kbefore exit
APH Amphenol Corp. Class A	put	New	800	$101K
RKLB Rocket Lab Corp.	call	New	1,400	$90K
HOOD Robinhood Markets Inc. Class A	call	New	1,200	$83K
ABVX Abivax SA-ADR	call	Sold out	400	$48Kbefore exit
TER Teradyne Inc.	call	New	100	$30K
TER Teradyne Inc.	put	New	100	$30K
EOSE Eos Energy Enterprises Inc.	call	Sold out	1,500	$17Kbefore exit
UBER Uber Technologies Inc.	call	Sold out	200	$16Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	228	$1.1B	SPYG, VTV, QQQ, VCIT, VWO
Q1 2026	200	$957.0M	SPYG, VTV, QQQ, VCIT, VYM
Q4 2025	191	$941.7M	SPYG, VTV, QQQ, VCIT, VYM
Q3 2025	183	$924.2M	SPYG, VTV, QQQ, VCIT, VWO
Q2 2025	181	$819.4M	SPYG, VTV, QQQ, VCIT, VYM
Q1 2025	179	$735.1M	SPYG, VTV, QQQ, VCIT, SGOV
Q4 2024	170	$740.5M	SPYG, VTV, QQQ, SGOV, VCIT
Q3 2024	207	$742.1M	SPYG, VTV, QQQ, SGOV, VCIT
Q2 2024	182	$679.2M	SPYG, VTV, QQQ, SGOV, VCIT
Q1 2024	176	$640.3M	SPYG, VTV, QQQ, SGOV, VCIT