GABELLI & Co INVESTMENT ADVISERS, INC.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), GABELLI & Co INVESTMENT ADVISERS, INC. reported 211 stock positions worth $585.1 million. Its top holding was Hess (HES) at 5.4% of the portfolio, followed by Kellanova (K, 4.7%) and Hashicorp Class A (HCP, 4.2%). Compared with Q3 2024, it opened 78 new positions, sold out of 43, added to 55 and reduced 26. The biggest buy was Frontier Communications Pare (FYBR, shares +945%) and the biggest sale an exit from Axonics.
- Most Recent 13F
- Q2 2026
- Location
- Rye, NY
- CIK
- 0000932724
- Portfolio Value
- $585.1M (Q4 2024)
- SEC Filing
- 0001140361-25-004332 ↗ filed Feb 13, 2025
Holdings Value
Holdings 211 stocks · $585.1M
| HES Hess Corp. | 5.39% | 237,005 | $31.5M | Reduce -9.0% |
| K Kellanova | 4.74% | 342,293 | $27.7M | Add +25.8% |
| HCP Hashicorp Inc. Class A | 4.23% | 723,456 | $24.7M | Reduce -5.0% |
| FYBR Frontier Communications Pare | 3.14% | 529,100 | $18.4M | Add +944.6% |
| SMAR Smartsheet Inc. Class A | 3.08% | 321,200 | $18.0M | Add +201.0% |
| JNPR Juniper Networks Inc. | 3.05% | 476,018 | $17.8M | Add +14.3% |
| AMED Amedisys Inc. | 2.99% | 192,445 | $17.5M | Reduce -4.1% |
| XGDVX Gabelli Dividend & Income TR | 2.58% | 626,000 | $15.1M | New |
| GDL GDL Fund | 2.53% | 1,846,636 | $14.8M | New |
| SUM Summit Materials Inc. Class A | 2.40% | 277,000 | $14.0M | New |
| ALE Allete Inc. | 2.28% | 205,500 | $13.3M | Add +4.3% |
| ALTM Arcadium Lithium PLC | 2.27% | 2,584,801 | $13.3M | Add +3819.3% |
| X United States Steel Corp. | 2.13% | 366,690 | $12.5M | Reduce -7.7% |
| EDR Endeavor Group Hold Class A | 2.09% | 390,050 | $12.2M | Reduce -42.0% |
| BARNES GROUP INC | 2.09% | 258,235 | $12.2M | Add +327.2% |
| INFN Infinera Corp. | 2.07% | 1,781,476 | $12.1M | Add +4.3% |
| SPR Spirit Aerosystems Hold Class A | 2.06% | 354,457 | $12.1M | Add +161.8% |
| FOX Fox Corp. Class B | 1.76% | 225,061 | $10.3M | Reduce -0.0% |
| ACI Albertsons Cos Inc. Class A | 1.62% | 482,270 | $9.5M | Reduce -37.6% |
| ANSS Ansys Inc. | 1.40% | 24,315 | $8.2M | Add +25.6% |
| ZUO Zuora Inc. Class A | 1.32% | 778,300 | $7.7M | New |
| CHX Championx Corp. | 1.25% | 269,350 | $7.3M | Add +49.0% |
| GLU Gabelli GLBL Util & Inc. TR | 1.25% | 486,810 | $7.3M | New |
| TGNA Tegna Inc. | 1.16% | 370,836 | $6.8M | Reduce -26.6% |
| EVRI Everi Holdings Inc. | 1.09% | 474,164 | $6.4M | Add +5.1% |
| DFS Discover Financial Services | 1.08% | 36,555 | $6.3M | Add +182.3% |
| LBRDK Liberty Broadband-C | 1.05% | 82,093 | $6.1M | Add +326.2% |
| BATRK Atlanta Braves Holdings in-C | 1.03% | 157,806 | $6.0M | Add +20.0% |
| GSRTU GSR III Acquisition Corp. | 1.00% | 581,000 | $5.8M | New |
| PARAA Paramount Global Class B | 0.98% | 545,550 | $5.7M | Add +294.3% |
| LEN.B Lennar Corp. Class B | 0.97% | 43,067 | $5.7M | Add +4.0% |
| CCRN Cross Country Healthcare Inc. | 0.90% | 289,150 | $5.3M | New |
| HTLF Heartland Financial USA Inc. | 0.90% | 85,587 | $5.2M | Add +55.8% |
| SRDX Surmodics Inc. | 0.87% | 129,237 | $5.1M | Add +6.4% |
| KKR KKR & Co. Inc. | 0.86% | 34,000 | $5.0M | New |
| AGS Playags Inc. | 0.83% | 419,364 | $4.8M | Add +11.0% |
| AMZN Amazon.com Inc. | 0.82% | 22,000 | $4.8M | New |
| BERY Berry Global Group Inc. | 0.79% | 71,521 | $4.6M | New |
| BALY Bally's Corp. | 0.77% | 251,000 | $4.5M | Add +33.7% |
| HEI.A Heico Corp. Class A | 0.74% | 23,379 | $4.4M | No change |
| TDS Telephone and Data Systems | 0.71% | 121,050 | $4.1M | Add +79.7% |
| CCIXU Churchill Capital Corp. Ix | 0.66% | 372,900 | $3.9M | No change |
| CTV Innovid Corp. | 0.61% | 1,153,500 | $3.6M | New |
| ESGR Enstar Group Ltd. | 0.61% | 11,050 | $3.6M | Add +19.5% |
| NLOP Net Lease Office Property | 0.60% | 112,203 | $3.5M | Add +13.1% |
| RVNC Revance Therapeutics Inc. | 0.55% | 1,058,500 | $3.2M | Add +26.0% |
| MTTR Matterport Inc. | 0.53% | 648,300 | $3.1M | Add +23.9% |
| ROIC Retail Opportunity Investmen | 0.51% | 173,250 | $3.0M | New |
| AD Array Digital Infrastructure filed as UNITED STATES CELLULAR CORP | 0.50% | 46,350 | $2.9M | Add +3.6% |
| ALTR Altair Engineering Inc. Class A | 0.48% | 25,950 | $2.8M | New |
| PTVE Pactiv Evergreen Inc. | 0.48% | 161,250 | $2.8M | New |
| PARAA Paramount Global Class A | 0.48% | 125,200 | $2.8M | Add +1152.0% |
| ESHA Esh Acquisition Corp. Class A | 0.47% | 252,850 | $2.7M | No change |
| CDMO Avid Bioservices Inc. | 0.43% | 205,950 | $2.5M | New |
| TMUS T-Mobile US Inc. | 0.43% | 11,500 | $2.5M | Reduce -0.4% |
| TGI Triumph Group Inc. | 0.40% | 124,900 | $2.3M | New |
| MGRC McGrath Rentcorp | 0.40% | 20,771 | $2.3M | Reduce -27.6% |
| PDCO Patterson Cos Inc. | 0.38% | 72,750 | $2.2M | New |
| PGACU Pantages Capital Acquisition filed as SHEPHERD AVE CAP ACQUISITION | 0.35% | 203,200 | $2.0M | New |
| SPWH Sportsman's Warehouse Holdin | 0.34% | 738,638 | $2.0M | Reduce -5.4% |
| GGT Gabelli Multimedia Trust Inc. | 0.33% | 432,582 | $1.9M | New |
| SRG Seritage Growth Prop- A | 0.32% | 454,612 | $1.9M | Reduce -38.0% |
| GHC Graham Holdings Co. Class B | 0.32% | 2,122 | $1.9M | Add +565.2% |
| JWN Nordstrom Inc. | 0.31% | 75,600 | $1.8M | New |
| GTX Garrett Motion Inc. | 0.30% | 196,400 | $1.8M | Add +23.1% |
| SIMO Silicon Motion Technol-ADR | 0.30% | 32,309 | $1.7M | Add +7.0% |
| BRSL Brightstar Lottery PLC filed as INTERNATIONAL GAME TECHNOLOG | 0.30% | 98,531 | $1.7M | Reduce -7.8% |
| TSAT Telesat Corp. | 0.28% | 100,611 | $1.7M | Add +12.2% |
| MNTX Manitex International Inc. | 0.28% | 283,200 | $1.6M | No change |
| GEAR Revelyst Inc. | 0.27% | 81,800 | $1.6M | Reduce -38.2% |
| GYRO Gyrodyne LLC | 0.27% | 173,084 | $1.6M | No change |
| NFG National Fuel Gas Co. | 0.26% | 25,000 | $1.5M | New |
| MSGS Madison Square Garden Sports | 0.26% | 6,631 | $1.5M | Add +157.2% |
| LLYVK Liberty Media Corp.-Liberty-C | 0.24% | 20,916 | $1.4M | No change |
| TPL Texas Pacific Land Corp. | 0.24% | 1,260 | $1.4M | New |
| AVGO Broadcom Inc. | 0.23% | 5,815 | $1.3M | Reduce -2.1% |
| AQN Algonquin Power & Utilities | 0.23% | 302,522 | $1.3M | Add +49.8% |
| GCV Gabelli Convert & Inc. Sec | 0.22% | 344,000 | $1.3M | Add +1857.3% |
| SWX Southwest Gas Holdings Inc. | 0.22% | 18,000 | $1.3M | Reduce -47.5% |
| SSYS Stratasys Ltd. | 0.22% | 142,204 | $1.3M | No change |
| SBUX Starbucks Corp. | 0.22% | 13,800 | $1.3M | New |
| DTSQ DT Cloud Star Acquisition Co. | 0.20% | 116,000 | $1.2M | New |
| AZPN Aspen Technology Inc. | 0.20% | 4,650 | $1.2M | New |
| BMTX BM Technologies Inc. | 0.20% | 237,000 | $1.2M | New |
| FTW Eqv Ventures Acquisition C-A | 0.20% | 115,100 | $1.1M | No change |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.19% | 14,500 | $1.1M | Add +163.6% |
| MANU Manchester United PLC Class A | 0.19% | 63,495 | $1.1M | Reduce -16.7% |
| BATRA Atlanta Braves Holdings in-A | 0.18% | 26,300 | $1.1M | Add +61.4% |
| FBMS First Bancshares Inc. | 0.18% | 30,487 | $1.1M | No change |
| ML Moneylion Inc. | 0.18% | 12,300 | $1.1M | New |
| NXPI NXP Semiconductors NV | 0.18% | 5,000 | $1.0M | No change |
| ASPCU A Spac III Acquisition Corp. | 0.18% | 103,200 | $1.0M | New |
| TXNM TXNM Energy Inc. | 0.18% | 20,999 | $1.0M | Reduce -78.2% |
| USAP Universal Stainless & Alloy | 0.17% | 23,150 | $1.0M | New |
| HGTY Hagerty Inc. Class A | 0.17% | 103,300 | $997K | New |
| MKFG Markforged Holding Corp. | 0.17% | 313,665 | $985K | Add +96.5% |
| TTEC Ttec Holdings Inc. filed as TTEC HLDGS INC | 0.17% | 196,200 | $979K | Add +326.5% |
| CSCO Cisco Systems Inc. | 0.17% | 16,500 | $977K | Add +266.7% |
| GGZ Gabelli Global Small & M | 0.17% | 82,711 | $968K | New |
| SONY Sony Group Corp. - SP ADR | 0.16% | 45,535 | $964K | No change |
Other holdings (39): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 275 | $335K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 250 | $299K | No change |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 21,896 | $118K | No change |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | 137,850 | $80K | New |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 110,950 | $27K | No change |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | 82,400 | $24K | New |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 252,850 | $23K | No change |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 57,200 | $19K | No change |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | 83,053 | $19K | No change |
| EURKR Eureka Acquisition Corp.-RTS | RIGHT 07/03/2026 | 89,200 | $17K | No change |
| DTSQR DT Cloud Star Acquisition Co. | RIGHT 07/09/2029 | 116,000 | $15K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 47,400 | $15K | No change |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | 38,366 | $14K | New |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 99,900 | $13K | No change |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 30,200 | $11K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 129,700 | $9K | No change |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | 67,700 | $8K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 24,950 | $7K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 65,718 | $6K | No change |
| VLOSW M3-Brigade Acquisition -30 | *W EXP 99/99/999 | 28,750 | $5K | New |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | 10,550 | $5K | New |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 69,406 | $5K | No change |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 100,000 | $5K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 31,050 | $3K | No change |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 64,850 | $3K | No change |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | 20,000 | $3K | New |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 19,400 | $3K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 20,800 | $3K | No change |
| BNIXW Bannix Acquisition Corp.-CW23 | *W EXP 07/31/202 | 65,718 | $2K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 17,240 | $2K | No change |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 12,650 | $1K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 12,050 | $1K | No change |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 67,700 | $1K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 24,900 | $996 | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 34,703 | $757 | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 31,050 | $550 | No change |
| ZAPWF Zapp Electric Vehicles -28 | *W EXP 99/99/999 | 43,850 | $333 | No change |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 12,250 | $245 | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 12,711 | $141 | No change |
Total filed on the 13F, all lines: $586.2M.
Portfolio Sells Q3 2024 → Q4 2024
| AXONICS INC | Sold out | 0.00% | −3.06 |
| SRCL Stericycle Inc. | Sold out | 0.00% | −2.89 |
| CTLT Catalent Inc. | Sold out | 0.00% | −2.58 |
| MRO Marathon Oil Corp. | Sold out | 0.00% | −2.50 |
| CPRI Capri Holdings Ltd. | Sold out | 0.00% | −2.31 |
| SQSP Squarespace Inc. Class A | Sold out | 0.00% | −2.30 |
| PRFT Perficient Inc. | Sold out | 0.00% | −2.26 |
| RCM R1 RCM Inc. | Sold out | 0.00% | −1.88 |
| VZIO Vizio Holding Corp. Class A | Sold out | 0.00% | −1.65 |
| HAYN Haynes International Inc. | Sold out | 0.00% | −1.58 |
| PETQ Petiq Inc. | Sold out | 0.00% | −1.52 |
| PWSC Powerschool Holdings Inc. Class A | Sold out | 0.00% | −1.28 |
| EDR Endeavor Group Hold Class A | Reduce -42.0% | 2.09% | −1.19 |
| AGR Avangrid Inc. | Sold out | 0.00% | −1.10 |
| AAN The Aaron's Co. Inc. | Sold out | 0.00% | −1.01 |
| ITI Iteris Inc. | Sold out | 0.00% | −1.00 |
| NVEI Nuvei Corp.-Subordinate VTG | Sold out | 0.00% | −0.91 |
| ACI Albertsons Cos Inc. Class A | Reduce -37.6% | 1.62% | −0.82 |
| STER Sterling Check Corp. | Sold out | 0.00% | −0.80 |
| SIRI Sirius XM Holdings Inc. | Reduce -91.6% | 0.07% | −0.77 |
| HES Hess Corp. | Reduce -9.0% | 5.39% | −0.66 |
| TELL Tellurian Inc. | Sold out | 0.00% | −0.62 |
| GEAR Revelyst Inc. | Reduce -38.2% | 0.27% | −0.62 |
| SWN Southwestern Energy Co. | Sold out | 0.00% | −0.61 |
| ENV Envestnet Inc. | Sold out | 0.00% | −0.55 |
| TXNM TXNM Energy Inc. | Reduce -78.2% | 0.18% | −0.54 |
| AY Atlantica Sustainable Infras | Sold out | 0.00% | −0.44 |
| AUGX Augmedix Inc. | Sold out | 0.00% | −0.41 |
| CONSOLIDATED COMM HLDGS INC | Sold out | 0.00% | −0.40 |
| AMED Amedisys Inc. | Reduce -4.1% | 2.99% | −0.32 |
| X United States Steel Corp. | Reduce -7.7% | 2.13% | −0.27 |
| SHCR Sharecare Inc. | Sold out | 0.00% | −0.27 |
| SRG Seritage Growth Prop- A | Reduce -38.0% | 0.32% | −0.26 |
| SWX Southwest Gas Holdings Inc. | Reduce -47.5% | 0.22% | −0.21 |
| TBMC Trailblazer Merger Corp. I | Sold out | 0.00% | −0.21 |
| TGNA Tegna Inc. | Reduce -26.6% | 1.16% | −0.20 |
| CHUY Chuy's Holdings Inc. | Sold out | 0.00% | −0.20 |
| TMTC TMT Acquisition Corp. Class A | Sold out | 0.00% | −0.18 |
| AITR AI Transportation Acquisitio | Sold out | 0.00% | −0.18 |
| HCP Hashicorp Inc. Class A | Reduce -5.0% | 4.23% | −0.18 |
| VGR Vector Group Ltd. | Sold out | 0.00% | −0.17 |
| M Macy's Inc. | Reduce -81.2% | 0.04% | −0.17 |
| JVSAU Jvspac Acquisition Corp. | Sold out | 0.00% | −0.15 |
| MGRC McGrath Rentcorp | Reduce -27.6% | 0.40% | −0.12 |
| BRSL Brightstar Lottery PLC | Reduce -7.8% | 0.30% | −0.09 |
| PGRU Propertyguru Group Ltd. | Sold out | 0.00% | −0.09 |
| HCA HCA Healthcare Inc. | Sold out | 0.00% | −0.05 |
| EVH Evolent Health Inc. Class A | Sold out | 0.00% | −0.05 |
| BKHAU Black Hawk Acquisition Corp. | Sold out | 0.00% | −0.04 |
| MX Magnachip Semiconductor Corp. | Reduce -19.2% | 0.09% | −0.04 |
Portfolio Buys Q3 2024 → Q4 2024
| FYBR Frontier Communications Pare | Add +944.6% | 3.14% | +2.83 |
| XGDVX Gabelli Dividend & Income TR | New | 2.58% | +2.58 |
| GDL GDL Fund | New | 2.53% | +2.53 |
| SUM Summit Materials Inc. Class A | New | 2.40% | +2.40 |
| ALTM Arcadium Lithium PLC | Add +3819.3% | 2.27% | +2.23 |
| SMAR Smartsheet Inc. Class A | Add +201.0% | 3.08% | +2.07 |
| BARNES GROUP INC | Add +327.2% | 2.09% | +1.67 |
| ZUO Zuora Inc. Class A | New | 1.32% | +1.32 |
| SPR Spirit Aerosystems Hold Class A | Add +161.8% | 2.06% | +1.31 |
| GLU Gabelli GLBL Util & Inc. TR | New | 1.25% | +1.25 |
| GSRTU GSR III Acquisition Corp. | New | 1.00% | +1.00 |
| K Kellanova | Add +25.8% | 4.74% | +0.98 |
| CCRN Cross Country Healthcare Inc. | New | 0.90% | +0.90 |
| KKR KKR & Co. Inc. | New | 0.86% | +0.86 |
| AMZN Amazon.com Inc. | New | 0.82% | +0.82 |
| LBRDK Liberty Broadband-C | Add +326.2% | 1.05% | +0.79 |
| BERY Berry Global Group Inc. | New | 0.79% | +0.79 |
| DFS Discover Financial Services | Add +182.3% | 1.08% | +0.77 |
| PARAA Paramount Global Class B | Add +294.3% | 0.98% | +0.72 |
| CTV Innovid Corp. | New | 0.61% | +0.61 |
| ROIC Retail Opportunity Investmen | New | 0.51% | +0.51 |
| ALTR Altair Engineering Inc. Class A | New | 0.48% | +0.48 |
| PTVE Pactiv Evergreen Inc. | New | 0.48% | +0.48 |
| PARAA Paramount Global Class A | Add +1152.0% | 0.48% | +0.44 |
| TDS Telephone and Data Systems | Add +79.7% | 0.71% | +0.44 |
| CDMO Avid Bioservices Inc. | New | 0.43% | +0.43 |
| TGI Triumph Group Inc. | New | 0.40% | +0.40 |
| PDCO Patterson Cos Inc. | New | 0.38% | +0.38 |
| HTLF Heartland Financial USA Inc. | Add +55.8% | 0.90% | +0.36 |
| PGACU Pantages Capital Acquisition | New | 0.35% | +0.35 |
| ANSS Ansys Inc. | Add +25.6% | 1.40% | +0.35 |
| GGT Gabelli Multimedia Trust Inc. | New | 0.33% | +0.33 |
| CHX Championx Corp. | Add +49.0% | 1.25% | +0.32 |
| JWN Nordstrom Inc. | New | 0.31% | +0.31 |
| JNPR Juniper Networks Inc. | Add +14.3% | 3.05% | +0.27 |
| GHC Graham Holdings Co. Class B | Add +565.2% | 0.32% | +0.27 |
| NFG National Fuel Gas Co. | New | 0.26% | +0.26 |
| TPL Texas Pacific Land Corp. | New | 0.24% | +0.24 |
| SBUX Starbucks Corp. | New | 0.22% | +0.22 |
| BALY Bally's Corp. | Add +33.7% | 0.77% | +0.21 |
| GCV Gabelli Convert & Inc. Sec | Add +1857.3% | 0.22% | +0.21 |
| DTSQ DT Cloud Star Acquisition Co. | New | 0.20% | +0.20 |
| AZPN Aspen Technology Inc. | New | 0.20% | +0.20 |
| BMTX BM Technologies Inc. | New | 0.20% | +0.20 |
| ML Moneylion Inc. | New | 0.18% | +0.18 |
| ASPCU A Spac III Acquisition Corp. | New | 0.18% | +0.18 |
| USAP Universal Stainless & Alloy | New | 0.17% | +0.17 |
| HGTY Hagerty Inc. Class A | New | 0.17% | +0.17 |
| GGZ Gabelli Global Small & M | New | 0.17% | +0.17 |
| MSGS Madison Square Garden Sports | Add +157.2% | 0.26% | +0.16 |
Notes & Other Activity Q3 2024 → Q4 2024
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Sold out | 500,000 | $502Kbefore exit |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | Sold out | 300,000 | $394Kbefore exit |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | New | 137,850 | $80K |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | Sold out | 93,650 | $26Kbefore exit |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | New | 82,400 | $24K |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | New | 38,366 | $14K |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | Sold out | 90,200 | $10Kbefore exit |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | Sold out | 52,900 | $6Kbefore exit |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | Sold out | 54,100 | $6Kbefore exit |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | Sold out | 105,300 | $5Kbefore exit |
| VLOSW M3-Brigade Acquisition -30 | *W EXP 99/99/999 | New | 28,750 | $5K |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | New | 10,550 | $5K |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | New | 20,000 | $3K |
| BLEUACACIA LTD | RIGHT 10/30/2026 | Sold out | 64,600 | $2Kbefore exit |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | Sold out | 52,900 | $1Kbefore exit |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | Sold out | 90,200 | $1Kbefore exit |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | Sold out | 38,150 | $1Kbefore exit |
| BLEUACACIA LTD | *W EXP 10/30/202 | Sold out | 32,300 | $882before exit |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | Sold out | 42,300 | $681before exit |
| ROCLW Roth CH Acquisition V -CW23 | *W EXP 12/10/202 | Sold out | 10,550 | $498before exit |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | Sold out | 12,567 | $290before exit |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | Sold out | 21,700 | $217before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 257 | $684.2M | EA, WBD, GTLS, TXNM, JHG |
| Q1 2026 | 247 | $671.8M | EA, GTLS, SEE, WBD, HOLX |
| Q4 2025 | 235 | $663.2M | DAY, FYBR, GTLS, EA, EXAS |
| Q3 2025 | 229 | $620.8M | K, VRNA, FYBR, CYBR, GTLS |
| Q2 2025 | 228 | $648.9M | HES, K, BPMC, FYBR, AMED |
| Q1 2025 | 214 | $660.4M | HES, K, ITCI, FYBR, AMED |
| Q4 2024 | 211 | $585.1M | HES, K, HCP, FYBR, SMAR |
| Q3 2024 | 178 | $585.3M | HES, HCP, K, AMED, EDR |
| Q2 2024 | 206 | $596.7M | HES, HCP, EDR, AMED, ACI |
| Q1 2024 | 198 | $573.1M | PXD, HES, CPRI, CERE, TXNM |