GABELLI & Co INVESTMENT ADVISERS, INC.

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 12, 2025), GABELLI & Co INVESTMENT ADVISERS, INC. reported 229 stock positions worth $620.8 million. Its top holding was Kellanova (K) at 5.0% of the portfolio, followed by Verona Pharma (VRNA, 4.6%) and Frontier Communications Pare (FYBR, 3.9%). Compared with Q2 2025, it opened 61 new positions, sold out of 59, added to 35 and reduced 38. The biggest buy was a new position in Verona Pharma (VRNA) and the biggest sale an exit from Hess (HES).

Most Recent 13F
Q2 2026
Location
Rye, NY
CIK
0000932724
Portfolio Value
$620.8M (Q3 2025)
SEC Filing
0001140361-25-041669 ↗ filed Nov 12, 2025

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $573.1M Q1 2024 Q2 2024: $596.7M Q2 2024 Q3 2024: $585.3M Q3 2024 Q4 2024: $585.1M Q4 2024 Q1 2025: $660.4M Q1 2025 Q2 2025: $648.9M Q2 2025 Q3 2025: $620.8M $620.8M Q3 2025 Q4 2025: $663.2M Q4 2025 Q1 2026: $671.8M Q1 2026 Q2 2026: $684.2M Q2 2026

Holdings 229 stocks · $620.8M
K Kellanova 4.96% 375,593 $30.8M Add +1.9%
VRNA Verona Pharma Ltd. 4.56% 265,266 $28.3M New
FYBR Frontier Communications Pare 3.87% 642,469 $24.0M Add +1.8%
CYBR Cyberark Software Ltd./Israel 3.58% 46,025 $22.2M New
GTLS Chart Industries Inc. 3.41% 105,700 $21.2M Add +1018.5%
SPR Spirit Aerosystems Hold Class A 2.78% 446,565 $17.2M Reduce -2.1%
XGDVX Gabelli Dividend & Income TR 2.74% 626,000 $17.0M No change
TXNM TXNM Energy Inc. 2.61% 286,336 $16.2M Add +131.2%
ALE Allete Inc. 2.55% 238,600 $15.8M Reduce -5.2%
GDL GDL Fund 2.54% 1,846,636 $15.8M No change
FOX Fox Corp. Class B 2.38% 257,911 $14.8M Add +4.8%
WNS WNS Holdings Ltd. filed as WNS HLDGS LTD 2.35% 191,077 $14.6M New
INFA Informatica Inc. Class A 2.21% 553,182 $13.7M Add +334.9%
LBRDK Liberty Broadband-C 2.07% 201,890 $12.8M Add +305.4%
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP 1.88% 183,356 $11.7M New
IPG Interpublic Group of Cos Inc. 1.82% 405,096 $11.3M Add +107.6%
COOP Mr Cooper Group Inc. 1.74% 51,152 $10.8M Add +82.7%
NSC Norfolk Southern Corp. 1.64% 33,900 $10.2M New
MAC COPPER LTD 1.63% 827,507 $10.1M Add +1332.9%
MRUS Merus NV 1.57% 103,450 $9.7M New
AVDX Avidxchange Holdings Inc. 1.47% 918,312 $9.1M Add +8.1%
GLU Gabelli GLBL Util & Inc. TR 1.42% 486,810 $8.8M No change
DAY Dayforce Inc. 1.14% 102,395 $7.1M New
PBPB Potbelly Corp. 1.06% 386,200 $6.6M New
TGNA Tegna Inc. 1.02% 311,021 $6.3M Add +15.3%
ETNB 89BIO Inc. 0.99% 417,850 $6.1M New
SOUL Soulpower Acquisition Co. Class A 0.93% 572,100 $5.8M No change
SPNS Sapiens International Corp. 0.92% 132,189 $5.7M New
BATRK Atlanta Braves Holdings in-C 0.86% 128,318 $5.3M Add +5.0%
ZIMV Zimvie Inc. 0.83% 271,868 $5.1M New
AMZN Amazon.com Inc. 0.78% 22,000 $4.8M No change
STAA Staar Surgical Co. 0.77% 179,000 $4.8M New
SRDX Surmodics Inc. 0.77% 159,835 $4.8M Reduce -21.5%
TIXT Telus International Cda Inc. 0.75% 1,038,350 $4.7M New
FTW Eqv Ventures Acquisition C-A 0.71% 440,350 $4.4M Add +282.6%
WOW Wideopenwest Inc. 0.68% 812,853 $4.2M Add +545.4%
IAS Integral Ad Science Holding 0.57% 350,600 $3.6M New
LLYVK Liberty Media Corp.-Liberty-C 0.55% 35,054 $3.4M No change
HBI Hanesbrands Inc. 0.54% 512,010 $3.4M New
CCRN Cross Country Healthcare Inc. 0.54% 236,850 $3.4M Reduce -43.0%
NLOP Net Lease Office Property 0.54% 113,200 $3.4M Reduce -25.2%
CCIX Churchill Capital Corp. Ix 0.52% 308,750 $3.2M No change
SRG Seritage Growth Prop- A 0.49% 721,691 $3.1M Add +3.7%
EA Electronic Arts Inc. 0.48% 14,850 $3.0M New
SHCO Soho House & Co. Inc. 0.47% 328,073 $2.9M Add +633.1%
TMUS T-Mobile US Inc. 0.44% 11,500 $2.8M No change
CVGW Calavo Growers Inc. 0.44% 106,400 $2.7M Add +703.0%
GSRFU GSR IV Acquisition Corp. 0.44% 269,900 $2.7M New
MBVIU M3-Brigade Acquisition Vi Co. 0.44% 269,400 $2.7M New
CTLP Cantaloupe Inc. 0.44% 257,400 $2.7M Add +179.5%
OTGAU Otg Acquisition Corp. I 0.44% 269,200 $2.7M New
IMXI International Money Express 0.43% 191,350 $2.7M New
PVBC Provident Bancorp Inc. 0.43% 213,000 $2.7M Add +6.5%
OYSE Oyster Enterprises II Acq-A 0.40% 250,700 $2.5M No change
BRSL Brightstar Lottery PLC 0.40% 145,353 $2.5M Reduce -9.3%
GHC Graham Holdings Co. Class B 0.40% 2,094 $2.5M Reduce -0.1%
NFG National Fuel Gas Co. 0.39% 26,500 $2.4M No change
FAC Factorial Energy Inc. filed as CARTESIAN GROWTH CORP III 0.39% 243,600 $2.4M New
ACI Albertsons Cos Inc. Class A 0.39% 138,495 $2.4M Reduce -2.7%
JACS Jackson Acquisition Co. Class A 0.37% 220,100 $2.3M No change
STUB Stubhub Holdings Inc. Class A 0.36% 134,150 $2.3M New
ESHA Esh Acquisition Corp. Class A 0.36% 197,600 $2.2M No change
NMPAU NMP Acquisition Corp. 0.36% 220,600 $2.2M New
CSX CSX Corp. 0.36% 62,500 $2.2M New
PGRE Paramount Group Inc. 0.34% 327,488 $2.1M New
TDS Telephone and Data Systems 0.34% 54,428 $2.1M Reduce -71.7%
PGAC Pantages Capital Acquisition 0.34% 203,200 $2.1M No change
KKR KKR & Co. Inc. 0.33% 16,000 $2.1M Reduce -2.4%
CYTK Cytokinetics Inc. 0.33% 37,478 $2.1M New
AVGO Broadcom Inc. 0.33% 6,215 $2.1M No change
GGT Gabelli Multimedia Trust Inc. 0.30% 432,582 $1.9M No change
FERA Fifth Era Acquisition Corp. Class A 0.29% 174,500 $1.8M New
SCPH Scpharmaceuticals Inc. 0.28% 307,800 $1.7M New
LWAY Lifeway Foods Inc. 0.28% 62,746 $1.7M Reduce -33.8%
SPWH Sportsman's Warehouse Holdin 0.28% 626,380 $1.7M Reduce -8.6%
GYRO Gyrodyne LLC 0.28% 173,084 $1.7M No change
CIO City Office REIT Inc. 0.27% 244,050 $1.7M New
TSAT Telesat Corp. 0.27% 64,011 $1.7M Reduce -19.1%
MGRC McGrath Rentcorp 0.26% 13,738 $1.6M Add +25.6%
MSGS Madison Square Garden Sports 0.26% 7,078 $1.6M Reduce -6.6%
GSRT GSR III Acquisition Corp. 0.26% 153,750 $1.6M Reduce -73.5%
EMISU Emmis Acquisition Corp. 0.25% 157,100 $1.6M New
DMIIU Drugs Made in America Acquis 0.25% 155,800 $1.5M New
TRML Tourmaline Bio Inc. 0.24% 31,050 $1.5M New
COLA Columbus Acquisition Corp. 0.24% 144,700 $1.5M No change
SSYS Stratasys Ltd. 0.24% 132,054 $1.5M Reduce -7.4%
IPCX Inflection Point Acquisiti-A 0.23% 142,800 $1.4M No change
RIBB Ribbon Acquisition Corp. 0.23% 139,200 $1.4M No change
GCV Gabelli Convert & Inc. Sec 0.23% 340,900 $1.4M Reduce -0.9%
MSFT Microsoft Corp. 0.23% 2,710 $1.4M Reduce -0.4%
CNNE Cannae Holdings Inc. 0.22% 74,700 $1.4M Add +39.6%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.22% 12,500 $1.4M Reduce -13.8%
BHF Brighthouse Financial Inc. 0.21% 24,850 $1.3M New
ELME Elme Communities 0.21% 78,000 $1.3M New
SBGI Sinclair Inc. 0.20% 82,842 $1.3M Add +108.5%
HGTY Hagerty Inc. Class A 0.20% 103,300 $1.2M No change
VMEO Vimeo Inc. 0.20% 159,550 $1.2M Add +406.5%
DTSQ DT Cloud Star Acquisition Co. 0.20% 232,000 $1.2M No change
SCS Steelcase Inc. Class A 0.20% 71,412 $1.2M New
INFQ Infleqtion Inc. filed as CHURCHILL CAP CORP X 0.20% 95,400 $1.2M New
GGZ Gabelli Global Small & M 0.19% 82,711 $1.2M No change
SAND Sandstorm Gold Ltd. 0.19% 95,193 $1.2M New
NXPI NXP Semiconductors NV 0.19% 5,200 $1.2M No change
SBUX Starbucks Corp. 0.19% 13,800 $1.2M No change
TPL Texas Pacific Land Corp. 0.19% 1,250 $1.2M No change
META Meta Platforms Inc. Class A 0.19% 1,580 $1.2M No change
LCCC Lakeshore Acquisition III Co. 0.18% 113,900 $1.1M No change
CSCO Cisco Systems Inc. 0.18% 16,500 $1.1M No change
ATEX Anterix Inc. 0.18% 52,200 $1.1M Add +219.3%
BATRA Atlanta Braves Holdings in-A 0.18% 24,500 $1.1M Reduce -13.1%
WBD Warner Bros Discovery Inc. 0.18% 56,900 $1.1M Reduce -15.6%
ASPC A Spac III Acquisition Class A 0.17% 103,200 $1.1M No change
CCRD Corecard Corp. 0.17% 39,600 $1.1M New
SGRY Surgery Partners Inc. 0.17% 48,200 $1.0M Reduce -67.0%
TV Grupo Televisa SA-Spon ADR 0.16% 379,950 $1.0M Reduce -6.4%
TXN Texas Instruments Inc. 0.16% 5,550 $1.0M No change
CCII Cohen Circle Acquisit II - A 0.16% 99,800 $1.0M New
HOUS Anywhere Real Estate Inc. 0.16% 95,216 $1.0M New
ALIT Alight Inc. Class A 0.16% 306,041 $998K Add +71.6%
SONY Sony Group Corp. - SP ADR 0.16% 34,425 $991K Reduce -19.8%
CEPT Cantor Equity Partners Class A 0.16% 96,400 $991K Add +239.4%
GLW Corning Inc. 0.16% 12,000 $984K Reduce -21.1%
SPEGU Silver Pegasus Acquisition C 0.16% 95,700 $973K New
GM General Motors Co. 0.14% 14,700 $896K No change
BOOM DMC Global Inc. 0.13% 97,850 $827K Reduce -20.3%
MANU Manchester United PLC Class A 0.13% 54,495 $825K Add +31.8%
BA The Boeing Co. 0.13% 3,800 $820K No change
CNH CNH Industrial NV 0.13% 75,000 $814K No change
GRFS Grifols SA-ADR 0.12% 77,728 $774K No change
PREMIER INC-CLASS A 0.12% 27,500 $765K New
PRLB Proto Labs Inc. 0.12% 14,500 $725K No change
GE General Electric filed as GE AEROSPACE 0.12% 2,400 $722K No change
PRO Pros Holdings Inc. 0.11% 30,900 $708K New
CZR Caesars Entertainment Inc. 0.11% 26,000 $703K Add +147.6%
MCD McDonald's Corp. 0.11% 2,300 $699K No change
OBA Oxley Bridge Acquisitio Class A 0.11% 69,800 $695K No change
QUMSU Quantumsphere Acquisition Co. 0.11% 67,700 $686K New
AMD Advanced Micro Devices 0.11% 4,100 $663K No change
PFE Pfizer Inc. 0.10% 25,000 $637K No change
MU Micron Technology Inc. 0.10% 3,800 $636K No change
SPB Spectrum Brands Holdings Inc. 0.10% 12,000 $630K Add +14.3%
CPRT Copart Inc. 0.10% 14,000 $630K No change
BCV Bancroft Fund Ltd. 0.10% 28,000 $613K No change
UYSC Uy Scuti Acquisition Corp. 0.09% 57,800 $586K No change
AMAT Applied Materials Inc. 0.09% 2,800 $573K No change
GLIBK Liberty Capital Corp. Class C filed as GCI LIBERTY INC 0.09% 15,161 $565K Add +52.2%
TSM Taiwan Semiconductor-SP ADR 0.09% 2,000 $559K No change
LWAC Lightwave Acquisition Corp. Class A 0.09% 55,400 $551K No change
ANSC Agriculture & Natural Soluti 0.09% 49,900 $544K No change
LBTYA Liberty Global Ltd. Class A 0.09% 47,500 $544K No change
MLNK Meridianlink Inc. 0.09% 27,200 $542K New
STHO Star Holdings filed as STAR HLDGS 0.08% 59,050 $486K No change
GTX Garrett Motion Inc. 0.08% 34,782 $474K Reduce -33.2%
HAYMAKER ACQUISITION CORP 4 0.07% 38,800 $440K No change
PG The Procter & Gamble Co. 0.07% 2,800 $430K No change
VLOS Velos Acquisition I Corp. filed as M3BRIGADE ACQUISITION V CORP 0.07% 40,150 $424K No change
JBLU Jetblue Airways Corp. 0.07% 83,400 $410K No change
SIRI Sirius XM Holdings Inc. 0.07% 17,454 $406K No change
PHLT Performant Healthcare Inc. 0.06% 52,100 $403K New
PROSHARES TR 0.06% 27,700 $400K No change
TSLA Tesla Inc. 0.06% 900 $400K No change
FSFG First Savings Financial Grp 0.06% 12,380 $389K New
CHDN Churchill Downs Inc. 0.06% 4,000 $388K No change
ASML ASML Holding NV-NY Reg SHS 0.06% 400 $387K No change
AAP Advance Auto Parts Inc. 0.06% 6,300 $387K Reduce -3.1%
DELL Dell Technologies -C 0.06% 2,700 $383K No change
AAPL Apple Inc. 0.06% 1,500 $382K No change
INTC Intel Corp. 0.06% 11,350 $381K No change
WSC Willscot Holdings Corp. 0.06% 17,900 $378K Reduce -23.5%
GEV GE Vernova Inc. 0.06% 600 $369K No change
HPE Hewlett Packard Enterprise 0.06% 15,000 $368K No change
STT State Street Corp. 0.06% 3,100 $360K No change
MX Magnachip Semiconductor Corp. 0.06% 113,725 $356K No change
HXL Hexcel Corp. 0.06% 5,500 $345K No change
TELFY Telefonica SA-Spon ADR 0.05% 66,000 $335K No change
AQN Algonquin Power & Utilities 0.05% 62,000 $333K Reduce -11.4%
TME Tencent Music Entertainm-ADR 0.05% 14,000 $327K No change
CI The Cigna Group 0.05% 1,100 $317K Add +22.2%
SMG Scotts Miracle-Gro Co. 0.05% 5,500 $313K Add +17.0%
ABBV Abbvie Inc. 0.05% 1,350 $313K Reduce -10.0%
PRGO Perrigo Co. PLC 0.05% 14,000 $312K Reduce -6.7%
UNH Unitedhealth Group Inc. 0.05% 900 $311K Add +9.1%
OLED Universal Display Corp. 0.05% 2,140 $307K No change
LLY Eli Lilly & Co. 0.05% 400 $305K New
TEVA Teva Pharmaceutical-SP ADR 0.05% 15,000 $303K No change
VOD Vodafone Group PLC-SP ADR 0.05% 26,000 $302K Reduce -17.5%
AHL Aspen Insurance Holdings Class A 0.05% 8,100 $297K New
FTNT Fortinet Inc. 0.05% 3,500 $294K No change
GT Goodyear Tire & Rubber Co. 0.05% 38,800 $290K No change
DCO Ducommun Inc. 0.04% 2,900 $279K No change
MKSI MKS Inc. 0.04% 2,220 $275K No change
THC Tenet Healthcare Corp. 0.04% 1,350 $274K Reduce -15.6%
TTWO Take-Two Interactive Softwre 0.04% 1,000 $258K No change
WMT Walmart Inc. 0.04% 2,500 $258K No change
MRK Merck & Co. Inc. 0.04% 3,000 $252K No change
VRNT Verint Systems Inc. 0.04% 12,400 $251K New
CLX Clorox Company 0.04% 2,000 $247K No change
VMC Vulcan Materials Co. 0.04% 800 $246K No change
KD Kyndryl Holdings Inc. 0.04% 8,100 $243K No change
TIGO Millicom Intl Cellular S.A. 0.04% 5,000 $243K Reduce -16.7%
BBIO Bridgebio Pharma Inc. 0.04% 4,500 $234K New
ANET Arista Networks Inc. 0.04% 1,600 $233K New
TXT Textron Inc. 0.04% 2,700 $228K No change
BAX Baxter International Inc. 0.04% 10,000 $228K No change
F Ford Motor Co. filed as FORD MTR CO 0.03% 18,000 $215K No change
ITT Itt Inc. 0.03% 1,200 $215K New
HCA HCA Healthcare Inc. 0.03% 500 $213K New
FLS Flowserve Corp. 0.03% 4,000 $213K New
CWB SS SPDR BB Conv Sec ETF 0.03% 2,250 $204K New
AOUT American Outdoor Brands Inc. 0.03% 21,500 $187K No change
WHG Westwood Holdings Group Inc. 0.03% 10,500 $173K Reduce -4.5%
ARLO Arlo Technologies Inc. 0.03% 10,000 $170K No change
MGRM Monogram Technologies Inc. 0.02% 24,700 $145K New
CAEP Cantor Equity Partners III-A 0.02% 13,800 $142K No change
CVAC Curevac NV 0.02% 26,050 $140K No change
FCRS.U Futurecrest Acquisition Corp. 0.02% 13,100 $139K New
BLZRU Trailblazer Acquisition Corp. 0.02% 13,400 $137K New
LION Lionsgate Studios Corp. 0.02% 19,025 $131K Add +11.3%
NABL N-Able Inc. 0.02% 15,500 $121K No change
WEN The Wendy's Co. 0.02% 13,000 $119K No change
BGFV Big 5 Sporting Goods Corp. 0.02% 78,750 $113K New
GNT Gamco Natural Resources Gold 0.01% 13,205 $93K No change
CCO Clear Channel Outdoor Holdin 0.01% 55,000 $87K No change
DDD 3D Systems Corp. filed as 3-D SYS CORP DEL 0.01% 25,001 $73K No change
IRBTQ Irobot Corp. 0.01% 14,500 $52K Reduce -80.9%
XRX Xerox Holdings Corp. 0.01% 12,000 $45K Reduce -45.5%
GMHS Gamehaus Holdings Inc. 0.00% 11,440 $16K No change
GREENLAND MINES LTD filed as KLOTHO NEUROSCIENCES INC 0.00% 10,000 $5K No change
PFSA Profusa Inc. 0.00% 10,530 $3K New
Other holdings (44): bonds, preferreds, convertibles and warrants · $2.8M (not counted above)
SecurityClassShares / PrincipalValueChange
GSRTR GSR III Acquisition Corp. RIGHT 99/99/9999 61,850$525KReduce -25.5%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 300$384KNo change
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 250$309KNo change
GENVR Gen Digital Inc. - CVR RIGHT 99/99/9999 36,200$268KNo change
OCSAW Oculis Holding AG -30 *W EXP 03/06/202 18,601$126KNo change
INFQ.WS Churchill Capital Corp. X *W EXP 05/14/203 35,050$124KNo change
SOULPOWER ACQUISITION CORP RIGHT 99/99/9999 572,100$109KNew
SVIRF Spring Valley Acquisit-Right RIGHT 02/25/2026 203,300$106KAdd +56.8%
JACKSON ACQUISITION CO II RIGHT 99/99/9999 372,400$101KNo change
SVIWF Spring Valley Acquisition-Aw *W EXP 02/25/202 64,850$84KNo change
IPCXR Inflection Point Acquisition RIGHT 04/25/2030 142,800$63KNew
ESHAR Esh Acquisition Corp. - Right RIGHT 06/13/2028 252,850$56KNo change
FERAR Fifth Era Acquisition Corp. I RIGHT 02/21/2030 174,500$46KNew
OYSER Oyster Enterprises II Acquis RIGHT 05/22/2030 250,700$43KNo change
PGACR Pantages Capital Acquis-RT RIGHT 11/15/2029 203,200$41KNo change
RIBBR Ribbon Acquisition Corp. RIGHT 12/31/2026 177,000$39KAdd +27.2%
VLOSW M3-Brigade Acquisition -30 *W EXP 99/99/999 28,750$35KNo change
FACWW Cartesian Growth Corp. -30 *W EXP 05/02/203 121,800$30KNo change
TBMCR Trailblazer Merger Corp.-RTS RIGHT 04/21/2028 110,950$28KNo change
VWAVW Visionwave Holdings Inc. *W EXP 07/14/203 65,718$27KNew
COLAR Columbus Acquisition Corp. RIGHT 99/99/9999 144,700$26KNo change
EVAC.WS Eqv Ventures Acquisition Cor *W EXP 06/30/203 108,416$26KNew
CCIIW Cohen Circle Acq II -30 *W EXP 07/01/203 24,950$24KNew
LCCCR Lakeshore Acquisition III Co. RIGHT 08/01/2026 113,900$23KNew
EURKR Eureka Acquisition Corp.-RTS RIGHT 07/03/2026 89,200$21KNo change
ASPCR A Spac III Acquisition Corp. RIGHT 01/02/2026 103,200$20KNo change
EQV VENTURES ACQUISITION *W EXP 07/01/203 38,366$19KNo change
UYSCR Uy Scuti Acquisition Corp. RIGHT 03/03/2030 57,800$16KNew
CCIXW Churchill Capital Corp. I-29 *W EXP 03/31/203 16,725$13KNo change
HSPRF Horizon Space Acquisition-RT RIGHT 12/27/2024 67,700$11KNo change
HYAC.WS Haymaker Acquisition Corp.-28 *W EXP 05/31/202 19,400$8KNo change
SPKWF Spark I Acquisition Corp.-28 *W EXP 10/01/203 12,650$8KNo change
ANSCW Agriculture & Natural Solu-W *W EXP 10/01/202 24,950$7KNo change
OBAWW Oxley Bridge Acq Ltd. -30 *W EXP 06/17/203 34,900$6KNo change
CXAIW Kins Tech Group Class A -CW25 *W EXP 99/99/999 83,053$6KNo change
LWACW Lightwave Acquisition Corp. *W EXP 06/06/203 27,700$5KNo change
HSPWF Horizon Space Acquisition-28 *W EXP 12/27/202 67,700$5KNo change
NUAIW New Era Helium Inc. -29 *W EXP 12/06/202 10,550$4KNo change
SDAWW Suncar Technology Group -28 *W EXP 05/17/202 47,400$3KNo change
ALCWF Alchemy Investments Acqui-28 *W EXP 11/30/202 12,050$2KNo change
SLXNW Biomotion Sciences-CW29 *W EXP 08/15/202 38,150$1KNo change
MSAIW Sportsmap Tech Acq -CW27 *W EXP 12/19/202 24,900$946No change
OSRHW Bellevue Life Sciences-WRNT *W EXP 02/09/202 20,800$847No change
PARAW 7GC & Co. Holdings Class A -CW26 *W EXP 12/14/202 12,711$339No change

Total filed on the 13F, all lines: $623.6M.

Portfolio Sells Q2 2025 → Q3 2025
HES Hess Corp. Sold out 0.00% −4.83
BPMC Blueprint Medicines Corp. Sold out 0.00% −3.62
AMED Amedisys Inc. Sold out 0.00% −3.40
JNPR Juniper Networks Inc. Sold out 0.00% −2.87
SKX Skechers USA Inc. Class A Sold out 0.00% −2.80
CHX Championx Corp. Sold out 0.00% −2.68
SWTX Springworks Therapeutics Inc. Sold out 0.00% −2.35
TGI Triumph Group Inc. Sold out 0.00% −2.34
DNB Dun & Bradstreet Holdings Inc. Sold out 0.00% −1.82
WBA Walgreens Boots Alliance Inc. Sold out 0.00% −1.82
PARAA Paramount Global Class B Sold out 0.00% −1.52
ANSS Ansys Inc. Sold out 0.00% −1.18
FL Foot Locker Inc. Sold out 0.00% −1.18
FARO Faro Technologies Inc. Sold out 0.00% −1.17
VIGL Vigil Neuroscience Inc. Sold out 0.00% −1.06
EVRI Everi Holdings Inc. Sold out 0.00% −0.99
AZEK The Azek Co. Inc. Sold out 0.00% −0.94
RDUS Radius Recycling Inc. Class A Sold out 0.00% −0.86
AGS Playags Inc. Sold out 0.00% −0.85
AD Array Digital Infrastructure Sold out 0.00% −0.84
PARAA Paramount Global Class A Sold out 0.00% −0.81
TDS Telephone and Data Systems Reduce -71.7% 0.34% −0.71
GSRT GSR III Acquisition Corp. Reduce -73.5% 0.26% −0.71
ESGR Enstar Group Ltd. Sold out 0.00% −0.67
GB Global Blue Group Holding AG Sold out 0.00% −0.66
VERV Verve Therapeutics Inc. Sold out 0.00% −0.52
NVEE NV5 Global Inc. Sold out 0.00% −0.42
MAG Mag Silver Corp. Sold out 0.00% −0.39
INZY Inozyme Pharma Inc. Sold out 0.00% −0.38
SGRY Surgery Partners Inc. Reduce -67.0% 0.17% −0.33
SAGE Sage Therapeutics Inc. Sold out 0.00% −0.32
CCRN Cross Country Healthcare Inc. Reduce -43.0% 0.54% −0.29
FERAU Fifth Era Acquisition Corp. I Sold out 0.00% −0.28
ETWO E2OPEN Parent Holdings Inc. Sold out 0.00% −0.27
ICAD Icad Inc. Sold out 0.00% −0.24
BASE Couchbase Inc. Sold out 0.00% −0.23
ITOS Iteos Therapeutics Inc. Sold out 0.00% −0.23
RDFN Redfin Corp. Sold out 0.00% −0.22
NLOP Net Lease Office Property Reduce -25.2% 0.54% −0.22
HONE Harborone Bancorp Inc. Sold out 0.00% −0.22
GMS GMS Inc. Sold out 0.00% −0.21
THRD Third Harmonic Bio Inc. Sold out 0.00% −0.21
SIMO Silicon Motion Technol-ADR Sold out 0.00% −0.19
SRDX Surmodics Inc. Reduce -21.5% 0.77% −0.16
EURK Eureka Acquisition Corp. Sold out 0.00% −0.14
HRI Herc Holdings Inc. Sold out 0.00% −0.11
SATX Satixfy Communications Ltd. Sold out 0.00% −0.09
TTEC Ttec Holdings Inc. Sold out 0.00% −0.09
SPWH Sportsman's Warehouse Holdin Reduce -8.6% 0.28% −0.08
GDEN Golden Entertainment Inc. Sold out 0.00% −0.08

Portfolio Buys Q2 2025 → Q3 2025
VRNA Verona Pharma Ltd. New 4.56% +4.56
CYBR Cyberark Software Ltd./Israel New 3.58% +3.58
GTLS Chart Industries Inc. Add +1018.5% 3.41% +3.17
WNS WNS Holdings Ltd. New 2.35% +2.35
AL Sumisho Air Lease Corp. New 1.88% +1.88
INFA Informatica Inc. Class A Add +334.9% 2.21% +1.74
NSC Norfolk Southern Corp. New 1.64% +1.64
MRUS Merus NV New 1.57% +1.57
TXNM TXNM Energy Inc. Add +131.2% 2.61% +1.53
MAC COPPER LTD Add +1332.9% 1.63% +1.52
LBRDK Liberty Broadband-C Add +305.4% 2.07% +1.31
DAY Dayforce Inc. New 1.14% +1.14
COOP Mr Cooper Group Inc. Add +82.7% 1.74% +1.09
IPG Interpublic Group of Cos Inc. Add +107.6% 1.82% +1.08
PBPB Potbelly Corp. New 1.06% +1.06
ETNB 89BIO Inc. New 0.99% +0.99
SPNS Sapiens International Corp. New 0.92% +0.92
ZIMV Zimvie Inc. New 0.83% +0.83
STAA Staar Surgical Co. New 0.77% +0.77
TIXT Telus International Cda Inc. New 0.75% +0.75
WOW Wideopenwest Inc. Add +545.4% 0.68% +0.60
IAS Integral Ad Science Holding New 0.57% +0.57
HBI Hanesbrands Inc. New 0.54% +0.54
FTW Eqv Ventures Acquisition C-A Add +282.6% 0.71% +0.53
EA Electronic Arts Inc. New 0.48% +0.48
K Kellanova Add +1.9% 4.96% +0.44
GSRFU GSR IV Acquisition Corp. New 0.44% +0.44
MBVIU M3-Brigade Acquisition Vi Co. New 0.44% +0.44
OTGAU Otg Acquisition Corp. I New 0.44% +0.44
IMXI International Money Express New 0.43% +0.43
FOX Fox Corp. Class B Add +4.8% 2.38% +0.42
SHCO Soho House & Co. Inc. Add +633.1% 0.47% +0.42
FAC Factorial Energy Inc. New 0.39% +0.39
CVGW Calavo Growers Inc. Add +703.0% 0.44% +0.39
STUB Stubhub Holdings Inc. Class A New 0.36% +0.36
NMPAU NMP Acquisition Corp. New 0.36% +0.36
CSX CSX Corp. New 0.36% +0.36
PGRE Paramount Group Inc. New 0.34% +0.34
CYTK Cytokinetics Inc. New 0.33% +0.33
FYBR Frontier Communications Pare Add +1.8% 3.87% +0.32
TGNA Tegna Inc. Add +15.3% 1.02% +0.32
FERA Fifth Era Acquisition Corp. Class A New 0.29% +0.29
CTLP Cantaloupe Inc. Add +179.5% 0.44% +0.28
SCPH Scpharmaceuticals Inc. New 0.28% +0.28
CIO City Office REIT Inc. New 0.27% +0.27
EMISU Emmis Acquisition Corp. New 0.25% +0.25
DMIIU Drugs Made in America Acquis New 0.25% +0.25
TRML Tourmaline Bio Inc. New 0.24% +0.24
BHF Brighthouse Financial Inc. New 0.21% +0.21
ELME Elme Communities New 0.21% +0.21

Notes & Other Activity Q2 2025 → Q3 2025
GSRTR GSR III Acquisition Corp. RIGHT 99/99/9999 Reduce -25.5% 61,850 $525K
JVSAR Jvspac Acquisition Corp.-RTS RIGHT 11/26/2026 Sold out 145,200 $126Kbefore exit
SOULPOWER ACQUISITION CORP RIGHT 99/99/9999 New 572,100 $109K
SVIRF Spring Valley Acquisit-Right RIGHT 02/25/2026 Add +56.8% 203,300 $106K
IPCXR Inflection Point Acquisition RIGHT 04/25/2030 New 142,800 $63K
FERAR Fifth Era Acquisition Corp. I RIGHT 02/21/2030 New 174,500 $46K
RIBBR Ribbon Acquisition Corp. RIGHT 12/31/2026 Add +27.2% 177,000 $39K
VWAVW Visionwave Holdings Inc. *W EXP 07/14/203 New 65,718 $27K
EVAC.WS Eqv Ventures Acquisition Cor *W EXP 06/30/203 New 108,416 $26K
CCIIW Cohen Circle Acq II -30 *W EXP 07/01/203 New 24,950 $24K
LCCCR Lakeshore Acquisition III Co. RIGHT 08/01/2026 New 113,900 $23K
UYSCR Uy Scuti Acquisition Corp. RIGHT 03/03/2030 New 57,800 $16K
DISTR Distoken Acquisition Corp. RIGHT 99/99/9999 Sold out 31,050 $9Kbefore exit
CLRRF Climaterock -RTS RIGHT 10/31/2028 Sold out 69,406 $8Kbefore exit
DISTW Distoken Acquisition Corp.-28 *W EXP 11/30/202 Sold out 31,050 $4Kbefore exit
ZAPWF Zapp Electric Vehicles -28 *W EXP 99/99/999 Sold out 43,850 $96before exit
CLRWF Climaterock Class A -27 *W EXP 99/99/999 Sold out 34,703 $3before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 257$684.2MEA, WBD, GTLS, TXNM, JHG
Q1 2026 247$671.8MEA, GTLS, SEE, WBD, HOLX
Q4 2025 235$663.2MDAY, FYBR, GTLS, EA, EXAS
Q3 2025 229$620.8MK, VRNA, FYBR, CYBR, GTLS
Q2 2025 228$648.9MHES, K, BPMC, FYBR, AMED
Q1 2025 214$660.4MHES, K, ITCI, FYBR, AMED
Q4 2024 211$585.1MHES, K, HCP, FYBR, SMAR
Q3 2024 178$585.3MHES, HCP, K, AMED, EDR
Q2 2024 206$596.7MHES, HCP, EDR, AMED, ACI
Q1 2024 198$573.1MPXD, HES, CPRI, CERE, TXNM