GABELLI & Co INVESTMENT ADVISERS, INC.

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 5, 2026), GABELLI & Co INVESTMENT ADVISERS, INC. reported 235 stock positions worth $663.2 million. Its top holding was Dayforce (DAY) at 4.0% of the portfolio, followed by Frontier Communications Pare (FYBR, 4.0%) and Chart Industries (GTLS, 3.9%). Compared with Q3 2025, it opened 60 new positions, sold out of 54, added to 36 and reduced 32. The biggest buy was a new position in Exact Sciences (EXAS) and the biggest sale an exit from Kellanova (K).

Most Recent 13F
Q2 2026
Location
Rye, NY
CIK
0000932724
Portfolio Value
$663.2M (Q4 2025)
SEC Filing
0001140361-26-003899 ↗ filed Feb 5, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $573.1M Q1 2024 Q2 2024: $596.7M Q2 2024 Q3 2024: $585.3M Q3 2024 Q4 2024: $585.1M Q4 2024 Q1 2025: $660.4M Q1 2025 Q2 2025: $648.9M Q2 2025 Q3 2025: $620.8M Q3 2025 Q4 2025: $663.2M $663.2M Q4 2025 Q1 2026: $671.8M Q1 2026 Q2 2026: $684.2M Q2 2026

Holdings 235 stocks · $663.2M
DAY Dayforce Inc. 4.02% 385,353 $26.7M Add +276.3%
FYBR Frontier Communications Pare 3.98% 693,619 $26.4M Add +8.0%
GTLS Chart Industries Inc. 3.92% 126,034 $26.0M Add +19.2%
EA Electronic Arts Inc. 3.89% 126,300 $25.8M Add +750.5%
EXAS Exact Sciences Corp. 3.56% 232,200 $23.6M New
RNAM Avidity Biosciences Inc. 3.30% 303,030 $21.9M New
CDTX Cidara Therapeutics Inc. 3.19% 95,805 $21.2M New
HOLX Hologic Inc. 2.84% 253,000 $18.8M New
TXNM TXNM Energy Inc. 2.76% 310,636 $18.3M Add +8.5%
XGDVX Gabelli Dividend & Income TR 2.62% 626,000 $17.4M No change
CYBR Cyberark Software Ltd./Israel 2.46% 36,525 $16.3M Reduce -20.6%
SEE Sealed Air Corp. 2.45% 391,779 $16.2M New
CFLT Confluent Inc. Class A 2.36% 518,550 $15.7M New
GDL GDL Fund 2.36% 1,846,636 $15.6M No change
NSC Norfolk Southern Corp. 2.20% 50,620 $14.6M Add +49.3%
FOX Fox Corp. Class B 2.18% 222,911 $14.5M Reduce -13.6%
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP 2.05% 211,456 $13.6M Add +15.3%
WBD Warner Bros Discovery Inc. 1.82% 417,850 $12.0M Add +634.4%
LBRDK Liberty Broadband-C 1.59% 217,290 $10.6M Add +7.6%
GLU Gabelli GLBL Util & Inc. TR 1.41% 486,810 $9.4M No change
NGD New Gold Inc. 1.26% 958,144 $8.3M New
TGNA Tegna Inc. 1.16% 396,958 $7.7M Add +27.6%
ATXS Astria Therapeutics Inc. 1.15% 581,550 $7.6M New
KVUE Kenvue Inc. 1.09% 418,950 $7.2M New
FOLD Amicus Therapeutics Inc. 1.04% 485,950 $6.9M New
JHG Janus Henderson Group PLC 1.01% 141,400 $6.7M New
CWAN Clearwater Analytics HDS-A 0.97% 267,800 $6.5M New
AVDL Avadel Pharmaceuticals Ltd. 0.97% 297,566 $6.4M New
SOUL Soulpower Acquisition Co. Class A 0.88% 572,100 $5.8M No change
AMZN Amazon.com Inc. 0.77% 22,000 $5.1M No change
CIO City Office REIT Inc. 0.73% 693,050 $4.8M Add +184.0%
BATRK Atlanta Braves Holdings in-C 0.72% 121,118 $4.8M Reduce -5.6%
DBRG Digitalbridge Group Inc. 0.68% 294,630 $4.5M New
FTW Eqv Ventures Acquisition C-A 0.67% 440,350 $4.5M No change
CSGS CSG Systems Intl Inc. 0.64% 55,750 $4.3M New
IMXI International Money Express 0.59% 255,400 $3.9M Add +33.5%
DVAX Dynavax Technologies Corp. 0.52% 222,216 $3.4M New
DHIL Diamond Hill Investment Grp 0.51% 20,100 $3.4M New
JAMF Jamf Holding Corp. filed as JAMF HLDG CORP 0.49% 252,000 $3.3M New
STAA Staar Surgical Co. 0.48% 139,000 $3.2M Reduce -22.4%
CVGW Calavo Growers Inc. 0.47% 141,899 $3.1M Add +33.4%
BHF Brighthouse Financial Inc. 0.46% 47,550 $3.1M Add +91.3%
GIWWU GIGCAPITAL8 Corp. 0.46% 299,871 $3.1M New
CTLP Cantaloupe Inc. 0.45% 282,200 $3.0M Add +9.6%
HI Hillenbrand Inc. 0.44% 92,750 $2.9M New
LLYVK Liberty Live Holdings Class C 0.44% 35,054 $2.9M No change
OTGAU Otg Acquisition Corp. I 0.41% 269,200 $2.7M No change
GSRF GSR IV Acquisition Corp. Class A 0.41% 269,900 $2.7M No change
MBVI M3-Brigade Acquisition Class A 0.41% 269,400 $2.7M No change
CCIX Churchill Capital Corp. Ix 0.40% 249,650 $2.7M Reduce -19.1%
SHCO Soho House & Co. Inc. 0.39% 291,773 $2.6M Reduce -11.1%
CMA Comerica Inc. 0.39% 29,418 $2.6M New
OYSE Oyster Enterprises II Acq-A 0.38% 250,700 $2.5M No change
SRG Seritage Growth Prop- A 0.38% 773,654 $2.5M Add +7.2%
FAC Factorial Energy Inc. filed as CARTESIAN GROWTH CORP III 0.38% 243,600 $2.5M No change
QIPT Quipt Home Medical Corp. 0.37% 688,950 $2.4M New
GLIBK Liberty Capital Corp. Class C filed as GCI LIBERTY INC 0.36% 64,444 $2.4M Add +325.1%
MGRC McGrath Rentcorp 0.35% 22,288 $2.3M Add +62.2%
TMUS T-Mobile US Inc. 0.35% 11,500 $2.3M No change
SVAQU Silicon Valley Acquisition C 0.35% 232,900 $2.3M New
GHC Graham Holdings Co. Class B 0.35% 2,094 $2.3M No change
JACS Jackson Acquisition Co. Class A 0.35% 220,100 $2.3M No change
DENN Denny's Corp. 0.34% 366,902 $2.3M New
CSX CSX Corp. 0.34% 62,500 $2.3M No change
GDEN Golden Entertainment Inc. 0.34% 82,668 $2.2M New
NMP NMP Acquisition Corp. Class A 0.33% 220,600 $2.2M New
NFG National Fuel Gas Co. 0.32% 26,500 $2.1M No change
PGAC Pantages Capital Acquisition 0.32% 203,200 $2.1M No change
BRSL Brightstar Lottery PLC 0.30% 129,954 $2.0M Reduce -10.6%
NLOP Net Lease Office Property 0.30% 77,581 $2.0M Reduce -31.5%
PCH Potlatchdeltic Corp. 0.29% 48,836 $1.9M New
CRANU Crane Harbor Acquisition Cor 0.29% 188,400 $1.9M New
EB Eventbrite Inc. Class A 0.28% 413,891 $1.8M New
MSGS Madison Square Garden Sports 0.28% 7,078 $1.8M No change
GGT Gabelli Multimedia Trust Inc. 0.27% 432,582 $1.8M No change
STUB Stubhub Holdings Inc. Class A 0.27% 134,150 $1.8M No change
CCXIU Churchill Capital Corp. Xi 0.27% 176,600 $1.8M New
DMIIU Drugs Made in America Acquis 0.27% 179,500 $1.8M Add +15.2%
FERA Fifth Era Acquisition Corp. Class A 0.27% 174,500 $1.8M No change
FRGE Forge Global Holdings Inc. 0.26% 39,350 $1.8M New
TSAT Telesat Corp. 0.25% 57,711 $1.7M Reduce -9.8%
ELME Elme Communities 0.25% 95,840 $1.7M Add +22.9%
GYRO Gyrodyne LLC 0.24% 173,084 $1.6M No change
PRA Proassurance Corp. 0.24% 64,800 $1.6M New
EMIS Emmis Acquisition Corp. Class A 0.24% 157,100 $1.6M No change
KKR KKR & Co. Inc. 0.23% 12,000 $1.5M Reduce -25.0%
CRACU Crown Reserve Acquisition Co. 0.23% 153,000 $1.5M New
PLYM Plymouth Industrial REIT Inc. 0.22% 66,628 $1.5M New
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.22% 12,500 $1.5M No change
IPCX Inflection Point Acquisiti-A 0.22% 142,800 $1.4M No change
RIBB Ribbon Acquisition Corp. 0.22% 139,200 $1.4M No change
GCV Gabelli Convert & Inc. Sec 0.21% 340,900 $1.4M No change
THS Treehouse Foods Inc. 0.21% 59,650 $1.4M New
HOUS Anywhere Real Estate Inc. 0.21% 98,581 $1.4M Add +3.5%
CNNE Cannae Holdings Inc. 0.21% 88,400 $1.4M Add +18.3%
HGTY Hagerty Inc. Class A 0.21% 103,300 $1.4M No change
ACI Albertsons Cos Inc. Class A 0.20% 77,745 $1.3M Reduce -43.9%
AIIA.U AI Infrastructure Acquisitio 0.20% 129,600 $1.3M New
MSFT Microsoft Corp. 0.20% 2,710 $1.3M No change
ALEX Alexander & Baldwin Inc. 0.19% 62,100 $1.3M New
CSCO Cisco Systems Inc. 0.19% 16,500 $1.3M No change
GGZ Gabelli Global Small & M 0.19% 82,711 $1.2M No change
CCRN Cross Country Healthcare Inc. 0.18% 147,700 $1.2M Reduce -37.6%
SBUX Starbucks Corp. 0.18% 13,800 $1.2M No change
LCCC Lakeshore Acquisition III Co. 0.17% 113,900 $1.2M No change
TV Grupo Televisa SA-Spon ADR 0.17% 394,950 $1.1M Add +4.0%
SEMR Semrush Holdings Inc. Class A 0.17% 95,550 $1.1M New
NXPI NXP Semiconductors NV 0.17% 5,200 $1.1M No change
BPACU Blueport Acquisition Ltd. 0.16% 108,200 $1.1M New
TPL Texas Pacific Land Corp. 0.16% 3,750 $1.1M No change
META Meta Platforms Inc. Class A 0.16% 1,580 $1.0M No change
BATRA Atlanta Braves Holdings in-A 0.16% 24,500 $1.0M No change
SSYS Stratasys Ltd. 0.16% 118,834 $1.0M Reduce -10.0%
CCII Cohen Circle Acquisit II - A 0.15% 99,800 $1.0M No change
CEPT Cantor Equity Partners Class A 0.15% 96,400 $1.0M No change
SPEGU Silver Pegasus Acquisition C 0.15% 95,700 $986K No change
KW Kennedy-Wilson Holdings Inc. 0.15% 99,600 $963K New
TXN Texas Instruments Inc. 0.15% 5,550 $963K No change
LWAY Lifeway Foods Inc. 0.14% 39,501 $957K Reduce -37.0%
EEFT Euronet Worldwide Inc. 0.14% 12,441 $947K New
TRUE Truecar Inc. 0.14% 411,698 $930K New
SPWH Sportsman's Warehouse Holdin 0.14% 635,830 $928K Add +1.5%
MOFG Midwestone Financial Group I 0.14% 23,794 $916K New
MANU Manchester United PLC Class A 0.13% 55,495 $883K Add +1.8%
AMD Advanced Micro Devices 0.13% 4,100 $878K No change
SONY Sony Group Corp. - SP ADR 0.13% 33,925 $868K Reduce -1.4%
CYTK Cytokinetics Inc. 0.13% 13,578 $863K Reduce -63.8%
BA The Boeing Co. 0.12% 3,800 $825K No change
AVGO Broadcom Inc. 0.12% 2,325 $805K Reduce -62.6%
CZR Caesars Entertainment Inc. 0.11% 32,000 $748K Add +23.1%
GE General Electric filed as GE AEROSPACE 0.11% 2,400 $739K No change
PRLB Proto Labs Inc. 0.11% 14,500 $734K No change
GRFS Grifols SA-ADR 0.11% 77,728 $727K No change
AMAT Applied Materials Inc. 0.11% 2,800 $720K No change
FSFG First Savings Financial Grp 0.11% 22,380 $713K Add +80.8%
OBA Oxley Bridge Acquisitio Class A 0.11% 69,800 $704K No change
MCD McDonald's Corp. 0.11% 2,300 $703K No change
CNH CNH Industrial NV 0.10% 75,000 $692K No change
QUMSU Quantumsphere Acquisition Co. 0.10% 67,700 $689K No change
ATEX Anterix Inc. 0.10% 30,650 $669K Reduce -41.3%
PFE Pfizer Inc. 0.09% 25,000 $623K No change
TSM Taiwan Semiconductor-SP ADR 0.09% 2,000 $608K No change
BCV Bancroft Fund Ltd. 0.09% 27,000 $597K Reduce -3.6%
UYSC Uy Scuti Acquisition Corp. 0.09% 57,800 $592K No change
TASK Taskus Inc. Class A 0.09% 49,550 $584K New
SPB Spectrum Brands Holdings Inc. 0.08% 9,500 $561K Reduce -20.8%
GT Goodyear Tire & Rubber Co. 0.08% 63,800 $559K Add +64.4%
ANSC Agriculture & Natural Soluti 0.08% 49,900 $558K No change
LWAC Lightwave Acquisition Corp. Class A 0.08% 55,400 $556K No change
CPRT Copart Inc. 0.08% 14,000 $548K No change
BOOM DMC Global Inc. 0.08% 80,550 $539K Reduce -17.7%
TWO Two Harbors Investment Corp. filed as TWO HBRS INVT CORP 0.08% 51,275 $538K New
COLA Columbus Acquisition Corp. 0.08% 51,550 $536K Reduce -64.4%
LBTYA Liberty Global Ltd. Class A 0.08% 47,500 $529K No change
STHO Star Holdings filed as STAR HLDGS 0.07% 59,050 $486K No change
CHDN Churchill Downs Inc. 0.07% 4,000 $455K No change
TDS Telephone and Data Systems 0.07% 11,000 $451K Reduce -79.8%
HAYMAKER ACQUISITION CORP 4 0.07% 38,800 $442K No change
REVG Rev Group Inc. 0.07% 7,248 $441K New
SBGI Sinclair Inc. 0.06% 28,000 $428K Reduce -66.2%
ASML ASML Holding NV-NY Reg SHS 0.06% 400 $428K No change
VLOS Velos Acquisition I Corp. filed as M3BRIGADE ACQUISITION V CORP 0.06% 40,150 $427K No change
WSC Willscot Holdings Corp. 0.06% 22,500 $424K Add +25.7%
HPE Hewlett Packard Enterprise 0.06% 17,500 $420K Add +16.7%
INTC Intel Corp. 0.06% 11,350 $419K No change
SMG Scotts Miracle-Gro Co. 0.06% 7,000 $408K Add +27.3%
AAPL Apple Inc. 0.06% 1,500 $408K No change
TSLA Tesla Inc. 0.06% 900 $405K No change
PG The Procter & Gamble Co. 0.06% 2,800 $401K No change
STT State Street Corp. 0.06% 3,100 $400K No change
GEV GE Vernova Inc. 0.06% 600 $392K No change
HXL Hexcel Corp. 0.06% 5,200 $384K Reduce -5.5%
AQN Algonquin Power & Utilities 0.06% 62,000 $381K No change
JBLU Jetblue Airways Corp. 0.06% 83,400 $379K No change
LLY Eli Lilly & Co. 0.06% 350 $376K Reduce -12.5%
TEVA Teva Pharmaceutical-SP ADR 0.06% 12,000 $375K Reduce -20.0%
FFIC Flushing Financial Corp. 0.05% 23,784 $361K New
MKSI MKS Inc. 0.05% 2,220 $355K No change
SIRI Sirius XM Holdings Inc. 0.05% 17,454 $349K No change
BBIO Bridgebio Pharma Inc. 0.05% 4,500 $344K No change
VOD Vodafone Group PLC-SP ADR 0.05% 26,000 $343K No change
ANET Arista Networks Inc. 0.05% 2,600 $341K Add +62.5%
DELL Dell Technologies -C 0.05% 2,700 $340K No change
KD Kyndryl Holdings Inc. 0.05% 12,600 $335K Add +55.6%
OLED Universal Display Corp. 0.05% 2,700 $315K Add +26.2%
ABBV Abbvie Inc. 0.05% 1,350 $308K No change
MX Magnachip Semiconductor Corp. 0.04% 113,725 $290K No change
SSP Ew Scripps Co./the-A filed as SCRIPPS E W CO OHIO 0.04% 72,450 $289K New
MRK Merck & Co. Inc. 0.04% 2,700 $284K Reduce -10.0%
NVDA Nvidia Corp. 0.04% 1,500 $280K New
WMT Walmart Inc. 0.04% 2,500 $279K No change
FTNT Fortinet Inc. 0.04% 3,500 $278K No change
TIGO Millicom Intl Cellular S.A. 0.04% 5,000 $277K No change
THC Tenet Healthcare Corp. 0.04% 1,350 $268K No change
TELFY Telefonica SA-Spon ADR 0.04% 66,000 $267K No change
TTWO Take-Two Interactive Softwre 0.04% 1,000 $256K No change
ALGN Align Technology Inc. 0.04% 1,625 $254K New
SPHR Sphere Entertainment Co. 0.04% 2,628 $250K New
CI The Cigna Group 0.04% 900 $248K Reduce -18.2%
AAP Advance Auto Parts Inc. 0.04% 6,300 $248K No change
GILD Gilead Sciences Inc. 0.04% 2,000 $245K New
TME Tencent Music Entertainm-ADR 0.04% 14,000 $245K No change
FLS Flowserve Corp. 0.04% 3,500 $243K Reduce -12.5%
F Ford Motor Co. filed as FORD MTR CO 0.04% 18,000 $236K No change
TXT Textron Inc. 0.04% 2,700 $235K No change
TSEM Tower Semiconductor Ltd. 0.04% 2,000 $235K New
ALIT Alight Inc. Class A 0.04% 119,991 $234K Reduce -60.8%
HCA HCA Healthcare Inc. 0.04% 500 $233K No change
AOUT American Outdoor Brands Inc. 0.04% 30,186 $233K Add +40.4%
GOOGL Alphabet Inc. Class A 0.03% 730 $228K New
VMC Vulcan Materials Co. 0.03% 800 $228K No change
ABVX Abivax SA-ADR 0.03% 1,625 $219K New
ENTG Entegris Inc. 0.03% 2,600 $219K New
UNH Unitedhealth Group Inc. 0.03% 650 $215K Reduce -27.8%
U Unity Software Inc. 0.03% 4,800 $212K New
ITT Itt Inc. 0.03% 1,200 $208K No change
JNJ Johnson & Johnson 0.03% 1,000 $207K New
OUT Outfront Media Inc. 0.03% 8,463 $204K New
CLX Clorox Company 0.03% 2,000 $202K No change
LOPP Gabelli Love Our Planet & Pe 0.03% 6,100 $202K New
CWB SS SPDR BB Conv Sec ETF 0.03% 2,250 $201K No change
LION Lionsgate Studios Corp. 0.03% 20,925 $191K Add +10.0%
WHG Westwood Holdings Group Inc. 0.03% 10,500 $181K No change
CAEP Cantor Equity Partners III-A 0.02% 13,800 $141K No change
ARLO Arlo Technologies Inc. 0.02% 10,000 $140K No change
BLZRU Trailblazer Acquisition Corp. 0.02% 13,400 $137K No change
FCRS.U Futurecrest Acquisition Corp. 0.02% 13,100 $134K No change
CCO Clear Channel Outdoor Holdin 0.02% 55,000 $122K No change
NABL N-Able Inc. 0.02% 15,500 $116K No change
WEN The Wendy's Co. 0.02% 13,000 $108K No change
GNT Gamco Natural Resources Gold 0.01% 13,205 $98K No change
XRX Xerox Holdings Corp. 0.00% 12,000 $28K No change
GMHS Gamehaus Holdings Inc. 0.00% 11,440 $11K No change
GREENLAND MINES LTD filed as KLOTHO NEUROSCIENCES INC 0.00% 10,000 $3K No change
PFSA Profusa Inc. 0.00% 10,530 $1K No change
Other holdings (44): bonds, preferreds, convertibles and warrants · $2.6M (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 325$407KAdd +8.3%
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 275$333KAdd +10.0%
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV 3,025$202KNew
GENVR Gen Digital Inc. - CVR RIGHT 99/99/9999 38,300$173KAdd +5.8%
OCSAW Oculis Holding AG -30 *W EXP 03/06/202 18,600$159KReduce -0.0%
SOULPOWER ACQUISITION CORP RIGHT 99/99/9999 572,100$100KNo change
FACWW Cartesian Growth Corp. -30 *W EXP 05/02/203 121,800$96KNo change
JACKSON ACQUISITION CO II RIGHT 99/99/9999 372,400$93KNo change
GSRFR GSR IV Acquisition Corp.-RTS RIGHT 08/22/2030 38,557$92KReduce -0.1%
VWAVW Visionwave Holdings Inc. *W EXP 07/14/203 65,718$77KNo change
FERAR Fifth Era Acquisition Corp. I RIGHT 02/21/2030 174,500$70KNo change
ESHAR Esh Acquisition Corp. - Right RIGHT 06/13/2028 252,850$63KNo change
IPCXR Inflection Point Acquisition RIGHT 04/25/2030 142,800$54KNo change
OYSER Oyster Enterprises II Acquis RIGHT 05/22/2030 250,700$50KNo change
COLAR Columbus Acquisition Corp. RIGHT 99/99/9999 144,700$49KNo change
EMISR Emmis Acquisition Corp. RIGHT 09/12/2030 313,311$47KAdd +99.4%
NMPAR NMP Acquisition Corp. RIGHT 06/27/2030 220,600$44KNew
PGACR Pantages Capital Acquis-RT RIGHT 11/15/2029 203,200$41KNo change
RIBBR Ribbon Acquisition Corp. RIGHT 12/31/2026 177,000$39KNo change
EVAC.WS Eqv Ventures Acquisition Cor *W EXP 06/30/203 108,416$38KNo change
EURKR Eureka Acquisition Corp.-RTS RIGHT 07/03/2026 89,200$34KNo change
MBVIW M3-Brigade Acquisition Vi Co. *W EXP 08/18/203 89,800$33KAdd +0.1%
HYAC.WS Haymaker Acquisition Corp.-28 *W EXP 05/31/202 19,400$30KNo change
LCCCR Lakeshore Acquisition III Co. RIGHT 08/01/2026 113,900$29KNo change
TBMCR Trailblazer Merger Corp.-RTS RIGHT 04/21/2028 110,950$27KNo change
VLOSW M3-Brigade Acquisition -30 *W EXP 99/99/999 28,750$25KNo change
ASPCR A Spac III Acquisition Corp. RIGHT 01/02/2026 103,200$20KNo change
EQV VENTURES ACQUISITION *W EXP 07/01/203 38,366$18KNo change
CCIIW Cohen Circle Acq II -30 *W EXP 07/01/203 24,950$17KNo change
DTSQR DT Cloud Star Acquisition Co. RIGHT 07/09/2029 116,000$16KNew
UYSCR Uy Scuti Acquisition Corp. RIGHT 03/03/2030 57,800$16KNo change
CCIXW Churchill Capital Corp. I-29 *W EXP 03/31/203 16,725$15KNo change
NUAIW New Era Helium Inc. -29 *W EXP 12/06/202 10,550$9KNo change
ANSCW Agriculture & Natural Solu-W *W EXP 10/01/202 24,950$8KNo change
OBAWW Oxley Bridge Acq Ltd. -30 *W EXP 06/17/203 34,900$8KNo change
LWACW Lightwave Acquisition Corp. *W EXP 06/06/203 27,700$7KNo change
SPKWF Spark I Acquisition Corp.-28 *W EXP 10/01/203 12,650$4KNo change
CXAIW Kins Tech Group Class A -CW25 *W EXP 99/99/999 83,053$4KNo change
ALCWF Alchemy Investments Acqui-28 *W EXP 11/30/202 12,050$3KNo change
SDAWW Suncar Technology Group -28 *W EXP 05/17/202 47,400$2KNo change
OSRHW Bellevue Life Sciences-WRNT *W EXP 02/09/202 20,800$1KNo change
SLXNW Biomotion Sciences-CW29 *W EXP 08/15/202 38,150$992No change
MSAIW Sportsmap Tech Acq -CW27 *W EXP 12/19/202 24,900$707No change
PARAW 7GC & Co. Holdings Class A -CW26 *W EXP 12/14/202 12,711$178No change

Total filed on the 13F, all lines: $665.8M.

Portfolio Sells Q3 2025 → Q4 2025
K Kellanova Sold out 0.00% −4.96
VRNA Verona Pharma Ltd. Sold out 0.00% −4.56
SPR Spirit Aerosystems Hold Class A Sold out 0.00% −2.78
ALE Allete Inc. Sold out 0.00% −2.55
WNS WNS Holdings Ltd. Sold out 0.00% −2.35
INFA Informatica Inc. Class A Sold out 0.00% −2.21
IPG Interpublic Group of Cos Inc. Sold out 0.00% −1.82
COOP Mr Cooper Group Inc. Sold out 0.00% −1.74
MAC COPPER LTD Sold out 0.00% −1.63
MRUS Merus NV Sold out 0.00% −1.57
AVDX Avidxchange Holdings Inc. Sold out 0.00% −1.47
CYBR Cyberark Software Ltd./Israel Reduce -20.6% 2.46% −1.13
PBPB Potbelly Corp. Sold out 0.00% −1.06
ETNB 89BIO Inc. Sold out 0.00% −0.99
SPNS Sapiens International Corp. Sold out 0.00% −0.92
ZIMV Zimvie Inc. Sold out 0.00% −0.83
SRDX Surmodics Inc. Sold out 0.00% −0.77
TIXT Telus International Cda Inc. Sold out 0.00% −0.75
WOW Wideopenwest Inc. Sold out 0.00% −0.68
IAS Integral Ad Science Holding Sold out 0.00% −0.57
HBI Hanesbrands Inc. Sold out 0.00% −0.54
PVBC Provident Bancorp Inc. Sold out 0.00% −0.43
ESHA Esh Acquisition Corp. Class A Sold out 0.00% −0.36
CCRN Cross Country Healthcare Inc. Reduce -37.6% 0.18% −0.36
NMPAU NMP Acquisition Corp. Sold out 0.00% −0.36
PGRE Paramount Group Inc. Sold out 0.00% −0.34
STAA Staar Surgical Co. Reduce -22.4% 0.48% −0.29
SCPH Scpharmaceuticals Inc. Sold out 0.00% −0.28
TDS Telephone and Data Systems Reduce -79.8% 0.07% −0.28
GSRT GSR III Acquisition Corp. Sold out 0.00% −0.26
TRML Tourmaline Bio Inc. Sold out 0.00% −0.24
NLOP Net Lease Office Property Reduce -31.5% 0.30% −0.24
AVGO Broadcom Inc. Reduce -62.6% 0.12% −0.21
CYTK Cytokinetics Inc. Reduce -63.8% 0.13% −0.20
VMEO Vimeo Inc. Sold out 0.00% −0.20
DTSQ DT Cloud Star Acquisition Co. Sold out 0.00% −0.20
SCS Steelcase Inc. Class A Sold out 0.00% −0.20
FOX Fox Corp. Class B Reduce -13.6% 2.18% −0.20
INFQ Infleqtion Inc. Sold out 0.00% −0.20
SAND Sandstorm Gold Ltd. Sold out 0.00% −0.19
ACI Albertsons Cos Inc. Class A Reduce -43.9% 0.20% −0.19
ASPC A Spac III Acquisition Class A Sold out 0.00% −0.17
CCRD Corecard Corp. Sold out 0.00% −0.17
SGRY Surgery Partners Inc. Sold out 0.00% −0.17
GLW Corning Inc. Sold out 0.00% −0.16
COLA Columbus Acquisition Corp. Reduce -64.4% 0.08% −0.16
GM General Motors Co. Sold out 0.00% −0.14
BATRK Atlanta Braves Holdings in-C Reduce -5.6% 0.72% −0.14
SBGI Sinclair Inc. Reduce -66.2% 0.06% −0.14
LWAY Lifeway Foods Inc. Reduce -37.0% 0.14% −0.14

Portfolio Buys Q3 2025 → Q4 2025
EXAS Exact Sciences Corp. New 3.56% +3.56
EA Electronic Arts Inc. Add +750.5% 3.89% +3.41
RNAM Avidity Biosciences Inc. New 3.30% +3.30
CDTX Cidara Therapeutics Inc. New 3.19% +3.19
DAY Dayforce Inc. Add +276.3% 4.02% +2.88
HOLX Hologic Inc. New 2.84% +2.84
SEE Sealed Air Corp. New 2.45% +2.45
CFLT Confluent Inc. Class A New 2.36% +2.36
WBD Warner Bros Discovery Inc. Add +634.4% 1.82% +1.64
NGD New Gold Inc. New 1.26% +1.26
ATXS Astria Therapeutics Inc. New 1.15% +1.15
KVUE Kenvue Inc. New 1.09% +1.09
FOLD Amicus Therapeutics Inc. New 1.04% +1.04
JHG Janus Henderson Group PLC New 1.01% +1.01
CWAN Clearwater Analytics HDS-A New 0.97% +0.97
AVDL Avadel Pharmaceuticals Ltd. New 0.97% +0.97
DBRG Digitalbridge Group Inc. New 0.68% +0.68
CSGS CSG Systems Intl Inc. New 0.64% +0.64
NSC Norfolk Southern Corp. Add +49.3% 2.20% +0.56
DVAX Dynavax Technologies Corp. New 0.52% +0.52
DHIL Diamond Hill Investment Grp New 0.51% +0.51
GTLS Chart Industries Inc. Add +19.2% 3.92% +0.51
JAMF Jamf Holding Corp. New 0.49% +0.49
GIWWU GIGCAPITAL8 Corp. New 0.46% +0.46
CIO City Office REIT Inc. Add +184.0% 0.73% +0.46
HI Hillenbrand Inc. New 0.44% +0.44
CMA Comerica Inc. New 0.39% +0.39
QIPT Quipt Home Medical Corp. New 0.37% +0.37
SVAQU Silicon Valley Acquisition C New 0.35% +0.35
DENN Denny's Corp. New 0.34% +0.34
GDEN Golden Entertainment Inc. New 0.34% +0.34
NMP NMP Acquisition Corp. Class A New 0.33% +0.33
PCH Potlatchdeltic Corp. New 0.29% +0.29
CRANU Crane Harbor Acquisition Cor New 0.29% +0.29
EB Eventbrite Inc. Class A New 0.28% +0.28
CCXIU Churchill Capital Corp. Xi New 0.27% +0.27
GLIBK Liberty Capital Corp. Class C Add +325.1% 0.36% +0.27
FRGE Forge Global Holdings Inc. New 0.26% +0.26
BHF Brighthouse Financial Inc. Add +91.3% 0.46% +0.25
PRA Proassurance Corp. New 0.24% +0.24
CRACU Crown Reserve Acquisition Co. New 0.23% +0.23
PLYM Plymouth Industrial REIT Inc. New 0.22% +0.22
THS Treehouse Foods Inc. New 0.21% +0.21
AIIA.U AI Infrastructure Acquisitio New 0.20% +0.20
ALEX Alexander & Baldwin Inc. New 0.19% +0.19
SEMR Semrush Holdings Inc. Class A New 0.17% +0.17
AL Sumisho Air Lease Corp. Add +15.3% 2.05% +0.17
BPACU Blueport Acquisition Ltd. New 0.16% +0.16
IMXI International Money Express Add +33.5% 0.59% +0.16
TXNM TXNM Energy Inc. Add +8.5% 2.76% +0.15

Notes & Other Activity Q3 2025 → Q4 2025
GSRTR GSR III Acquisition Corp. RIGHT 99/99/9999 Sold out 61,850 $525Kbefore exit
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +8.3% 325 $407K
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +10.0% 275 $333K
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV New 3,025 $202K
GENVR Gen Digital Inc. - CVR RIGHT 99/99/9999 Add +5.8% 38,300 $173K
OCSAW Oculis Holding AG -30 *W EXP 03/06/202 Reduce -0.0% 18,600 $159K
INFQ.WS Churchill Capital Corp. X *W EXP 05/14/203 Sold out 35,050 $124Kbefore exit
SVIRF Spring Valley Acquisit-Right RIGHT 02/25/2026 Sold out 203,300 $106Kbefore exit
GSRFR GSR IV Acquisition Corp.-RTS RIGHT 08/22/2030 Reduce -0.1% 38,557 $92K
SVIWF Spring Valley Acquisition-Aw *W EXP 02/25/202 Sold out 64,850 $84Kbefore exit
EMISR Emmis Acquisition Corp. RIGHT 09/12/2030 Add +99.4% 313,311 $47K
NMPAR NMP Acquisition Corp. RIGHT 06/27/2030 New 220,600 $44K
MBVIW M3-Brigade Acquisition Vi Co. *W EXP 08/18/203 Add +0.1% 89,800 $33K
DTSQR DT Cloud Star Acquisition Co. RIGHT 07/09/2029 New 116,000 $16K
HSPRF Horizon Space Acquisition-RT RIGHT 12/27/2024 Sold out 67,700 $11Kbefore exit
HSPWF Horizon Space Acquisition-28 *W EXP 12/27/202 Sold out 67,700 $5Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 257$684.2MEA, WBD, GTLS, TXNM, JHG
Q1 2026 247$671.8MEA, GTLS, SEE, WBD, HOLX
Q4 2025 235$663.2MDAY, FYBR, GTLS, EA, EXAS
Q3 2025 229$620.8MK, VRNA, FYBR, CYBR, GTLS
Q2 2025 228$648.9MHES, K, BPMC, FYBR, AMED
Q1 2025 214$660.4MHES, K, ITCI, FYBR, AMED
Q4 2024 211$585.1MHES, K, HCP, FYBR, SMAR
Q3 2024 178$585.3MHES, HCP, K, AMED, EDR
Q2 2024 206$596.7MHES, HCP, EDR, AMED, ACI
Q1 2024 198$573.1MPXD, HES, CPRI, CERE, TXNM