Gabelli Funds LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Gabelli Funds LLC reported 1,008 stock positions worth $13.4 billion. Its top holding was Microsoft (MSFT) at 1.8% of the portfolio, followed by Mastercard Class A (MA, 1.5%) and Lennar Class B (LEN.B, 1.4%). Compared with Q4 2023, it opened 47 new positions, sold out of 47, added to 219 and reduced 389. The biggest buy was Nvidia (NVDA, shares +0%) and the biggest sale Apple (AAPL, shares −32%).
- Most Recent 13F
- Q2 2026
- Location
- Rye, NY
- CIK
- 0001081407
- Portfolio Value
- $13.4B (Q1 2024)
- SEC Filing
- 0001140361-24-025976 ↗ filed May 14, 2024
Holdings Value
Holdings 1,008 stocks · $13.4B
| MSFT Microsoft Corp. | 1.81% | 573,841 | $241.4M | Reduce -0.9% |
| MA Mastercard Inc. Class A | 1.51% | 420,698 | $202.6M | Reduce -3.2% |
| LEN.B Lennar Corp. Class B | 1.45% | 1,256,259 | $193.7M | Reduce -3.0% |
| AME Ametek Inc. | 1.40% | 1,022,184 | $187.0M | Reduce -1.4% |
| AXP American Express Co. | 1.28% | 751,300 | $171.1M | Reduce -6.1% |
| NEE Nextera Energy Inc. | 1.14% | 2,376,453 | $151.9M | Reduce -2.3% |
| NVDA Nvidia Corp. | 1.12% | 165,610 | $149.6M | Add +0.1% |
| GATX Gatx Corp. | 1.10% | 1,093,300 | $146.5M | Reduce -4.5% |
| GPC Genuine Parts Co. | 1.06% | 917,000 | $142.1M | Reduce -1.4% |
| NFG National Fuel Gas Co. | 1.01% | 2,508,682 | $134.8M | Add +3.5% |
| DE Deere & Co. | 1.01% | 327,435 | $134.5M | Reduce -6.5% |
| RSG Republic Services Inc. | 0.99% | 690,083 | $132.1M | Reduce -4.0% |
| AMZN Amazon.com Inc. | 0.94% | 699,812 | $126.2M | Reduce -1.6% |
| META Meta Platforms Inc. Class A | 0.92% | 253,679 | $123.2M | Reduce -4.6% |
| MLI Mueller Industries Inc. | 0.89% | 2,201,700 | $118.7M | Reduce -10.6% |
| SONY Sony Group Corp. - SP ADR | 0.88% | 1,368,499 | $117.3M | Reduce -5.3% |
| CR Crane Co. | 0.85% | 845,770 | $114.3M | Reduce -1.7% |
| NEM Newmont Corp. | 0.80% | 2,989,031 | $107.1M | Add +3.5% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.77% | 163 | $103.4M | Reduce -0.6% |
| ORLY O'reilly Automotive Inc. | 0.74% | 88,150 | $99.5M | Add +22.8% |
| LLY Eli Lilly & Co. | 0.74% | 127,554 | $99.2M | Add +0.6% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.74% | 1,709,250 | $98.5M | Reduce -0.1% |
| TXT Textron Inc. | 0.71% | 983,030 | $94.3M | Reduce -0.8% |
| SWX Southwest Gas Holdings Inc. | 0.70% | 1,223,021 | $93.1M | Add +0.6% |
| CNH CNH Industrial NV | 0.69% | 7,117,850 | $92.2M | Add +9.1% |
| DEO Diageo PLC-Sponsored ADR | 0.67% | 605,900 | $90.1M | Reduce -0.2% |
| GOOG Alphabet Inc. Class C | 0.66% | 581,334 | $88.5M | Reduce -20.1% |
| JPM JPMorgan Chase & Co. | 0.66% | 438,222 | $87.8M | Reduce -0.2% |
| HRI Herc Holdings Inc. filed as HERC HLDGS INC | 0.65% | 518,712 | $87.3M | Reduce -3.3% |
| AAPL Apple Inc. | 0.64% | 497,015 | $85.2M | Reduce -32.3% |
| KKR KKR & Co. Inc. | 0.64% | 846,043 | $85.1M | Reduce -0.9% |
| MSGS Madison Square Garden Sports | 0.57% | 413,800 | $76.4M | Add +0.7% |
| XOM Exxon Mobil Corp. | 0.55% | 627,600 | $73.0M | Reduce -0.2% |
| HON Honeywell International Inc. | 0.54% | 352,050 | $72.3M | Reduce -2.2% |
| MDLZ Mondelez International Inc. Class A | 0.54% | 1,025,750 | $71.8M | Reduce -0.5% |
| NFLX Netflix Inc. | 0.53% | 117,323 | $71.3M | Add +1.6% |
| COST Costco Wholesale Corp. | 0.53% | 97,167 | $71.2M | Reduce -0.3% |
| GOOGL Alphabet Inc. Class A | 0.53% | 466,492 | $70.4M | Reduce -7.2% |
| XYL Xylem Inc. | 0.51% | 532,350 | $68.8M | Reduce -13.5% |
| HES Hess Corp. | 0.51% | 446,500 | $68.2M | Add +8.1% |
| EVRG Evergy Inc. | 0.50% | 1,262,307 | $67.4M | Reduce -5.2% |
| COP Conocophillips | 0.50% | 524,600 | $66.8M | Reduce -0.9% |
| OKE Oneok Inc. | 0.50% | 827,683 | $66.4M | Reduce -4.4% |
| AES AES Corp. | 0.49% | 3,689,700 | $66.2M | Reduce -0.2% |
| ROL Rollins Inc. | 0.48% | 1,383,600 | $64.0M | Reduce -2.6% |
| SPGI S&P Global Inc. | 0.47% | 148,994 | $63.4M | Reduce -2.1% |
| GGG Graco Inc. | 0.46% | 653,100 | $61.0M | Reduce -1.0% |
| WFC Wells Fargo & Co. | 0.44% | 1,024,775 | $59.4M | Reduce -3.2% |
| FCX Freeport-McMoran Inc. | 0.44% | 1,259,550 | $59.2M | Reduce -3.1% |
| V Visa Inc. Class A | 0.44% | 212,057 | $59.2M | Add +0.9% |
| FLS Flowserve Corp. | 0.44% | 1,283,016 | $58.6M | Add +1.3% |
| AEP American Electric Power | 0.44% | 677,950 | $58.4M | Reduce -4.0% |
| TXN Texas Instruments Inc. | 0.44% | 334,675 | $58.3M | Reduce -2.5% |
| WEC WEC Energy Group Inc. | 0.42% | 676,270 | $55.5M | Reduce -1.4% |
| CVX Chevron Corp. | 0.41% | 349,050 | $55.1M | Add +1.2% |
| IEX Idex Corp. | 0.41% | 224,750 | $54.8M | Reduce -4.1% |
| PXD Pioneer Natural Resources Co. | 0.41% | 208,269 | $54.7M | Reduce -1.0% |
| ITT Itt Inc. | 0.41% | 401,709 | $54.6M | Reduce -4.5% |
| KAMN Kaman Corp. | 0.41% | 1,186,781 | $54.4M | Add +28.0% |
| AN Autonation Inc. | 0.40% | 325,408 | $53.9M | Reduce -0.5% |
| HAL Halliburton Co. | 0.40% | 1,355,146 | $53.4M | Add +0.0% |
| CMCSA Comcast Corp. Class A | 0.40% | 1,227,705 | $53.2M | Reduce -2.3% |
| DCI Donaldson Co. Inc. | 0.40% | 709,250 | $53.0M | Reduce -2.0% |
| ES Eversource Energy | 0.39% | 880,750 | $52.6M | Reduce -6.5% |
| WPM Wheaton Precious Metals Corp. | 0.39% | 1,112,750 | $52.4M | Reduce -2.6% |
| BF.A Brown-Forman Corp. Class A | 0.39% | 984,200 | $52.1M | Reduce -1.3% |
| FNV Franco-Nevada Corp. | 0.39% | 437,060 | $52.1M | Add +0.2% |
| MOD Modine Manufacturing Co. | 0.39% | 547,200 | $52.1M | Reduce -15.9% |
| BATRK Atlanta Braves Holdings in-C | 0.39% | 1,323,266 | $51.7M | Add +2.7% |
| RHP Ryman Hospitality Properties | 0.38% | 439,000 | $50.8M | Reduce -2.0% |
| RCI Rogers Communications Inc. Class B | 0.37% | 1,206,500 | $49.5M | No change |
| AEM Agnico Eagle Mines Ltd. | 0.35% | 785,555 | $46.9M | Reduce -0.4% |
| ETN Eaton Corp. PLC | 0.35% | 148,277 | $46.4M | Reduce -30.9% |
| B Barrick Gold Corp. | 0.34% | 2,771,099 | $46.1M | Add +3.4% |
| PEP Pepsico Inc. | 0.34% | 263,000 | $46.0M | Reduce -3.5% |
| WM Waste Management Inc. | 0.34% | 215,900 | $46.0M | Reduce -4.8% |
| OTTR Otter Tail Corp. | 0.34% | 532,200 | $46.0M | Reduce -5.6% |
| TXNM TXNM Energy Inc. filed as PNM RES INC | 0.34% | 1,216,738 | $45.8M | Add +4.4% |
| JOE The St Joe Co. | 0.33% | 760,000 | $44.1M | Reduce -4.7% |
| CVS CVS Health Corp. | 0.32% | 542,450 | $43.3M | Reduce -21.1% |
| PCAR Paccar Inc. | 0.32% | 346,000 | $42.9M | Reduce -0.6% |
| WTS Watts Water Technologies-A | 0.32% | 200,300 | $42.6M | Reduce -2.6% |
| MPC Marathon Petroleum Corp. | 0.32% | 209,994 | $42.3M | Reduce -18.1% |
| CAT Caterpillar Inc. | 0.32% | 114,960 | $42.1M | Reduce -1.9% |
| PARAA Paramount Global Class A | 0.30% | 1,863,691 | $40.7M | Add +0.6% |
| MRK Merck & Co. Inc. | 0.30% | 305,261 | $40.3M | Reduce -2.3% |
| ROK Rockwell Automation Inc. | 0.30% | 138,139 | $40.2M | Add +3.1% |
| STT State Street Corp. | 0.29% | 503,880 | $39.0M | Reduce -0.9% |
| AEE Ameren Corporation | 0.29% | 523,850 | $38.7M | Reduce -2.6% |
| OGE Oge Energy Corp. | 0.29% | 1,112,000 | $38.1M | Reduce -0.7% |
| TMUS T-Mobile US Inc. | 0.28% | 232,254 | $37.9M | Reduce -0.3% |
| ZTS Zoetis Inc. | 0.28% | 223,617 | $37.8M | Reduce -2.6% |
| RGLD Royal Gold Inc. | 0.28% | 309,200 | $37.7M | Add +2.3% |
| EPC Edgewell Personal Care Co. | 0.28% | 971,925 | $37.6M | Reduce -6.4% |
| WCN Waste Connections Inc. | 0.27% | 211,822 | $36.4M | Reduce -0.8% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.27% | 661,740 | $36.3M | Add +10.5% |
| LBTYK Liberty Global Ltd. Class C | 0.27% | 2,025,414 | $35.7M | Add +3.6% |
| ASML ASML Holding NV-NY Reg SHS | 0.27% | 36,656 | $35.6M | Add +20.1% |
| NOW ServiceNow Inc. | 0.27% | 46,538 | $35.5M | Reduce -39.7% |
| MYE Myers Industries Inc. | 0.26% | 1,513,750 | $35.1M | Add +0.2% |
Other holdings (101): bonds, preferreds, convertibles and warrants · $200.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 149,206 | $9.6M | Add +15.5% |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 8,850,000 | $7.8M | Reduce -3.3% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 7,900,000 | $7.7M | Reduce -1.3% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 7,500,000 | $7.5M | Reduce -2.6% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 6,100,000 | $7.3M | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 7,600,000 | $7.3M | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 6,750,000 | $6.8M | Reduce -1.5% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 147,000 | $6.6M | New |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 4,000,000 | $6.2M | Reduce -20.0% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 5,300,000 | $6.2M | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 6,325,000 | $6.1M | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 5,000,000 | $6.1M | Add +25.8% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 6,472,000 | $6.0M | Reduce -1.5% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 5,400,000 | $6.0M | Add +500.0% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 4,100,000 | $5.9M | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 100,000 | $5.9M | New |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 123,000 | $5.9M | No change |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 5,100,000 | $5.6M | Add +24.4% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 5,600,000 | $5.5M | New |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 4,000,000 | $5.4M | Reduce -16.7% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 9,500,000 | $5.4M | Reduce -3.1% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 136,000 | $5.3M | Reduce -1.4% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 4,000,000 | $4.3M | No change |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 3,200,000 | $4.2M | No change |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 4,440,000 | $4.0M | No change |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 4,950,000 | $3.7M | New |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 3,235,000 | $3.5M | No change |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | 3,200,000 | $3.2M | No change |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 2,500,000 | $3.1M | Reduce -37.5% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 2,850,000 | $3.1M | New |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 1,900,000 | $3.0M | No change |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 2,750,000 | $2.7M | No change |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 4,090,000 | $2.6M | No change |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 2,500,000 | $2.5M | No change |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 3,750,000 | $2.4M | No change |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 5,800,000 | $2.4M | Reduce -4.9% |
| VERITONE INC (VERI 1.75 11/15/26) | NOTE 1.750%11/1 · principal | 6,444,000 | $2.3M | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 2,277,000 | $2.2M | No change |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 7,750,000 | $1.8M | Add +106.7% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 1,380,000 | $1.8M | No change |
| FORTUNA SILVER MINES INC | SDCV 4.650%10/3 · principal | 1,500,000 | $1.5M | No change |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 1,200,000 | $1.1M | Reduce -7.7% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 1,250,000 | $1.1M | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 16,261 | $701K | No change |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 29,000 | $398K | No change |
| AP.WS Ampco-Pittsburgh Corp. -CW25 | *W EXP 08/01/202 | 800,000 | $80K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 437,500 | $66K | No change |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 20,746 | $46K | No change |
| BRZHR Breeze Holdings Acq- Rights | RIGHT 05/23/2022 | 121,400 | $23K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 144,700 | $22K | No change |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 115,990 | $21K | No change |
| MCAFR Mountain Crest Acq Corp. -RTS | RIGHT 06/29/2026 | 100,397 | $19K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 156,550 | $19K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 227,150 | $18K | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 57,065 | $18K | No change |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 62,800 | $16K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 73,700 | $15K | No change |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 100,100 | $15K | No change |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | 81,946 | $12K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 44,629 | $12K | No change |
| NNAGR 99 Acquisition Group -RTS | RIGHT 08/25/2028 | 64,435 | $12K | No change |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 139,050 | $10K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 108,450 | $10K | No change |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 78,275 | $9K | No change |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 39,550 | $8K | No change |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 62,588 | $8K | No change |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 64,100 | $7K | No change |
| CLOER Clover Leaf Capital Corp.-RTS | RIGHT 05/31/2028 | 54,400 | $7K | No change |
| PRSTW Presto Automation Inc.-27 | *W EXP 09/21/202 | 376,312 | $6K | No change |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 | 30,694 | $6K | No change |
| JETAI INC | *W EXP 08/10/202 | 97,176 | $5K | No change |
| PMGMW Priveterra Acq Class A -CW25 | *W EXP 01/07/202 | 96,849 | $5K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 25,050 | $5K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 40,700 | $4K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 27,050 | $4K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 18,100 | $4K | No change |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 75,484 | $4K | No change |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 16,247 | $3K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 17,221 | $3K | No change |
| BNIXW Bannix Acquisition Corp.-CW23 | *W EXP 07/31/202 | 73,700 | $3K | No change |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 12,350 | $2K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 12,950 | $2K | No change |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | 30,496 | $2K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 10,325 | $2K | No change |
| MBTCR Nocturne Acquisition-Rights | RIGHT 12/26/2025 | 13,477 | $2K | No change |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | 13,648 | $2K | No change |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 24,968 | $2K | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 64,100 | $2K | No change |
| NNAGW 99 Acquisition Group in-C-28 | *W EXP 08/25/202 | 64,435 | $2K | No change |
| OCAXW Oca Acq Corp. Class A -CW27 | *W EXP 01/14/202 | 18,450 | $1K | No change |
| OSPWQ Prosomnus Inc.-CW27 | *W EXP 04/20/202 | 59,299 | $1K | No change |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 108,450 | $1K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 51,269 | $984 | No change |
| ROCLW Roth CH Acquisition V -CW23 | *W EXP 12/10/202 | 12,824 | $949 | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 37,742 | $921 | No change |
| ACBAW Ace Global Business -CW27 | *W EXP 02/20/202 | 44,765 | $895 | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 27,347 | $875 | No change |
| KRNLW Kernel Group HLDG -A -CW27 | *W EXP 99/99/999 | 20,689 | $830 | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 40,700 | $733 | No change |
| ZAPWF Zapp Electric Vehicles -28 | *W EXP 99/99/999 | 49,097 | $511 | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 12,289 | $449 | No change |
Total filed on the 13F, all lines: $13.6B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -32.3% | 0.64% | −0.47 |
| UNH Unitedhealth Group Inc. | Reduce -68.1% | 0.15% | −0.38 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.26 |
| SONY Sony Group Corp. - SP ADR | Reduce -5.3% | 0.88% | −0.19 |
| ADBE Adobe Inc. | Reduce -40.1% | 0.17% | −0.18 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −0.17 |
| NOW ServiceNow Inc. | Reduce -39.7% | 0.27% | −0.16 |
| ESMT Engagesmart Inc. | Sold out | 0.00% | −0.14 |
| GOOG Alphabet Inc. Class C | Reduce -20.1% | 0.66% | −0.14 |
| TSLA Tesla Inc. | Sold out | 0.00% | −0.13 |
| SOVO Sovos Brands Inc. | Sold out | 0.00% | −0.13 |
| DD Dupont DE Nemours Inc. | Reduce -38.3% | 0.16% | −0.11 |
| MRTX Mirati Therapeutics Inc. | Sold out | 0.00% | −0.11 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −0.10 |
| CVS CVS Health Corp. | Reduce -21.1% | 0.32% | −0.10 |
| DE Deere & Co. | Reduce -6.5% | 1.01% | −0.09 |
| CHS Chico's Fas Inc. | Sold out | 0.00% | −0.08 |
| PANW Palo Alto Networks Inc. | Reduce -97.8% | 0.00% | −0.08 |
| BF.A Brown-Forman Corp. Class A | Reduce -1.3% | 0.39% | −0.08 |
| BTG B2GOLD Corp. | Reduce -53.6% | 0.04% | −0.07 |
| ZTS Zoetis Inc. | Reduce -2.6% | 0.28% | −0.07 |
| SSRM SSR Mining Inc. | Sold out | 0.00% | −0.07 |
| VZ Verizon Communications Inc. | Reduce -26.4% | 0.23% | −0.06 |
| TGH Textainer Group Holdings Ltd. | Sold out | 0.00% | −0.06 |
| AES AES Corp. | Reduce -0.2% | 0.49% | −0.06 |
| ES Eversource Energy | Reduce -6.5% | 0.39% | −0.06 |
| CHTR Charter Communications Inc. Class A | Reduce -6.2% | 0.12% | −0.06 |
| TDS Telephone and Data Systems | Reduce -4.3% | 0.24% | −0.06 |
| ETN Eaton Corp. PLC | Reduce -30.9% | 0.35% | −0.06 |
| XEL Xcel Energy Inc. | Reduce -3.5% | 0.23% | −0.06 |
| DAN Dana Inc. | Reduce -4.2% | 0.21% | −0.05 |
| LBRDK Liberty Broadband-C | Reduce -1.9% | 0.11% | −0.05 |
| BCE Bce Inc. | Reduce -2.4% | 0.21% | −0.05 |
| SPGI S&P Global Inc. | Reduce -2.1% | 0.47% | −0.05 |
| HON Honeywell International Inc. | Reduce -2.2% | 0.54% | −0.05 |
| WPM Wheaton Precious Metals Corp. | Reduce -2.6% | 0.39% | −0.05 |
| MDLZ Mondelez International Inc. Class A | Reduce -0.5% | 0.54% | −0.05 |
| JOE The St Joe Co. | Reduce -4.7% | 0.33% | −0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -31.4% | 0.21% | −0.05 |
| ROVR Rover Group Inc. | Sold out | 0.00% | −0.04 |
| CAG Conagra Brands Inc. | Reduce -63.2% | 0.02% | −0.04 |
| EVRG Evergy Inc. | Reduce -5.2% | 0.50% | −0.04 |
| PSX Phillips 66 | Reduce -35.4% | 0.12% | −0.04 |
| CMBT CMB Tech NV | Sold out | 0.00% | −0.04 |
| WEC WEC Energy Group Inc. | Reduce -1.4% | 0.42% | −0.04 |
| XYL Xylem Inc. | Reduce -13.5% | 0.51% | −0.04 |
| GFF Griffon Corp. | Reduce -25.6% | 0.21% | −0.04 |
| EIX Edison International | Reduce -9.8% | 0.20% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -2.3% | 0.40% | −0.03 |
| AYX Alteryx Inc. Class A | Sold out | 0.00% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +0.1% | 1.12% | +0.48 |
| KAMN Kaman Corp. | Add +28.0% | 0.41% | +0.23 |
| ORLY O'reilly Automotive Inc. | Add +22.8% | 0.74% | +0.21 |
| JNPR Juniper Networks Inc. | New | 0.17% | +0.17 |
| AMAT Applied Materials Inc. | Add +5283.6% | 0.17% | +0.16 |
| LLY Eli Lilly & Co. | Add +0.6% | 0.74% | +0.16 |
| DOOR Masonite International Corp. | New | 0.15% | +0.15 |
| CTLT Catalent Inc. | Add +245.6% | 0.19% | +0.15 |
| UBER Uber Technologies Inc. | Add +5013.5% | 0.15% | +0.14 |
| SYK Stryker Corp. | Add +99.2% | 0.22% | +0.12 |
| EVBG Everbridge Inc. | New | 0.12% | +0.12 |
| ETRN Equitrans Midstream Corp. | New | 0.11% | +0.11 |
| TAST Carrols Restaurant Group Inc. | New | 0.11% | +0.11 |
| M D C HLDGS INC | Add +325.1% | 0.13% | +0.10 |
| SWX Southwest Gas Holdings Inc. | Add +0.6% | 0.70% | +0.09 |
| NFLX Netflix Inc. | Add +1.6% | 0.53% | +0.09 |
| AXONICS INC | New | 0.09% | +0.09 |
| ASML ASML Holding NV-NY Reg SHS | Add +20.1% | 0.27% | +0.09 |
| SPB Spectrum Brands Holdings Inc. | Add +217.7% | 0.11% | +0.08 |
| CARR Carrier Global Corp. | Add +72.8% | 0.19% | +0.08 |
| HRT Hireright Holdings Corp. | New | 0.07% | +0.07 |
| VZIO Vizio Holding Corp. Class A | New | 0.07% | +0.07 |
| ISRG Intuitive Surgical Inc. | Add +23.3% | 0.25% | +0.07 |
| SPHR Sphere Entertainment Co. | Add +0.6% | 0.25% | +0.07 |
| CNH CNH Industrial NV | Add +9.1% | 0.69% | +0.07 |
| GE General Electric | Add +64.8% | 0.12% | +0.06 |
| HAYN Haynes International Inc. | New | 0.06% | +0.06 |
| NFG National Fuel Gas Co. | Add +3.5% | 1.01% | +0.06 |
| CPB The Campbell's Company | Add +31.0% | 0.23% | +0.05 |
| CERE Cerevel Therapeutics Holding | Add +38.3% | 0.20% | +0.05 |
| TCN Tricon Residential Inc. | New | 0.05% | +0.05 |
| X United States Steel Corp. | Add +97.7% | 0.13% | +0.05 |
| HES Hess Corp. | Add +8.1% | 0.51% | +0.04 |
| MGRC McGrath Rentcorp | Add +297.8% | 0.06% | +0.04 |
| AEL American National Group Inc. | Add +273.2% | 0.05% | +0.04 |
| ANSS Ansys Inc. | New | 0.04% | +0.04 |
| WRK Westrock Co. | Add +25.7% | 0.12% | +0.04 |
| NWLI National Western Life Grou-A | Add +447.8% | 0.04% | +0.03 |
| MYE Myers Industries Inc. | Add +0.2% | 0.26% | +0.03 |
| FLS Flowserve Corp. | Add +1.3% | 0.44% | +0.03 |
| SLB SLB Ltd. | Add +10.5% | 0.27% | +0.03 |
| HOLI Hollysys Automation Technolo | New | 0.03% | +0.03 |
| PAAS Pan American Silver Corp. | Add +298.3% | 0.04% | +0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.8% | 0.21% | +0.03 |
| ERF Enerplus Corp. | New | 0.03% | +0.03 |
| SPOT Spotify Technology SA | Add +1.9% | 0.09% | +0.03 |
| IBKR Interactive Brokers Gro Class A | Add +0.1% | 0.11% | +0.02 |
| FUSN Fusion Pharmaceuticals Inc. | New | 0.02% | +0.02 |
| SP SP Plus Corp. | Add +42.8% | 0.08% | +0.02 |
| DSKE Daseke Inc. | Add +253.0% | 0.03% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +15.5% | 149,206 | $9.6M |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | Reduce -3.3% | 8,850,000 | $7.8M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -1.3% | 7,900,000 | $7.7M |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | Reduce -2.6% | 7,500,000 | $7.5M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 6,100,000 | $7.3M |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | New | 7,600,000 | $7.3M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -1.5% | 6,750,000 | $6.8M |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | Sold out | 7,187,000 | $6.8Mbefore exit |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | New | 147,000 | $6.6M |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | Sold out | 7,650,000 | $6.4Mbefore exit |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | Reduce -20.0% | 4,000,000 | $6.2M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | New | 5,300,000 | $6.2M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +25.8% | 5,000,000 | $6.1M |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Reduce -1.5% | 6,472,000 | $6.0M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Add +500.0% | 5,400,000 | $6.0M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 100,000 | $5.9M |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Sold out | 5,290,000 | $5.6Mbefore exit |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +24.4% | 5,100,000 | $5.6M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 5,600,000 | $5.5M |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | Sold out | 6,550,000 | $5.4Mbefore exit |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | Reduce -16.7% | 4,000,000 | $5.4M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -3.1% | 9,500,000 | $5.4M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -1.4% | 136,000 | $5.3M |
| 8X8 INC (EGHT 0.5 02/01/24) | NOTE 0.500% 2/0 · principal | Sold out | 5,345,000 | $5.3Mbefore exit |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Sold out | 5,250,000 | $5.3Mbefore exit |
| EDGIO INC (EGIO 3.5 08/01/25) | BOND CONVERTIBLE · principal | Sold out | 5,380,000 | $5.0Mbefore exit |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Sold out | 4,525,000 | $4.6Mbefore exit |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Sold out | 4,600,000 | $4.0Mbefore exit |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | New | 4,950,000 | $3.7M |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | Reduce -37.5% | 2,500,000 | $3.1M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | New | 2,850,000 | $3.1M |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | Sold out | 3,250,000 | $3.0Mbefore exit |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | Sold out | 4,560,000 | $2.9Mbefore exit |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | Reduce -4.9% | 5,800,000 | $2.4M |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | Sold out | 2,000,000 | $2.0Mbefore exit |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | Add +106.7% | 7,750,000 | $1.8M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Sold out | 2,034,000 | $1.8Mbefore exit |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Sold out | 32,000 | $1.3Mbefore exit |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | Reduce -7.7% | 1,200,000 | $1.1M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Sold out | 600,000 | $323Kbefore exit |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Sold out | 200,000 | $263Kbefore exit |
| VHAQR Viveon Health Acquisit-RTS | RIGHT 12/31/2025 | Sold out | 118,600 | $7Kbefore exit |
| OTECW Oceantech Acquisitions- CW A | *W EXP 99/99/999 | Sold out | 91,700 | $2Kbefore exit |
| NORTHERN REVIVAL ACQUISITION | *W EXP 01/31/202 | Sold out | 10,326 | $105before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,192 | $15.4B | NVDA, AME, NEM, MSFT, NFG |
| Q1 2026 | 1,179 | $14.6B | NEM, NVDA, NFG, AME, MSFT |
| Q4 2025 | 1,160 | $14.5B | MSFT, NVDA, NEM, MA, AME |
| Q3 2025 | 1,150 | $14.5B | MSFT, NVDA, NEM, NFG, MA |
| Q2 2025 | 1,144 | $13.8B | MSFT, NVDA, MA, NFG, AME |
| Q1 2025 | 1,020 | $12.9B | MA, MSFT, NFG, AME, SONY |
| Q4 2024 | 1,019 | $13.1B | MSFT, MA, NVDA, AME, AXP |
| Q3 2024 | 1,016 | $13.7B | MSFT, LEN.B, MA, NEE, AXP |
| Q2 2024 | 1,007 | $13.0B | MSFT, NVDA, MA, LEN.B, AME |
| Q1 2024 | 1,008 | $13.4B | MSFT, MA, LEN.B, AME, AXP |