Garden State Investment Advisory Services LLC

Name: Garden State Investment Advisory Services LLC 13F holdings, Q1 2024
Creator: Garden State Investment Advisory Services LLC
Published: 2024-05-14

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Garden State Investment Advisory Services LLC reported 218 stock positions worth $273.2 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 4.0% of the portfolio, followed by Apple (AAPL, 3.8%) and Amazon.com (AMZN, 3.7%). Compared with Q4 2023, it opened 29 new positions, sold out of 21, added to 90 and reduced 81. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +50%) and the biggest sale an exit from Progyny (PGNY).

Most Recent 13F: Q2 2026
Location: Red Bank, NJ
CIK: 0001965351
Portfolio Value: $273.2M (Q1 2024)
SEC Filing: 0001172661-24-002294 ↗ filed May 14, 2024

Holdings Value

Holdings 218 stocks · $273.2M


QQQ Invesco QQQ Trust Series 1	4.02%	24,592	$11.0M	Add +50.0%
AAPL Apple Inc.	3.82%	61,055	$10.4M	Add +0.3%
AMZN Amazon.com Inc.	3.67%	55,537	$10.0M	Add +0.1%
JCPB JPMorgan Core Plus Bond ETF	3.46%	202,378	$9.4M	Add +1.6%
SCHD Schwab US DVD Equity ETF	3.41%	115,347	$9.3M	Add +2.0%
PID Invesco International Divide	3.12%	459,553	$8.5M	Reduce -2.4%
RSP Invesco S&P 500 Equal Weight	3.09%	49,729	$8.4M	Reduce -15.1%
NVDA Nvidia Corp.	2.90%	8,755	$7.9M	Reduce -6.1%
VIG Vanguard Dividend Apprec ETF	2.84%	42,365	$7.8M	Reduce -0.4%
META Meta Platforms Inc. Class A	2.78%	15,613	$7.6M	Reduce -8.2%
VCSH Vanguard S/T Corp. Bond ETF	2.46%	86,903	$6.7M	Add +1.8%
PSEP Innovator U.S. Equity Power	2.21%	165,300	$6.0M	Reduce 0.0%
MSFT Microsoft Corp.	2.00%	12,976	$5.5M	Add +10.1%
JEPI JPMorgan Equity Premium Inco	1.85%	87,880	$5.0M	Add +8.8%
SPY SS SPDR S&P 500 ETF Trust-US	1.71%	8,915	$4.7M	Add +3.1%
MDYV SS SPDR S&P 400 MC Val ETF	1.59%	57,015	$4.3M	Reduce -33.5%
BUFF Innovator Laddered Allocatio	1.58%	103,135	$4.3M	Add +1.4%
BRK.B Berkshire Hathaway Inc. Class B	1.36%	8,840	$3.7M	Reduce -1.8%
SPSM SS SPDR P S&P 600 Small Cap	1.29%	81,853	$3.5M	Add +1.8%
TCAF T Rowe PRC Cap Appreciation	1.26%	113,893	$3.4M	Add +64.9%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	1.14%	57,553	$3.1M	Add +19.6%
FDN First Trust DJ Internet Ind	1.12%	14,850	$3.1M	Reduce -0.8%
SMH Vaneck Semiconductor ETF	1.10%	13,261	$3.0M	Reduce -5.2%
DEUS Xtrackers Russell US Multi	1.09%	57,295	$3.0M	Add +1.8%
MUB iShares National Muni Bond E	0.89%	22,605	$2.4M	Reduce -0.4%
SRLN SS Blackstone Sr Loan ETF	0.84%	54,527	$2.3M	Reduce -0.9%
VWO Vanguard Ftse Emerging Marke	0.83%	54,258	$2.3M	Add +1.4%
GOOG Alphabet Inc. Class C	0.79%	14,191	$2.2M	Reduce -4.3%
AMD Advanced Micro Devices	0.77%	11,571	$2.1M	Reduce -2.7%
CIBR First Trust Nasdaq Cybersecu	0.75%	36,546	$2.1M	New
TSPA T Rowe Price US Eqy Research	0.75%	62,666	$2.1M	New
IVV iShares Core S&P 500 ETF	0.71%	3,668	$1.9M	Add +7.3%
MOAT Vaneck Morningstar Wide Moat	0.70%	21,342	$1.9M	Reduce -2.4%
IWM iShares Russell 2000 ETF	0.69%	9,051	$1.9M	Add +325.3%
MGK Vngrd Mrgstr MG CP GR ETF-Ui	0.65%	6,203	$1.8M	Reduce -0.1%
NFLX Netflix Inc.	0.64%	2,877	$1.8M	Reduce -3.3%
FV First Trust DW Focus 5 Fund	0.63%	30,021	$1.7M	Add +6.3%
IJH iShares Core S&P Midcap ETF	0.58%	26,071	$1.6M	Add +10.1%
AIRR First Trust Rba American Ind	0.57%	23,409	$1.6M	Add +7.3%
GOOGL Alphabet Inc. Class A	0.57%	10,154	$1.6M	Add +11.9%
LLY Eli Lilly & Co.	0.56%	1,971	$1.5M	Add +12.0%
TSLA Tesla Inc.	0.56%	8,649	$1.5M	Add +23.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.55%	12,219	$1.5M	Reduce -1.5%
TLT iShares 20+ Year Treasury BD	0.53%	15,356	$1.5M	Add +12.0%
SMMU PIMCO SHRT TRM Muni BND ETF	0.52%	28,473	$1.4M	Reduce -5.8%
JAAA Janus Henderson Aaa Clo ETF	0.48%	25,710	$1.3M	New
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.47%	5,222	$1.3M	No change
EMB iShares JP Morgan Usd Emergi	0.46%	14,003	$1.3M	Reduce -24.9%
CALF PCR US SM CP CSH CWS ETF-Usd	0.46%	25,840	$1.3M	Add +50.3%
COWZ Pacer US Cash Cows 100 ETF	0.44%	20,605	$1.2M	Add +20.3%
XOM Exxon Mobil Corp.	0.41%	9,560	$1.1M	Reduce -3.0%
RDVI FT Vest Rising Dividend Achi	0.39%	43,960	$1.1M	Reduce -30.3%
KNG FT Vest S&P 500 DVD Arst TRG	0.39%	19,790	$1.1M	Add +86.1%
VZ Verizon Communications Inc.	0.37%	23,771	$1.0M	Add +3.3%
SLQD iShares 0-5 YR Inv GRD Corp.	0.36%	20,167	$993K	Add +7.0%
HD Home Depot Inc.	0.36%	2,633	$991K	Reduce -0.1%
COST Costco Wholesale Corp.	0.35%	1,300	$946K	Add +13.2%
SPYV SS SPDR P S&P 500 Value ETF	0.34%	18,666	$929K	Add +7.6%
VOO Vanguard S&P 500 ETF	0.34%	1,919	$923K	Add +3.2%
GOTU Gaotu Techedu Inc.	0.33%	139,373	$913K	Reduce -52.5%
MDY State Street SPDR S&P Midcap	0.33%	1,641	$911K	Add +256.7%
GLD SPDR Gold Shares	0.33%	4,367	$902K	Reduce -14.1%
BLV Vanguard Long-Term Bond ETF	0.33%	12,390	$901K	Add +3.8%
PDI PIMCO Dynamic Income Fund	0.33%	46,085	$895K	Reduce -1.1%
IBMQ iShares Ibonds Dec 2028 Muni	0.32%	34,994	$884K	Reduce 0.0%
IBMP iShares Ibonds Dec 2027 Term	0.32%	34,609	$871K	Reduce 0.0%
IBMO iShares Ibonds Dec 2026 Term	0.32%	33,988	$862K	Reduce 0.0%
IDN Intellicheck Inc.	0.31%	259,857	$852K	No change
PPLI People Inc. filed as IAC INC	0.31%	15,920	$849K	Add +6.1%
UDEC Innovator U.S. Equity Ultra	0.31%	25,380	$848K	No change
PLTR Palantir Technologies Inc. Class A	0.31%	36,777	$843K	Reduce -9.1%
BSEP Innovator U.S. Equity Buffer	0.31%	21,250	$835K	No change
IBMM iShares Ibonds Dec 2024 Term	0.30%	31,808	$825K	Add +0.0%
IBMN iShares Ibonds Dec 2025 Term	0.30%	31,078	$822K	Add +0.0%
UBER Uber Technologies Inc.	0.29%	10,464	$805K	Add +3.7%
JBND JPMorgan Active Bond ETF	0.29%	15,367	$800K	New
IWP iShares Russell Mid-Cap Grow	0.29%	6,936	$787K	Reduce -0.0%
JPM JPMorgan Chase & Co.	0.29%	3,902	$781K	Reduce -2.1%
SDY SS SPDR S&P Dividend ETF	0.28%	5,893	$770K	Add +2.2%
XLE SS Energy Select Sector	0.27%	7,788	$738K	Reduce -3.3%
PHYL Pgim Active High Yield Bond	0.27%	21,238	$735K	Add +9.0%
TJUL Innovator Equity Defined Pro	0.27%	27,604	$726K	Reduce -0.1%
CRM Salesforce Inc.	0.26%	2,341	$707K	Reduce -10.2%
GOF Guggenheim Strategic Opport	0.26%	49,308	$703K	Add +0.1%
MU Micron Technology Inc.	0.26%	5,884	$698K	Add +370.3%
V Visa Inc. Class A	0.25%	2,422	$676K	Add +10.5%
DADA Dada Nexus Ltd.-ADR	0.24%	320,614	$657K	Add +140.3%
DOGG FT Vest Djia Dogs 10 Target	0.24%	31,165	$656K	Add +9.2%
T AT&T Inc.	0.24%	37,382	$655K	Reduce -1.0%
BINC iShares Flex I A ETF-Usd Inc.	0.23%	12,212	$636K	New
XSLV Invesco S&P Smallcap Low Vol	0.23%	14,590	$636K	Reduce -44.4%
FTSL First Trust Senior Loan ETF	0.23%	13,750	$635K	Reduce -15.4%
MO Altria Group Inc.	0.23%	14,590	$631K	Add +3.9%
QYLD Global X Nasd 100 Cov Call	0.23%	34,840	$625K	Add +15.9%
PJUN Innovator U.S. Equity Power	0.23%	18,050	$623K	No change
VDC Vanguard Consumer Staple ETF	0.22%	2,983	$610K	Reduce -28.6%
ABBV Abbvie Inc.	0.22%	3,321	$603K	Add +2.1%
KRE SS SPDR S&P Regional Bank	0.22%	11,681	$588K	Reduce -14.3%
F Ford Motor Co. filed as FORD MTR CO DEL	0.22%	44,244	$588K	Add +1.1%
MSGE Madison Square Garden Entert	0.21%	14,938	$586K	Reduce -3.0%
USEP Innovator U.S. Equity Ultra	0.21%	17,415	$574K	No change
NOBL Proshares S&P 500 Dividend A	0.21%	5,532	$561K	Add +12.2%
BA The Boeing Co.	0.20%	2,917	$554K	Reduce -17.5%
CAT Caterpillar Inc.	0.20%	1,514	$552K	Add +4.8%
TDVG T Rowe Price Dividend Growth	0.20%	14,544	$551K	Add +14.4%
UTF Cohen & Steers Infrastructur	0.20%	23,091	$548K	Add +7.7%
RTX RTX Corp.	0.20%	5,478	$535K	New
UJUN Innovator U.S. Equity Ultra	0.20%	17,235	$534K	No change
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.19%	14,000	$530K	Add +0.9%
PYPL PayPal Holdings Inc.	0.19%	8,002	$528K	Add +11.2%
YINN Direxion DLY Ftse CH BL3X-Ui	0.19%	27,488	$525K	New
PSEC Prospect Capital Corp.	0.18%	89,142	$489K	Reduce -1.7%
PFE Pfizer Inc.	0.18%	17,599	$488K	Add +39.7%
VCIT Vanguard Int-Term Corporate	0.17%	5,984	$477K	Add +0.1%
TXT Textron Inc.	0.17%	4,916	$472K	New
IRM Iron Mountain Inc. filed as IRON MTN INC DEL	0.17%	5,839	$471K	Reduce -5.1%
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN	0.17%	7,103	$464K	Reduce -2.3%
FPE FT-Preferred Secur & Inc. ETF	0.17%	26,332	$458K	Add +1.0%
BX Blackstone Inc.	0.17%	3,478	$457K	Add +3.9%
UNH Unitedhealth Group Inc.	0.17%	924	$456K	Add +3.6%
ETF OPPORTUNITIES TRUST	0.17%	16,651	$455K	New
QCOM Qualcomm Inc.	0.17%	2,659	$453K	Reduce -3.9%
FISV Fiserv Inc.	0.16%	2,764	$441K	Add +3.6%
PANW Palo Alto Networks Inc.	0.16%	1,551	$437K	New
HYLS FT Tactical High Yield ETF	0.16%	10,626	$436K	Add +54.8%
GWW WW Grainger Inc. filed as GRAINGER W W INC	0.16%	427	$434K	Add +16.7%
IHDG Wisdomtree International Hed	0.16%	9,421	$433K	Reduce -0.0%
VEA Vanguard Ftse Developed ETF	0.16%	8,576	$429K	Reduce -1.4%
FIW First Trust Water ETF	0.16%	4,195	$425K	Add +1.3%
TSCO Tractor Supply Company	0.15%	1,600	$418K	New
SUB iShares Short-Term National	0.15%	3,985	$418K	Reduce -2.7%
SDVD FT Vest Smid Rising Dividend	0.15%	18,575	$406K	New
ETJ Eaton Vance RSK-MGD Divers	0.15%	48,590	$406K	Reduce -3.4%
WB Weibo Corp.-Spon ADR	0.15%	43,928	$399K	New
WMT Walmart Inc.	0.15%	6,597	$397K	Add +48.4%
JNJ Johnson & Johnson	0.15%	2,505	$396K	Reduce -12.0%
IVW iShares S&P 500 Growth ETF	0.14%	4,675	$395K	Add +8.8%
INTU Intuit Inc.	0.14%	600	$390K	No change
MSTR Strategy Inc. filed as MICROSTRATEGY INC	0.14%	231	$381K	New
PAPR Innovator U.S. Equity Power	0.14%	11,320	$380K	Reduce -1.7%
VBK Van Morst SML-Cap Gro-Usd Inc.	0.14%	1,450	$375K	Add +0.8%
BBIO Bridgebio Pharma Inc.	0.13%	11,688	$360K	Reduce -1.2%
VTI VG Morningstar TS MKT ETF-US	0.13%	1,371	$357K	Reduce -6.9%
BIDU Baidu Inc. - Spon ADR	0.13%	3,386	$356K	New
XLF SS Financial Select Sector	0.13%	8,456	$355K	New
PCEF Invesco Cef Income Composite	0.13%	18,941	$354K	Add +1.1%
MTCH Match Group Inc.	0.13%	9,728	$353K	Add +23.7%
IJR iShares Core S&P Small-Cap E	0.13%	3,216	$352K	Add +63.0%
ISRG Intuitive Surgical Inc.	0.13%	886	$351K	Add +25.0%
DOW Dow Inc.	0.13%	5,945	$346K	Reduce -1.6%
GGN Gamco GLBL Gold NTRL Res Inc.	0.13%	88,330	$345K	Add +0.3%
CARR Carrier Global Corp.	0.13%	5,922	$345K	Add +1.3%
MCD McDonald's Corp.	0.13%	1,216	$342K	Reduce -9.6%
KC Kingsoft Cloud Holdings-ADR	0.12%	111,520	$339K	New
FUTU Futu Holdings Ltd.-ADR filed as FUTU HLDGS LTD	0.12%	6,227	$337K	New
GDS GDS Holdings Ltd. - ADR filed as GDS HLDGS LTD	0.12%	50,613	$337K	New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.12%	1,769	$336K	Reduce -6.8%
NEE Nextera Energy Inc.	0.12%	5,279	$336K	Reduce -6.5%
CVX Chevron Corp.	0.12%	2,109	$335K	Reduce -7.0%
JPST JPMorgan Ultra-Short Income	0.12%	6,608	$332K	Reduce -51.9%
XMLV Invesco S&P Midcap Low Volat	0.12%	5,860	$329K	Reduce -16.2%
NIO Nio Inc. - ADR	0.12%	72,257	$326K	Reduce -67.9%
ARCC Ares Capital Corp.	0.12%	15,885	$324K	New
GOVT iShares US Treasury Bond ETF	0.12%	13,987	$319K	Add +0.1%
CEG Constellation Energy	0.12%	1,691	$315K	New
NVO Novo-Nordisk A/S-Spons ADR	0.11%	2,452	$314K	Add +18.5%
XMHIX Pioneer Muni High Inc. TR	0.11%	35,700	$313K	No change
MHD BlackRock Muniholdings Fund	0.11%	26,122	$311K	No change
CVS CVS Health Corp.	0.11%	3,906	$311K	Reduce -0.0%
INTC Intel Corp.	0.11%	6,998	$311K	Add +1.3%
XEXGX Eaton Vance Tax-Managed Glob	0.11%	38,026	$308K	Reduce -3.5%
AVGO Broadcom Inc.	0.11%	222	$301K	Add +12.1%
MA Mastercard Inc. Class A	0.11%	624	$300K	Reduce -3.3%
XLV SS Health Care Select Sector	0.11%	1,991	$293K	Add +6.1%
SHY iShares 1-3 Year Treasury Bo	0.11%	3,562	$292K	Reduce -4.1%
GBTC Grayscale Bitcoin Trust ETF	0.11%	4,573	$289K	New
GHC Graham Holdings Co. Class B	0.11%	375	$288K	No change
AMZA Infracap MLP ETF	0.11%	7,008	$287K	Add +0.3%
TSM Taiwan Semiconductor-SP ADR	0.10%	2,090	$286K	Add +1.6%
PSCD Invesco S&P Smallcap Consume	0.10%	2,548	$280K	Reduce -0.7%
PRU Prudential Financial Inc.	0.10%	2,373	$277K	Reduce -3.3%
CSCO Cisco Systems Inc.	0.10%	5,535	$277K	Reduce -0.1%
CLM Cornerstone Strategic Invest	0.10%	34,930	$264K	Reduce -36.1%
DHR Danaher Corp.	0.09%	1,032	$257K	Reduce -4.2%
ARKK ARK Innovation ETF	0.09%	5,038	$249K	Add +2.7%
BUFR FT Vest Lad Buffervetf-Usd I	0.09%	8,850	$247K	No change
VCR Vanguard Consumer Discre ETF	0.09%	769	$244K	Reduce -0.3%
SHOP Shopify Inc. Class A	0.09%	3,138	$243K	Reduce -33.1%
IVE iShares S&P 500 Value ETF	0.09%	1,306	$243K	Reduce -1.8%
ORCL Oracle Corp.	0.09%	1,923	$242K	Reduce -0.3%
XLK SS Technology Select Sector	0.09%	1,146	$239K	Reduce -3.8%
DKNG Draftkings Inc. Class A	0.09%	5,306	$238K	New
VPU Vanguard Utilities ETF	0.09%	1,648	$235K	Reduce -6.3%
CWEB Dirxn DLY Csi Cii B2X ETF-Ui	0.09%	7,828	$234K	New
ACN Accenture PLC Class A	0.08%	664	$230K	No change
BAB Invesco Taxable Municipal Bo	0.08%	8,674	$228K	No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.08%	570	$227K	Add +0.2%
MGC Vngrd Mrngstr MG Cap ETF-Usd	0.08%	1,213	$227K	No change
MGV Vngrd Mrgstr MG CP VL ETF-Ui	0.08%	1,885	$225K	Add +0.1%
TECK Teck Resources Ltd.-CLS B	0.08%	4,760	$218K	No change
NLY Annaly Capital Management Inc.	0.08%	11,049	$215K	Add +0.3%
VNLA Janus Henderson Short Durati	0.08%	4,455	$215K	Add +0.8%
CMG Chipotle Mexican Grill Inc.	0.08%	73	$213K	New
OGN Organon & Co.	0.08%	11,449	$212K	New
AZN Astrazeneca PLC-Spons ADR	0.08%	3,097	$210K	Reduce -12.5%
AMGN Amgen Inc.	0.08%	734	$208K	No change
XETYX Eaton Vance Tax-MGD Div Eqty	0.08%	15,715	$208K	Reduce -5.7%
XEVVX Eaton Vance Ltd. Durat Inc.	0.06%	16,126	$156K	Add +0.5%
RIVN Rivian Automotive Inc. Class A	0.04%	11,054	$122K	New
SOFI Sofi Technologies Inc.	0.04%	15,950	$115K	Add +5.5%
NCV Virtus Convertible & Income	0.04%	29,995	$99K	Add +0.4%
WBD Warner Bros Discovery Inc.	0.04%	11,115	$97K	Reduce -1.0%
CHIMERA INVT CORP	0.03%	20,491	$93K	Reduce -2.0%
VLY Valley National Bancorp	0.03%	11,626	$92K	Add +4.6%
XJQCX Nuveen Credit Strategies Inc.	0.02%	11,396	$63K	Add +1.1%
AMARIN CORP PLC	0.02%	55,400	$49K	No change
OSAPQ Prosomnus Inc.	0.00%	15,370	$9K	New
AGRIFORCE GROWING SYSTEMS LT	0.00%	11,626	$2K	New

Options reported separately and not counted above: SPY puts ($91K), MU calls ($9K), TSLA calls ($6K), PLTR calls ($4K), SOFI calls ($4K), QCOM calls ($4K), AMD calls ($3K), PFE calls ($3K), AVGO calls ($3K), GOOGL calls ($2K), VZ calls ($2K), BA calls ($2K), and 16 more.

Other holdings (1): bonds, preferreds, convertibles and warrants · $98K (not counted above)

Security	Class	Shares / Principal	Value	Change
HTZWW Hertz Global Hldgs Inc. -CW51	*W EXP 06/30/205	22,600	$98K	No change

Total filed on the 13F, all lines: $273.3M.

Portfolio Sells Q4 2023 → Q1 2024


PGNY Progyny Inc.	Sold out	0.00%	−1.41
MDYV SS SPDR S&P 400 MC Val ETF	Reduce -33.5%	1.59%	−0.95
NIO Nio Inc. - ADR	Reduce -67.9%	0.12%	−0.70
RSP Invesco S&P 500 Equal Weight	Reduce -15.1%	3.09%	−0.64
JD Jd.com Inc.-ADR	Sold out	0.00%	−0.60
QQXT First Trust Nasdaq-100 Ex-Te	Sold out	0.00%	−0.43
PID Invesco International Divide	Reduce -2.4%	3.12%	−0.39
BE Bloom Energy Corp. Class A	Sold out	0.00%	−0.38
XSLV Invesco S&P Smallcap Low Vol	Reduce -44.4%	0.23%	−0.24
EMQQ Emg MKT Internet ETF-USA Inc.	Sold out	0.00%	−0.23
EMB iShares JP Morgan Usd Emergi	Reduce -24.9%	0.46%	−0.21
RDVI FT Vest Rising Dividend Achi	Reduce -30.3%	0.39%	−0.20
BA The Boeing Co.	Reduce -17.5%	0.20%	−0.17
TROW T Rowe Price Group Inc.	Sold out	0.00%	−0.16
JPST JPMorgan Ultra-Short Income	Reduce -51.9%	0.12%	−0.16
BIL SS SPDR BB 1-3M T-Bill ETF	Sold out	0.00%	−0.15
SPHR Sphere Entertainment Co.	Sold out	0.00%	−0.14
FTSM First Trust Enh Short Mat FD	Sold out	0.00%	−0.13
IEP Icahn Enterprises LP	Sold out	0.00%	−0.12
PSEP Innovator U.S. Equity Power	Reduce 0.0%	2.21%	−0.11
BAUG Innovator U.S. Equity Buffer	Sold out	0.00%	−0.11
MUB iShares National Muni Bond E	Reduce -0.4%	0.89%	−0.10
VDC Vanguard Consumer Staple ETF	Reduce -28.6%	0.22%	−0.10
KWEB Kranesh Csi China Internet	Sold out	0.00%	−0.10
GILD Gilead Sciences Inc.	Sold out	0.00%	−0.10
GOTU Gaotu Techedu Inc.	Reduce -52.5%	0.33%	−0.09
SMMU PIMCO SHRT TRM Muni BND ETF	Reduce -5.8%	0.52%	−0.09
SRLN SS Blackstone Sr Loan ETF	Reduce -0.9%	0.84%	−0.09
SCHZ Schwab US Aggregate Bond ETF	Sold out	0.00%	−0.09
SLYV SS SPDR S&P 600 SC Val ETF	Sold out	0.00%	−0.09
VIG Vanguard Dividend Apprec ETF	Reduce -0.4%	2.84%	−0.09
IDU iShares US Utilities ETF	Sold out	0.00%	−0.09
PINS Pinterest Inc. Class A	Sold out	0.00%	−0.08
KRE SS SPDR S&P Regional Bank	Reduce -14.3%	0.22%	−0.07
FTSL First Trust Senior Loan ETF	Reduce -15.4%	0.23%	−0.07
DOCU Docusign Inc.	Sold out	0.00%	−0.07
CLM Cornerstone Strategic Invest	Reduce -36.1%	0.10%	−0.06
GLD SPDR Gold Shares	Reduce -14.1%	0.33%	−0.06
BBIO Bridgebio Pharma Inc.	Reduce -1.2%	0.13%	−0.06
SHOP Shopify Inc. Class A	Reduce -33.1%	0.09%	−0.06
MOAT Vaneck Morningstar Wide Moat	Reduce -2.4%	0.70%	−0.05
GOOG Alphabet Inc. Class C	Reduce -4.3%	0.79%	−0.05
ZM Zoom Communications Inc.	Reduce -2.3%	0.17%	−0.04
PSEC Prospect Capital Corp.	Reduce -1.7%	0.18%	−0.04
IBMQ iShares Ibonds Dec 2028 Muni	Reduce 0.0%	0.32%	−0.04
IBMP iShares Ibonds Dec 2027 Term	Reduce 0.0%	0.32%	−0.04
MCD McDonald's Corp.	Reduce -9.6%	0.13%	−0.04
JNJ Johnson & Johnson	Reduce -12.0%	0.15%	−0.03
IBMO iShares Ibonds Dec 2026 Term	Reduce 0.0%	0.32%	−0.03
XMLV Invesco S&P Midcap Low Volat	Reduce -16.2%	0.12%	−0.03

Portfolio Buys Q4 2023 → Q1 2024


QQQ Invesco QQQ Trust Series 1	Add +50.0%	4.02%	+1.30
CIBR First Trust Nasdaq Cybersecu	New	0.75%	+0.75
TSPA T Rowe Price US Eqy Research	New	0.75%	+0.75
IWM iShares Russell 2000 ETF	Add +325.3%	0.69%	+0.52
TCAF T Rowe PRC Cap Appreciation	Add +64.9%	1.26%	+0.49
JAAA Janus Henderson Aaa Clo ETF	New	0.48%	+0.48
JBND JPMorgan Active Bond ETF	New	0.29%	+0.29
AMZN Amazon.com Inc.	Add +0.1%	3.67%	+0.27
MDY State Street SPDR S&P Midcap	Add +256.7%	0.33%	+0.24
BINC iShares Flex I A ETF-Usd Inc.	New	0.23%	+0.23
MSFT Microsoft Corp.	Add +10.1%	2.00%	+0.22
MU Micron Technology Inc.	Add +370.3%	0.26%	+0.21
RTX RTX Corp.	New	0.20%	+0.20
YINN Direxion DLY Ftse CH BL3X-Ui	New	0.19%	+0.19
TXT Textron Inc.	New	0.17%	+0.17
JEPQ JPM Nasdaq Equity Premium	Add +19.6%	1.14%	+0.17
ETF OPPORTUNITIES TRUST	New	0.17%	+0.17
KNG FT Vest S&P 500 DVD Arst TRG	Add +86.1%	0.39%	+0.17
PANW Palo Alto Networks Inc.	New	0.16%	+0.16
TSCO Tractor Supply Company	New	0.15%	+0.15
SDVD FT Vest Smid Rising Dividend	New	0.15%	+0.15
WB Weibo Corp.-Spon ADR	New	0.15%	+0.15
LLY Eli Lilly & Co.	Add +12.0%	0.56%	+0.14
MSTR Strategy Inc.	New	0.14%	+0.14
BIDU Baidu Inc. - Spon ADR	New	0.13%	+0.13
XLF SS Financial Select Sector	New	0.13%	+0.13
CALF PCR US SM CP CSH CWS ETF-Usd	Add +50.3%	0.46%	+0.13
KC Kingsoft Cloud Holdings-ADR	New	0.12%	+0.12
FUTU Futu Holdings Ltd.-ADR	New	0.12%	+0.12
GDS GDS Holdings Ltd. - ADR	New	0.12%	+0.12
ARCC Ares Capital Corp.	New	0.12%	+0.12
CEG Constellation Energy	New	0.12%	+0.12
GBTC Grayscale Bitcoin Trust ETF	New	0.11%	+0.11
DKNG Draftkings Inc. Class A	New	0.09%	+0.09
CWEB Dirxn DLY Csi Cii B2X ETF-Ui	New	0.09%	+0.09
COWZ Pacer US Cash Cows 100 ETF	Add +20.3%	0.44%	+0.08
CMG Chipotle Mexican Grill Inc.	New	0.08%	+0.08
OGN Organon & Co.	New	0.08%	+0.08
AIRR First Trust Rba American Ind	Add +7.3%	0.57%	+0.06
DADA Dada Nexus Ltd.-ADR	Add +140.3%	0.24%	+0.06
GOOGL Alphabet Inc. Class A	Add +11.9%	0.57%	+0.06
JEPI JPMorgan Equity Premium Inco	Add +8.8%	1.85%	+0.05
WMT Walmart Inc.	Add +48.4%	0.15%	+0.05
IJH iShares Core S&P Midcap ETF	Add +10.1%	0.58%	+0.05
SPY SS SPDR S&P 500 ETF Trust-US	Add +3.1%	1.71%	+0.05
IVV iShares Core S&P 500 ETF	Add +7.3%	0.71%	+0.05
RIVN Rivian Automotive Inc. Class A	New	0.04%	+0.04
HYLS FT Tactical High Yield ETF	Add +54.8%	0.16%	+0.04
UBER Uber Technologies Inc.	Add +3.7%	0.29%	+0.04
IJR iShares Core S&P Small-Cap E	Add +63.0%	0.13%	+0.04

Options Activity Q4 2023 → Q1 2024


AI C3.AI Inc. Class A	put	Sold out	25,800	$741Kbefore exit
SPY SS SPDR S&P 500 ETF Trust-US	call	Sold out	700	$333Kbefore exit
DOCU Docusign Inc.	put	Sold out	2,700	$161Kbefore exit
AMD Advanced Micro Devices	put	Sold out	800	$118Kbefore exit
BRK.B Berkshire Hathaway Inc. Class B	put	Sold out	300	$107Kbefore exit
SHOP Shopify Inc. Class A	put	Sold out	1,300	$101Kbefore exit
SPY SS SPDR S&P 500 ETF Trust-US	put	Reduce -85.5%	174	$91K
WBD Warner Bros Discovery Inc.	put	Sold out	6,400	$73Kbefore exit
LLY Eli Lilly & Co.	call	Sold out	100	$58Kbefore exit
PINS Pinterest Inc. Class A	call	Sold out	1,500	$56Kbefore exit
NFLX Netflix Inc.	call	Sold out	100	$49Kbefore exit
XOM Exxon Mobil Corp.	put	Sold out	300	$30Kbefore exit
QCOM Qualcomm Inc.	put	Sold out	100	$14Kbefore exit
MU Micron Technology Inc.	call	Reduce -96.8%	74	$9K
TSLA Tesla Inc.	call	New	1,003	$6K
PLTR Palantir Technologies Inc. Class A	call	New	500	$4K
SOFI Sofi Technologies Inc.	call	Reduce -84.9%	1,660	$4K
QCOM Qualcomm Inc.	call	Reduce -97.3%	22	$4K
AMD Advanced Micro Devices	call	Reduce -99.5%	18	$3K
PFE Pfizer Inc.	call	New	100	$3K
AVGO Broadcom Inc.	call	New	2	$3K
GOOGL Alphabet Inc. Class A	call	New	15	$2K
VZ Verizon Communications Inc.	call	New	50	$2K
BA The Boeing Co.	call	New	10	$2K
F Ford Motor Co.	call	Reduce -97.8%	130	$2K
AAPL Apple Inc.	call	New	10	$2K
PYPL PayPal Holdings Inc.	put	New	22	$1K
TSLA Tesla Inc.	put	New	7	$1K
UBER Uber Technologies Inc.	put	New	12	$924
ZM Zoom Communications Inc.	call	Reduce -94.0%	12	$784
ORCL Oracle Corp.	call	New	5	$628
META Meta Platforms Inc. Class A	call	Reduce -99.0%	1	$486
OGN Organon & Co.	call	New	800	$424
BAC Bank of America Corp.	call	Reduce -99.0%	10	$379
DIS The Walt Disney Co.	call	Reduce -99.8%	3	$367
AAPL Apple Inc.	put	New	2	$343
PYPL PayPal Holdings Inc.	call	Reduce -99.0%	5	$335
RIVN Rivian Automotive Inc. Class A	call	New	25	$274
SHOP Shopify Inc. Class A	call	New	3	$232
PSCD Invesco S&P Smallcap Consume	put	New	1	$109

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	322	$510.1M	PWB, NVDA, TSPA, HEDG, QQQ
Q1 2026	291	$418.1M	PWB, NVDA, HEDG, TSPA, QQQ
Q4 2025	289	$420.9M	PWB, NVDA, HEDG, QQQ, AMZN
Q3 2025	279	$394.9M	PWB, NVDA, QQQ, META, AMZN
Q2 2025	277	$369.3M	PWB, NVDA, QQQ, META, AMZN
Q1 2025	255	$312.2M	AAPL, NVDA, AMZN, META, PWB
Q4 2024	245	$325.1M	QQQ, AAPL, NVDA, AMZN, META
Q3 2024Amended	230	$311.8M	QQQ, AAPL, NVDA, AMZN, JCPB
Q2 2024	228	$289.8M	QQQ, AAPL, NVDA, AMZN, JCPB
Q1 2024	218	$273.2M	QQQ, AAPL, AMZN, JCPB, SCHD