Garden State Investment Advisory Services LLC

Name: Garden State Investment Advisory Services LLC 13F holdings, Q4 2024
Creator: Garden State Investment Advisory Services LLC
Published: 2025-02-13

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Garden State Investment Advisory Services LLC reported 245 stock positions worth $325.1 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 5.0% of the portfolio, followed by Apple (AAPL, 4.5%) and Nvidia (NVDA, 3.9%). Compared with Q3 2024, it opened 33 new positions, sold out of 18, added to 99 and reduced 93. The biggest buy was a new position in First Trust Capital Strength (FTCS) and the biggest sale JPMorgan Core Plus Bond ETF (JCPB, shares −35%).

Most Recent 13F: Q2 2026
Location: Red Bank, NJ
CIK: 0001965351
Portfolio Value: $325.1M (Q4 2024)
SEC Filing: 0001172661-25-000837 ↗ filed Feb 13, 2025

Holdings Value

Holdings 245 stocks · $325.1M


QQQ Invesco QQQ Trust Series 1	4.96%	31,418	$16.1M	Add +1.4%
AAPL Apple Inc.	4.45%	57,769	$14.5M	Reduce -1.4%
NVDA Nvidia Corp.	3.93%	95,205	$12.8M	Add +1.6%
AMZN Amazon.com Inc.	3.72%	55,119	$12.1M	Reduce -0.0%
META Meta Platforms Inc. Class A	3.03%	16,823	$9.9M	Add +0.2%
SCHD Schwab US DVD Equity ETF	2.94%	350,062	$9.6M	Add +2.0%
RSP Invesco S&P 500 Equal Weight	2.74%	50,601	$8.9M	Reduce -0.4%
VIG Vanguard Dividend Apprec ETF	2.64%	43,584	$8.6M	Add +0.4%
TCAF T Rowe PRC Cap Appreciation	2.26%	220,315	$7.3M	Add +11.2%
VCSH Vanguard S/T Corp. Bond ETF	2.08%	86,359	$6.7M	Reduce -0.8%
JEPI JPMorgan Equity Premium Inco	1.95%	109,690	$6.3M	Add +7.8%
JCPB JPMorgan Core Plus Bond ETF	1.93%	135,826	$6.3M	Reduce -35.0%
MSFT Microsoft Corp.	1.72%	13,284	$5.6M	Reduce -1.5%
SPY SS SPDR S&P 500 ETF Trust-US	1.63%	9,047	$5.3M	Reduce -0.8%
BUFF Innovator Laddered Allocatio	1.51%	108,946	$4.9M	Add +4.6%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	1.50%	86,470	$4.9M	Add +14.3%
PSEP Innovator U.S. Equity Power	1.44%	119,737	$4.7M	Reduce -2.9%
MDYV SS SPDR S&P 400 MC Val ETF	1.44%	58,118	$4.7M	Add +0.4%
JIRE JPMorgan Int Res Enh Eqty	1.42%	78,763	$4.6M	Reduce -32.6%
TSPA T Rowe Price US Eqy Research	1.39%	122,050	$4.5M	Add +5.0%
BRK.B Berkshire Hathaway Inc. Class B	1.35%	9,716	$4.4M	Add +1.2%
JPST JPMorgan Ultra-Short Income	1.17%	75,016	$3.8M	Add +990.5%
SPSM SS SPDR P S&P 600 Small Cap	1.14%	82,537	$3.7M	Add +0.0%
FTCS First Trust Capital Strength	1.06%	15,409	$3.4M	New
SRLN SS Blackstone Sr Loan ETF	1.05%	81,948	$3.4M	Add +51.9%
DEUS Xtrackers Russell US Multi	0.97%	58,660	$3.1M	Reduce -2.4%
MDY State Street SPDR S&P Midcap	0.92%	5,240	$3.0M	Add +70.6%
TSLA Tesla Inc.	0.89%	7,154	$2.9M	Reduce -1.8%
GOOG Alphabet Inc. Class C	0.86%	14,718	$2.8M	Add +1.2%
PLTR Palantir Technologies Inc. Class A	0.85%	36,421	$2.8M	Reduce -24.1%
CIBR First Trust Nasdaq Cybersecu	0.80%	41,013	$2.6M	Add +1.0%
MUB iShares National Muni Bond E	0.75%	22,941	$2.4M	Add +1.3%
VWO Vanguard Ftse Emerging Marke	0.74%	54,888	$2.4M	Add +2.5%
GOOGL Alphabet Inc. Class A	0.74%	12,747	$2.4M	Reduce -1.5%
SMH Vaneck Semiconductor ETF	0.74%	9,906	$2.4M	Reduce -8.0%
IXUS iShares Core Intl Stock ETF	0.74%	36,234	$2.4M	New
NFLX Netflix Inc.	0.74%	2,682	$2.4M	Reduce -1.7%
IWM iShares Russell 2000 ETF	0.73%	10,798	$2.4M	Add +22.0%
AIRR First Trust Rba American Ind	0.68%	28,514	$2.2M	Add +11.0%
FV First Trust DW Focus 5 Fund	0.67%	36,812	$2.2M	Add +2.7%
IVV iShares Core S&P 500 ETF	0.63%	3,474	$2.0M	Add +8.8%
KNG FT Vest S&P 500 DVD Arst TRG	0.62%	40,305	$2.0M	Add +4.3%
MOAT Vaneck Morningstar Wide Moat	0.61%	21,252	$2.0M	Add +1.2%
MGK Vngrd Mrgstr MG CP GR ETF-Ui	0.60%	5,654	$1.9M	Add +0.8%
LLY Eli Lilly & Co.	0.55%	2,306	$1.8M	Reduce -12.4%
TMSL T.rowe PRC Small-Mid Cap ETF	0.53%	53,361	$1.7M	Add +10.7%
XLF SS Financial Select Sector	0.50%	33,444	$1.6M	Add +16.3%
CALF PCR US SM CP CSH CWS ETF-Usd	0.49%	36,168	$1.6M	Add +2.0%
IJH iShares Core S&P Midcap ETF	0.49%	25,381	$1.6M	Add +0.4%
FXO First Trust Financial Alphad	0.47%	28,507	$1.5M	Add +31.8%
AMD Advanced Micro Devices	0.45%	12,125	$1.5M	Add +8.8%
EMB iShares JP Morgan Usd Emergi	0.43%	15,430	$1.4M	Add +2.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.42%	12,266	$1.4M	Reduce -0.1%
COWZ Pacer US Cash Cows 100 ETF	0.42%	24,016	$1.4M	Add +8.0%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.42%	5,143	$1.4M	No change
VOO Vanguard S&P 500 ETF	0.40%	2,434	$1.3M	Add +0.7%
SMMU PIMCO SHRT TRM Muni BND ETF	0.39%	25,300	$1.3M	Add +0.1%
COST Costco Wholesale Corp.	0.39%	1,369	$1.3M	Reduce -8.6%
SLQD iShares 0-5 YR Inv GRD Corp.	0.36%	23,517	$1.2M	Add +1.2%
SMCI Super Micro Computer Inc.	0.35%	37,448	$1.1M	New
CRM Salesforce Inc.	0.34%	3,326	$1.1M	Add +1.6%
JPM JPMorgan Chase & Co.	0.32%	4,308	$1.0M	Add +2.8%
BINC iShares Flex I A ETF-Usd Inc.	0.31%	19,485	$1.0M	Add +4.1%
SDVD FT Vest Smid Rising Dividend	0.31%	46,526	$1.0M	Add +8.2%
XOM Exxon Mobil Corp.	0.30%	9,208	$991K	Reduce -1.5%
IBIT iShares Bitcoin Trust ETF	0.30%	18,456	$979K	New
HD Home Depot Inc.	0.29%	2,455	$956K	Reduce -11.4%
JAAA Janus Henderson Aaa Clo ETF	0.29%	18,410	$934K	Reduce -23.2%
AVGO Broadcom Inc.	0.28%	3,976	$924K	Add +9.6%
SPYV SS SPDR P S&P 500 Value ETF	0.28%	18,053	$923K	Reduce -5.4%
UDEC Innovator U.S. Equity Ultra	0.27%	25,380	$891K	No change
APP AppLovin Corp. Class A	0.27%	2,669	$864K	Reduce -8.9%
IWP iShares Russell Mid-Cap Grow	0.26%	6,678	$847K	No change
RDVI FT Vest Rising Dividend Achi	0.26%	34,780	$843K	Reduce -5.2%
PDI PIMCO Dynamic Income Fund	0.26%	45,840	$841K	Reduce -0.5%
UBER Uber Technologies Inc.	0.26%	13,902	$839K	Add +28.9%
AFRM Affirm Holdings Inc.	0.25%	13,139	$800K	New
V Visa Inc. Class A	0.25%	2,517	$798K	Reduce -2.8%
VZ Verizon Communications Inc.	0.24%	19,850	$794K	Reduce -6.9%
GOF Guggenheim Strategic Opport	0.24%	51,799	$790K	Add +7.2%
INTU Intuit Inc.	0.24%	1,255	$790K	Add +2.3%
MSTR Strategy Inc. filed as MICROSTRATEGY INC	0.24%	2,705	$783K	Add +2.9%
IDN Intellicheck Inc.	0.23%	269,357	$754K	No change
NOBL Proshares S&P 500 Dividend A	0.22%	7,166	$713K	Reduce -20.5%
TLT iShares 20+ Year Treasury BD	0.22%	8,131	$713K	Reduce -37.5%
BX Blackstone Inc.	0.22%	4,122	$712K	Add +5.5%
WMT Walmart Inc.	0.22%	7,755	$702K	Add +2.5%
BSEP Innovator U.S. Equity Buffer	0.21%	16,050	$689K	No change
SDY SS SPDR S&P Dividend ETF	0.21%	5,192	$686K	Reduce -3.7%
T AT&T Inc.	0.21%	29,478	$672K	Reduce -8.9%
PDEC Innovator U.S. Equity Power	0.20%	17,210	$661K	New
PANW Palo Alto Networks Inc.	0.20%	3,603	$656K	Reduce -8.5%
TDVG T Rowe Price Dividend Growth	0.19%	15,914	$631K	Add +1.3%
GLD SPDR Gold Shares	0.19%	2,572	$623K	Reduce -4.6%
XLE SS Energy Select Sector	0.19%	7,076	$607K	Reduce -5.6%
QYLD Global X Nasd 100 Cov Call	0.18%	32,960	$601K	Add +56.9%
AAPR Ino Eq Po ETF 2YR AP2028-Usd	0.18%	22,775	$600K	Reduce -44.2%
UTF Cohen & Steers Infrastructur	0.18%	24,768	$596K	Add +9.1%
MO Altria Group Inc.	0.18%	11,364	$595K	Reduce -7.2%
ABBV Abbvie Inc.	0.18%	3,316	$591K	Add +1.1%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL	0.18%	5,553	$588K	Reduce -1.9%
PJUN Innovator U.S. Equity Power	0.18%	15,585	$585K	No change
NGD New Gold Inc.	0.18%	235,612	$584K	New
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.18%	13,272	$584K	Add +0.3%
UJUN Innovator U.S. Equity Ultra	0.18%	17,235	$583K	No change
CEG Constellation Energy	0.18%	2,597	$583K	Add +28.9%
PPLI People Inc. filed as IAC INC	0.18%	13,379	$577K	Reduce -16.5%
PYPL PayPal Holdings Inc.	0.17%	6,592	$563K	Reduce -3.4%
ZALT Innovator US Eq 10 Buffer	0.17%	18,587	$553K	New
CSCO Cisco Systems Inc.	0.17%	9,191	$544K	Add +113.7%
CRWD CrowdStrike Holdings Inc. Class A	0.17%	1,570	$537K	Reduce -1.3%
UNH Unitedhealth Group Inc.	0.16%	1,052	$534K	Reduce -7.5%
DOGG FT Vest Djia Dogs 10 Target	0.16%	27,865	$531K	Reduce -20.4%
GWW WW Grainger Inc. filed as GRAINGER W W INC	0.16%	501	$528K	Add +0.6%
PHYL Pgim Active High Yield Bond	0.16%	15,075	$524K	Reduce -29.8%
PFE Pfizer Inc.	0.16%	19,213	$510K	Reduce -2.1%
USEP Innovator U.S. Equity Ultra	0.16%	14,415	$507K	Reduce -17.2%
ISRG Intuitive Surgical Inc.	0.16%	966	$504K	Reduce -0.8%
FIW First Trust Water ETF	0.15%	4,930	$503K	Reduce -5.2%
MU Micron Technology Inc.	0.15%	5,873	$495K	Reduce -16.9%
VDC Vanguard Consumer Staple ETF	0.15%	2,331	$495K	Reduce -8.2%
VCIT Vanguard Int-Term Corporate	0.15%	6,118	$491K	Add +0.2%
API Agora Inc.-ADR	0.15%	114,931	$478K	New
ETF OPPORTUNITIES TRUST	0.15%	16,078	$478K	Reduce -4.3%
ARCC Ares Capital Corp.	0.15%	21,540	$472K	Add +4.5%
IBMN iShares Ibonds Dec 2025 Term	0.14%	17,508	$466K	Add +0.0%
FPE FT-Preferred Secur & Inc. ETF	0.14%	26,141	$463K	New
FTSL First Trust Senior Loan ETF	0.14%	9,849	$455K	Add +6.0%
CAT Caterpillar Inc.	0.14%	1,252	$455K	Add +9.3%
CLM Cornerstone Strategic Invest	0.14%	51,624	$444K	Reduce -14.4%
MSGE Madison Square Garden Entert	0.14%	12,406	$442K	Add +59.1%
PAPR Innovator U.S. Equity Power	0.13%	11,950	$439K	No change
IBMO iShares Ibonds Dec 2026 Term	0.13%	17,038	$434K	Reduce -11.9%
ETJ Eaton Vance RSK-MGD Divers	0.13%	46,464	$433K	Reduce -1.0%
XMHIX Pioneer Muni High Inc. TR	0.13%	46,200	$428K	Add +29.4%
KEYS Keysight Technologies Inc.	0.13%	2,624	$421K	New
IBMP iShares Ibonds Dec 2027 Term	0.13%	16,762	$421K	Reduce -14.0%
TSCO Tractor Supply Company	0.13%	7,870	$418K	Reduce -9.0%
TSM Taiwan Semiconductor-SP ADR	0.13%	2,098	$414K	Reduce -1.6%
CARR Carrier Global Corp.	0.13%	5,991	$410K	Add +0.7%
TRPA Hartford Aaa Clo ETF	0.12%	10,342	$406K	New
MHD BlackRock Muniholdings Fund	0.12%	34,122	$398K	Add +30.6%
VTI VG Morningstar TS MKT ETF-US	0.12%	1,371	$398K	No change
MTCH Match Group Inc.	0.12%	12,007	$393K	Reduce -13.5%
NEE Nextera Energy Inc.	0.12%	5,385	$386K	Reduce -0.1%
SUB iShares Short-Term National	0.12%	3,637	$384K	Add +2.3%
VBK Van Morst SML-Cap Gro-Usd Inc.	0.12%	1,368	$383K	No change
CI The Cigna Group	0.12%	1,363	$377K	Add +6.6%
MCD McDonald's Corp.	0.12%	1,287	$375K	Reduce -0.5%
XLI SS Industrial Select Sector	0.12%	2,835	$375K	Reduce -3.6%
PCEF Invesco Cef Income Composite	0.11%	18,941	$363K	No change
POCT Innovator U.S. Equity Power	0.11%	9,055	$358K	New
F Ford Motor Co. filed as FORD MTR CO	0.11%	35,505	$352K	Reduce -6.3%
IJR iShares Core S&P Small-Cap E	0.11%	3,039	$351K	Reduce -0.5%
GGN Gamco GLBL Gold NTRL Res Inc.	0.11%	92,769	$350K	Add +7.3%
JNJ Johnson & Johnson	0.11%	2,367	$343K	Add +0.1%
MA Mastercard Inc. Class A	0.10%	645	$340K	Reduce -1.5%
TGT Target Corp.	0.10%	2,472	$334K	New
PSEC Prospect Capital Corp.	0.10%	77,448	$334K	Reduce -12.8%
UAL United Airlines Holdings Inc.	0.10%	3,397	$330K	New
MGV Vngrd Mrgstr MG CP VL ETF-Ui	0.10%	2,633	$329K	Reduce -2.8%
CVX Chevron Corp.	0.10%	2,261	$329K	Add +0.0%
DECW Alianzim US Eq BFR20 Dec-Usd	0.10%	10,750	$327K	New
GHC Graham Holdings Co. Class B	0.10%	375	$327K	No change
RTX RTX Corp.	0.10%	2,807	$325K	Add +0.1%
DECT Allianzim US Eq BFFR10 DC-US	0.10%	10,200	$325K	New
IHDG Wisdomtree International Hed	0.10%	7,442	$324K	Add +0.0%
BA The Boeing Co.	0.10%	1,796	$318K	Reduce -16.4%
XLK SS Technology Select Sector	0.10%	1,360	$317K	No change
BBIO Bridgebio Pharma Inc.	0.10%	11,368	$312K	Reduce -1.9%
NVO Novo-Nordisk A/S-Spons ADR	0.10%	3,619	$312K	Add +68.9%
IWMI Neos Russell 2000 High Inc.	0.10%	6,355	$311K	New
IVW iShares S&P 500 Growth ETF	0.10%	3,062	$311K	No change
VPU Vanguard Utilities ETF	0.10%	1,898	$311K	Add +19.8%
COHR Coherent Corp.	0.10%	3,279	$311K	New
GOVT iShares US Treasury Bond ETF	0.10%	13,499	$310K	Reduce -4.0%
QCOM Qualcomm Inc.	0.10%	2,006	$309K	Reduce -3.5%
MRCC Monroe Capital Corp.	0.09%	36,276	$308K	Add +39.5%
FCX Freeport-McMoran Inc.	0.09%	7,953	$303K	Reduce -4.3%
AUR Aurora Innovation Inc.	0.09%	47,376	$298K	Add +45.8%
RDVY First Trust Rising Dividend	0.09%	4,970	$294K	New
VGT Vanguard Info Tech ETF	0.09%	471	$293K	Add +0.2%
FEZ State Street SPDR Euro Stoxx	0.09%	6,049	$292K	Reduce -10.0%
FDN First Trust DJ Internet Ind	0.09%	1,194	$290K	Reduce -92.1%
XEXGX Eaton Vance Tax-Managed Glob	0.09%	34,831	$285K	Reduce -9.1%
XLV SS Health Care Select Sector	0.09%	2,057	$284K	Add +4.6%
XLG Invesco S&P 500 Top 50 ETF	0.09%	5,672	$284K	Add +28.3%
VCR Vanguard Consumer Discre ETF	0.09%	753	$283K	Reduce -2.2%
DAL Delta Air Lines Inc.	0.09%	4,588	$278K	New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.09%	1,258	$277K	Add +1.1%
AMZA Infracap MLP ETF	0.09%	6,468	$277K	Reduce -5.7%
IVE iShares S&P 500 Value ETF	0.08%	1,442	$275K	No change
KKR KKR & Co. Inc.	0.08%	1,860	$275K	Add +16.3%
CMG Chipotle Mexican Grill Inc.	0.08%	4,539	$274K	Reduce -10.2%
SPYI Neos S&P 500 High Income ETF	0.08%	5,322	$270K	New
BUFR FT Vest Lad Buffervetf-Usd I	0.08%	8,850	$270K	No change
IBMQ iShares Ibonds Dec 2028 Muni	0.08%	10,683	$269K	Reduce -45.0%
PJAN Innovator U.S. Equity Power	0.08%	6,247	$264K	New
MGC Vngrd Mrngstr MG Cap ETF-Usd	0.08%	1,213	$258K	No change
DOW Dow Inc.	0.08%	6,357	$255K	Add +5.1%
DHR Danaher Corp.	0.08%	1,106	$255K	Reduce -7.5%
MELI MercadoLibre Inc.	0.08%	149	$253K	New
PWR Quanta Services Inc.	0.08%	795	$252K	Reduce -2.8%
PRU Prudential Financial Inc.	0.08%	2,109	$251K	Add +1.0%
VYM Vanguard High DVD Yield ETF	0.08%	1,959	$250K	Add +0.4%
GILD Gilead Sciences Inc.	0.08%	2,671	$247K	Add +1.4%
EOS Eaton Vance Enh Eqt Inc. II	0.07%	10,006	$240K	Reduce -3.3%
VEA Vanguard Ftse Developed ETF	0.07%	4,961	$237K	Reduce -7.7%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.07%	540	$231K	Add +0.6%
ORCL Oracle Corp.	0.07%	1,376	$230K	Reduce -27.0%
SLYV SS SPDR S&P 600 SC Val ETF	0.07%	2,626	$229K	Reduce -12.4%
VNLA Janus Henderson Short Durati	0.07%	4,646	$227K	Add +1.7%
BAB Invesco Taxable Municipal Bo	0.07%	8,674	$227K	No change
ACN Accenture PLC Class A	0.07%	641	$225K	Reduce -0.2%
TOST Toast Inc. Class A	0.07%	6,097	$222K	New
VOLATILITY SHS TR	0.07%	27,810	$217K	Add +11.9%
PM Philip Morris International	0.07%	1,792	$216K	Add +4.6%
AMGN Amgen Inc.	0.07%	822	$214K	Add +10.6%
XETYX Eaton Vance Tax-MGD Div Eqty	0.07%	14,288	$214K	Reduce -10.6%
SOFI Sofi Technologies Inc.	0.07%	13,825	$213K	Reduce -10.8%
OHI Omega Healthcare Investors	0.06%	5,491	$208K	Reduce -2.0%
OGN Organon & Co.	0.06%	13,875	$207K	Add +31.0%
MS Morgan Stanley	0.06%	1,633	$206K	New
DOCU Docusign Inc.	0.06%	2,286	$206K	New
PWV Invesco Large Cap Value ETF	0.06%	3,606	$205K	Add +0.3%
SHOP Shopify Inc. Class A	0.06%	1,930	$205K	Reduce -27.6%
NLY Annaly Capital Management Inc.	0.06%	11,174	$204K	Add +0.4%
QUAL iShares MSCI USA Quality Fac	0.06%	1,136	$202K	No change
GOOY Yieldmax Googl Option Income	0.06%	13,305	$197K	Add +1.6%
MRVL Marvell Technology Inc.	0.06%	1,678	$186K	Reduce -74.0%
XEVVX Eaton Vance Ltd. Durat Inc.	0.05%	16,054	$157K	Reduce -5.4%
XNXJX Nuveen NJ QLTY Muni Inc.	0.05%	12,186	$148K	Add +1.6%
JMIA Jumia Technologies AG-ADR	0.04%	35,333	$135K	New
INTC Intel Corp.	0.04%	6,030	$121K	New
AGNC AGNC Investment Corp.	0.04%	12,938	$119K	Add +2.3%
VLY Valley National Bancorp	0.03%	12,111	$110K	Add +1.2%
IDE Voya Infrastructure Indust	0.03%	10,550	$107K	New
ROKU Roku Inc.	0.03%	1,312	$98K	New
NCV Virtus Convertible & Income	0.03%	27,945	$97K	Reduce -1.1%
GTX Garrett Motion Inc.	0.03%	10,578	$96K	No change
XJQCX Nuveen Credit Strategies Inc.	0.02%	13,796	$79K	Add +8.4%
NIO Nio Inc. - ADR	0.02%	14,900	$65K	Reduce -73.4%
ADBE Adobe Inc.	0.01%	100	$44K	New
AEP American Electric Power	0.01%	10,279	$34K	New
AMARIN CORP PLC	0.00%	21,400	$10K	Reduce -61.4%

Options reported separately and not counted above: SPY puts ($3.3M), MU calls ($2.8M), AMD calls ($918K), META puts ($468K), DIS calls ($367K), ADBE calls ($311K), TSLA puts ($283K), AMZN calls ($219K), VZ calls ($200K), ROKU calls ($193K), PYPL puts ($188K), SPY calls ($176K), and 19 more.

Other holdings (1): bonds, preferreds, convertibles and warrants · $56K (not counted above)

Security	Class	Shares / Principal	Value	Change
HTZWW Hertz Global Hldgs Inc. -CW51	*W EXP 06/30/205	25,900	$56K	Add +12.1%

Total filed on the 13F, all lines: $325.1M.

Portfolio Sells Q3 2024 → Q4 2024


JCPB JPMorgan Core Plus Bond ETF	Reduce -35.0%	1.93%	−1.30
JIRE JPMorgan Int Res Enh Eqty	Reduce -32.6%	1.42%	−1.06
FDN First Trust DJ Internet Ind	Reduce -92.1%	0.09%	−0.94
TSLR Granitesh 2X LNG Tsla ETF	Sold out	0.00%	−0.41
BLV Vanguard Long-Term Bond ETF	Sold out	0.00%	−0.32
AMDL Graniteshares 2XLONG AMD ETF	Sold out	0.00%	−0.28
IQ Iqiyi Inc.-ADR	Sold out	0.00%	−0.27
LLY Eli Lilly & Co.	Reduce -12.4%	0.55%	−0.20
RSP Invesco S&P 500 Equal Weight	Reduce -0.4%	2.74%	−0.19
TLT iShares 20+ Year Treasury BD	Reduce -37.5%	0.22%	−0.19
AAPR Ino Eq Po ETF 2YR AP2028-Usd	Reduce -44.2%	0.18%	−0.16
FBT First Trust Nyse Arca Biotec	Sold out	0.00%	−0.15
FISV Fiserv Inc.	Sold out	0.00%	−0.15
IBMM iShares Ibonds Dec 2024 Term	Sold out	0.00%	−0.14
VCSH Vanguard S/T Corp. Bond ETF	Reduce -0.8%	2.08%	−0.14
MSFT Microsoft Corp.	Reduce -1.5%	1.72%	−0.14
JBND JPMorgan Active Bond ETF	Sold out	0.00%	−0.13
SMH Vaneck Semiconductor ETF	Reduce -8.0%	0.74%	−0.11
GOTU Gaotu Techedu Inc.	Sold out	0.00%	−0.11
JAAA Janus Henderson Aaa Clo ETF	Reduce -23.2%	0.29%	−0.10
HYLS FT Tactical High Yield ETF	Sold out	0.00%	−0.10
NIO Nio Inc. - ADR	Reduce -73.4%	0.02%	−0.10
PPLI People Inc.	Reduce -16.5%	0.18%	−0.10
MRVL Marvell Technology Inc.	Reduce -74.0%	0.06%	−0.09
NOBL Proshares S&P 500 Dividend A	Reduce -20.5%	0.22%	−0.09
TXT Textron Inc.	Sold out	0.00%	−0.09
DEUS Xtrackers Russell US Multi	Reduce -2.4%	0.97%	−0.09
PHYL Pgim Active High Yield Bond	Reduce -29.8%	0.16%	−0.09
PSEP Innovator U.S. Equity Power	Reduce -2.9%	1.44%	−0.08
MU Micron Technology Inc.	Reduce -16.9%	0.15%	−0.08
YINN Direxion DLY Ftse CH BL3X-Ui	Sold out	0.00%	−0.08
IBMQ iShares Ibonds Dec 2028 Muni	Reduce -45.0%	0.08%	−0.08
AZN Astrazeneca PLC-Spons ADR	Sold out	0.00%	−0.08
ZM Zoom Communications Inc.	Sold out	0.00%	−0.07
DOGG FT Vest Djia Dogs 10 Target	Reduce -20.4%	0.16%	−0.07
TSLL Dirx DLY Tsla Bul 2X ETF-Aui	Sold out	0.00%	−0.07
HD Home Depot Inc.	Reduce -11.4%	0.29%	−0.07
DD Dupont DE Nemours Inc.	Sold out	0.00%	−0.07
PG The Procter & Gamble Co.	Sold out	0.00%	−0.06
VZ Verizon Communications Inc.	Reduce -6.9%	0.24%	−0.06
UNH Unitedhealth Group Inc.	Reduce -7.5%	0.16%	−0.05
PSEC Prospect Capital Corp.	Reduce -12.8%	0.10%	−0.05
MTCH Match Group Inc.	Reduce -13.5%	0.12%	−0.05
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -0.8%	1.63%	−0.05
XOM Exxon Mobil Corp.	Reduce -1.5%	0.30%	−0.05
PDI PIMCO Dynamic Income Fund	Reduce -0.5%	0.26%	−0.04
FCX Freeport-McMoran Inc.	Reduce -4.3%	0.09%	−0.04
COST Costco Wholesale Corp.	Reduce -8.6%	0.39%	−0.04
SPYV SS SPDR P S&P 500 Value ETF	Reduce -5.4%	0.28%	−0.04
USEP Innovator U.S. Equity Ultra	Reduce -17.2%	0.16%	−0.04

Portfolio Buys Q3 2024 → Q4 2024


FTCS First Trust Capital Strength	New	1.06%	+1.06
JPST JPMorgan Ultra-Short Income	Add +990.5%	1.17%	+1.05
IXUS iShares Core Intl Stock ETF	New	0.74%	+0.74
MDY State Street SPDR S&P Midcap	Add +70.6%	0.92%	+0.36
SMCI Super Micro Computer Inc.	New	0.35%	+0.35
SRLN SS Blackstone Sr Loan ETF	Add +51.9%	1.05%	+0.33
IBIT iShares Bitcoin Trust ETF	New	0.30%	+0.30
NVDA Nvidia Corp.	Add +1.6%	3.93%	+0.28
AFRM Affirm Holdings Inc.	New	0.25%	+0.25
PDEC Innovator U.S. Equity Power	New	0.20%	+0.20
NGD New Gold Inc.	New	0.18%	+0.18
JEPQ JPM Nasdaq Equity Premium	Add +14.3%	1.50%	+0.17
ZALT Innovator US Eq 10 Buffer	New	0.17%	+0.17
API Agora Inc.-ADR	New	0.15%	+0.15
TCAF T Rowe PRC Cap Appreciation	Add +11.2%	2.26%	+0.14
FPE FT-Preferred Secur & Inc. ETF	New	0.14%	+0.14
KEYS Keysight Technologies Inc.	New	0.13%	+0.13
TRPA Hartford Aaa Clo ETF	New	0.12%	+0.12
FXO First Trust Financial Alphad	Add +31.8%	0.47%	+0.12
POCT Innovator U.S. Equity Power	New	0.11%	+0.11
IWM iShares Russell 2000 ETF	Add +22.0%	0.73%	+0.11
TGT Target Corp.	New	0.10%	+0.10
UAL United Airlines Holdings Inc.	New	0.10%	+0.10
DECW Alianzim US Eq BFR20 Dec-Usd	New	0.10%	+0.10
DECT Allianzim US Eq BFFR10 DC-US	New	0.10%	+0.10
MSTR Strategy Inc.	Add +2.9%	0.24%	+0.10
IWMI Neos Russell 2000 High Inc.	New	0.10%	+0.10
COHR Coherent Corp.	New	0.10%	+0.10
CSCO Cisco Systems Inc.	Add +113.7%	0.17%	+0.09
QQQ Invesco QQQ Trust Series 1	Add +1.4%	4.96%	+0.09
RDVY First Trust Rising Dividend	New	0.09%	+0.09
DAL Delta Air Lines Inc.	New	0.09%	+0.09
AVGO Broadcom Inc.	Add +9.6%	0.28%	+0.08
SPYI Neos S&P 500 High Income ETF	New	0.08%	+0.08
GOOG Alphabet Inc. Class C	Add +1.2%	0.86%	+0.08
PJAN Innovator U.S. Equity Power	New	0.08%	+0.08
XLF SS Financial Select Sector	Add +16.3%	0.50%	+0.08
MELI MercadoLibre Inc.	New	0.08%	+0.08
TOST Toast Inc. Class A	New	0.07%	+0.07
MS Morgan Stanley	New	0.06%	+0.06
DOCU Docusign Inc.	New	0.06%	+0.06
QYLD Global X Nasd 100 Cov Call	Add +56.9%	0.18%	+0.06
AIRR First Trust Rba American Ind	Add +11.0%	0.68%	+0.06
CRM Salesforce Inc.	Add +1.6%	0.34%	+0.05
TSPA T Rowe Price US Eqy Research	Add +5.0%	1.39%	+0.04
JMIA Jumia Technologies AG-ADR	New	0.04%	+0.04
IVV iShares Core S&P 500 ETF	Add +8.8%	0.63%	+0.04
INTC Intel Corp.	New	0.04%	+0.04
JPM JPMorgan Chase & Co.	Add +2.8%	0.32%	+0.03
IDE Voya Infrastructure Indust	New	0.03%	+0.03

Options Activity Q3 2024 → Q4 2024


SPY SS SPDR S&P 500 ETF Trust-US	put	Add +33429.4%	5,700	$3.3M
MU Micron Technology Inc.	call	Add +17205.7%	33,400	$2.8M
AMD Advanced Micro Devices	call	Add +15733.3%	7,600	$918K
META Meta Platforms Inc. Class A	put	Add +9900.0%	800	$468K
DIS The Walt Disney Co.	call	Add +12122.2%	3,300	$367K
ADBE Adobe Inc.	call	New	700	$311K
TSLA Tesla Inc.	put	Add +9900.0%	700	$283K
AMZN Amazon.com Inc.	call	Add +7592.3%	1,000	$219K
VZ Verizon Communications Inc.	call	Add +9900.0%	5,000	$200K
ROKU Roku Inc.	call	New	2,600	$193K
PYPL PayPal Holdings Inc.	put	Add +9900.0%	2,200	$188K
SPY SS SPDR S&P 500 ETF Trust-US	call	New	300	$176K
META Meta Platforms Inc. Class A	call	Add +9900.0%	300	$176K
ORCL Oracle Corp.	call	Add +9900.0%	900	$150K
NVDA Nvidia Corp.	call	New	1,000	$134K
ORCL Oracle Corp.	put	New	700	$117K
INTC Intel Corp.	call	New	5,000	$100K
COST Costco Wholesale Corp.	put	Add +9900.0%	100	$92K
UBER Uber Technologies Inc.	call	Add +23233.3%	1,400	$84K
WMT Walmart Inc.	put	Add +29900.0%	900	$81K
NVDA Nvidia Corp.	put	Add +16566.7%	500	$67K
PFE Pfizer Inc.	call	Add +9900.0%	5,000	$62K
AFRM Affirm Holdings Inc.	call	New	1,000	$61K
GOOG Alphabet Inc. Class C	call	Add +9900.0%	300	$57K
BA The Boeing Co.	call	Add +9900.0%	300	$53K
AAPL Apple Inc.	call	Add +3900.0%	200	$50K
GLD SPDR Gold Shares	put	New	200	$48K
MRVL Marvell Technology Inc.	call	Add +9900.0%	400	$44K
F Ford Motor Co.	call	Add +9900.0%	4,000	$40K
SOFI Sofi Technologies Inc.	call	Sold out	400	$3Kbefore exit
GTX Garrett Motion Inc.	call	Add +9900.0%	200	$2K
AVGO Broadcom Inc.	call	Sold out	10	$2Kbefore exit
SHOP Shopify Inc. Class A	call	Sold out	9	$721before exit
RTX RTX Corp.	put	Sold out	5	$606before exit
TLT iShares 20+ Year Treasury BD	call	New	1,800	$477
ZM Zoom Communications Inc.	call	Sold out	2	$139before exit
PCEF Invesco Cef Income Composite	call	Sold out	2	$39before exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2024 → Q4 2024


HTZWW Hertz Global Hldgs Inc. -CW51	*W EXP 06/30/205	Add +12.1%	25,900	$56K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	322	$510.1M	PWB, NVDA, TSPA, HEDG, QQQ
Q1 2026	291	$418.1M	PWB, NVDA, HEDG, TSPA, QQQ
Q4 2025	289	$420.9M	PWB, NVDA, HEDG, QQQ, AMZN
Q3 2025	279	$394.9M	PWB, NVDA, QQQ, META, AMZN
Q2 2025	277	$369.3M	PWB, NVDA, QQQ, META, AMZN
Q1 2025	255	$312.2M	AAPL, NVDA, AMZN, META, PWB
Q4 2024	245	$325.1M	QQQ, AAPL, NVDA, AMZN, META
Q3 2024Amended	230	$311.8M	QQQ, AAPL, NVDA, AMZN, JCPB
Q2 2024	228	$289.8M	QQQ, AAPL, NVDA, AMZN, JCPB
Q1 2024	218	$273.2M	QQQ, AAPL, AMZN, JCPB, SCHD