Garton & Associates Financial Advisors LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 11, 2026), Garton & Associates Financial Advisors LLC reported 123 stock positions worth $122.2 million. Its top holding was Schwa Prime Adv Money FD-Inv (SWVXX) at 6.7% of the portfolio, followed by Fidelity Blue Chip Growth (FBGRX, 4.3%) and Apple (AAPL, 4.2%). Compared with Q4 2025, it opened 8 new positions, sold out of 1,054, added to 34 and reduced 65. The biggest buy was a new position in Fidelity National Info Serv (FIS) and the biggest sale PNC Financial Services (PNC, shares −76%).
- Most Recent 13F
- Q2 2026
- Location
- LOUISVILLE, KY
- CIK
- 0002109857
- Portfolio Value
- $122.2M (Q1 2026)
- SEC Filing
- 0002109857-26-000002 ↗ filed May 11, 2026
Holdings Value
Holdings 123 stocks · $122.2M
| SWVXX Schwa Prime Adv Money FD-Inv filed as SCHWAB PRIME ADVANTAGE MONEY INVESTOR | 6.71% | 8,196,610 | $8.2M | Reduce -7.7% |
| FBGRX Fidelity Blue Chip Growth | 4.28% | 21,077 | $5.2M | Add +7.2% |
| AAPL Apple Inc. | 4.16% | 20,048 | $5.1M | Reduce -3.3% |
| AVGO Broadcom Inc. | 3.64% | 14,388 | $4.5M | Reduce -9.9% |
| AMZN Amazon.com Inc. | 3.48% | 20,398 | $4.2M | Reduce -9.8% |
| FAGIX Fidelity Capital & Income | 3.45% | 389,390 | $4.2M | Add +20.7% |
| MSFT Microsoft Corp. | 3.17% | 10,479 | $3.9M | Add +10.3% |
| FTHSX Fullthaler Beh S/C Eqty-Inst filed as FULLERTHALER BEHAVIORAL SM-CP EQ INST | 2.96% | 71,826 | $3.6M | Add +0.7% |
| TRAIX T Rowe PR Captl Apprec-I filed as ROWE T PRICE CAP APPRECIATIO | 2.49% | 88,046 | $3.0M | Add +3.3% |
| FTXSX Fullthaler Beh S/C GRW-Inst filed as FULLERTHALER BEHAVIORAL SM-CP GRINSTL | 2.43% | 54,191 | $3.0M | Reduce -4.0% |
| PNAIX T Rowe Price All-Cap Opp-I | 2.42% | 41,494 | $3.0M | Reduce -2.6% |
| AMBFX American Balanced Fund-F2 | 2.38% | 78,925 | $2.9M | Add +10.2% |
| QQQM Invesco Nasdaq 100 ETF | 2.01% | 10,352 | $2.5M | Add +6.0% |
| DUK Duke Energy Corp. | 1.72% | 16,020 | $2.1M | Reduce -16.4% |
| PEP Pepsico Inc. | 1.68% | 13,184 | $2.0M | Reduce -0.1% |
| FIS Fidelity National Info Serv | 1.62% | 42,211 | $2.0M | New |
| GOOGL Alphabet Inc. Class A | 1.61% | 6,844 | $2.0M | Reduce -40.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.56% | 2,932 | $1.9M | Reduce -12.6% |
| SON Sonoco Products Co. | 1.49% | 33,683 | $1.8M | Reduce -1.6% |
| TCAF T Rowe PRC Cap Appreciation | 1.45% | 49,629 | $1.8M | Add +7.1% |
| CVX Chevron Corp. | 1.44% | 8,520 | $1.8M | Reduce -7.3% |
| APGYX AB Large Cap Growth-Adv | 1.39% | 16,661 | $1.7M | Reduce -12.1% |
| EXC Exelon Corp. | 1.33% | 33,284 | $1.6M | Reduce -17.5% |
| VYMI Vanguard Int High DVD YLD Inc. | 1.27% | 16,470 | $1.6M | Add +1.4% |
| UNP Union Pacific Corp. | 1.27% | 6,390 | $1.6M | Add +42.6% |
| AZN Astrazeneca PLC | 1.16% | 7,212 | $1.4M | Add +2.8% |
| HAS Hasbro Inc. | 1.14% | 14,895 | $1.4M | Reduce -38.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.05% | 2,219 | $1.3M | Reduce -3.8% |
| SNAXX Schwa Prime Adv Money FD-Ult filed as SCHWAB PRIME ADVANTAGE MONEY ULTRA | 1.03% | 1,258,832 | $1.3M | Add +1526.5% |
| AMCR Amcor PLC | 1.00% | 30,730 | $1.2M | New |
| GNTX Gentex Corp. | 0.97% | 54,273 | $1.2M | New |
| MAEGX BlackRock Uncon Equi FD Inst | 0.97% | 79,040 | $1.2M | Reduce -27.1% |
| KO The Coca-Cola Co. | 0.93% | 14,996 | $1.1M | Add +29.7% |
| RBCAA Republic Bancorp Inc. Class A | 0.93% | 16,053 | $1.1M | Add +0.5% |
| ACN Accenture PLC Class A | 0.90% | 5,522 | $1.1M | New |
| PNC PNC Financial Services Group | 0.89% | 5,212 | $1.1M | Reduce -76.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.88% | 4,430 | $1.1M | Add +113.1% |
| WMT Walmart Inc. | 0.84% | 8,300 | $1.0M | Reduce -15.5% |
| VYM Vanguard High DVD Yield ETF | 0.80% | 6,592 | $976K | Reduce -3.0% |
| MDT Medtronic PLC | 0.78% | 11,056 | $958K | Add +132.8% |
| HRSMX Hood River Small Cap GR-Inst | 0.77% | 10,116 | $943K | Add +5.7% |
| TBCIX T Rowe PR Blue Chip Grow-I filed as ROWE T PRICE BLUE CHIP GROWT | 0.71% | 4,637 | $873K | Reduce -20.0% |
| SNOXX Schwab Trsry Obl MNY-Inv | 0.70% | 852,615 | $853K | Add +7.6% |
| ENB Enbridge Inc. | 0.69% | 15,493 | $839K | Reduce -30.4% |
| FSELX Select Semiconductors Port filed as FIDELITY SELECT SEMICONDUCTORS | 0.66% | 17,471 | $810K | No change |
| FDGRX Fidelity Growth Company-RTL | 0.61% | 16,146 | $751K | Reduce -1.5% |
| PIMIX PIMCO Income Fund-Ins | 0.57% | 65,019 | $701K | Reduce -6.8% |
| TSM Taiwan Semiconductor-SP ADR | 0.56% | 2,025 | $684K | Reduce -3.1% |
| ABBV Abbvie Inc. | 0.54% | 3,028 | $659K | Reduce -66.8% |
| FOCPX Fidelity Otc Portfolio | 0.52% | 27,253 | $637K | Add +13.5% |
| CISIX Calvert US LG CP Core RSP-I | 0.51% | 11,661 | $621K | Reduce -4.0% |
| GPC Genuine Parts Co. | 0.51% | 5,843 | $618K | New |
| TSLA Tesla Inc. | 0.48% | 1,588 | $590K | Reduce -6.3% |
| FTZIX Fullthaler Beh Uncons Eq-Ins filed as FULLERTHALER BEHAVRL UNCNSTD EQ | 0.48% | 9,034 | $589K | New |
| T AT&T Inc. | 0.46% | 19,555 | $567K | Reduce -1.9% |
| JPM JPMorgan Chase & Co. | 0.45% | 1,886 | $555K | Reduce -74.7% |
| NVDA Nvidia Corp. | 0.43% | 3,024 | $527K | Reduce -27.9% |
| MRK Merck & Co. Inc. | 0.42% | 4,264 | $513K | Reduce -5.4% |
| FGSIX Fed Her MDT Mid Cap Grwth-Inc. filed as FEDERATED HERMES MDT MID CAP GROWTH IS | 0.41% | 8,141 | $500K | Reduce -0.5% |
| PG The Procter & Gamble Co. | 0.41% | 3,460 | $500K | Reduce -14.4% |
| DODWX Dodge & Cox Global Stock-I | 0.41% | 31,656 | $495K | Reduce -10.0% |
| PFE Pfizer Inc. | 0.39% | 16,953 | $476K | Reduce -31.9% |
| DODGX Dodge & Cox Stock-I | 0.38% | 28,488 | $459K | Reduce -2.6% |
| JMGRX Janus Hndrsn Enterprise-I | 0.36% | 3,249 | $437K | Reduce -3.5% |
| BFGIX Baron Focused Growth-Inst | 0.35% | 7,446 | $428K | No change |
| SFLNX Schwab Fndmntl US LRG Comp | 0.34% | 12,779 | $421K | Add +3.3% |
| ORNYX Invesco RCH Muni Opp-Y | 0.34% | 64,662 | $421K | Add +0.3% |
| PFIIX PIMCO Low Duration Inc.-Inst | 0.33% | 49,298 | $404K | No change |
| OHI Omega Healthcare Investors | 0.32% | 8,950 | $392K | Reduce -14.9% |
| PICMX Virtus Kar Mid-Cap Grwth-I | 0.30% | 10,110 | $366K | Reduce -73.1% |
| V Visa Inc. Class A | 0.30% | 1,201 | $363K | Reduce -5.1% |
| PRU Prudential Financial Inc. | 0.28% | 3,539 | $346K | Add +1445.4% |
| APHRX Artisan Global Opport-Inst | 0.28% | 10,330 | $343K | No change |
| HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC | 0.28% | 4,156 | $343K | Reduce -65.7% |
| VZ Verizon Communications Inc. | 0.28% | 6,732 | $338K | Reduce -0.1% |
| JNJ Johnson & Johnson | 0.27% | 1,375 | $336K | Reduce -32.8% |
| PFPWX Parnassus Value Equity-Inst | 0.27% | 5,967 | $328K | Reduce -11.8% |
| ETILX Eventide Gilead Fund-I | 0.26% | 6,037 | $320K | Reduce -21.7% |
| HD Home Depot Inc. | 0.26% | 959 | $315K | Reduce -47.6% |
| CDDRX Columbia Dividend Income-I2 | 0.25% | 8,157 | $311K | Add +2.0% |
| FANG Diamondback Energy Inc. | 0.25% | 1,517 | $300K | Reduce -73.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.24% | 660 | $288K | Reduce -1.2% |
| SCHD Schwab US DVD Equity ETF | 0.23% | 9,303 | $285K | Reduce -29.1% |
| FE Firstenergy Corp. | 0.23% | 5,589 | $283K | No change |
| QIBGX Fed Her MDT Balanced-Ins filed as FEDERATED HERMES MDT BALANCED IS | 0.22% | 12,545 | $273K | Add +3.2% |
| SPHY SS SPDR P High Yield ETF | 0.22% | 11,647 | $272K | Reduce -48.4% |
| NEAIX Needham Aggressive Grow-Inst | 0.22% | 3,911 | $266K | No change |
| EPD Enterprise Products Partners | 0.21% | 6,941 | $263K | Reduce -42.4% |
| HIGFX Amer FNDS Hi-Inc. TRST-F3 filed as AMERICAN FUNDS AMERICAN HIGH-INC F3 | 0.21% | 26,606 | $260K | New |
| ALZFX Alger Focus Equity Fund-Z | 0.21% | 2,658 | $259K | Add +70.5% |
| NSC Norfolk Southern Corp. | 0.21% | 900 | $258K | Reduce -19.6% |
| FDVV Fidelity High Dividend ETF | 0.21% | 4,656 | $257K | Add +11.0% |
| PYLD PIMCO Multisector Bond Actv | 0.21% | 9,815 | $257K | Add +35.8% |
| SPHQ Invesco S&P 500 Quality ETF | 0.21% | 3,408 | $256K | Add +5.3% |
| GINNX Guinness Atk GLBL Innov-Inst | 0.20% | 4,511 | $250K | No change |
| TIBIX Thornburg Invest Inc. BLD-I | 0.20% | 6,779 | $245K | Add +0.1% |
| AFL Aflac Inc. | 0.20% | 2,235 | $245K | No change |
| FBND Fidelity Total Bond ETF | 0.20% | 5,371 | $245K | Add +4.0% |
| SCHW Schwab (charles) Corp. | 0.20% | 2,561 | $241K | Add +0.1% |
| SWYXX Schwab NY Muni MNY-Inv | 0.19% | 236,821 | $237K | Reduce -1.9% |
Portfolio Sells Q4 2025 → Q1 2026
| PNC PNC Financial Services Group | Reduce -76.4% | 0.89% | −1.76 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −1.11 |
| JPM JPMorgan Chase & Co. | Reduce -74.7% | 0.45% | −0.93 |
| ABBV Abbvie Inc. | Reduce -66.8% | 0.54% | −0.66 |
| PICMX Virtus Kar Mid-Cap Grwth-I | Reduce -73.1% | 0.30% | −0.61 |
| GOOGL Alphabet Inc. Class A | Reduce -40.9% | 1.61% | −0.48 |
| GEHC GE Healthcare Technology | Sold out | 0.00% | −0.34 |
| IWY iShares Russell Top 200 Grow | Sold out | 0.00% | −0.27 |
| HSBC HSBC Holdings PLC-Spons ADR | Reduce -65.7% | 0.28% | −0.27 |
| FANG Diamondback Energy Inc. | Reduce -73.1% | 0.25% | −0.24 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.22 |
| META Meta Platforms Inc. Class A | Reduce -64.0% | 0.17% | −0.22 |
| AHIFX Amer FNDS Hi-Inc. TRST-F2 | Sold out | 0.00% | −0.20 |
| BX Blackstone Inc. | Sold out | 0.00% | −0.16 |
| TREASURY BILL (B 0 03/19/26) | Sold out | 0.00% | −0.16 |
| CHDN Churchill Downs Inc. | Sold out | 0.00% | −0.15 |
| TREASURY BILL (B 0 05/07/26) | Sold out | 0.00% | −0.15 |
| MIZRAHI TEFAHOT BANK/LA (MZRHIT 3.9 03/16/26) | Sold out | 0.00% | −0.14 |
| TREASURY BILL (B 0 01/27/26) | Sold out | 0.00% | −0.14 |
| TREASURY BILL (B 0 02/19/26) | Sold out | 0.00% | −0.14 |
| TREASURY BILL (B 0 03/05/26) | Sold out | 0.00% | −0.14 |
| FTHNX Fullthaler Beh S/C Eqty-Inv | Sold out | 0.00% | −0.14 |
| CCALX Conestoga Small Cap-Inst | Sold out | 0.00% | −0.14 |
| PANW Palo Alto Networks Inc. | Sold out | 0.00% | −0.14 |
| AMD Advanced Micro Devices | Sold out | 0.00% | −0.14 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.13 |
| TMO Thermo Fisher Scientific Inc. | Sold out | 0.00% | −0.13 |
| FCNTX Fidelity Contrafund | Sold out | 0.00% | −0.13 |
| FLQM Franklin U.S. Mid Cap Multif | Sold out | 0.00% | −0.13 |
| WM Waste Management Inc. | Sold out | 0.00% | −0.13 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.13 |
| GAFFX Amer FND GRW FD of Am-F3 | Sold out | 0.00% | −0.12 |
| MAIN Main Street Capital Corp. | Sold out | 0.00% | −0.12 |
| GSL Global Ship Lease Inc. Class A | Sold out | 0.00% | −0.12 |
| KR Kroger Co. | Sold out | 0.00% | −0.12 |
| COWZ Pacer US Cash Cows 100 ETF | Sold out | 0.00% | −0.12 |
| MTB M & T Bank Corp. | Sold out | 0.00% | −0.12 |
| SLB SLB Ltd. | Sold out | 0.00% | −0.11 |
| FSLR First Solar Inc. | Sold out | 0.00% | −0.11 |
| CAT Caterpillar Inc. | Sold out | 0.00% | −0.11 |
| MO Altria Group Inc. | Sold out | 0.00% | −0.11 |
| PDGIX T Rowe PR Dividend Grow-I | Sold out | 0.00% | −0.11 |
| TQGIX T Rowe PR Intgr GLBL Eq-I | Sold out | 0.00% | −0.11 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.11 |
| MOAT Vaneck Morningstar Wide Moat | Sold out | 0.00% | −0.11 |
| HD Home Depot Inc. | Reduce -47.6% | 0.26% | −0.10 |
| IHDG Wisdomtree International Hed | Sold out | 0.00% | −0.10 |
| GOOG Alphabet Inc. Class C | Sold out | 0.00% | −0.10 |
| PWB Invesco Large Cap Growth ETF | Sold out | 0.00% | −0.10 |
| VFIAX Vanguard 500 Index-Adm | Sold out | 0.00% | −0.10 |
Portfolio Buys Q4 2025 → Q1 2026
| FIS Fidelity National Info Serv | New | 1.62% | +1.62 |
| FAGIX Fidelity Capital & Income | Add +20.7% | 3.45% | +1.43 |
| FBGRX Fidelity Blue Chip Growth | Add +7.2% | 4.28% | +1.25 |
| AMCR Amcor PLC | New | 1.00% | +1.00 |
| SNAXX Schwa Prime Adv Money FD-Ult | Add +1526.5% | 1.03% | +0.99 |
| GNTX Gentex Corp. | New | 0.97% | +0.97 |
| FTHSX Fullthaler Beh S/C Eqty-Inst | Add +0.7% | 2.96% | +0.90 |
| ACN Accenture PLC Class A | New | 0.90% | +0.90 |
| AMBFX American Balanced Fund-F2 | Add +10.2% | 2.38% | +0.84 |
| TRAIX T Rowe PR Captl Apprec-I | Add +3.3% | 2.49% | +0.74 |
| UNP Union Pacific Corp. | Add +42.6% | 1.27% | +0.67 |
| QQQM Invesco Nasdaq 100 ETF | Add +6.0% | 2.01% | +0.59 |
| MSFT Microsoft Corp. | Add +10.3% | 3.17% | +0.53 |
| IBM Intl Business Machines Corp. | Add +113.1% | 0.88% | +0.52 |
| MDT Medtronic PLC | Add +132.8% | 0.78% | +0.52 |
| GPC Genuine Parts Co. | New | 0.51% | +0.51 |
| FTZIX Fullthaler Beh Uncons Eq-Ins | New | 0.48% | +0.48 |
| KO The Coca-Cola Co. | Add +29.7% | 0.93% | +0.47 |
| VYMI Vanguard Int High DVD YLD Inc. | Add +1.4% | 1.27% | +0.43 |
| TCAF T Rowe PRC Cap Appreciation | Add +7.1% | 1.45% | +0.43 |
| AZN Astrazeneca PLC | Add +2.8% | 1.16% | +0.42 |
| RBCAA Republic Bancorp Inc. Class A | Add +0.5% | 0.93% | +0.29 |
| HRSMX Hood River Small Cap GR-Inst | Add +5.7% | 0.77% | +0.28 |
| PRU Prudential Financial Inc. | Add +1445.4% | 0.28% | +0.27 |
| SNOXX Schwab Trsry Obl MNY-Inv | Add +7.6% | 0.70% | +0.24 |
| HIGFX Amer FNDS Hi-Inc. TRST-F3 | New | 0.21% | +0.21 |
| FOCPX Fidelity Otc Portfolio | Add +13.5% | 0.52% | +0.18 |
| KMB Kimberly-Clark Corp. | New | 0.18% | +0.18 |
| SFLNX Schwab Fndmntl US LRG Comp | Add +3.3% | 0.34% | +0.12 |
| ALZFX Alger Focus Equity Fund-Z | Add +70.5% | 0.21% | +0.12 |
| ORNYX Invesco RCH Muni Opp-Y | Add +0.3% | 0.34% | +0.10 |
| PYLD PIMCO Multisector Bond Actv | Add +35.8% | 0.21% | +0.10 |
| CDDRX Columbia Dividend Income-I2 | Add +2.0% | 0.25% | +0.08 |
| FDVV Fidelity High Dividend ETF | Add +11.0% | 0.21% | +0.07 |
| TIBIX Thornburg Invest Inc. BLD-I | Add +0.1% | 0.20% | +0.07 |
| SPHQ Invesco S&P 500 Quality ETF | Add +5.3% | 0.21% | +0.07 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +16.6% | 0.16% | +0.07 |
| QIBGX Fed Her MDT Balanced-Ins | Add +3.2% | 0.22% | +0.07 |
| FBND Fidelity Total Bond ETF | Add +4.0% | 0.20% | +0.06 |
| QGRO American Century US Quality | Add +12.8% | 0.19% | +0.06 |
| SCHW Schwab (charles) Corp. | Add +0.1% | 0.20% | +0.05 |
| NMZ Nuveen Muni Hi Inc. Opport | Add +15.8% | 0.09% | +0.04 |
Notes & Other Activity Q4 2025 → Q1 2026
| US TREASURY N/B (T 4.875 05/31/26) | NOT | Sold out | 926,000 | $931Kbefore exit |
| US TREASURY N/B (T 4 02/15/26) | FIXED | Sold out | 644,000 | $644Kbefore exit |
| US TREASURY N/B (T 4.625 02/28/26) | NOT | Sold out | 605,000 | $606Kbefore exit |
| US TREASURY N/B (T 4.125 10/31/26) | FIX | Sold out | 581,000 | $583Kbefore exit |
| US TREASURY N/B (T 1.125 10/31/26) | FIX | Sold out | 364,000 | $357Kbefore exit |
| US TREASURY N/B (T 0.5 02/28/26) | FIXED | Sold out | 348,000 | $346Kbefore exit |
| US TREASURY N/B (T 1.5 08/15/26) | NOT | Sold out | 288,000 | $284Kbefore exit |
| US TREASURY N/B (T 4.375 08/15/26) | COM | Sold out | 250,000 | $251Kbefore exit |
| US TREASURY N/B (T 3.75 04/15/26) | TREASURY | Sold out | 250,000 | $250Kbefore exit |
| US TREASURY N/B (T 0.75 05/31/26) | FIX | Sold out | 250,000 | $247Kbefore exit |
| US TREASURY N/B (T 0.75 03/31/26) | FIXED | Sold out | 100,000 | $99Kbefore exit |
| US TREASURY N/B (T 0.375 01/31/26) | Fixed Income | Sold out | 92,000 | $92Kbefore exit |
| US TREASURY N/B (T 0.875 06/30/26) | NOT | Sold out | 90,000 | $89Kbefore exit |
| US TREASURY N/B (T 2.5 02/28/26) | FIXED | Sold out | 78,000 | $78Kbefore exit |
| MORGAN STANLEY (MS 6.375 PERP I) | Preferred Stock | Sold out | 2,452 | $61Kbefore exit |
| US TREASURY N/B (T 0.75 04/30/26) | FIX | Sold out | 20,000 | $20Kbefore exit |
| US BANCORP (USB 5.5 PERP K) | Common Stock | Sold out | 500 | $11Kbefore exit |
| BRIGHTHOUSE FINANCIAL IN (BHF 6.6 PERP A) | BHFAP | Sold out | 600 | $9Kbefore exit |
| GLOBAL SHIP LEASE INC (GSL 8.75 PERP) | GSL+B | Sold out | 100 | $3Kbefore exit |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Sold out | 10 | $30before exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Sold out | 96 | $8before exit |
| TOGIW Imperalis Holding Corp. -28 | TOGIW | Sold out | 165 | $1before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.