Global Retirement Partners, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 31, 2025), Global Retirement Partners, LLC reported 3,633 stock positions worth $3.5 billion. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 4.6% of the portfolio, followed by Arthur J Gallagher (AJG, 4.1%) and Apple (AAPL, 3.0%). Compared with Q3 2024, it opened 322 new positions, sold out of 174, added to 1,380 and reduced 1,188. The biggest buy was Tesla (TSLA, shares +10%) and the biggest sale an exit from iShares Ibonds Dec 2024 Term (IBDP).
- Most Recent 13F
- Q2 2026
- Location
- San Rafael, CA
- CIK
- 0001749744
- Portfolio Value
- $3.5B (Q4 2024)
- SEC Filing
- 0001580642-25-000642 ↗ filed Jan 31, 2025
Holdings Value
Holdings 3,633 stocks · $3.5B
| SPYM Ste STR SPDR PT S&P 500 ETF | 4.62% | 2,340,449 | $161.4M | Add +4.3% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 4.14% | 509,481 | $144.6M | Reduce -0.0% |
| AAPL Apple Inc. | 2.98% | 415,602 | $104.1M | Add +5.5% |
| IVV iShares Core S&P 500 ETF | 2.24% | 132,863 | $78.2M | Add +4.3% |
| QQQ Invesco QQQ Trust Series 1 | 2.15% | 147,108 | $75.2M | Add +12.1% |
| NVDA Nvidia Corp. | 1.94% | 504,252 | $67.7M | Add +0.8% |
| MSFT Microsoft Corp. | 1.79% | 148,268 | $62.5M | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.56% | 93,067 | $54.5M | Reduce -5.4% |
| VOO Vanguard S&P 500 ETF | 1.20% | 77,869 | $42.0M | Add +6.0% |
| AMZN Amazon.com Inc. | 1.17% | 186,676 | $41.0M | Add +19.5% |
| AGG iShares Core U.S. Aggregate | 1.16% | 418,011 | $40.5M | Add +2.5% |
| IJR iShares Core S&P Small-Cap E | 1.06% | 321,153 | $37.0M | Add +5.4% |
| SHV iShares 0-1 Year Treasury Bo | 0.98% | 310,465 | $34.2M | Reduce -3.8% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.93% | 953,482 | $32.5M | Add +4.0% |
| CGGR Cap Group Growth Equity | 0.86% | 812,302 | $30.2M | Reduce -8.0% |
| TSLA Tesla Inc. | 0.86% | 74,255 | $30.0M | Add +9.7% |
| IWY iShares Russell Top 200 Grow | 0.82% | 121,204 | $28.5M | Add +16.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.80% | 96,669 | $28.0M | Add +18.4% |
| IJH iShares Core S&P Midcap ETF | 0.76% | 426,375 | $26.6M | Add +10.9% |
| GOVT iShares US Treasury Bond ETF | 0.75% | 1,142,796 | $26.3M | Add +2.0% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.75% | 475,513 | $26.0M | Reduce -12.7% |
| IWF iShares Russell 1000 Growth | 0.74% | 64,455 | $25.9M | Add +1.5% |
| META Meta Platforms Inc. Class A | 0.71% | 42,603 | $24.9M | Add +9.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.70% | 689,122 | $24.3M | Add +5.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.66% | 325,954 | $22.9M | Add +11.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.65% | 55,105 | $22.6M | Reduce -0.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.61% | 125,008 | $21.2M | Add +0.6% |
| JPM JPMorgan Chase & Co. | 0.61% | 88,252 | $21.2M | Add +23.0% |
| VONV Vanguard Russell 1000 Value | 0.60% | 256,361 | $20.8M | Reduce -1.1% |
| SPGP Invesco S&P 500 Garp ETF | 0.60% | 198,295 | $20.8M | Reduce -3.1% |
| GOOGL Alphabet Inc. Class A | 0.59% | 108,034 | $20.5M | Reduce -4.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.57% | 389,150 | $19.9M | Add +10.5% |
| FBND Fidelity Total Bond ETF | 0.56% | 438,597 | $19.7M | Reduce -1.7% |
| VEA Vanguard Ftse Developed ETF | 0.55% | 400,460 | $19.2M | Add +2.6% |
| IVW iShares S&P 500 Growth ETF | 0.53% | 182,778 | $18.6M | Reduce -2.2% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.52% | 199,880 | $18.3M | Reduce -30.8% |
| AVGO Broadcom Inc. | 0.51% | 76,424 | $17.7M | Reduce -6.1% |
| SCHD Schwab US DVD Equity ETF | 0.48% | 613,892 | $16.8M | Reduce -1.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.45% | 35,015 | $15.9M | Add +4.9% |
| GOOG Alphabet Inc. Class C | 0.45% | 83,091 | $15.8M | Add +15.2% |
| IVE iShares S&P 500 Value ETF | 0.45% | 81,437 | $15.5M | Reduce -3.2% |
| LLY Eli Lilly & Co. | 0.44% | 20,058 | $15.5M | Add +5.7% |
| ABBV Abbvie Inc. | 0.44% | 87,116 | $15.5M | Add +8.4% |
| SPHQ Invesco S&P 500 Quality ETF | 0.44% | 229,346 | $15.4M | Add +3.0% |
| EES Wisdomtree US Smallcap Fund | 0.42% | 272,463 | $14.7M | Add +10.6% |
| XLG Invesco S&P 500 Top 50 ETF | 0.42% | 290,268 | $14.5M | Add +13.9% |
| MBB iShares MBS ETF | 0.41% | 155,925 | $14.3M | Add +11.8% |
| COST Costco Wholesale Corp. | 0.40% | 15,163 | $13.9M | Reduce -2.5% |
| HD Home Depot Inc. | 0.39% | 35,353 | $13.8M | Add +3.1% |
| RWL Invesco S&P 500 Revenue ETF | 0.39% | 139,917 | $13.7M | Add +14.2% |
| IWM iShares Russell 2000 ETF | 0.39% | 61,827 | $13.7M | Add +45.0% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.39% | 303,343 | $13.6M | Add +7.4% |
| VWO Vanguard Ftse Emerging Marke | 0.39% | 306,470 | $13.5M | Add +0.1% |
| NOW ServiceNow Inc. | 0.39% | 12,730 | $13.5M | Reduce -10.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.37% | 231,134 | $13.1M | Add +7.5% |
| V Visa Inc. Class A | 0.37% | 41,198 | $13.0M | Reduce -1.4% |
| VONG Vanguard Russell 1000 Growth | 0.37% | 125,832 | $13.0M | Reduce -1.7% |
| VIG Vanguard Dividend Apprec ETF | 0.36% | 63,856 | $12.5M | Add +6.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.36% | 276,321 | $12.5M | Add +27.5% |
| VCIT Vanguard Int-Term Corporate | 0.36% | 155,448 | $12.5M | Add +19.2% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 0.35% | 516,185 | $12.4M | Add +4.5% |
| QUAL iShares MSCI USA Quality Fac | 0.34% | 67,366 | $12.0M | Add +18.1% |
| TFLO iShares Treasury Floating Ra | 0.34% | 237,470 | $12.0M | Reduce -1.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.33% | 132,182 | $11.6M | Add +52.5% |
| QQQM Invesco Nasdaq 100 ETF | 0.33% | 54,175 | $11.4M | Add +21.5% |
| IBDR iShares Ibonds Dec 2026 Term | 0.31% | 443,906 | $10.7M | Add +6.0% |
| WMT Walmart Inc. | 0.30% | 117,509 | $10.6M | Add +19.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.30% | 119,182 | $10.6M | Add +3.0% |
| IBDQ iShares Ibonds Dec 2025 Term | 0.30% | 421,546 | $10.6M | Add +3.7% |
| RDVY First Trust Rising Dividend | 0.30% | 174,595 | $10.3M | Add +46.5% |
| IXUS iShares Core Intl Stock ETF | 0.29% | 155,433 | $10.3M | Add +7.2% |
| RSP Invesco S&P 500 Equal Weight | 0.29% | 57,875 | $10.1M | Reduce -4.3% |
| SPIB SS SPDR P Int C Corp. ETF | 0.29% | 305,877 | $10.0M | Add +13.3% |
| BND Vanguard Total Bond Market | 0.28% | 137,910 | $9.9M | Add +8.6% |
| ROUS Hartford Multifact US Eqty | 0.28% | 194,488 | $9.9M | Reduce -3.5% |
| UNH Unitedhealth Group Inc. | 0.28% | 19,436 | $9.8M | Add +2.0% |
| IEMG iShares Core MSCI Emerging | 0.28% | 188,215 | $9.8M | Add +9.4% |
| ORCL Oracle Corp. | 0.28% | 57,937 | $9.7M | Reduce -0.8% |
| IBIT iShares Bitcoin Trust ETF | 0.27% | 180,284 | $9.6M | Add +78.8% |
| PG The Procter & Gamble Co. | 0.27% | 56,433 | $9.5M | Add +5.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.27% | 35,577 | $9.4M | Reduce -0.1% |
| XOM Exxon Mobil Corp. | 0.26% | 84,439 | $9.1M | Add +3.8% |
| NFLX Netflix Inc. | 0.26% | 10,039 | $8.9M | Add +10.7% |
| DGRO iShares Core Dividend Growth | 0.25% | 142,733 | $8.8M | Add +8.7% |
| SPEM State Street SP PTF Em ETF | 0.25% | 227,827 | $8.7M | Add +7.4% |
| JHMM John Hancock Multi Fact Mid | 0.24% | 142,511 | $8.5M | Reduce -9.0% |
| XLK SS Technology Select Sector | 0.24% | 36,320 | $8.4M | Reduce -12.9% |
| CVX Chevron Corp. | 0.23% | 56,615 | $8.2M | Reduce -0.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.23% | 33,021 | $7.9M | Add +7.3% |
| BXSL Blackstone Secured Lending F | 0.23% | 244,840 | $7.9M | Add +84.3% |
| GLD SPDR Gold Shares | 0.22% | 32,402 | $7.8M | Add +23.1% |
| NEE Nextera Energy Inc. | 0.22% | 109,434 | $7.8M | Reduce -0.1% |
| DFAC Dimensional US Core Equity 2 | 0.22% | 225,853 | $7.8M | Add +4.1% |
| VGLT Vanguard Long-Term Treasury | 0.22% | 139,883 | $7.7M | Reduce -0.6% |
| PULS Pgim Ultra Short Bond ETF | 0.22% | 154,339 | $7.6M | Add +37.6% |
| BX Blackstone Inc. | 0.21% | 43,368 | $7.5M | Reduce -4.3% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.21% | 104,581 | $7.5M | Add +5.8% |
| CAT Caterpillar Inc. | 0.21% | 20,258 | $7.3M | Reduce -11.8% |
| ITOT iShares Core S&P Total U.S. | 0.21% | 57,000 | $7.3M | Reduce -0.5% |
| IUSG iShares Core S&P U.S. Growth | 0.20% | 50,055 | $7.0M | Add +30.4% |
Options reported separately and not counted above: PROSHARES ULTRA BLOOMBERG NA calls ($8K), BOX puts ($625), GDX calls ($588), DKS puts ($400), OKTA calls ($308), RKT calls ($78), ADBE calls ($5).
Other holdings (11): bonds, preferreds, convertibles and warrants · $55K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 677 | $28K | Add +4.5% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 691 | $10K | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 829 | $7K | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 400 | $3K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 84 | $2K | Add +5.0% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 38 | $2K | Add +81.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 500 | $1K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1 | $1K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 10 | $865 | New |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | 17,924 | $749 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 1 | $7 | No change |
Lines left out (1) · $2 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| UPBD Upbound Group Inc. | COM | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $3.5B.
Portfolio Sells Q3 2024 → Q4 2024
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.30 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -30.8% | 0.52% | −0.28 |
| AJG Arthur J Gallagher & Co. | Reduce -0.0% | 4.14% | −0.19 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -46.3% | 0.17% | −0.17 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Reduce -12.7% | 0.75% | −0.15 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.4% | 1.56% | −0.14 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -3.8% | 0.98% | −0.10 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -61.5% | 0.04% | −0.09 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -41.4% | 0.11% | −0.09 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -82.7% | 0.02% | −0.08 |
| FCX Freeport-McMoran Inc. | Reduce -26.4% | 0.09% | −0.08 |
| FBND Fidelity Total Bond ETF | Reduce -1.7% | 0.56% | −0.07 |
| IWR iShares Russell Mid-Cap ETF | Reduce -38.4% | 0.09% | −0.07 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -19.0% | 0.11% | −0.06 |
| CGGR Cap Group Growth Equity | Reduce -8.0% | 0.86% | −0.06 |
| CAT Caterpillar Inc. | Reduce -11.8% | 0.21% | −0.06 |
| MO Altria Group Inc. | Reduce -32.3% | 0.11% | −0.06 |
| VONV Vanguard Russell 1000 Value | Reduce -1.1% | 0.60% | −0.06 |
| IVE iShares S&P 500 Value ETF | Reduce -3.2% | 0.45% | −0.06 |
| NEE Nextera Energy Inc. | Reduce -0.1% | 0.22% | −0.05 |
| LMT Lockheed Martin Corp. | Reduce -9.6% | 0.13% | −0.05 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -3.1% | 0.60% | −0.05 |
| DIS The Walt Disney Co. | Reduce -36.2% | 0.12% | −0.05 |
| MCD McDonald's Corp. | Reduce -19.8% | 0.13% | −0.05 |
| SCHD Schwab US DVD Equity ETF | Reduce -1.0% | 0.48% | −0.05 |
| HCA HCA Healthcare Inc. | Reduce -2.3% | 0.10% | −0.05 |
| DKNG Draftkings Inc. Class A | Reduce -81.3% | 0.01% | −0.05 |
| IGEB iShares Investment Grade SYS | Reduce -98.8% | 0.00% | −0.05 |
| XLK SS Technology Select Sector | Reduce -12.9% | 0.24% | −0.04 |
| AFL Aflac Inc. | Reduce -38.8% | 0.05% | −0.04 |
| JHMM John Hancock Multi Fact Mid | Reduce -9.0% | 0.24% | −0.04 |
| VGLT Vanguard Long-Term Treasury | Reduce -0.6% | 0.22% | −0.04 |
| MELI MercadoLibre Inc. | Reduce -59.6% | 0.02% | −0.04 |
| LGOV First TR Long Duration O-ETF | Reduce -70.2% | 0.01% | −0.04 |
| LIN Linde PLC | Reduce -56.5% | 0.02% | −0.04 |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | Reduce -99.8% | 0.00% | −0.04 |
| VZ Verizon Communications Inc. | Reduce -6.7% | 0.14% | −0.04 |
| JPST JPMorgan Ultra-Short Income | Reduce -11.7% | 0.18% | −0.04 |
| CEG Constellation Energy | Reduce -57.4% | 0.02% | −0.04 |
| RSP Invesco S&P 500 Equal Weight | Reduce -4.3% | 0.29% | −0.04 |
| ANDE The Andersons Inc. | Reduce -97.3% | 0.00% | −0.04 |
| ADBE Adobe Inc. | Reduce -0.1% | 0.16% | −0.04 |
| EWJ iShares MSCI Japan ETF | Reduce -76.4% | 0.01% | −0.04 |
| HPI John Hancock Prefer Inc. | Reduce -58.3% | 0.02% | −0.03 |
| MUB iShares National Muni Bond E | Reduce -17.6% | 0.11% | −0.03 |
| HPS John Hancock Prefer Inc. III | Reduce -57.7% | 0.02% | −0.03 |
| PFE Pfizer Inc. | Reduce -19.1% | 0.08% | −0.03 |
| LRCX Lam Research Corp. | Reduce -66.0% | 0.01% | −0.03 |
| BRO Brown & Brown Inc. | Reduce -59.6% | 0.02% | −0.03 |
| AMGN Amgen Inc. | Reduce -0.9% | 0.10% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| TSLA Tesla Inc. | Add +9.7% | 0.86% | +0.32 |
| AMZN Amazon.com Inc. | Add +19.5% | 1.17% | +0.29 |
| QQQ Invesco QQQ Trust Series 1 | Add +12.1% | 2.15% | +0.22 |
| AAPL Apple Inc. | Add +5.5% | 2.98% | +0.21 |
| IMTB iShares Core 5-10 Year Usd | New | 0.20% | +0.20 |
| IBIT iShares Bitcoin Trust ETF | Add +78.8% | 0.27% | +0.16 |
| WTV Wisdomtree U.S. Value Fund | New | 0.16% | +0.16 |
| JPM JPMorgan Chase & Co. | Add +23.0% | 0.61% | +0.15 |
| AVDE Avantis International Equity | Add +776.9% | 0.15% | +0.13 |
| IWY iShares Russell Top 200 Grow | Add +16.0% | 0.82% | +0.12 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +52.5% | 0.33% | +0.12 |
| BXSL Blackstone Secured Lending F | Add +84.3% | 0.23% | +0.11 |
| IWM iShares Russell 2000 ETF | Add +45.0% | 0.39% | +0.11 |
| VTI VG Morningstar TS MKT ETF-US | Add +18.4% | 0.80% | +0.10 |
| NVDA Nvidia Corp. | Add +0.8% | 1.94% | +0.10 |
| PLTR Palantir Technologies Inc. Class A | Add +80.9% | 0.14% | +0.10 |
| AVEM Avantis Emerging Markets Eq | Add +462.0% | 0.11% | +0.09 |
| GOOG Alphabet Inc. Class C | Add +15.2% | 0.45% | +0.09 |
| PFFA Virtus Infracap US Pref STCK | Add +426.6% | 0.11% | +0.09 |
| RDVY First Trust Rising Dividend | Add +46.5% | 0.30% | +0.08 |
| CME Cme Group Inc. | Add +453.8% | 0.09% | +0.07 |
| FXI iShares China Large-Cap ETF | Add +1605.0% | 0.08% | +0.07 |
| SVAL iShares US Small Cap Val Fac | New | 0.07% | +0.07 |
| EPI Wisdomtree India Earnings | Add +237.8% | 0.11% | +0.07 |
| FV First Trust DW Focus 5 Fund | Add +258.9% | 0.09% | +0.07 |
| WMT Walmart Inc. | Add +19.1% | 0.30% | +0.06 |
| IBB iShares Biotechnology ETF | Add +118.2% | 0.13% | +0.06 |
| NFLX Netflix Inc. | Add +10.7% | 0.26% | +0.06 |
| GQI Natixis Gateway Quality Inc. | Add +121.7% | 0.11% | +0.06 |
| OEF iShares S&P 100 ETF | Add +222.8% | 0.09% | +0.06 |
| USHY iShares Broad Usd High Yield | Add +881.3% | 0.06% | +0.06 |
| QQQM Invesco Nasdaq 100 ETF | Add +21.5% | 0.33% | +0.06 |
| PDP Invesco Dorsey Wright Moment | Add +9603.2% | 0.06% | +0.05 |
| FTSM First Trust Enh Short Mat FD | Add +340.2% | 0.07% | +0.05 |
| AMLP Alerian MLP ETF | Add +65.1% | 0.14% | +0.05 |
| PULS Pgim Ultra Short Bond ETF | Add +37.6% | 0.22% | +0.05 |
| MLPA Global X MLP ETF | Add +59.5% | 0.14% | +0.05 |
| XLG Invesco S&P 500 Top 50 ETF | Add +13.9% | 0.42% | +0.05 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +27.5% | 0.36% | +0.05 |
| IUSG iShares Core S&P U.S. Growth | Add +30.4% | 0.20% | +0.05 |
| AMZA Infracap MLP ETF | Add +50.9% | 0.14% | +0.05 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +4.3% | 4.62% | +0.04 |
| SFLR Innovator Eqty MGD Floor ETF | Add +254.4% | 0.06% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +28.8% | 0.15% | +0.04 |
| FDN First Trust DJ Internet Ind | Add +201.0% | 0.06% | +0.04 |
| BAC Bank of America Corp. | Add +30.8% | 0.15% | +0.04 |
| META Meta Platforms Inc. Class A | Add +9.3% | 0.71% | +0.04 |
| C Citigroup Inc. | Add +160.3% | 0.06% | +0.04 |
| DFS Discover Financial Services | Add +67.0% | 0.08% | +0.04 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +30.9% | 0.15% | +0.04 |
Options Activity Q3 2024 → Q4 2024
| TNA Dir Dai SML Ca Bul 3X Et-Usd | call | Sold out | 5,000 | $30Kbefore exit |
| GME Gamestop Corp. Class A | call | Sold out | 7,200 | $8Kbefore exit |
| PROSHARES ULTRA BLOOMBERG NA | call | New | 2,000 | $8K |
| HPE Hewlett Packard Enterprise | call | Sold out | 10,000 | $3Kbefore exit |
| LUNR Intuitive Machines Inc. | call | Sold out | 500 | $2Kbefore exit |
| BOX Box Inc. Class A | put | New | 5,000 | $625 |
| GDX Vaneck Gold Miners ETF | call | Add +32.4% | 9,800 | $588 |
| OKTA Okta Inc. | call | New | 500 | $308 |
| ROIV Roivant Sciences Ltd. | call | Sold out | 1,500 | $240before exit |
| RKT Rocket Cos Inc. Class A | call | New | 300 | $78 |
| ADBE Adobe Inc. | call | New | 500 | $5 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +4.5% | 677 | $28K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | New | 400 | $3K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +5.0% | 84 | $2K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +81.0% | 38 | $2K |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Sold out | 53 | $1Kbefore exit |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | New | 10 | $865 |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 7,420 | $204before exit |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 1,124 | $22before exit |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Sold out | 1,548 | $17before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,471 | $6.5B | SPYM, AAPL, NVDA, IVV, AJG |
| Q4 2025 | 4,190 | $5.6B | SPYM, AAPL, NVDA, AJG, MSFT |
| Q3 2025 | 3,835 | $4.5B | SPYM, AJG, AAPL, NVDA, IVV |
| Q2 2025 | 3,774 | $4.0B | AJG, SPYM, AAPL, NVDA, QQQ |
| Q4 2024 | 3,633 | $3.5B | SPYM, AJG, AAPL, IVV, QQQ |
| Q3 2024 | 3,482 | $3.3B | SPYM, AJG, AAPL, IVV, QQQ |
| Q2 2024 | 3,531 | $3.2B | SPYM, AJG, AAPL, IVV, MSFT |
| Q1 2024 | 3,371 | $2.7B | AJG, SPYM, SPY, IVV, AAPL |