Goldstein Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), Goldstein Advisors, LLC reported 180 stock positions worth $657.5 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 16.0% of the portfolio, followed by Goldman Activebeta US LC ETF (GSLC, 9.0%) and JPMorgan Active Growth ETF (JGRO, 8.2%). Compared with Q2 2024, it opened 27 new positions, sold out of 6, added to 83 and reduced 48. The biggest buy was iShares MSCI USA Quality Fac (QUAL, shares +11177%) and the biggest sale JPM Diver Ret US MC Equity (JPME, shares −95%).
- Most Recent 13F
- Q2 2026
- Location
- Madison, WI
- CIK
- 0001963807
- Portfolio Value
- $657.5M (Q3 2024)
- SEC Filing
- 0001172661-24-004345 ↗ filed Oct 24, 2024
Holdings Value
Holdings 180 stocks · $657.5M
| ITOT iShares Core S&P Total U.S. | 16.04% | 839,651 | $105.5M | Reduce -1.8% |
| GSLC Goldman Activebeta US LC ETF | 9.05% | 526,596 | $59.5M | Reduce -14.9% |
| JGRO JPMorgan Active Growth ETF | 8.24% | 704,612 | $54.2M | Add +167.9% |
| QUAL iShares MSCI USA Quality Fac | 7.69% | 282,036 | $50.6M | Add +11176.9% |
| UBND Victoryshares Core Plus Bond | 5.98% | 1,768,493 | $39.3M | Add +26.5% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 4.44% | 1,037,861 | $29.2M | Add +3.2% |
| SPDW Ste STR SPDR PT DW Eu ETF | 3.83% | 670,520 | $25.2M | Add +65.4% |
| COWZ Pacer US Cash Cows 100 ETF | 3.63% | 413,016 | $23.9M | Reduce -16.3% |
| BOND PIMCO Active Bond Exchange-T | 3.24% | 225,362 | $21.3M | Add +4.8% |
| TAXF American Century Diver Muni | 2.99% | 382,929 | $19.7M | Add +5.5% |
| HMOP Hartford Municipal Opp ETF | 2.84% | 473,490 | $18.7M | Add +6.2% |
| XLK SS Technology Select Sector | 2.61% | 76,093 | $17.2M | New |
| IXUS iShares Core Intl Stock ETF | 2.11% | 191,449 | $13.9M | Add +7.3% |
| RODM Hartford Multifact Dev MRKT | 1.80% | 387,499 | $11.8M | Add +7.5% |
| JPSE JPM Diversified RT Small Cap filed as J P MORGAN EXCHANGE TRADED F | 1.61% | 220,057 | $10.6M | Add +7.5% |
| AAPL Apple Inc. | 1.12% | 31,601 | $7.4M | Add +2.0% |
| GBIL Goldman Sachs Access Treasur | 1.08% | 71,091 | $7.1M | Reduce -72.2% |
| PAVE Global X US Infrastructure | 1.01% | 161,072 | $6.6M | New |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | 0.97% | 193,435 | $6.4M | Add +10.2% |
| IJH iShares Core S&P Midcap ETF | 0.79% | 83,305 | $5.2M | Reduce -1.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.68% | 9,182 | $4.5M | Add +1.0% |
| MSFT Microsoft Corp. | 0.67% | 10,304 | $4.4M | Add +4.3% |
| SCZ iShares MSCI Eafe Small-Cap | 0.66% | 64,507 | $4.4M | Add +7.4% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.65% | 79,726 | $4.3M | New |
| FVD First Trust Value Line DVD | 0.63% | 90,799 | $4.1M | Reduce -1.3% |
| CHD Church & Dwight Co. Inc. | 0.60% | 37,508 | $3.9M | No change |
| NVDA Nvidia Corp. | 0.58% | 31,246 | $3.8M | Add +11.8% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.53% | 82,191 | $3.5M | Reduce -0.1% |
| TILT NT Mstar US Ftilt ETF | 0.46% | 14,267 | $3.0M | Add +2.7% |
| IMCB iShares Morningstar Mid-Cap | 0.44% | 38,133 | $2.9M | Add +0.0% |
| ISCB iShares Morningstar SM Cap | 0.37% | 41,679 | $2.4M | Add +0.7% |
| MTUM iShares MSCI USA Momentum Fa | 0.30% | 9,860 | $2.0M | Reduce -3.9% |
| IVV iShares Core S&P 500 ETF | 0.28% | 3,172 | $1.8M | Reduce -5.3% |
| GOOGL Alphabet Inc. Class A | 0.28% | 11,025 | $1.8M | Add +10.4% |
| AMZN Amazon.com Inc. | 0.28% | 9,704 | $1.8M | Add +9.0% |
| QUS SS SPDR MSCI U Stratfact ETF | 0.27% | 11,319 | $1.8M | Add +1.4% |
| IJR iShares Core S&P Small-Cap E | 0.26% | 14,820 | $1.7M | Add +0.3% |
| DEUS Xtrackers Russell US Multi | 0.25% | 30,111 | $1.6M | Add +2.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 4,292 | $1.6M | Add +0.1% |
| QQQM Invesco Nasdaq 100 ETF | 0.23% | 7,609 | $1.5M | Reduce -2.2% |
| PULS Pgim Ultra Short Bond ETF | 0.20% | 25,791 | $1.3M | Add +4.1% |
| JPME JPM Diver Ret US MC Equity filed as J P MORGAN EXCHANGE TRADED F | 0.19% | 11,944 | $1.3M | Reduce -94.9% |
| IEFA iShares Core MSCI Eafe ETF | 0.19% | 15,967 | $1.2M | Add +6.0% |
| MGEE Mge Energy Inc. | 0.19% | 13,520 | $1.2M | Reduce -0.4% |
| VHT Vanguard Health Care ETF | 0.18% | 4,269 | $1.2M | Reduce -0.5% |
| LNT Alliant Energy Corp. | 0.17% | 18,641 | $1.1M | No change |
| IWR iShares Russell Mid-Cap ETF | 0.17% | 12,796 | $1.1M | Add +3.3% |
| IWF iShares Russell 1000 Growth | 0.17% | 2,979 | $1.1M | Reduce -5.8% |
| GOOG Alphabet Inc. Class C | 0.17% | 6,505 | $1.1M | Add +15.5% |
| ABBV Abbvie Inc. | 0.16% | 5,320 | $1.1M | Add +3.6% |
| RSPT Invesco S&P 500 Equal Weight | 0.16% | 27,657 | $1.0M | Reduce -0.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.16% | 11,370 | $1.0M | Reduce -2.0% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.15% | 18,373 | $1.0M | Add +117.1% |
| META Meta Platforms Inc. Class A | 0.15% | 1,754 | $1.0M | Add +11.4% |
| LMT Lockheed Martin Corp. | 0.15% | 1,713 | $1.0M | Reduce -1.0% |
| HD Home Depot Inc. | 0.15% | 2,406 | $975K | Reduce -2.5% |
| JPM JPMorgan Chase & Co. | 0.15% | 4,531 | $955K | Add +8.4% |
| DIVI Franklin International Core | 0.14% | 27,791 | $922K | Reduce -94.0% |
| IEMG iShares Core MSCI Emerging | 0.14% | 15,465 | $888K | Add +12.9% |
| JCI Johnson Controls Internation | 0.13% | 11,413 | $886K | No change |
| RTX RTX Corp. | 0.13% | 7,195 | $872K | Reduce -8.7% |
| PXH Inves Rafi Emer MRKT-Usd Inc. | 0.13% | 39,645 | $870K | Reduce -93.0% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.13% | 12,223 | $856K | Reduce -1.7% |
| ILCG iShares Morningstar Growth E | 0.13% | 9,782 | $822K | No change |
| ADBE Adobe Inc. | 0.12% | 1,580 | $818K | Add +2.1% |
| UNH Unitedhealth Group Inc. | 0.12% | 1,353 | $791K | Add +4.6% |
| MA Mastercard Inc. Class A | 0.11% | 1,516 | $749K | Add +1.3% |
| JNJ Johnson & Johnson | 0.11% | 4,495 | $728K | Add +0.4% |
| SCHG Schwab US Large-Cap Growth | 0.11% | 6,954 | $724K | Reduce -1.4% |
| CB Chubb Ltd. | 0.11% | 2,475 | $714K | Add +3.1% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.11% | 2,628 | $692K | Add +4.2% |
| IWM iShares Russell 2000 ETF | 0.10% | 3,051 | $674K | No change |
| V Visa Inc. Class A | 0.10% | 2,384 | $655K | Add +3.6% |
| AVGO Broadcom Inc. | 0.10% | 3,683 | $635K | Add +39.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.10% | 2,242 | $635K | Add +11.3% |
| COST Costco Wholesale Corp. | 0.10% | 706 | $626K | Add +2.2% |
| EOG EOG Resources Inc. | 0.09% | 4,990 | $613K | Add +0.2% |
| SNPE Xtrckr S&P 500 Scor&scrn ETF | 0.09% | 11,626 | $611K | Reduce -4.2% |
| EMQQ Emg MKT Internet ETF-USA Inc. filed as EXCHANGE TRADED CONCEPTS TRU | 0.09% | 15,438 | $605K | Add +0.5% |
| ABND Americn Cent Co. PL in ETF-US | 0.09% | 13,313 | $595K | Add +1.1% |
| LLY Eli Lilly & Co. | 0.09% | 646 | $572K | Add +2.5% |
| MCD McDonald's Corp. | 0.08% | 1,833 | $558K | Add +0.8% |
| ZTS Zoetis Inc. | 0.08% | 2,747 | $537K | Reduce -4.5% |
| IVW iShares S&P 500 Growth ETF | 0.08% | 5,596 | $536K | Add +0.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.08% | 3,067 | $535K | Add +6.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.08% | 5,347 | $514K | Reduce -0.9% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.08% | 10,012 | $495K | New |
| EUSB Ishr ESG Advn Universal BD-$ | 0.08% | 11,178 | $495K | Add +15.8% |
| PEP Pepsico Inc. | 0.07% | 2,867 | $487K | Add +11.6% |
| VLUE iShares MSCI USA Value Facto | 0.07% | 4,415 | $481K | Add +0.1% |
| SCHX Schwab US Large-Cap ETF | 0.07% | 7,025 | $477K | Add +0.3% |
| SCHV Schwab US Large-Cap Value | 0.07% | 5,800 | $466K | No change |
| UITB Victoryshares Core Intermedi | 0.07% | 9,664 | $463K | Reduce -19.8% |
| PANW Palo Alto Networks Inc. | 0.07% | 1,354 | $463K | Add +5.6% |
| EXAS Exact Sciences Corp. | 0.07% | 6,457 | $440K | Add +0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.07% | 949 | $437K | Add +4.4% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.06% | 3,420 | $423K | No change |
| IDXX Idexx Laboratories Inc. | 0.06% | 824 | $416K | Add +0.5% |
| APH Amphenol Corp. Class A | 0.06% | 6,303 | $411K | Add +2.3% |
| AVDV Avantis Intl S/C Value ETF | 0.06% | 5,734 | $405K | Reduce -95.2% |
Other holdings (25): bonds, preferreds, convertibles and warrants · $393K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 13,000 | $29K | Reduce -13.3% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 15,000 | $18K | No change |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 17,000 | $17K | Reduce -5.6% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 17,000 | $17K | Reduce -5.6% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 18,000 | $17K | Reduce -5.3% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 11,000 | $17K | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 16,000 | $17K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 17,000 | $17K | Reduce -5.6% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 17,000 | $17K | No change |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 17,000 | $16K | Reduce -5.6% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 13,000 | $16K | Reduce -7.1% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 15,000 | $16K | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 14,000 | $15K | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 15,000 | $15K | No change |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 15,000 | $15K | Add +7.1% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 15,000 | $15K | New |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 15,000 | $14K | Reduce -6.3% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 14,000 | $14K | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 13,000 | $14K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 14,000 | $14K | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 13,000 | $14K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 13,000 | $13K | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 13,000 | $13K | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 11,000 | $11K | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 11,000 | $11K | No change |
Total filed on the 13F, all lines: $657.9M.
Portfolio Sells Q2 2024 → Q3 2024
| JPME JPM Diver Ret US MC Equity | Reduce -94.9% | 0.19% | −3.53 |
| JEPI JPMorgan Equity Premium Inco | Sold out | 0.00% | −3.42 |
| GBIL Goldman Sachs Access Treasur | Reduce -72.2% | 1.08% | −3.19 |
| DIVI Franklin International Core | Reduce -94.0% | 0.14% | −2.27 |
| GSLC Goldman Activebeta US LC ETF | Reduce -14.9% | 9.05% | −2.03 |
| PXH Inves Rafi Emer MRKT-Usd Inc. | Reduce -93.0% | 0.13% | −1.80 |
| AVDV Avantis Intl S/C Value ETF | Reduce -95.2% | 0.06% | −1.22 |
| ITOT iShares Core S&P Total U.S. | Reduce -1.8% | 16.04% | −0.95 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -16.3% | 3.63% | −0.87 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -0.1% | 0.53% | −0.05 |
| MINT PIMCO Enhanced Short Maturit | Sold out | 0.00% | −0.04 |
| MCK McKesson Corp. | Sold out | 0.00% | −0.04 |
| IJH iShares Core S&P Midcap ETF | Reduce -1.7% | 0.79% | −0.04 |
| ZBRA Zebra Technologies Corp. Class A | Sold out | 0.00% | −0.04 |
| ICLR Icon PLC | Sold out | 0.00% | −0.04 |
| MKL Markel Group Inc. | Sold out | 0.00% | −0.04 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -3.9% | 0.30% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -5.3% | 0.28% | −0.03 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -2.2% | 0.23% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -5.8% | 0.17% | −0.02 |
| ACN Accenture PLC Class A | Reduce -35.8% | 0.05% | −0.02 |
| UITB Victoryshares Core Intermedi | Reduce -19.8% | 0.07% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -5.1% | 0.06% | −0.01 |
| TJX TJX Companies Inc. | Reduce -25.1% | 0.04% | −0.01 |
| DIS The Walt Disney Co. | Reduce -0.9% | 0.08% | −0.01 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -0.1% | 0.16% | −0.01 |
| NTRA Natera Inc. | Reduce -22.9% | 0.04% | −0.01 |
| IUSG iShares Core S&P U.S. Growth | Reduce -12.1% | 0.04% | −0.01 |
| SCHG Schwab US Large-Cap Growth | Reduce -1.4% | 0.11% | −0.01 |
| SNPE Xtrckr S&P 500 Scor&scrn ETF | Reduce -4.2% | 0.09% | −0.01 |
| CVX Chevron Corp. | Reduce -1.7% | 0.05% | −0.01 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -1.7% | 0.13% | −0.01 |
| VHT Vanguard Health Care ETF | Reduce -0.5% | 0.18% | −0.01 |
| BAC Bank of America Corp. | Reduce -2.7% | 0.04% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -2.0% | 0.16% | −0.01 |
| USXF iShares ESG Advance MSCI USA | Reduce -4.7% | 0.04% | −0.00 |
| BKNG Booking Holdings Inc. | Reduce -3.4% | 0.05% | −0.00 |
| PFE Pfizer Inc. | Reduce -0.9% | 0.05% | −0.00 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -7.4% | 0.04% | −0.00 |
| PNOV Innovator U.S. Equity Power | Reduce -0.2% | 0.04% | −0.00 |
| DSI iShares ESG MSCI KLD 400 ETF | Reduce -1.4% | 0.05% | −0.00 |
| SCHM Schwab US Mid Cap ETF | Reduce -3.8% | 0.05% | −0.00 |
| NVRI Enviri Corp. | Reduce -19.4% | 0.02% | −0.00 |
| RDVY First Trust Rising Dividend | Reduce -2.2% | 0.05% | −0.00 |
| ZTS Zoetis Inc. | Reduce -4.5% | 0.08% | −0.00 |
| VXUS Vanguard Total Intl Stock | Reduce -0.1% | 0.05% | −0.00 |
| MSI Motorola Solutions Inc. | Reduce -5.9% | 0.05% | −0.00 |
| FISV Fiserv Inc. | Reduce -8.4% | 0.05% | +0.00 |
| RTX RTX Corp. | Reduce -8.7% | 0.13% | +0.00 |
| FVD First Trust Value Line DVD | Reduce -1.3% | 0.63% | +0.00 |
Portfolio Buys Q2 2024 → Q3 2024
| QUAL iShares MSCI USA Quality Fac | Add +11176.9% | 7.69% | +7.62 |
| JGRO JPMorgan Active Growth ETF | Add +167.9% | 8.24% | +4.93 |
| XLK SS Technology Select Sector | New | 2.61% | +2.61 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +65.4% | 3.83% | +1.45 |
| PAVE Global X US Infrastructure | New | 1.01% | +1.01 |
| UBND Victoryshares Core Plus Bond | Add +26.5% | 5.98% | +0.98 |
| BINC iShares Flex I A ETF-Usd Inc. | New | 0.65% | +0.65 |
| RODM Hartford Multifact Dev MRKT | Add +7.5% | 1.80% | +0.13 |
| JPSE JPM Diversified RT Small Cap | Add +7.5% | 1.61% | +0.11 |
| IXUS iShares Core Intl Stock ETF | Add +7.3% | 2.11% | +0.10 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +117.1% | 0.15% | +0.08 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.08% | +0.08 |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | Add +10.2% | 0.97% | +0.07 |
| APP AppLovin Corp. Class A | New | 0.05% | +0.05 |
| SCZ iShares MSCI Eafe Small-Cap | Add +7.4% | 0.66% | +0.04 |
| PGR Progressive Corp. | New | 0.04% | +0.04 |
| ABT Abbott Laboratories | New | 0.04% | +0.04 |
| POCT Innovator U.S. Equity Power | New | 0.04% | +0.04 |
| GFL GFL Environmental Inc.-Sub VT | New | 0.04% | +0.04 |
| ETN Eaton Corp. PLC | New | 0.04% | +0.04 |
| EMXC iShares MSCI Emr MRK Ex Chna | New | 0.04% | +0.04 |
| TSLA Tesla Inc. | New | 0.04% | +0.04 |
| LII Lennox International Inc. | New | 0.03% | +0.03 |
| MELI MercadoLibre Inc. | New | 0.03% | +0.03 |
| ORCL Oracle Corp. | New | 0.03% | +0.03 |
| SBUX Starbucks Corp. | New | 0.03% | +0.03 |
| SHW The Sherwin-Williams Co. | New | 0.03% | +0.03 |
| MDYV SS SPDR S&P 400 MC Val ETF | New | 0.03% | +0.03 |
| KO The Coca-Cola Co. | New | 0.03% | +0.03 |
| NKE Nike Inc. Class B | New | 0.03% | +0.03 |
| COO The Cooper Cos Inc. | New | 0.03% | +0.03 |
| BR Broadridge Financial Solutio | New | 0.03% | +0.03 |
| ADSK Autodesk Inc. | New | 0.03% | +0.03 |
| ICVT iShares Convertible Bond ETF | New | 0.03% | +0.03 |
| MS Morgan Stanley | New | 0.03% | +0.03 |
| VRT Vertiv Holdings Co. Class A | New | 0.03% | +0.03 |
| TGT Target Corp. | New | 0.03% | +0.03 |
| AAPL Apple Inc. | Add +2.0% | 1.12% | +0.03 |
| AVGO Broadcom Inc. | Add +39.5% | 0.10% | +0.03 |
| EXAS Exact Sciences Corp. | Add +0.3% | 0.07% | +0.02 |
| META Meta Platforms Inc. Class A | Add +11.4% | 0.15% | +0.02 |
| VGT Vanguard Info Tech ETF | Add +54.0% | 0.05% | +0.01 |
| ABBV Abbvie Inc. | Add +3.6% | 0.16% | +0.01 |
| IEMG iShares Core MSCI Emerging | Add +12.9% | 0.14% | +0.01 |
| UNH Unitedhealth Group Inc. | Add +4.6% | 0.12% | +0.01 |
| MCD McDonald's Corp. | Add +0.8% | 0.08% | +0.01 |
| IBM Intl Business Machines Corp. | Add +4.0% | 0.04% | +0.01 |
| EMQQ Emg MKT Internet ETF-USA Inc. | Add +0.5% | 0.09% | +0.01 |
| EFAV iShares MSCI Eafe Min Vol Fa | Add +12.3% | 0.06% | +0.01 |
| EUSB Ishr ESG Advn Universal BD-$ | Add +15.8% | 0.08% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -13.3% | 13,000 | $29K |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | Sold out | 19,000 | $19Kbefore exit |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | Reduce -5.6% | 17,000 | $17K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Reduce -5.6% | 17,000 | $17K |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | Reduce -5.3% | 18,000 | $17K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Sold out | 16,000 | $17Kbefore exit |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Reduce -5.6% | 17,000 | $17K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -5.6% | 17,000 | $16K |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -7.1% | 13,000 | $16K |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | Add +7.1% | 15,000 | $15K |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | New | 15,000 | $15K |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Reduce -6.3% | 15,000 | $14K |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 13,000 | $13K |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Sold out | 13,000 | $13Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 249 | $1.1B | ITOT, GSLC, CORO, JGRO, VFLO |
| Q1 2026 | 215 | $900.0M | ITOT, GSLC, VFLO, JGRO, CORO |
| Q4 2025 | 208 | $877.4M | ITOT, GSLC, VFLO, JGRO, QUAL |
| Q3 2025 | 204 | $822.9M | ITOT, GSLC, JGRO, VFLO, QUAL |
| Q2 2025 | 191 | $744.1M | ITOT, GSLC, JGRO, VFLO, QUAL |
| Q1 2025 | 183 | $683.7M | ITOT, GSLC, JGRO, QUAL, VFLO |
| Q4 2024 | 181 | $688.3M | ITOT, GSLC, JGRO, QUAL, SPDW |
| Q3 2024 | 180 | $657.5M | ITOT, GSLC, JGRO, QUAL, UBND |
| Q2 2024 | 159 | $597.6M | ITOT, GSLC, DBMF, UBND, COWZ |
| Q1 2024 | 155 | $585.2M | ITOT, GSLC, UBND, GBIL, COWZ |