Ground Swell Capital, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 21, 2026), Ground Swell Capital, LLC reported 108 stock positions worth $48.3 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 36.9% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 3.7%) and Vaneck Pharmaceutical ETF (PPH, 3.3%). Compared with Q4 2025, it opened 99 new positions, sold out of 74, added to 4 and reduced 5. The biggest buy was a new position in Vanguard S&P 500 ETF (VOO) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −94%).
- Most Recent 13F
- Q2 2026
- Location
- FOLLY BEACH, SC
- CIK
- 0001534450
- Portfolio Value
- $48.3M (Q1 2026)
- SEC Filing
- 0001420506-26-000688 ↗ filed Apr 21, 2026
Holdings Value
Holdings 108 stocks · $48.3M
| VOO Vanguard S&P 500 ETF | 36.86% | 29,813 | $17.8M | New |
| QQQ Invesco QQQ Trust Series 1 | 3.65% | 3,057 | $1.8M | Reduce -93.9% |
| PPH Vaneck Pharmaceutical ETF | 3.32% | 15,445 | $1.6M | New |
| NVDA Nvidia Corp. | 3.22% | 8,922 | $1.6M | New |
| AAPL Apple Inc. | 3.16% | 6,010 | $1.5M | Add +442.9% |
| SOXX iShares Semiconductor ETF | 2.22% | 3,261 | $1.1M | New |
| DUOL Duolingo | 2.04% | 10,000 | $986K | New |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 1.96% | 2,049 | $949K | New |
| TLT iShares 20+ Year Treasury BD | 1.81% | 10,065 | $873K | Reduce -17.3% |
| EVRG Evergy Inc. | 1.65% | 9,741 | $798K | New |
| CHTR Charter Communications Inc. Class A | 1.63% | 3,646 | $787K | New |
| MDY State Street SPDR S&P Midcap | 1.58% | 1,241 | $765K | New |
| META Meta Platforms Inc. Class A | 1.52% | 1,283 | $734K | New |
| ISRG Intuitive Surgical Inc. | 1.51% | 1,588 | $732K | Add +131.5% |
| SNDK Sandisk Corp. | 1.48% | 1,129 | $717K | New |
| AMD Advanced Micro Devices | 1.25% | 2,970 | $604K | Add +48.6% |
| RYAAY Ryanair Holdings PLC-SP ADR | 1.22% | 10,178 | $588K | New |
| TSLA Tesla Inc. | 1.17% | 1,527 | $568K | Add +2.9% |
| IONS Ionis Pharmaceuticals Inc. | 1.13% | 7,285 | $547K | New |
| NVMI Nova Ltd. | 1.10% | 1,226 | $532K | New |
| NBIX Neurocrine Biosciences Inc. | 1.03% | 3,767 | $496K | New |
| ENTG Entegris Inc. | 0.99% | 4,082 | $479K | New |
| TER Teradyne Inc. | 0.98% | 1,599 | $474K | Reduce -2.0% |
| TIP iShares Tips Bond ETF | 0.94% | 4,108 | $453K | New |
| ALAB Astera Labs Inc. | 0.91% | 4,023 | $441K | New |
| ANAB Anaptysbio Inc. | 0.87% | 7,610 | $422K | New |
| MAZE Maze Therapeutics Inc. | 0.84% | 13,609 | $406K | New |
| RSP Invesco S&P 500 Equal Weight | 0.71% | 1,776 | $341K | New |
| CME Cme Group Inc. | 0.67% | 1,104 | $326K | New |
| ZBRA Zebra Technologies Corp. Class A | 0.66% | 1,515 | $317K | New |
| RMBS Rambus Inc. | 0.64% | 3,613 | $311K | New |
| COPX Global X Copper Miners ETF | 0.63% | 4,009 | $306K | New |
| LSCC Lattice Semiconductor Corp. | 0.61% | 3,181 | $295K | New |
| OIH Vaneck Oil Services ETF | 0.59% | 708 | $286K | New |
| AGIO Agios Pharmaceuticals Inc. | 0.58% | 8,347 | $282K | New |
| AXICY Axia Energia-ADR Pref C filed as CENTRAIS ELET BRAS SA | 0.57% | 25,022 | $273K | New |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.56% | 2,756 | $270K | New |
| EXPD Expeditors Intl Wash Inc. | 0.55% | 1,841 | $264K | New |
| RDNT Radnet Inc. | 0.54% | 4,704 | $263K | New |
| MOG.A Moog Inc. Class A | 0.54% | 887 | $260K | New |
| BNTX Biontech SE-ADR | 0.53% | 2,904 | $258K | New |
| XOP SS SPDR S&P Og Exp & Prod | 0.51% | 1,356 | $247K | New |
| GD General Dynamics Corp. | 0.50% | 703 | $241K | New |
| MASI Masimo Corp. | 0.49% | 1,319 | $235K | New |
| NWS News Corp. Class B | 0.48% | 8,191 | $234K | New |
| GSAT Globalstar Inc. | 0.48% | 3,489 | $232K | New |
| BWXT BWX Technologies Inc. | 0.47% | 1,119 | $229K | New |
| VST Vistra Corp. | 0.47% | 1,522 | $229K | New |
| PFF iShares Preferred & Income S | 0.47% | 7,509 | $228K | New |
| TW Tradeweb Markets Inc. Class A | 0.46% | 1,908 | $224K | New |
| TMO Thermo Fisher Scientific Inc. | 0.46% | 456 | $224K | New |
| AROC Archrock Inc. | 0.45% | 6,258 | $218K | New |
| ICLR Icon PLC | 0.43% | 1,885 | $209K | New |
| YUMC Yum China Holdings Inc. | 0.43% | 4,220 | $206K | New |
| MTD Mettler-Toledo International | 0.42% | 162 | $204K | New |
| BND Vanguard Total Bond Market | 0.42% | 2,746 | $202K | New |
| CENTRAIS ELET BRAS SA | 0.41% | 15,647 | $196K | New |
| ONDS Ondas Inc. | 0.38% | 20,207 | $183K | Reduce -50.3% |
| FLNC Fluence Energy Inc. | 0.36% | 12,611 | $174K | New |
| CIFR Cipher Digital Inc. | 0.31% | 11,472 | $148K | New |
| JOBY Joby Aviation Inc. | 0.29% | 16,864 | $139K | New |
| TLNCU Talon Capital Corp. | 0.28% | 13,044 | $136K | Reduce -9.9% |
| UPWK Upwork Inc. | 0.24% | 10,618 | $116K | New |
| PLUG Plug Power Inc. filed as PLUG PWR INC | 0.20% | 42,235 | $95K | New |
| RIG Transocean Ltd. | 0.17% | 12,057 | $80K | New |
| ACHR Archer Aviation Inc. Class A | 0.15% | 14,113 | $73K | New |
| ICL Icl Group Ltd. | 0.14% | 13,375 | $69K | New |
| DHC Diversified Healthcare Trust | 0.14% | 10,284 | $68K | New |
| YEXT Yext Inc. | 0.13% | 16,604 | $64K | New |
| MSOS Advisorshares Pure US Cann | 0.13% | 17,306 | $61K | New |
| JBLU Jetblue Airways Corp. | 0.11% | 12,500 | $55K | New |
| ABCL Abcellera Biologics Inc. | 0.11% | 15,820 | $55K | New |
| SLDP Solid Power Inc. | 0.11% | 16,927 | $51K | New |
| RCKT Rocket Pharmaceuticals Inc. | 0.10% | 14,001 | $50K | New |
| PFAI Pinnacle Food Group Ltd. Class A | 0.07% | 12,264 | $35K | New |
| DXST Decent Holding Inc. Class A | 0.06% | 10,048 | $31K | New |
| ELBM Electra Battery Materials Co. | 0.06% | 48,175 | $27K | New |
| COTY Coty Inc. Class A | 0.06% | 13,308 | $27K | New |
| BLDP Ballard Power Systems Inc. | 0.05% | 10,555 | $26K | New |
| ELONG POWER HOLDING LTD. | 0.05% | 12,402 | $25K | New |
| T3 DEFENSE INC | 0.04% | 27,687 | $20K | New |
| MVST Microvast Holdings Inc. | 0.04% | 11,314 | $17K | New |
| OLB Olb Group Inc. | 0.03% | 32,167 | $16K | New |
| PMI Picard Medical Inc. | 0.03% | 14,821 | $15K | New |
| RXT Rackspace Technology Inc. | 0.03% | 14,762 | $14K | New |
| CTM Castellum Inc. | 0.03% | 21,090 | $12K | New |
| NFE New Fortress Energy Inc. | 0.02% | 18,835 | $11K | New |
| JF J and Friends Holdings Ltd. filed as J & FRIENDS HOLDINGS LTD | 0.02% | 10,442 | $10K | New |
| RYDE Ryde Group Ltd. Class A | 0.02% | 17,037 | $9K | New |
| TOUR Tuniu Corp.-Spon ADR | 0.02% | 11,397 | $9K | New |
| FBGL FBS Global Ltd. | 0.02% | 14,553 | $9K | New |
| SGRP Spar Group Inc. | 0.02% | 13,802 | $9K | New |
| TANH Tantech Holdings Ltd. Class A | 0.02% | 13,801 | $8K | New |
| QSI Quantum-Si Inc. | 0.02% | 10,132 | $8K | New |
| PMCB Pharmacyte Biotech Inc. | 0.02% | 11,527 | $8K | New |
| GNLN Greenlane Hldgs Inc. | 0.02% | 19,833 | $7K | New |
| PAPL Pineapple Financial Inc. | 0.01% | 11,259 | $7K | New |
| CALC Calcimedica Inc. | 0.01% | 12,307 | $7K | New |
| ZTEKF Zentek Ltd. | 0.01% | 12,018 | $6K | New |
| PSQ HOLDINGS INC | 0.01% | 11,895 | $6K | New |
| GLE Global Engine Group Holdin-A | 0.01% | 15,485 | $6K | New |
| THEMES ETF TR | 0.01% | 10,198 | $6K | New |
| TLIH Ten-League International HLD | 0.01% | 21,725 | $5K | New |
| GOSS Gossamer Bio Inc. | 0.01% | 15,356 | $5K | New |
| CCTG CCSC Technology Internationa | 0.01% | 11,128 | $5K | New |
| POM Pomdoctor Ltd. | 0.01% | 11,555 | $3K | New |
| JOB Gee Group Inc. | 0.01% | 10,224 | $2K | New |
| DREAMLAND LTD | 0.00% | 14,269 | $2K | New |
Other holdings (14): bonds, preferreds, convertibles and warrants · $2.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 11,772 | $530K | New |
| WHIRLPOOL CORP (WHR 8.5 02/15/29 A) | 8.5 DEP SR A CNV | 11,096 | $454K | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 7,265 | $425K | New |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 5,730 | $246K | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 3,467 | $245K | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 193 | $223K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 3,522 | $201K | New |
| GFUZW Spring Valley Acq Co. -30 | *W EXP 09/04/203 | 13,839 | $14K | New |
| XRPNW Armada Acquisition Corp - A | *W EXP 05/21/203 | 16,427 | $10K | New |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | 10,357 | $4K | New |
| T1 ENERGY INC | *W EXP 07/09/202 | 10,957 | $2K | New |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | 11,575 | $1K | New |
| FOXXW 1OXX | *W EXP 09/26/202 | 14,303 | $1K | New |
| KPLTW Katapult Holdings Inc. -CW26 | *W EXP 06/09/202 | 12,745 | $32 | New |
Total filed on the 13F, all lines: $50.7M.
Portfolio Sells Q4 2025 → Q1 2026
| QQQ Invesco QQQ Trust Series 1 | Reduce -93.9% | 3.65% | −59.63 |
| PNFP Pinnacle Financial Partners | Sold out | 0.00% | −2.76 |
| NXPI NXP Semiconductors NV | Sold out | 0.00% | −2.21 |
| ROKU Roku Inc. | Sold out | 0.00% | −1.13 |
| GOOG Alphabet Inc. Class C | Sold out | 0.00% | −1.12 |
| PEP Pepsico Inc. | Sold out | 0.00% | −1.01 |
| AMZN Amazon.com Inc. | Sold out | 0.00% | −0.98 |
| SOXL Direx Dail Semi Bu 3X Et-Usd | Sold out | 0.00% | −0.97 |
| SNV Synovus Financial Corp. | Sold out | 0.00% | −0.89 |
| DOCU Docusign Inc. | Sold out | 0.00% | −0.83 |
| VB Vanguard Most SM-Cap ETF-Usd | Sold out | 0.00% | −0.71 |
| HON Honeywell International Inc. | Sold out | 0.00% | −0.66 |
| DASH DoorDash Inc. Class A | Sold out | 0.00% | −0.66 |
| TXN Texas Instruments Inc. | Sold out | 0.00% | −0.64 |
| AMGN Amgen Inc. | Sold out | 0.00% | −0.63 |
| IWD iShares Russell 1000 Value E | Sold out | 0.00% | −0.61 |
| AEM Agnico Eagle Mines Ltd. | Sold out | 0.00% | −0.60 |
| ORCL Oracle Corp. | Sold out | 0.00% | −0.57 |
| FROG Jfrog Ltd. | Sold out | 0.00% | −0.55 |
| MRK Merck & Co. Inc. | Sold out | 0.00% | −0.54 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.52 |
| MMM 3M Co. | Sold out | 0.00% | −0.52 |
| NTAP Netapp Inc. | Sold out | 0.00% | −0.50 |
| CORT Corcept Therapeutics Inc. | Sold out | 0.00% | −0.49 |
| AGYS Agilysys Inc. | Sold out | 0.00% | −0.48 |
| TSEM Tower Semiconductor Ltd. | Sold out | 0.00% | −0.48 |
| XHB SS SPDR S&P Homebldrs ETF | Sold out | 0.00% | −0.46 |
| LPLA LPL Financial Holdings Inc. | Sold out | 0.00% | −0.46 |
| ROST Ross Stores Inc. | Sold out | 0.00% | −0.46 |
| IGOV iShares International Treasu | Sold out | 0.00% | −0.46 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.46 |
| FCNCA First Citizens Bcshs Class A | Sold out | 0.00% | −0.46 |
| XME SS SPDR S&P Metals Mining | Sold out | 0.00% | −0.46 |
| ONDS Ondas Inc. | Reduce -50.3% | 0.38% | −0.44 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.44 |
| TECL Dire Dai Tec Bull 3X ETF-Usd | Sold out | 0.00% | −0.44 |
| XBI SS SPDR S&P Biotech ETF | Sold out | 0.00% | −0.43 |
| WDAY Workday Inc. Class A | Sold out | 0.00% | −0.43 |
| IBIT iShares Bitcoin Trust ETF | Sold out | 0.00% | −0.43 |
| LDOS Leidos Holdings Inc. | Sold out | 0.00% | −0.42 |
| SHOE Shoe Station Group Inc. | Sold out | 0.00% | −0.38 |
| TLT iShares 20+ Year Treasury BD | Reduce -17.3% | 1.81% | −0.38 |
| QYLD Global X Nasd 100 Cov Call | Sold out | 0.00% | −0.37 |
| VZLA Vizsla Silver Corp. | Sold out | 0.00% | −0.18 |
| LSTA Lisata Therapeutics Inc. | Sold out | 0.00% | −0.15 |
| DNUT Krispy Kreme Inc. | Sold out | 0.00% | −0.14 |
| UFG Uni-Fuels Holdings Ltd. | Sold out | 0.00% | −0.13 |
| RR Richtech Robotics Inc. Class B | Sold out | 0.00% | −0.11 |
| SIDU Sidus Space Inc. Class A | Sold out | 0.00% | −0.07 |
| ONCY Oncolytics Biotech Inc. | Sold out | 0.00% | −0.06 |
Portfolio Buys Q4 2025 → Q1 2026
| VOO Vanguard S&P 500 ETF | New | 36.86% | +36.86 |
| PPH Vaneck Pharmaceutical ETF | New | 3.32% | +3.32 |
| NVDA Nvidia Corp. | New | 3.22% | +3.22 |
| AAPL Apple Inc. | Add +442.9% | 3.16% | +2.54 |
| SOXX iShares Semiconductor ETF | New | 2.22% | +2.22 |
| DUOL Duolingo | New | 2.04% | +2.04 |
| DIA SS SPDR Dow Jones Indus Avg | New | 1.96% | +1.96 |
| EVRG Evergy Inc. | New | 1.65% | +1.65 |
| CHTR Charter Communications Inc. Class A | New | 1.63% | +1.63 |
| MDY State Street SPDR S&P Midcap | New | 1.58% | +1.58 |
| META Meta Platforms Inc. Class A | New | 1.52% | +1.52 |
| SNDK Sandisk Corp. | New | 1.48% | +1.48 |
| RYAAY Ryanair Holdings PLC-SP ADR | New | 1.22% | +1.22 |
| IONS Ionis Pharmaceuticals Inc. | New | 1.13% | +1.13 |
| NVMI Nova Ltd. | New | 1.10% | +1.10 |
| NBIX Neurocrine Biosciences Inc. | New | 1.03% | +1.03 |
| ENTG Entegris Inc. | New | 0.99% | +0.99 |
| TIP iShares Tips Bond ETF | New | 0.94% | +0.94 |
| ALAB Astera Labs Inc. | New | 0.91% | +0.91 |
| ANAB Anaptysbio Inc. | New | 0.87% | +0.87 |
| MAZE Maze Therapeutics Inc. | New | 0.84% | +0.84 |
| ISRG Intuitive Surgical Inc. | Add +131.5% | 1.51% | +0.71 |
| RSP Invesco S&P 500 Equal Weight | New | 0.71% | +0.71 |
| CME Cme Group Inc. | New | 0.67% | +0.67 |
| ZBRA Zebra Technologies Corp. Class A | New | 0.66% | +0.66 |
| RMBS Rambus Inc. | New | 0.64% | +0.64 |
| COPX Global X Copper Miners ETF | New | 0.63% | +0.63 |
| LSCC Lattice Semiconductor Corp. | New | 0.61% | +0.61 |
| OIH Vaneck Oil Services ETF | New | 0.59% | +0.59 |
| AGIO Agios Pharmaceuticals Inc. | New | 0.58% | +0.58 |
| AXICY Axia Energia-ADR Pref C | New | 0.57% | +0.57 |
| SPYG SS SPDR P S&P 500 Growth ETF | New | 0.56% | +0.56 |
| EXPD Expeditors Intl Wash Inc. | New | 0.55% | +0.55 |
| RDNT Radnet Inc. | New | 0.54% | +0.54 |
| MOG.A Moog Inc. Class A | New | 0.54% | +0.54 |
| BNTX Biontech SE-ADR | New | 0.53% | +0.53 |
| XOP SS SPDR S&P Og Exp & Prod | New | 0.51% | +0.51 |
| GD General Dynamics Corp. | New | 0.50% | +0.50 |
| MASI Masimo Corp. | New | 0.49% | +0.49 |
| NWS News Corp. Class B | New | 0.48% | +0.48 |
| GSAT Globalstar Inc. | New | 0.48% | +0.48 |
| BWXT BWX Technologies Inc. | New | 0.47% | +0.47 |
| VST Vistra Corp. | New | 0.47% | +0.47 |
| PFF iShares Preferred & Income S | New | 0.47% | +0.47 |
| TW Tradeweb Markets Inc. Class A | New | 0.46% | +0.46 |
| TMO Thermo Fisher Scientific Inc. | New | 0.46% | +0.46 |
| AROC Archrock Inc. | New | 0.45% | +0.45 |
| ICLR Icon PLC | New | 0.43% | +0.43 |
| YUMC Yum China Holdings Inc. | New | 0.43% | +0.43 |
| MTD Mettler-Toledo International | New | 0.42% | +0.42 |
Notes & Other Activity Q4 2025 → Q1 2026
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 11,772 | $530K |
| WHIRLPOOL CORP (WHR 8.5 02/15/29 A) | 8.5 DEP SR A CNV | New | 11,096 | $454K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 7,265 | $425K |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 5,730 | $246K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 3,467 | $245K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 193 | $223K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | New | 3,522 | $201K |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | Sold out | 11,020 | $17Kbefore exit |
| DYNCW Dynamix Corp. - 29 | *W EXP 10/25/202 | Sold out | 10,472 | $17Kbefore exit |
| GFUZW Spring Valley Acq Co. -30 | *W EXP 09/04/203 | New | 13,839 | $14K |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | Sold out | 13,613 | $13Kbefore exit |
| XRPNW Armada Acquisition Corp - A | *W EXP 05/21/203 | New | 16,427 | $10K |
| HCMAW HCM III Acquisition Corp. -30 | *W EXP 07/23/203 | Sold out | 18,175 | $9Kbefore exit |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | New | 10,357 | $4K |
| T1 ENERGY INC | *W EXP 07/09/202 | New | 10,957 | $2K |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | New | 11,575 | $1K |
| FOXXW 1OXX | *W EXP 09/26/202 | New | 14,303 | $1K |
| KPLTW Katapult Holdings Inc. -CW26 | *W EXP 06/09/202 | New | 12,745 | $32 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 135 | $91.3M | IVV, SPCX, IWM, ASML, CBRS |
| Q1 2026 | 108 | $48.3M | VOO, QQQ, PPH, NVDA, AAPL |
| Q4 2025 | 83 | $48.5M | QQQ, PNFP, NXPI, TLT, TSLA |
| Q3 2025 | 126 | $45.5M | RSP, IWB, EFA, STIP, MSFT |
| Q2 2025 | 137 | $60.6M | SPY, IWM, IWB, KRE, IXJ |
| Q1 2025 | 149 | $42.5M | TLT, MCHP, COIN, NXPI, KOKU |
| Q4 2024 | 140 | $45.9M | TLT, IWN, SPY, ADP, XOP |
| Q3 2024 | 142 | $70.0M | TLT, MSFT, AAPL, SPGI, SBUX |
| Q2 2024 | 168 | $103.4M | IWM, TLT, SPY, COST, ICLR |
| Q1 2024 | 68 | $95.4M | TLT, SPY, IWM, XBI, EDV |