GTS Securities LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), GTS Securities LLC reported 1,391 stock positions worth $2.6 billion. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 8.4% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 8.3%) and Nvidia (NVDA, 3.6%). Compared with Q2 2025, it opened 609 new positions, sold out of 401, added to 387 and reduced 385. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +265%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −88%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001452765
- Portfolio Value
- $2.6B (Q3 2025)
- SEC Filing
- 0001452765-25-000015 ↗ filed Nov 14, 2025
Holdings Value
Holdings 1,391 stocks · $2.6B
| QQQ Invesco QQQ Trust Series 1 | 8.43% | 365,563 | $219.5M | Add +53.8% |
| IVV iShares Core S&P 500 ETF | 8.33% | 323,900 | $216.8M | Add +264.6% |
| NVDA Nvidia Corp. | 3.57% | 497,659 | $92.9M | Add +290.8% |
| SGOV iShares 0-3 Month Treasury B | 1.79% | 463,249 | $46.6M | Add +528.9% |
| AMZN Amazon.com Inc. | 1.60% | 189,661 | $41.6M | Add +166.6% |
| BRK.A Berkshire Hathaway Inc. Class A | 1.45% | 50 | $37.7M | Add +72.4% |
| MSFT Microsoft Corp. | 1.44% | 72,305 | $37.5M | Add +140.7% |
| AVGO Broadcom Inc. | 1.31% | 103,085 | $34.0M | Add +67.9% |
| XLK SS Technology Select Sector | 1.30% | 119,608 | $33.7M | Add +770.4% |
| AAPL Apple Inc. | 1.21% | 123,841 | $31.5M | Add +70.7% |
| META Meta Platforms Inc. Class A | 1.20% | 42,452 | $31.2M | Add +43.8% |
| FXI iShares China Large-Cap ETF | 1.18% | 745,968 | $30.7M | Add +8350.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.08% | 42,317 | $28.2M | Reduce -87.9% |
| NFLX Netflix Inc. | 0.88% | 19,155 | $23.0M | Add +131.6% |
| XLF SS Financial Select Sector | 0.82% | 395,330 | $21.3M | Add +351.2% |
| XLE SS Energy Select Sector | 0.78% | 227,903 | $20.4M | Add +1167.8% |
| INDA iShares MSCI India ETF | 0.78% | 389,868 | $20.3M | New |
| VOO Vanguard S&P 500 ETF | 0.76% | 32,134 | $19.7M | Reduce -17.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.73% | 208,094 | $19.1M | Add +109.4% |
| GOOGL Alphabet Inc. Class A | 0.72% | 77,522 | $18.8M | Reduce -1.4% |
| TSLA Tesla Inc. | 0.68% | 39,536 | $17.6M | Add +14.6% |
| IWB iShares Russell 1000 ETF | 0.58% | 41,284 | $15.1M | Add +87.2% |
| IWM iShares Russell 2000 ETF | 0.58% | 61,964 | $15.0M | Reduce -86.9% |
| QQQM Invesco Nasdaq 100 ETF | 0.57% | 60,547 | $15.0M | Add +79.1% |
| JPIN JPM Diversified Ret Intl Eq filed as J P MORGAN EXCHANGE TRADED F | 0.52% | 203,318 | $13.5M | New |
| SILJ Amplify Junior Silver Miners | 0.51% | 575,030 | $13.3M | New |
| GOOG Alphabet Inc. Class C | 0.49% | 52,281 | $12.7M | Add +499.5% |
| JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F | 0.47% | 164,000 | $12.4M | Add +374.8% |
| AMD Advanced Micro Devices | 0.46% | 74,006 | $12.0M | Add +584.1% |
| NOBL Proshares S&P 500 Dividend A | 0.44% | 110,396 | $11.4M | Reduce -9.8% |
| JETS US Global Jets ETF | 0.43% | 453,532 | $11.2M | Add +549.6% |
| SOXL Direx Dail Semi Bu 3X Et-Usd | 0.40% | 300,000 | $10.5M | New |
| VYMI Vanguard Int High DVD YLD Inc. | 0.39% | 120,142 | $10.2M | Add +4227.9% |
| VAMO Cambria Value & Momentum ETF | 0.39% | 303,715 | $10.1M | Add +655.1% |
| TECL Dire Dai Tec Bull 3X ETF-Usd | 0.38% | 80,273 | $10.0M | Reduce -17.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.38% | 19,686 | $9.9M | Add +184.8% |
| BILI Bilibili Inc.-Sponsored ADR | 0.37% | 340,963 | $9.6M | Add +1500.7% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.37% | 19,487 | $9.6M | Reduce -0.8% |
| COST Costco Wholesale Corp. | 0.36% | 10,184 | $9.4M | Add +363.1% |
| XLC SS Comm Select Sector SPDR | 0.36% | 78,297 | $9.3M | Add +175.3% |
| BABA Alibaba Group Holding-SP ADR | 0.35% | 51,570 | $9.2M | Add +99.4% |
| PLTR Palantir Technologies Inc. Class A | 0.32% | 46,051 | $8.4M | Add +35.0% |
| BIV Vanguard Intermediate-Term B | 0.32% | 105,817 | $8.3M | New |
| TCOM Trip.com Group Ltd.-ADR | 0.32% | 109,604 | $8.2M | New |
| DHI D.R. Horton Inc. | 0.28% | 43,636 | $7.4M | Reduce -34.5% |
| IWF iShares Russell 1000 Growth | 0.28% | 15,301 | $7.2M | Reduce -62.3% |
| SPTS SS SPDR P St Term TSY ETF | 0.27% | 240,684 | $7.1M | Add +989.1% |
| TMUS T-Mobile US Inc. | 0.26% | 28,173 | $6.7M | Add +836.3% |
| QCOM Qualcomm Inc. | 0.25% | 39,536 | $6.6M | Add +645.3% |
| BBJP JPMorgan Betabuilders Japan | 0.24% | 93,845 | $6.2M | Reduce -66.0% |
| LIN Linde PLC | 0.24% | 12,937 | $6.1M | Add +283.4% |
| USXF iShares ESG Advance MSCI USA | 0.24% | 107,055 | $6.1M | New |
| SPHQ Invesco S&P 500 Quality ETF | 0.23% | 82,624 | $6.1M | Add +45.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.23% | 23,500 | $6.0M | Reduce -24.0% |
| BCIL Bancreek Interl Larg ETF | 0.23% | 204,708 | $5.9M | Add +1171.7% |
| FAS Dirx DLY Finacial B3X ETF-Ui | 0.23% | 33,043 | $5.9M | Reduce -70.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.23% | 20,996 | $5.9M | Add +718.2% |
| MU Micron Technology Inc. | 0.22% | 34,878 | $5.8M | Add +103.1% |
| ERX Direxion Daily Enrgy BL2X-Ui | 0.22% | 101,967 | $5.7M | Add +133.9% |
| XLP SS Consumer Staples Sel Sect | 0.22% | 73,189 | $5.7M | Add +146.3% |
| IBB iShares Biotechnology ETF | 0.22% | 39,199 | $5.7M | New |
| SIL Global X Silver Miners ETF | 0.22% | 78,354 | $5.6M | New |
| SPXL Direxion Daily S&P 500 Bull | 0.21% | 26,349 | $5.6M | Reduce -78.1% |
| AIQ Global X Art Intel & Tech | 0.21% | 111,659 | $5.5M | Reduce -22.0% |
| CSCO Cisco Systems Inc. | 0.21% | 79,998 | $5.5M | Add +1101.0% |
| FLHY Franklin High Yield Corporat | 0.21% | 222,300 | $5.5M | New |
| INTC Intel Corp. | 0.21% | 161,673 | $5.4M | Add +390.6% |
| XHB SS SPDR S&P Homebldrs ETF | 0.21% | 48,805 | $5.4M | Add +138.7% |
| LRCX Lam Research Corp. | 0.21% | 39,930 | $5.3M | Add +1051.0% |
| TXN Texas Instruments Inc. | 0.21% | 29,060 | $5.3M | Add +322.1% |
| STCE Schwab Crypto TNLP ETF | 0.20% | 67,105 | $5.3M | New |
| FNGS Microsectors Fang+ Etns filed as BANK MONTREAL MEDIUM | 0.20% | 75,025 | $5.3M | Add +707.1% |
| VHT Vanguard Health Care ETF | 0.20% | 20,127 | $5.2M | Add +793.7% |
| CCJ Cameco Corp. | 0.20% | 61,479 | $5.2M | New |
| SHOP Shopify Inc. Class A | 0.20% | 34,584 | $5.1M | New |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.19% | 94,971 | $5.0M | New |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | 0.19% | 111,415 | $5.0M | Add +102.8% |
| QUAL iShares MSCI USA Quality Fac | 0.19% | 25,807 | $5.0M | Add +9.3% |
| AMAT Applied Materials Inc. | 0.19% | 23,813 | $4.9M | Add +816.6% |
| JPXN iShares JPX-Nikkei 400 ETF | 0.19% | 57,115 | $4.9M | Add +45.4% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.18% | 10,329 | $4.8M | Reduce -57.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.18% | 60,733 | $4.8M | Add +58.0% |
| JPM JPMorgan Chase & Co. | 0.18% | 14,993 | $4.7M | Add +43.8% |
| ASML ASML Holding NV-NY Reg SHS | 0.18% | 4,827 | $4.7M | Add +951.6% |
| KLAC KLA Corp. | 0.18% | 4,329 | $4.7M | Add +478.0% |
| IWD iShares Russell 1000 Value E | 0.18% | 22,801 | $4.6M | Reduce -83.3% |
| APP AppLovin Corp. Class A | 0.18% | 6,455 | $4.6M | Add +598.6% |
| ITOT iShares Core S&P Total U.S. | 0.18% | 31,597 | $4.6M | Add +92.5% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.17% | 104,022 | $4.6M | Reduce -48.9% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.17% | 15,231 | $4.5M | New |
| LEN Lennar Corp. Class A | 0.17% | 35,929 | $4.5M | Reduce -36.8% |
| SPHB Invesco S&P 500 High Beta Et | 0.17% | 40,841 | $4.5M | New |
| VNQ Vanguard Real Estate ETF | 0.17% | 48,531 | $4.4M | Add +12.6% |
| DGRW Wisdomtree U.S. Quality Divi | 0.17% | 49,653 | $4.4M | Add +397.5% |
| XLG Invesco S&P 500 Top 50 ETF | 0.17% | 76,571 | $4.4M | Add +1816.2% |
| RSP Invesco S&P 500 Equal Weight | 0.17% | 22,883 | $4.3M | New |
| RPG Invesco S&P 500 Pure Growth | 0.17% | 90,695 | $4.3M | New |
| VTI VG Morningstar TS MKT ETF-US | 0.16% | 13,040 | $4.3M | Reduce -21.9% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.16% | 96,237 | $4.2M | Reduce -27.4% |
| PDD PDD Holdings Inc. | 0.16% | 31,587 | $4.2M | New |
Other holdings (18): bonds, preferreds, convertibles and warrants · $451K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 34,372 | $240K | Add +8.9% |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 333,685 | $178K | Add +91.9% |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 25,229 | $10K | New |
| BEATW Heartbeam Inc.-CW26 | *W EXP 10/31/202 | 33,849 | $10K | Reduce -4.2% |
| LIMNW Liminatus Pharma Inc. Class A-28 | *W EXP 04/30/203 | 30,000 | $4K | New |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 24,527 | $2K | New |
| BLUWW Blue Water Acquisition-CW26 | *W EXP 05/23/203 | 13,562 | $2K | Reduce -32.4% |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 82,791 | $1K | Reduce -33.8% |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 52,516 | $735 | Reduce -25.6% |
| GWHWW Ess Tech Inc. -CW27 | *W EXP 10/08/202 | 17,097 | $718 | New |
| SHFSW Northern Lights Acquis -CW22 | *W EXP 09/28/202 | 13,630 | $463 | Reduce -56.5% |
| TNONW Tenon Medical Inc.-28 | *W EXP 06/16/202 | 21,473 | $408 | Reduce -11.4% |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 21,154 | $402 | Reduce -59.9% |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 10,660 | $384 | Reduce -2.7% |
| GDEV INC | *W EXP 99/99/999 | 15,537 | $357 | Reduce -0.6% |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 17,253 | $328 | New |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 10,276 | $195 | No change |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 68,317 | $109 | Add +221.4% |
Total filed on the 13F, all lines: $2.6B.
Portfolio Sells Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -87.9% | 1.08% | −8.55 |
| IWM iShares Russell 2000 ETF | Reduce -86.9% | 0.58% | −3.97 |
| STNC Hennessy Sustainable ETF | Reduce -97.8% | 0.04% | −1.71 |
| IJR iShares Core S&P Small-Cap E | Reduce -87.9% | 0.16% | −1.22 |
| IWD iShares Russell 1000 Value E | Reduce -83.3% | 0.18% | −1.01 |
| VOOV Vanguard S&P 500 Value ETF | Reduce -89.4% | 0.10% | −0.93 |
| TQQQ Proshares Ultrapro QQQ | Sold out | 0.00% | −0.92 |
| BAMA Brookstone Active ETF | Reduce -95.1% | 0.04% | −0.83 |
| SPXL Direxion Daily S&P 500 Bull | Reduce -78.1% | 0.21% | −0.72 |
| FAS Dirx DLY Finacial B3X ETF-Ui | Reduce -70.9% | 0.23% | −0.63 |
| QQEW First TR Nasdaq-100 Sel Eq | Sold out | 0.00% | −0.61 |
| EWJ iShares MSCI Japan ETF | Reduce -97.0% | 0.02% | −0.61 |
| SPLV Invesco S&P 500 Low Volatili | Sold out | 0.00% | −0.56 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Sold out | 0.00% | −0.54 |
| BBJP JPMorgan Betabuilders Japan | Reduce -66.0% | 0.24% | −0.52 |
| IWF iShares Russell 1000 Growth | Reduce -62.3% | 0.28% | −0.49 |
| QTEC First Trust Nasdq 100 Tech I | Reduce -73.1% | 0.15% | −0.46 |
| FLJP Franklin Ftse Japan ETF | Reduce -98.1% | 0.01% | −0.46 |
| XBI SS SPDR S&P Biotech ETF | Reduce -91.0% | 0.05% | −0.45 |
| IJH iShares Core S&P Midcap ETF | Sold out | 0.00% | −0.43 |
| CMF iShares California Muni Bond | Sold out | 0.00% | −0.40 |
| SNPE Xtrckr S&P 500 Scor&scrn ETF | Sold out | 0.00% | −0.40 |
| SHY iShares 1-3 Year Treasury Bo | Sold out | 0.00% | −0.37 |
| IHI iShares U.S. Medical Devices | Reduce -89.8% | 0.03% | −0.35 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -88.1% | 0.04% | −0.35 |
| XOP SS SPDR S&P Og Exp & Prod | Sold out | 0.00% | −0.32 |
| NOW ServiceNow Inc. | Reduce -64.3% | 0.12% | −0.31 |
| DAX Global X Dax Germany ETF | Sold out | 0.00% | −0.29 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -57.0% | 0.18% | −0.29 |
| SHEL Shell PLC-ADR | Sold out | 0.00% | −0.28 |
| IWC iShares Micro-Cap ETF | Sold out | 0.00% | −0.27 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -68.1% | 0.11% | −0.27 |
| TMF Dir DLY 20+YR TR BL3X ETF-Ui | Sold out | 0.00% | −0.26 |
| PICK iShares MSCI Global Metals & | Sold out | 0.00% | −0.24 |
| IVES Dan Wedbush AI Rev ETF | Reduce -86.4% | 0.04% | −0.24 |
| VOO Vanguard S&P 500 ETF | Reduce -17.8% | 0.76% | −0.23 |
| EWG iShares MSCI Germany ETF | Reduce -95.8% | 0.01% | −0.23 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -86.2% | 0.03% | −0.22 |
| KBWB Invesco KBW Bank ETF | Reduce -64.7% | 0.10% | −0.21 |
| EXI iShares Global Industrials E | Sold out | 0.00% | −0.21 |
| IWO iShares Russell 2000 Growth | Reduce -61.8% | 0.12% | −0.20 |
| UPRO Proshares Ultrapro S&P 500 | Sold out | 0.00% | −0.20 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Reduce -83.4% | 0.03% | −0.19 |
| DSI iShares ESG MSCI KLD 400 ETF | Sold out | 0.00% | −0.19 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -48.9% | 0.17% | −0.19 |
| VGT Vanguard Info Tech ETF | Reduce -94.4% | 0.01% | −0.18 |
| XLI SS Industrial Select Sector | Sold out | 0.00% | −0.18 |
| GDX Vaneck Gold Miners ETF | Reduce -92.5% | 0.02% | −0.18 |
| DDM Proshares Ultra DOW30 | Reduce -79.8% | 0.04% | −0.18 |
| IWN iShares Russell 2000 Value E | Reduce -57.1% | 0.12% | −0.18 |
Portfolio Buys Q2 2025 → Q3 2025
| IVV iShares Core S&P 500 ETF | Add +264.6% | 8.33% | +5.86 |
| NVDA Nvidia Corp. | Add +290.8% | 3.57% | +2.67 |
| QQQ Invesco QQQ Trust Series 1 | Add +53.8% | 8.43% | +2.58 |
| SGOV iShares 0-3 Month Treasury B | Add +528.9% | 1.79% | +1.46 |
| FXI iShares China Large-Cap ETF | Add +8350.0% | 1.18% | +1.16 |
| XLK SS Technology Select Sector | Add +770.4% | 1.30% | +1.14 |
| AMZN Amazon.com Inc. | Add +166.6% | 1.60% | +0.90 |
| INDA iShares MSCI India ETF | New | 0.78% | +0.78 |
| MSFT Microsoft Corp. | Add +140.7% | 1.44% | +0.77 |
| XLE SS Energy Select Sector | Add +1167.8% | 0.78% | +0.71 |
| XLF SS Financial Select Sector | Add +351.2% | 0.82% | +0.61 |
| AVGO Broadcom Inc. | Add +67.9% | 1.31% | +0.55 |
| AAPL Apple Inc. | Add +70.7% | 1.21% | +0.55 |
| JPIN JPM Diversified Ret Intl Eq | New | 0.52% | +0.52 |
| SILJ Amplify Junior Silver Miners | New | 0.51% | +0.51 |
| BRK.A Berkshire Hathaway Inc. Class A | Add +72.4% | 1.45% | +0.51 |
| GOOG Alphabet Inc. Class C | Add +499.5% | 0.49% | +0.42 |
| SOXL Direx Dail Semi Bu 3X Et-Usd | New | 0.40% | +0.40 |
| AMD Advanced Micro Devices | Add +584.1% | 0.46% | +0.39 |
| NFLX Netflix Inc. | Add +131.6% | 0.88% | +0.39 |
| VYMI Vanguard Int High DVD YLD Inc. | Add +4227.9% | 0.39% | +0.38 |
| JIVE JPM Interntl Value ETF | Add +374.8% | 0.47% | +0.37 |
| JETS US Global Jets ETF | Add +549.6% | 0.43% | +0.36 |
| BILI Bilibili Inc.-Sponsored ADR | Add +1500.7% | 0.37% | +0.35 |
| VAMO Cambria Value & Momentum ETF | Add +655.1% | 0.39% | +0.34 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +109.4% | 0.73% | +0.33 |
| BIV Vanguard Intermediate-Term B | New | 0.32% | +0.32 |
| TCOM Trip.com Group Ltd.-ADR | New | 0.32% | +0.32 |
| COST Costco Wholesale Corp. | Add +363.1% | 0.36% | +0.26 |
| IWB iShares Russell 1000 ETF | Add +87.2% | 0.58% | +0.25 |
| SPTS SS SPDR P St Term TSY ETF | Add +989.1% | 0.27% | +0.24 |
| USXF iShares ESG Advance MSCI USA | New | 0.24% | +0.24 |
| QQQM Invesco Nasdaq 100 ETF | Add +79.1% | 0.57% | +0.23 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +184.8% | 0.38% | +0.23 |
| TMUS T-Mobile US Inc. | Add +836.3% | 0.26% | +0.23 |
| META Meta Platforms Inc. Class A | Add +43.8% | 1.20% | +0.23 |
| BABA Alibaba Group Holding-SP ADR | Add +99.4% | 0.35% | +0.22 |
| XLC SS Comm Select Sector SPDR | Add +175.3% | 0.36% | +0.22 |
| IBB iShares Biotechnology ETF | New | 0.22% | +0.22 |
| SIL Global X Silver Miners ETF | New | 0.22% | +0.22 |
| QCOM Qualcomm Inc. | Add +645.3% | 0.25% | +0.21 |
| FLHY Franklin High Yield Corporat | New | 0.21% | +0.21 |
| BCIL Bancreek Interl Larg ETF | Add +1171.7% | 0.23% | +0.21 |
| STCE Schwab Crypto TNLP ETF | New | 0.20% | +0.20 |
| TSM Taiwan Semiconductor-SP ADR | Add +718.2% | 0.23% | +0.20 |
| CCJ Cameco Corp. | New | 0.20% | +0.20 |
| SHOP Shopify Inc. Class A | New | 0.20% | +0.20 |
| IGSB iShares 1-5Y Inv Grade Corp. | New | 0.19% | +0.19 |
| LRCX Lam Research Corp. | Add +1051.0% | 0.21% | +0.19 |
| CSCO Cisco Systems Inc. | Add +1101.0% | 0.21% | +0.19 |
Notes & Other Activity Q2 2025 → Q3 2025
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | Add +8.9% | 34,372 | $240K |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | Add +91.9% | 333,685 | $178K |
| NESRW National Energy Service-CW23 | *W EXP 06/06/202 | Sold out | 45,194 | $25Kbefore exit |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | New | 25,229 | $10K |
| BEATW Heartbeam Inc.-CW26 | *W EXP 10/31/202 | Reduce -4.2% | 33,849 | $10K |
| LIMNW Liminatus Pharma Inc. Class A-28 | *W EXP 04/30/203 | New | 30,000 | $4K |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | Sold out | 13,453 | $3Kbefore exit |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | New | 24,527 | $2K |
| BLUWW Blue Water Acquisition-CW26 | *W EXP 05/23/203 | Reduce -32.4% | 13,562 | $2K |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 20,085 | $1Kbefore exit |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | Reduce -33.8% | 82,791 | $1K |
| PERFF Perfect Corp. | *W EXP 10/28/202 | Reduce -25.6% | 52,516 | $735 |
| GWHWW Ess Tech Inc. -CW27 | *W EXP 10/08/202 | New | 17,097 | $718 |
| SHFSW Northern Lights Acquis -CW22 | *W EXP 09/28/202 | Reduce -56.5% | 13,630 | $463 |
| TNONW Tenon Medical Inc.-28 | *W EXP 06/16/202 | Reduce -11.4% | 21,473 | $408 |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | Reduce -59.9% | 21,154 | $402 |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | Reduce -2.7% | 10,660 | $384 |
| GDEV INC | *W EXP 99/99/999 | Reduce -0.6% | 15,537 | $357 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | New | 17,253 | $328 |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | Add +221.4% | 68,317 | $109 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,301 | $4.8B | SPY, IVV, QQQ, NVDA, XHB |
| Q1 2026 | 1,460 | $2.8B | QQQ, IVV, SPY, NVDA, MSFT |
| Q4 2025 | 1,337 | $2.9B | XOVR, NVDA, MSFT, TLT, AAPL |
| Q3 2025 | 1,391 | $2.6B | QQQ, IVV, NVDA, SGOV, AMZN |
| Q2 2025 | 1,183 | $2.2B | SPY, QQQ, IWM, IVV, STNC |
| Q1 2025 | 1,205 | $2.3B | SPY, TSLA, NVDA, QQQ, XLK |
| Q4 2024 | 1,193 | $2.1B | SPY, NVDA, QQQ, AAPL, DIA |
| Q3 2024 | 1,647 | $5.0B | SPY, QQQ, NVDA, MSFT, TSLA |
| Q2 2024 | 1,498 | $4.8B | QQQ, NVDA, AMD, SPY, META |
| Q1 2024 | 1,334 | $3.7B | SPY, MSFT, BIL, NVDA, QQQ |