Highlander Capital Management, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 20, 2024), Highlander Capital Management, LLC reported 660 stock positions worth $252.7 million. Its top holding was Microsoft (MSFT) at 5.6% of the portfolio, followed by Berkshire Hathaway Class B (BRK.B, 5.2%) and Unitedhealth (UNH, 5.1%). Compared with Q4 2023, it opened 19 new positions, sold out of 37, added to 64 and reduced 124. The biggest buy was Chevron (CVX, shares +42%) and the biggest sale Apple (AAPL, shares −5%).

Most Recent 13F
Q1 2024
Location
SHORT HILLS, NJ
CIK
0001519113
Portfolio Value
$252.7M (Q1 2024)
SEC Filing
0001519113-24-000002 ↗ filed May 20, 2024

Holdings 660 stocks · $252.7M
MSFT Microsoft Corp. 5.57% 33,443 $14.1M Reduce -0.2%
BRK.B Berkshire Hathaway Inc. Class B 5.18% 31,125 $13.1M Reduce -2.6%
UNH Unitedhealth Group Inc. 5.06% 25,840 $12.8M No change
AAPL Apple Inc. 4.36% 64,179 $11.0M Reduce -4.6%
SYK Stryker Corp. 3.89% 27,435 $9.8M No change
AMGN Amgen Inc. 2.62% 23,315 $6.6M No change
CNX CNX Resources Corp. 2.38% 253,900 $6.0M Reduce -1.2%
HD Home Depot Inc. 2.25% 14,800 $5.7M Reduce -0.7%
PH Parker Hannifin Corp. 1.98% 9,010 $5.0M Reduce -0.7%
GOOG Alphabet Inc. Class C 1.84% 30,540 $4.7M Reduce -1.9%
JPM JPMorgan Chase & Co. 1.80% 22,687 $4.5M Reduce -0.4%
COST Costco Wholesale Corp. 1.79% 6,162 $4.5M Reduce -0.4%
INGR Ingredion Inc. 1.55% 33,575 $3.9M Reduce -2.6%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 1.55% 67,881 $3.9M Reduce -3.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO 1.45% 29,858 $3.7M Add +0.7%
ISRG Intuitive Surgical Inc. 1.43% 9,075 $3.6M No change
NVO Novo-Nordisk A/S-Spons ADR 1.28% 25,100 $3.2M No change
AMZN Amazon.com Inc. 1.27% 17,830 $3.2M Reduce -6.4%
CVS CVS Health Corp. 1.24% 39,350 $3.1M Reduce -0.6%
CSCO Cisco Systems Inc. 1.21% 61,424 $3.1M Reduce -1.1%
BLDR Builders Firstsource Inc. 1.21% 14,628 $3.1M Reduce -2.4%
CVX Chevron Corp. 1.16% 18,600 $2.9M Add +42.3%
JNJ Johnson & Johnson 1.05% 16,819 $2.7M Reduce -1.6%
GPK Graphic Packaging Holding Co. 1.00% 86,230 $2.5M Reduce -1.1%
NOBL Proshares S&P 500 Dividend A 0.92% 22,993 $2.3M Add +1.6%
OCSL Oaktree Specialty Lending Co. 0.91% 116,754 $2.3M Reduce -1.4%
BA The Boeing Co. 0.87% 11,396 $2.2M Add +1.3%
PEP Pepsico Inc. 0.86% 12,424 $2.2M Reduce -3.1%
PG The Procter & Gamble Co. 0.83% 12,903 $2.1M No change
KO The Coca-Cola Co. 0.82% 33,880 $2.1M Add +0.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.81% 53,732 $2.0M Reduce -0.3%
UHAL.B U-Haul Holding Co.-Non Voting 0.79% 29,980 $2.0M No change
BN Brookfield Corp. 0.78% 46,969 $2.0M No change
GOOGL Alphabet Inc. Class A 0.76% 12,650 $1.9M Reduce -3.1%
MCD McDonald's Corp. 0.75% 6,737 $1.9M Reduce -1.5%
WMT Walmart Inc. 0.72% 30,250 $1.8M Add +0.8%
PFE Pfizer Inc. 0.67% 61,324 $1.7M Add +62.8%
CWH Camping World Holdings Inc. Class A 0.65% 58,925 $1.6M Reduce -3.3%
AZO AutoZone Inc. 0.62% 500 $1.6M Reduce -15.3%
MDT Medtronic PLC 0.62% 18,006 $1.6M No change
WMB Williams Cos Inc. 0.60% 39,082 $1.5M Reduce -1.8%
STWD Starwood Property Trust Inc. 0.59% 73,068 $1.5M Reduce -0.8%
LBAI Lakeland Bancorp Inc. 0.58% 121,525 $1.5M No change
BX Blackstone Inc. 0.55% 10,505 $1.4M Reduce -8.7%
KMI Kinder Morgan Inc. 0.53% 72,589 $1.3M Add +2.6%
META Meta Platforms Inc. Class A 0.52% 2,710 $1.3M Reduce -24.1%
MRK Merck & Co. Inc. 0.51% 9,782 $1.3M Reduce -10.9%
BMY Bristol-Myers Squibb Co. 0.50% 23,109 $1.3M Reduce -0.9%
MTG Mgic Investment Corp. 0.49% 55,830 $1.2M Reduce -1.4%
INVH Invitation Homes Inc. 0.49% 34,947 $1.2M Add +0.5%
NSRGY Nestle SA-Spons ADR 0.49% 11,712 $1.2M Reduce -1.3%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.48% 10,035 $1.2M No change
ADP Automatic Data Processing 0.48% 4,894 $1.2M No change
CRM Salesforce Inc. 0.48% 4,020 $1.2M Reduce -17.0%
AVGO Broadcom Inc. 0.48% 910 $1.2M No change
INTC Intel Corp. 0.47% 26,888 $1.2M Reduce -2.0%
ENB Enbridge Inc. 0.47% 32,632 $1.2M Add +0.2%
FSK FS KKR Capital Corp. 0.46% 61,250 $1.2M Reduce -0.8%
EOG EOG Resources Inc. 0.40% 8,000 $1.0M Add +166.7%
TEVA Teva Pharmaceutical-SP ADR 0.40% 72,100 $1.0M Add +14.7%
RSG Republic Services Inc. 0.40% 5,300 $1.0M No change
ARMK Aramark 0.40% 31,150 $1.0M Reduce -0.9%
MHK Mohawk Industries Inc. 0.40% 7,650 $1.0M No change
WBD Warner Bros Discovery Inc. 0.39% 114,182 $997K Reduce -2.7%
T AT&T Inc. 0.39% 55,413 $975K Reduce -8.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.38% 5,050 $964K Reduce -1.2%
SEE Sealed Air Corp. 0.38% 25,681 $955K Add +3.7%
CC The Chemours Co. 0.38% 36,196 $951K Reduce -0.5%
OEC Orion SA 0.38% 40,362 $949K Reduce -3.6%
VZ Verizon Communications Inc. 0.37% 22,282 $935K Reduce -1.1%
GE General Electric 0.37% 5,310 $932K Reduce -2.5%
UTG Reaves Utility Income Fund 0.37% 34,455 $929K Add +7.8%
WFC Wells Fargo & Co. 0.36% 15,698 $910K Add +4.9%
CB Chubb Ltd. 0.35% 3,425 $888K No change
COF Capital One Financial Corp. 0.34% 5,800 $864K No change
ZTS Zoetis Inc. 0.31% 4,700 $795K Reduce -1.6%
JEPI JPMorgan Equity Premium Inco 0.31% 13,715 $794K Add +6.1%
ZBH Zimmer Biomet Holdings Inc. 0.31% 5,996 $791K Add +3.5%
NVDA Nvidia Corp. 0.31% 865 $782K Reduce -10.4%
SKYY First Trust Cloud Computing 0.29% 7,710 $737K No change
KIO KKR Income Opportunities 0.28% 52,976 $717K Reduce -23.8%
VTI VG Morningstar TS MKT ETF-US 0.27% 2,637 $685K No change
LILAK Liberty Latin Americ Class C 0.27% 97,127 $679K No change
LBRDK Liberty Broadband-C 0.26% 11,360 $650K No change
LMT Lockheed Martin Corp. 0.26% 1,417 $645K Reduce -15.0%
XOM Exxon Mobil Corp. 0.25% 5,475 $636K Reduce -13.4%
PSLV Sprott Physical Silver Trust 0.25% 76,500 $634K Reduce -1.9%
WPC WP Carey Inc. 0.24% 10,825 $611K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.24% 1,156 $605K Add +13.9%
DEO Diageo PLC-Sponsored ADR 0.23% 3,900 $580K No change
UHAL U-Haul Holding Co. 0.23% 8,570 $579K No change
GDX Vaneck Gold Miners ETF 0.23% 18,240 $577K Reduce -1.6%
TD Toronto-Dominion Bank 0.22% 9,052 $547K No change
GGN Gamco GLBL Gold NTRL Res Inc. 0.21% 136,917 $528K Reduce -6.4%
BAM Brookfield Asset Mgmt-A 0.20% 12,307 $518K Add +1.1%
CMCSA Comcast Corp. Class A 0.20% 11,596 $503K No change
BHP BHP Group Ltd.-Spon ADR 0.20% 8,700 $502K Reduce -2.3%
VYM Vanguard High DVD Yield ETF 0.20% 4,129 $500K No change
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.19% 29,950 $486K Add +330.9%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.19% 8,885 $482K Reduce -13.1%

Show all 660 holdings

Other holdings (295): bonds, preferreds, convertibles and warrants · $39.6M (not counted above)
SecurityClassShares / PrincipalValueChange
SOUTH JERSEY INDS INC JR SUB NT Fixed Income · principal 3,165,000$2.5MAdd +1.3%
TREASURY BILL (B 0 04/18/24) BIL · principal 1,400,000$1.4MNew
US TREASURY N/B (T 5 08/31/25) FIX · principal 1,383,000$1.4MReduce -2.5%
US TREASURY N/B (T 5 09/30/25) FIX · principal 1,120,000$1.1MNo change
SYNOVUS FINL CORP SUB NT Fixed Income · principal 1,045,000$994KAdd +194.4%
HERCULES INC JR SUB DEB Fixed Income · principal 958,000$948KReduce -1.0%
CHEMOURS CO (CC 5.375 05/15/27) Corporate Bond - Domestic · principal 914,000$876KAdd +2.8%
TEXAS CAP BANCSHARES INC SUB NT FIXED Fixed Income · principal 1,007,000$869KNo change
OCCIDENTAL PETE CORP SR DEB Fixed Income · principal 760,000$797KReduce -3.2%
SAFEWAY INC SR 30 YEAR DEB Fixed Income · principal 620,000$642KNo change
NEW ALBERTSONS LP (NEWALB 6.53 04/10/28 MTNC) Fixed Income · principal 657,000$641KNo change
ICAHN ENTERPRISES/FIN (IEP 6.25 05/15/26) Corporate Bond - Domestic · principal 540,000$529KReduce -5.3%
SIGNET UK FINANCE PLC (SIG 4.7 06/15/24) FIXED · principal 534,000$527KReduce -15.1%
IRON MOUNTAIN INC (IRM 4.875 09/15/29 144A) Corporate Bond - Domestic · principal 550,000$517KNo change
MURPHY OIL CORP NT Fixed Income · principal 485,000$506KReduce -3.0%
TREASURY BILL (B 0 04/04/24) BIL · principal 500,000$500KNew
US TREASURY N/B (T 4.75 07/31/25) FIX · principal 500,000$499KNo change
NEXPOINT REAL ESTATE FIN INC SR Fixed Income · principal 540,000$496KNo change
TREASURY BILL (B 0 06/13/24) BIL · principal 500,000$495KNew
US TREASURY N/B (T 4.25 09/30/24) FIX · principal 490,000$488KAdd +6.5%
CINC BELL TEL (CBB 6.3 12/01/28) Fixed Income · principal 504,000$457KReduce -5.6%
SCOTTS MIRACLE-GRO CO (SMG 4.5 10/15/29) Corporate Bond - Domestic · principal 500,000$453KReduce -3.9%
COOPER TIRE & RUBR CO NT Fixed Income · principal 440,000$451KNo change
WEC ENERGY GROUP INC Fixed Income · principal 443,000$441KAdd +4330.0%
KERR MCGEE CORP NT Fixed Income · principal 405,000$435KReduce -10.0%
HILLENBRAND INC (HI 4.5 09/15/26) Fixed Income · principal 430,000$422KReduce -14.8%
FIRST MIDWEST BANCORP INC DEL FXD RT Fixed Income · principal 425,000$422KReduce -4.5%
TEREX CORP (TEX 5 05/15/29 144A) Corporate Bond - Domestic · principal 443,000$418KNew
NEW YORK CMNTY BANCORP INC FIXED-TO-FLOATING Fixed Income · principal 445,000$402KReduce -13.6%
F N B CORP PA Fixed Income · principal 400,000$397KReduce -20.0%
FRONTIER CALIFORNIA INC (FYBR 6.75 05/15/27 NPFG) COUPON BEARING BOND · principal 380,000$389KReduce -5.0%
RADIAN GROUP INC (RDN 4.5 10/01/24) Fixed Income · principal 375,000$372KNo change
GROUP 1 AUTOMOTIVE INC (GPI 4 08/15/28 144A) Corporate Bond - Domestic · principal 400,000$369KNo change
HOMESTREET INC SR NT FULLY EXCHANGED Fixed Income · principal 370,000$333KReduce -9.8%
AMERIS BANCORP FIXED/FLTG SUB NT Fixed Income · principal 335,000$321KReduce -13.0%
ALBERTSONS INC MEDIUM TERM NTS FXD RT Fixed Income · principal 325,000$316KReduce -6.1%
ALBERTSONS INC SR DEB Fixed Income · principal 300,000$312KNo change
CHARTER COMMUNICATIONS OPER LLC Fixed Income · principal 300,000$296KNo change
PG&E CORP (PCG 5.25 07/01/30) Corporate Bond - Domestic · principal 310,000$295KNo change
VALLEY NATIONAL BANCORP (VLY V6.25 PERP A) VLYPP 13,199$294KReduce -24.4%
VULCAN MATLS CO NT Fixed Income · principal 263,000$289KNo change
NORFOLK SOUTHERN CORP (NSC 5.59 05/17/25) Fixed Income · principal 285,000$286KReduce -5.0%
TRANSDIGM INC SR SUB NT Corporate Bond - Domestic · principal 285,000$285KNo change
CONSTELLATION BRANDS INC SR NT Fixed Income · principal 275,000$273KNew
FIRST CTZNS BK & TR RALEIGH SR NT Fixed Income · principal 276,000$270KReduce -3.5%
TRANSDIGM INC (TDG 5.5 11/15/27) Corporate Bond - Domestic · principal 275,000$269KNo change
ICAHN ENTERPRISES L P / ICAHN ENTERPRISES FIN Corporate Bond - Domestic · principal 271,000$269KNo change
SCOTTS MIRACLE-GRO CO GTD FXD RT SR NT FULLY Fixed Income · principal 270,000$266KNo change
BRC GROUP HOLDINGS INC (RILY 5.5 03/31/26) PFD 13,834$264KReduce -46.5%
REINSURANCE GROUP AMER INC Fixed Income · principal 250,000$259KNo change
UNITED STATES TREAS BDS Fixed Income · principal 250,000$254KNo change
MGM Resorts International Corporate Bond - Domestic · principal 250,000$250KNo change
MAPLEWOOD TWP N J GEN IMPT BDS 2018 Fixed Income · principal 250,000$249KNo change
US TREASURY N/B (T 4.25 12/31/24) FIXED · principal 250,000$248KNo change
OCCIDENTAL PETE CORP SR NT Fixed Income · principal 240,000$240KAdd +4.3%
BANCORPSOUTH BK TUPELO MISS SUB NT FIXED/FLTG RATE Fixed Income · principal 250,000$235KNo change
PINNACLE FINL PARTNERS INC SUB NT Fixed Income · principal 220,000$213KReduce -8.3%
EL PASO ENERGY CORP MEDIUM TERM NTS MEDIUM Fixed Income · principal 185,000$211KNo change
PG&E CORP (PCG 5 07/01/28) Corporate Bond - Domestic · principal 215,000$207KNo change
BANC OF CALIFORNIA INC FIXED · principal 210,000$204KReduce -12.5%
BAC CAPITAL TRUST XIV (BAC V0 PERP G) Fixed Income · principal 250,000$204KNo change
ALBERTSONS INC MEDIUM TERM NTS MED Fixed Income · principal 206,000$202KNo change
AMERICAN TOWER CORP NEW SR NT Fixed Income · principal 200,000$200KNo change
US TREASURY N/B (T 2.75 02/15/28) Fixed Income · principal 210,000$198KNo change
BELO CORP FIXED · principal 190,000$193KReduce -17.4%
CREDIT ACCEPTANC (CACC 6.625 03/15/26) Corporate Bond - Domestic · principal 190,000$190KNo change
ALLISON TRANSMISSION INC (ALSN 4.75 10/01/27 144A) Corporate Bond - Domestic · principal 185,000$178KNo change
CADENCE BK N A BIRMINGHAM ALA SUB NT Fixed Income · principal 174,000$171KNo change
VALLEY NATL BANCORP SUB Fixed Income · principal 178,000$160KNo change
NEWELL BRANDS INC (NWL 5.7 04/01/26) Corporate Bond - Domestic · principal 155,000$152KNo change
UNION CNTY N J BDS 2018 Fixed Income · principal 150,000$149KNo change
BUCKEYE PARTNERS L P FXD RT SR NT Fixed Income · principal 150,000$148KNo change
VERISIGN INC FIXED · principal 150,000$148KReduce -11.8%
VALLEY NATL BANCORP FXD RT SUB Fixed Income · principal 150,000$144KReduce -14.3%
STARWOOD PPTY TR INC FXD RT SR Fixed Income · principal 140,000$138KNo change
UMH PROPERTIES INC (UMH 6.375 PERP D) PREFERREDSTK 6,074$137KAdd +0.7%
ALLEGIANCE BK HOUSTON TEX SUB NT FXD/FLTG Fixed Income · principal 140,000$136KNo change
WESTERN DIGITAL CORP (WDC 4.75 02/15/26) Corporate Bond - Domestic · principal 135,000$132KNo change
STANLEY BLACK & DECKER INC SR NT Fixed Income · principal 125,000$129KNo change
CARPENTER TECHNOLOGY CORP SR Fixed Income · principal 125,000$125KNo change
TREASURY BILL (B 0 08/08/24) BIL · principal 125,000$123KAdd +150.0%
RANGE RES CORP GTD FXD RT Corporate Bond - Domestic · principal 120,000$119KReduce -14.3%
MBIA INC DEB Fixed Income · principal 125,000$118KNo change
TRINITY INDUSTRIES INC (TRN 4.55 10/01/24) CORPORATE BONDS · principal 117,000$116KNo change
SLM CORP EDNOTES EDNOTES Fixed Income · principal 150,000$115KNo change
SOUTHERN CO 2019A Fixed Income · principal 115,000$114KNo change
OLD REPUBLIC INTL CORP (ORI 4.875 10/01/24) Fixed Income · principal 115,000$114KNo change
SLM CORP EDNOTES EDNOTES SER B Fixed Income · principal 145,000$113KNo change
DIGITALBRIDGE GROUP INC (DBRG 7.125 PERP J) CL A NEW 4,637$109KAdd +0.9%
OCCIDENTAL PETE CORP SR NT Fixed Income · principal 105,000$105KNo change
GRAPHIC PACKAGING INTL INC GTD FXD RT SR NT Fixed Income · principal 105,000$104KNo change
ROSEMEAD CALIF SCH DIST SEE TEMPLE CITY Fixed Income · principal 100,000$100KNo change
NORTH PLAINFIELD N J GO BDS 2015 Fixed Income · principal 100,000$100KNo change
LAWRENCE TWP N J SCH DIST BDS 2018 Fixed Income · principal 100,000$100KNo change
CAPISTRANO CALIF UNI SCH DIST CMNTY FACS DIST SPL TAX Fixed Income · principal 100,000$98KNo change
US TREASURY N/B (T 3.5 09/15/25) FIX · principal 100,000$98KNo change
US TREASURY N/B (T 2.25 02/15/27) US Treasury Bills · principal 100,000$94KNo change
GENWORTH FINL INC FXD RT Fixed Income · principal 95,000$91KNo change
AMSOUTH BANCORPORATION SUB DEB Fixed Income · principal 90,000$91KReduce -30.8%
DCP MIDSTREAM OPERATING (DCP 5.375 07/15/25) FIXED · principal 91,000$91KReduce -17.3%
US TREASURY N/B (T 4.625 06/30/25) FIX · principal 85,000$85KReduce -22.7%
SERVICE PROPERTIES TRUST (SVC 4.75 10/01/26) Corporate Bond - Domestic · principal 90,000$84KNo change
MGIC INVESTMENT CORP FIXED · principal 85,000$83KNo change
BELO CORP FIXED · principal 80,000$83KNo change
OCEAN CNTY N J GEN IMPT AND COLLEGE Fixed Income · principal 80,000$80KNo change
VALLEY NATIONAL BANCORP (VLY V7.85557 PERP B) Equities 3,500$80KReduce -36.4%
TREEHOUSE FOODS INC FIXED · principal 85,000$76KNo change
TREASURY BILL (B 0 04/25/24) BIL · principal 75,000$75KNo change
EL PASO DE ROBLES CALIF WASTEWATER REV Fixed Income · principal 70,000$70KNo change
INTERNATIONAL FLAVORS & FRAGRANCES INC FXD RT SR NT Fixed Income · principal 80,000$68KNo change
NEW JERSEY ECONOMIC DEV AUTH REV Fixed Income · principal 65,000$65KNo change
F N B CORP SUB NT FIXED TO FLTG Fixed Income · principal 65,000$65KNo change
ICAHN ENTERPRISES/FIN (IEP 4.75 09/15/24) Fixed Income · principal 65,000$65KNo change
AMC NETWORKS INC (AMCX 4.75 08/01/25) Corporate Bond - Domestic · principal 60,000$60KNo change
CROWN CASTLE INTL CORP NEW Fixed Income · principal 60,000$59KNew
SLM CORP EDNOTES EDNOTES Fixed Income · principal 80,000$59KReduce -20.0%
SIMMONS FIRST NATL CORP Fixed Income · principal 60,000$58KNo change
RANGE RESOURCES CORP (RRC 8.25 01/15/29) Corporate Bond - Domestic · principal 55,000$57KNo change
MGM RESORTS INTL (MGM 5.5 04/15/27) Corporate Bond - Domestic · principal 55,000$55KNo change
NY CITY WTR FIN-DD (NY NYCUTL 3.12 06/15/2027) Municipal Bond · principal 50,000$50KNo change
NEW HAVEN CALIF UNI SCH DIST GO REF BDS A Fixed Income · principal 50,000$50KNo change
PNC FINANCIAL SERVICES (PNC 3.9 04/29/24) Fixed Income · principal 50,000$50KNo change
US TREASURY N/B (T 4.625 02/28/25) Bond · principal 50,000$50KNo change
M&T BANK CORPORATION (MTB 5.75 10/01/24) Fixed Income · principal 50,000$50KReduce -16.7%
US TREASURY N/B (T 4 10/31/29) TREASURY · principal 50,000$49KNo change
CENTURYLINK INC SR NT SER X FULLY EXCHANGED Fixed Income · principal 52,000$49KNo change
OCCIDENTAL PETE CORP FXD RT SR Fixed Income · principal 50,000$49KNo change
SLM CORP EDNOTES EDNOTES Fixed Income · principal 62,000$48KNo change
HUGHES SATELLITE SYS CORP GTD Fixed Income · principal 55,000$46KNo change
VAL VERDE CALIF UNI SCH DIST SPL TAX BDS CMNTY Fixed Income · principal 45,000$45KNo change
POPULAR NORTH AMER CAP TR I Fixed Income · principal 50,000$45KNew
NETFLIX INC (NFLX 4.875 04/15/28) Fixed Income · principal 45,000$45KNo change
OCCIDENTAL PETROLEUM COR (OXY 2.9 08/15/24) Fixed Income · principal 45,000$44KNo change
FLAGSTAR BANK NA (FLG V6.375 PERP A.) Equities 2,550$44KNew
BANK OF AMERICA CORP (BAC F PERP +5) Equities 2,000$44KReduce -11.1%
CONTRA DCP MIDSTREAM OPER LP GTD FXD RT Fixed Income · principal 44,000$44KNew
INDEPENDENT BK GROUP INC SUB Fixed Income · principal 45,000$43KReduce -30.8%
SAN DIEGO CALIF UNI SCH DIST Fixed Income · principal 40,000$41KNo change
US TREASURY N/B (T 1.25 08/15/31) TREASURY · principal 50,000$41KNo change
CALIFORNIA ST GO BDS Fixed Income · principal 40,000$40KNo change
US TREASURY N/B (T 4.5 11/30/24) TREASURY · principal 40,000$40KNew
RED BLUFF CALIF UN ELEM SCH DIST CTFS Fixed Income · principal 40,000$39KNo change
US TREASURY N/B (T 2.75 05/15/25) FIX · principal 40,000$39KNo change
PUERTO RICO PUB FIN CORP Fixed Income · principal 35,000$38KNo change
SAFEWAY INC (SWY 7.25 02/01/31) Fixed Income · principal 35,000$37KNo change
SLM CORP EDNOTES EDNOTES Fixed Income · principal 46,000$37KNo change
PUBLIC SVC ENTERPRISE GROUP Fixed Income · principal 35,000$35KReduce -36.4%
GOLDMAN SACHS GROUP INC (GS F PERP D) Preferred Stock 1,500$34KReduce -11.8%
DEVON ENERGY CORP NEW NT Fixed Income · principal 35,000$34KNo change
METHANEX CORP (MXCN 5.125 10/15/27) Corporate Bond - Foreign US$ · principal 33,000$32KNo change
UNITED STATES TREAS BDS Fixed Income · principal 30,000$31KNo change
LIBERTY INTERACTIVE LLC (LINTA 8.25 02/01/30) Fixed Income · principal 50,000$31KNo change
MONTGOMERY CNTY PA HIGHER ED & HEALTH Fixed Income · principal 30,000$30KNo change
GOLDMAN SACHS GROUP INC (GS V0 PERP P) Fixed Income · principal 30,000$30KNo change
PLAINSBORO TWP N J UNTLD TAX SPL Fixed Income · principal 30,000$30KNo change
CVS HEALTH CORP SR NT Fixed Income · principal 30,000$30KNo change
DUBLIN CALIF UNI SCH DIST GO Fixed Income · principal 30,000$30KNo change
REPUBLIC SVCS INC NT Fixed Income · principal 30,000$30KNo change
NATOMAS UNI SCH DIST CALIF GO Fixed Income · principal 30,000$30KNo change
CROWN CASTLE INTL CORP NEW Fixed Income · principal 30,000$28KNew
HILLTOP HLDGS INC SUB NT Fixed Income · principal 35,000$28KNo change
US TREASURY N/B (T 5 05/15/37) TREASURY BONDS · principal 25,000$27KNo change
R.R. DONNELLEY & SONS (RRD 6.625 04/15/29) Fixed Income · principal 30,000$27KNo change
ENERGY TRANSFER L P SR NT Fixed Income · principal 25,000$26KNo change
CVI-SUBSER CW NT (PR PRC 11/01/2043) FIX · principal 49,963$26KNo change
ROSEVILLE CALIF NAT GAS FING AUTH GAS REV Fixed Income · principal 25,000$25KNo change
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX Fixed Income · principal 25,000$25KNo change
BROOKLYN ARENA LOC DEV CORP N Y PILOT REV REF Fixed Income · principal 25,000$25KNo change
NEW JERSEY ECONOMIC DEV AUTH REV SCH FACS Fixed Income · principal 25,000$25KNo change
GOLDMAN SACHS GROUP INC SR NT Fixed Income · principal 25,000$25KNo change
NEW YORK N Y CITY HSG DEV CORP MULTIFAMILY HSG Fixed Income · principal 25,000$25KNo change
GROSSMONT CALIF UN HIGH SCH DIST GO Fixed Income · principal 25,000$25KNo change
ENBRIDGE INC SR NT Fixed Income · principal 25,000$25KNo change
US TREASURY N/B (T 3 06/30/24) FIX · principal 25,000$25KNo change
NEW YORK N Y CITY TRANSITIONAL FIN AUTH BLDG AID REV REV Fixed Income · principal 25,000$25KNo change
WEC ENERGY GROUP INC SR NT Fixed Income · principal 25,000$25KNew
SEAGATE HDD CAYMAN GTD SR NT Fixed Income · principal 25,000$25KNo change
CHEMUNG CNTY N Y GO PUB IMPT BDS 2018 Fixed Income · principal 25,000$25KNo change
NORTH BERGEN TWP N J GEN IMPT BDS Fixed Income · principal 25,000$25KNo change
NEW YORK ST HSG FIN AGY REV AFFORDABLE HSG BDS 2017M Fixed Income · principal 25,000$24KNo change
RADIAN GROUP INC (RDN 4.875 03/15/27) FIXED · principal 25,000$24KNo change
WILLIAMS COS INC NT Fixed Income · principal 20,000$24KNo change
US TREASURY N/B (T 2.25 11/15/25) TREASURY · principal 25,000$24KNo change
OLIN CORP (OLN 5 02/01/30) Corporate Bond - Domestic · principal 25,000$24KNo change
NEW YORK ST HSG FIN AGY REV REV BDS 2012 Fixed Income · principal 25,000$24KNo change
B&G FOODS INC (BGS 5.25 09/15/27) Corporate Bond - Domestic · principal 25,000$23KNo change
TEVA PHARMACEUTICALS NE (TEVA 3.15 10/01/26) Corporate Bond - Foreign US$ · principal 25,000$23KNo change
ZIONS BANCORP NA (ZION F PERP A) Equities 1,150$23KReduce -17.9%
METROPOLITAN TRANSN AUTH N Y REV Fixed Income · principal 25,000$23KNo change
TSY INFL IX N/B (TII 0.125 04/15/26) U.S. Treasury Notes (Incl Ips) · principal 20,000$23KNo change
WENDY'S INTERNATIONAL (WEN 7 12/15/25) Bond · principal 22,000$22KNo change
NEW YORK ST TWY AUTH GEN REV JR INDBT Fixed Income · principal 20,000$20KNo change
MENIFEE CALIF UN SCH DIST GO Fixed Income · principal 20,000$20KNo change
NEW JERSEY ST EDL FACS AUTH REV REV Fixed Income · principal 20,000$20KNo change
SALT LAKE CNTY UTAH SALES TAX REV REV Fixed Income · principal 20,000$20KNo change
PUERTO RICO MUN FIN AGY REF BDS Fixed Income · principal 20,000$20KNo change
CONSTELLATION BRANDS INC GTD FXD RT SR Fixed Income · principal 20,000$20KNo change
CAPITAL ONE FINL CORP FXD RT SR NT Fixed Income · principal 20,000$20KNo change
SLM CORP EDNOTES STEP Fixed Income · principal 20,000$20KNo change
US TREASURY N/B (T 2.125 11/30/24) TREASURY · principal 20,000$20KNo change

Largest 200 of 295 shown.

Total filed on the 13F, all lines: $292.3M.

Portfolio Sells Q4 2023 → Q1 2024
AAPL Apple Inc. Reduce -4.6% 4.36% −1.05
WBD Warner Bros Discovery Inc. Reduce -2.7% 0.39% −0.16
STZ Constellation Brands Inc. Class A Sold out 0.00% −0.11
OEC Orion SA Reduce -3.6% 0.38% −0.11
INTC Intel Corp. Reduce -2.0% 0.47% −0.11
CC The Chemours Co. Reduce -0.5% 0.38% −0.10
OCSL Oaktree Specialty Lending Co. Reduce -1.4% 0.91% −0.10
CSCO Cisco Systems Inc. Reduce -1.1% 1.21% −0.10
MCD McDonald's Corp. Reduce -1.5% 0.75% −0.09
BX Blackstone Inc. Reduce -8.7% 0.55% −0.08
KIO KKR Income Opportunities Reduce -23.8% 0.28% −0.08
NSRGY Nestle SA-Spons ADR Reduce -1.3% 0.49% −0.08
ZTS Zoetis Inc. Reduce -1.6% 0.31% −0.08
JNJ Johnson & Johnson Reduce -1.6% 1.05% −0.07
OMF Onemain Holdings Inc. Sold out 0.00% −0.06
CVS CVS Health Corp. Reduce -0.6% 1.24% −0.06
LMT Lockheed Martin Corp. Reduce -15.0% 0.26% −0.06
STWD Starwood Property Trust Inc. Reduce -0.8% 0.59% −0.06
BHP BHP Group Ltd.-Spon ADR Reduce -2.3% 0.20% −0.06
CRM Salesforce Inc. Reduce -17.0% 0.48% −0.05
FSK FS KKR Capital Corp. Reduce -0.8% 0.46% −0.05
PEP Pepsico Inc. Reduce -3.1% 0.86% −0.05
IVV iShares Core S&P 500 ETF Reduce -41.9% 0.07% −0.05
T AT&T Inc. Reduce -8.4% 0.39% −0.04
SOFI Sofi Technologies Inc. Reduce -5.4% 0.07% −0.04
REGN Regeneron Pharmaceuticals Sold out 0.00% −0.04
XEFRX Eaton Vance Sr FLTG Rate TR Reduce -30.9% 0.07% −0.03
GD General Dynamics Corp. Sold out 0.00% −0.03
LAZYDAYS HLDGS INC Reduce -9.8% 0.03% −0.03
SRE Sempra Reduce -66.7% 0.01% −0.03
HUM Humana Inc. Reduce -16.7% 0.03% −0.02
XLU St Sr Utl SL SE SPDR ETF-Usd Sold out 0.00% −0.02
JEPQ JPM Nasdaq Equity Premium Reduce -13.1% 0.19% −0.02
AMAT Applied Materials Inc. Sold out 0.00% −0.02
GGN Gamco GLBL Gold NTRL Res Inc. Reduce -6.4% 0.21% −0.02
FDX FedEx Corp. Reduce -66.7% 0.01% −0.02
VSTS Vestis Corp. Reduce -0.9% 0.12% −0.02
CWH Camping World Holdings Inc. Class A Reduce -3.3% 0.65% −0.02
GNRC Generac Holdings Inc. Reduce -10.5% 0.08% −0.02
PLTR Palantir Technologies Inc. Class A Reduce -88.5% 0.00% −0.02
ARCC Ares Capital Corp. Reduce -7.0% 0.19% −0.02
DVY iShares Select Dividend ETF Reduce -63.6% 0.01% −0.02
NFLX Netflix Inc. Reduce -40.0% 0.04% −0.01
AZO AutoZone Inc. Reduce -15.3% 0.62% −0.01
UBER Uber Technologies Inc. Sold out 0.00% −0.01
PANW Palo Alto Networks Inc. Sold out 0.00% −0.01
XOM Exxon Mobil Corp. Reduce -13.4% 0.25% −0.01
PSLV Sprott Physical Silver Trust Reduce -1.9% 0.25% −0.01
GDX Vaneck Gold Miners ETF Reduce -1.6% 0.23% −0.01
MUJ BlackRock Munihold NJ QLTY Reduce -15.6% 0.05% −0.01

Portfolio Buys Q4 2023 → Q1 2024
CVX Chevron Corp. Add +42.3% 1.16% +0.35
DIS The Walt Disney Co. Add +0.7% 1.45% +0.33
EOG EOG Resources Inc. Add +166.7% 0.40% +0.25
PFE Pfizer Inc. Add +62.8% 0.67% +0.22
UMH Umh Properties Inc. Add +330.9% 0.19% +0.15
UPS United Parcel Service Class B Add +255.6% 0.19% +0.13
TEVA Teva Pharmaceutical-SP ADR Add +14.7% 0.40% +0.13
OXY Occidental Petroleum Corp. Add +480.0% 0.09% +0.08
WMT Walmart Inc. Add +0.8% 0.72% +0.06
XLF SS Financial Select Sector Add +670.5% 0.07% +0.06
WFC Wells Fargo & Co. Add +4.9% 0.36% +0.05
XLE SS Energy Select Sector Add +170.8% 0.06% +0.04
SPY SS SPDR S&P 500 ETF Trust-US Add +13.9% 0.24% +0.04
CGDV Cap Group Dividend Value New 0.04% +0.04
CGGR Cap Group Growth Equity New 0.04% +0.04
NOBL Proshares S&P 500 Dividend A Add +1.6% 0.92% +0.02
FRT Federal Realty Invs Trust Add +232.8% 0.03% +0.02
JPEF JPMorgan Equity Focus ETF New 0.02% +0.02
WBA Walgreens Boots Alliance Inc. Add +258.0% 0.03% +0.02
APD Air Products & Chemicals Inc. New 0.02% +0.02
ZBH Zimmer Biomet Holdings Inc. Add +3.5% 0.31% +0.02
JEPI JPMorgan Equity Premium Inco Add +6.1% 0.31% +0.02
VUG Vanguard Mrngstar GR ETF-Sui Add +6.8% 0.14% +0.01
GILD Gilead Sciences Inc. Add +166.7% 0.02% +0.01
IP International Paper Co. Add +68.2% 0.03% +0.01
F Ford Motor Co. Add +15.9% 0.07% +0.01
UTG Reaves Utility Income Fund Add +7.8% 0.37% +0.01
PNC PNC Financial Services Group Add +17.4% 0.08% +0.01
MOS The Mosaic Co. Add +515.4% 0.01% +0.01
CAG Conagra Brands Inc. Add +30.0% 0.04% +0.01
ALB Albemarle Corp. New 0.01% +0.01
OHI Omega Healthcare Investors Add +52.0% 0.02% +0.01
HSY The Hershey Co. Add +53.3% 0.02% +0.01
DOCU Docusign Inc. New 0.01% +0.01
GTLB Gitlab Inc. Class A New 0.01% +0.01
ZM Zoom Communications Inc. Add +250.0% 0.01% +0.01
KMI Kinder Morgan Inc. Add +2.6% 0.53% +0.01
GLD SPDR Gold Shares New 0.01% +0.01
TWLO Twilio Inc. Class A New 0.01% +0.01
FIS Fidelity National Info Serv Add +174.4% 0.01% +0.00
SMG Scotts Miracle-Gro Co. Add +21.0% 0.02% +0.00
KBWD Invesco KBW High Dividend Yi Add +24.3% 0.03% +0.00
STEW SRH Total Return Fund Inc. Add +0.3% 0.13% +0.00
CASY Casey's General Stores Inc. New 0.00% +0.00
HYT BlackRock Corp. Hi YLD Add +38.5% 0.01% +0.00
RBLX Roblox Corp. Class A Add +266.3% 0.01% +0.00
PYPL PayPal Holdings Inc. Add +24.9% 0.01% +0.00
KHC The Kraft Heinz Co. Add +1250.0% 0.00% +0.00
WERN Werner Enterprises Inc. Add +50.0% 0.01% +0.00
LAC Lithium Americas Corp. New 0.00% +0.00

Notes & Other Activity Q4 2023 → Q1 2024
SOUTH JERSEY INDS INC JR SUB NT Fixed Income · principal Add +1.3% 3,165,000 $2.5M
TREASURY BILL (B 0 04/18/24) BIL · principal New 1,400,000 $1.4M
US TREASURY N/B (T 5 08/31/25) FIX · principal Reduce -2.5% 1,383,000 $1.4M
AMERICAN TOWER CORP (AMT 5 02/15/24) Fixed Income · principal Sold out 1,010,000 $1.0Mbefore exit
SYNOVUS FINL CORP SUB NT Fixed Income · principal Add +194.4% 1,045,000 $994K
HERCULES INC JR SUB DEB Fixed Income · principal Reduce -1.0% 958,000 $948K
CHEMOURS CO (CC 5.375 05/15/27) Corporate Bond - Domestic · principal Add +2.8% 914,000 $876K
TREASURY BILL (B 0 01/11/24) TREASURY BILLS · principal Sold out 800,000 $799Kbefore exit
OCCIDENTAL PETE CORP SR DEB Fixed Income · principal Reduce -3.2% 760,000 $797K
RADIAN GROUP INC (RDN 6.625 03/15/25) Fixed Income · principal Sold out 752,000 $755Kbefore exit
MALVERN BANCORP INC SUB NT Fixed Income · principal Sold out 665,000 $652Kbefore exit
ICAHN ENTERPRISES/FIN (IEP 6.25 05/15/26) Corporate Bond - Domestic · principal Reduce -5.3% 540,000 $529K
SIGNET UK FINANCE PLC (SIG 4.7 06/15/24) FIXED · principal Reduce -15.1% 534,000 $527K
MURPHY OIL CORP NT Fixed Income · principal Reduce -3.0% 485,000 $506K
TREASURY BILL (B 0 04/04/24) BIL · principal New 500,000 $500K
TREASURY BILL (B 0 03/07/24) TREASURY BILLS · principal Sold out 500,000 $495Kbefore exit
TREASURY BILL (B 0 06/13/24) BIL · principal New 500,000 $495K
US TREASURY N/B (T 4.25 09/30/24) FIX · principal Add +6.5% 490,000 $488K
CINC BELL TEL (CBB 6.3 12/01/28) Fixed Income · principal Reduce -5.6% 504,000 $457K
SCOTTS MIRACLE-GRO CO (SMG 4.5 10/15/29) Corporate Bond - Domestic · principal Reduce -3.9% 500,000 $453K
WEC ENERGY GROUP INC Fixed Income · principal Add +4330.0% 443,000 $441K
KERR MCGEE CORP NT Fixed Income · principal Reduce -10.0% 405,000 $435K
HILLENBRAND INC (HI 4.5 09/15/26) Fixed Income · principal Reduce -14.8% 430,000 $422K
FIRST MIDWEST BANCORP INC DEL FXD RT Fixed Income · principal Reduce -4.5% 425,000 $422K
TEREX CORP (TEX 5 05/15/29 144A) Corporate Bond - Domestic · principal New 443,000 $418K
NEW YORK CMNTY BANCORP INC FIXED-TO-FLOATING Fixed Income · principal Reduce -13.6% 445,000 $402K
F N B CORP PA Fixed Income · principal Reduce -20.0% 400,000 $397K
FRONTIER CALIFORNIA INC (FYBR 6.75 05/15/27 NPFG) COUPON BEARING BOND · principal Reduce -5.0% 380,000 $389K
VULCAN MATLS CO NT Fixed Income · principal Sold out 365,000 $365Kbefore exit
HOMESTREET INC SR NT FULLY EXCHANGED Fixed Income · principal Reduce -9.8% 370,000 $333K
AMERIS BANCORP FIXED/FLTG SUB NT Fixed Income · principal Reduce -13.0% 335,000 $321K
ALBERTSONS INC MEDIUM TERM NTS FXD RT Fixed Income · principal Reduce -6.1% 325,000 $316K
VALLEY NATIONAL BANCORP (VLY V6.25 PERP A) VLYPP Reduce -24.4% 13,199 $294K
NORFOLK SOUTHERN CORP (NSC 5.59 05/17/25) Fixed Income · principal Reduce -5.0% 285,000 $286K
CONSTELLATION BRANDS INC SR NT Fixed Income · principal New 275,000 $273K
FIRST CTZNS BK & TR RALEIGH SR NT Fixed Income · principal Reduce -3.5% 276,000 $270K
BRC GROUP HOLDINGS INC (RILY 5.5 03/31/26) PFD Reduce -46.5% 13,834 $264K
UNITED STS TREAS BILLS BIL · principal Sold out 250,000 $249Kbefore exit
OCCIDENTAL PETE CORP SR NT Fixed Income · principal Add +4.3% 240,000 $240K
PINNACLE FINL PARTNERS INC SUB NT Fixed Income · principal Reduce -8.3% 220,000 $213K
BANC OF CALIFORNIA INC FIXED · principal Reduce -12.5% 210,000 $204K
BELO CORP FIXED · principal Reduce -17.4% 190,000 $193K
VERISIGN INC FIXED · principal Reduce -11.8% 150,000 $148K
VALLEY NATL BANCORP FXD RT SUB Fixed Income · principal Reduce -14.3% 150,000 $144K
UMH PROPERTIES INC (UMH 6.375 PERP D) PREFERREDSTK Add +0.7% 6,074 $137K
TREASURY BILL (B 0 08/08/24) BIL · principal Add +150.0% 125,000 $123K
RANGE RES CORP GTD FXD RT Corporate Bond - Domestic · principal Reduce -14.3% 120,000 $119K
DIGITALBRIDGE GROUP INC (DBRG 7.125 PERP J) CL A NEW Add +0.9% 4,637 $109K
US TREASURY N/B (T 2.625 12/31/23) FIXED · principal Sold out 100,000 $100Kbefore exit
AMSOUTH BANCORPORATION SUB DEB Fixed Income · principal Reduce -30.8% 90,000 $91K

Showing the first 50 of 96.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2024 660$252.7MMSFT, BRK.B, UNH, AAPL, SYK