Howard Bailey Securities, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 23, 2026), Howard Bailey Securities, LLC reported 122 stock positions worth $243.2 million. Its top holding was Capitol Ser TR at 12.1% of the portfolio, followed by iShares Russell Top 200 Grow (IWY, 11.4%) and iShares Russell Top 200 Valu (IWX, 7.3%). Compared with Q4 2025, it opened 15 new positions, sold out of 34, added to 31 and reduced 76. The biggest buy was a new position in Sterling Cap Natl MB ETF (SCNM) and the biggest sale Trueshares Quartly B HDG ETF (QBER, shares −86%).
- Most Recent 13F
- Q2 2026
- Location
- FORT WAYNE, IN
- CIK
- 0002043986
- Portfolio Value
- $243.2M (Q1 2026)
- SEC Filing
- 0002043986-26-000005 ↗ filed Apr 23, 2026
Holdings Value
Holdings 122 stocks · $243.2M
| CAPITOL SER TR | 12.13% | 1,176,264 | $29.5M | Add +5.0% |
| IWY iShares Russell Top 200 Grow | 11.45% | 111,862 | $27.8M | Add +1.9% |
| IWX iShares Russell Top 200 Valu | 7.27% | 190,684 | $17.7M | Reduce -0.3% |
| AVNM Avantis All Intl MKTS Eq ETF | 4.67% | 149,008 | $11.3M | Add +12.4% |
| EFV iShares MSCI Eafe Value ETF | 4.16% | 135,999 | $10.1M | Reduce -5.2% |
| IWS iShares Russell Mid-Cap Valu | 3.87% | 64,497 | $9.4M | Reduce -2.4% |
| EFG iShares MSCI Eafe Growth ETF | 3.66% | 80,010 | $8.9M | Reduce -2.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 3.36% | 106,667 | $8.2M | Reduce -4.2% |
| IEMG iShares Core MSCI Emerging | 2.80% | 97,693 | $6.8M | Reduce -0.8% |
| SIXO Allian US Equ 6 Mon BU10-Usd | 2.35% | 169,540 | $5.7M | Reduce -4.5% |
| VTWO Vanguard Russell 2000 ETF | 2.01% | 48,681 | $4.9M | Reduce -0.5% |
| OCTW Alianzim US Eq BFR20 Oct-Usd | 1.90% | 120,245 | $4.6M | Reduce -3.6% |
| CTA Simplify Managed Futures St | 1.73% | 139,571 | $4.2M | Add +9.4% |
| BUCK Simplify Treasury Option Inc. | 1.67% | 173,204 | $4.1M | Add +11.3% |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 1.49% | 114,520 | $3.6M | Reduce -4.8% |
| TUA Sim St Treas Fut Strat ETF filed as SIMPLIFY EXCHANGE TRADED FUN | 1.29% | 148,154 | $3.1M | Reduce -2.1% |
| FOXY Simplify Currency Strtgy ETF | 1.24% | 103,529 | $3.0M | Add +61.8% |
| JULW Alianzim US Eq BFR20 Jul-Usd | 1.24% | 77,440 | $3.0M | Reduce -4.5% |
| SBAR Simplify Barrier Income ETF | 1.18% | 116,907 | $2.9M | Add +71.5% |
| AGGH Simplify Aggregate Bond ETF | 1.17% | 139,538 | $2.8M | Add +12.5% |
| IWP iShares Russell Mid-Cap Grow | 1.05% | 19,922 | $2.6M | Add +26.3% |
| SCNM Sterling Cap Natl MB ETF | 1.04% | 101,282 | $2.5M | New |
| DECU Allianzim US BF15 Uncap Dec | 0.96% | 87,716 | $2.3M | Reduce -4.3% |
| MSFT Microsoft Corp. | 0.95% | 6,257 | $2.3M | Reduce -8.7% |
| ZSEP Innovator Edp ETF - 1 YR Sep | 0.84% | 76,100 | $2.0M | Add +3.1% |
| AAPL Apple Inc. | 0.83% | 7,994 | $2.0M | Reduce -4.1% |
| AMZN Amazon.com Inc. | 0.79% | 9,229 | $1.9M | Add +61.3% |
| SVOL Simplify Volatility Premium | 0.77% | 121,647 | $1.9M | Add +12.5% |
| SEPZ Trueshares Struc Out Sep ETF | 0.74% | 44,077 | $1.8M | Reduce -3.6% |
| ONEZ Trueshr Seasonality La B ETF | 0.71% | 69,222 | $1.7M | Reduce -2.2% |
| NVDA Nvidia Corp. | 0.65% | 9,129 | $1.6M | Add +11.2% |
| APOC Inr Eqty Def P ETF - 6 M A/O | 0.60% | 57,329 | $1.5M | Add +44.1% |
| IDEV iShares Core MSCI Dev MKTS | 0.59% | 17,053 | $1.4M | Reduce -17.8% |
| AIOO Allianzim US Eq BUFFER100 | 0.53% | 50,063 | $1.3M | Add +3.2% |
| PAYM TS S&P Autocal DFNS Inc. ETF | 0.51% | 57,020 | $1.3M | New |
| NTSX Wisdomtree US Efficient Core | 0.51% | 23,966 | $1.2M | Reduce -0.5% |
| BILZ PIMCO Ultra SHRT Govt Active | 0.51% | 12,284 | $1.2M | Reduce -58.5% |
| DGRW Wisdomtree U.S. Quality Divi | 0.46% | 12,815 | $1.1M | Reduce -0.3% |
| ZNOV Invtr Equ DE PR ETF - 1 YR N | 0.44% | 40,264 | $1.1M | Add +3.2% |
| AGGY Wisdomtree Yield Enhanced US | 0.42% | 23,280 | $1.0M | Reduce -0.5% |
| IVV iShares Core S&P 500 ETF | 0.41% | 1,534 | $1.0M | Reduce -29.2% |
| SCHP Schwab U.S. Tips ETF | 0.41% | 37,139 | $988K | New |
| JANZ Trueshares Struct Outc Jan | 0.39% | 25,996 | $956K | Reduce -3.9% |
| GAEM Simplify Gamma Emrg MRK BND | 0.39% | 36,803 | $953K | Add +11.9% |
| V Visa Inc. Class A | 0.38% | 3,035 | $917K | Reduce -3.2% |
| AUGZ TS STR Outcome Aug ETF | 0.36% | 21,341 | $867K | New |
| DECZ Trueshares Struc Out Dec ETF | 0.35% | 22,073 | $857K | Reduce -3.2% |
| FLJJ Allianzim US 6M FLR5 Jan-Jul | 0.35% | 26,913 | $845K | New |
| STLD Steel Dynamics Inc. | 0.33% | 4,416 | $795K | Reduce -5.3% |
| SCHG Schwab US Large-Cap Growth | 0.33% | 27,255 | $794K | Add +0.7% |
| GOOG Alphabet Inc. Class C | 0.31% | 2,663 | $764K | Reduce -17.3% |
| DDWM Wisdomtree DY Inter Eq FD-US | 0.29% | 16,022 | $707K | Reduce -1.3% |
| JULU Allianzim US BF15 Uncap Jul | 0.28% | 23,929 | $683K | Reduce -1.6% |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | 0.28% | 17,023 | $683K | Reduce -1.6% |
| WFC Wells Fargo & Co. | 0.27% | 8,333 | $663K | Reduce -1.9% |
| AVGO Broadcom Inc. | 0.27% | 2,087 | $646K | Add +30.3% |
| TJUL Innovator Equity Defined Pro | 0.26% | 21,848 | $641K | Add +3.2% |
| SPD Simplify US Eqty Plus Down | 0.26% | 17,606 | $640K | Reduce -1.8% |
| QBUL Trueshare QRT Bull Hdge ETF | 0.26% | 26,971 | $636K | Add +120.6% |
| PH Parker Hannifin Corp. | 0.25% | 677 | $606K | Reduce -0.3% |
| SPTI SS SPDR P Int Term TSY ETF | 0.24% | 20,775 | $595K | Reduce -13.9% |
| CSX CSX Corp. | 0.24% | 14,156 | $581K | Add +0.0% |
| DLN Wisdomtree US Largecap Divid | 0.23% | 6,384 | $570K | Reduce -0.5% |
| GSEP FT Vest US Equity Moderate B | 0.22% | 14,112 | $538K | Reduce -18.4% |
| TSLA Tesla Inc. | 0.22% | 1,419 | $528K | Reduce -3.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.22% | 2,685 | $527K | Reduce -17.2% |
| DMBS Doubleline Mortgage ETF | 0.21% | 10,415 | $514K | Reduce -14.3% |
| DON Wisdomtree US Midcap Dividen | 0.20% | 9,483 | $498K | Reduce -0.6% |
| GDE Wisdomtree Efficient Gold PL | 0.20% | 7,747 | $487K | Reduce -3.6% |
| META Meta Platforms Inc. Class A | 0.20% | 842 | $482K | Add +7.0% |
| GOOGL Alphabet Inc. Class A | 0.19% | 1,627 | $468K | Add +2.1% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 0.19% | 11,627 | $467K | Reduce -0.8% |
| QBER Trueshares Quartly B HDG ETF | 0.19% | 18,778 | $453K | Reduce -85.8% |
| RTX RTX Corp. | 0.18% | 2,275 | $439K | Reduce -2.9% |
| SCHX Schwab US Large-Cap ETF | 0.18% | 16,871 | $433K | Reduce -3.2% |
| OCTZ Trueshares Struc Outcome Oct | 0.18% | 10,425 | $428K | Add +0.8% |
| ONEH Trueshares Equity Hedge ETF | 0.17% | 17,605 | $425K | New |
| LLY Eli Lilly & Co. | 0.17% | 460 | $423K | Reduce -1.3% |
| SPLS PIMCO US STCK Actv Bond ETF | 0.17% | 8,933 | $420K | New |
| SPYC Simplify US Eqty Plus Convex | 0.17% | 10,636 | $420K | Reduce -3.7% |
| SPMB SS SPDR P Mort Back Bond ETF | 0.17% | 18,055 | $404K | Reduce -1.2% |
| JPM JPMorgan Chase & Co. | 0.16% | 1,357 | $399K | Add +28.3% |
| SPUC Simplify US Equity Income Et | 0.16% | 8,988 | $397K | Reduce -1.3% |
| XOM Exxon Mobil Corp. | 0.16% | 2,265 | $384K | Reduce -7.1% |
| PAYH Trueshres S&P Atclble Hi ETF | 0.16% | 18,726 | $382K | New |
| SPGI S&P Global Inc. | 0.15% | 867 | $369K | Reduce -29.7% |
| SCHW Schwab (charles) Corp. | 0.15% | 3,900 | $367K | Reduce -4.3% |
| WTMF Wisdomtree MGD Futures Strat | 0.15% | 9,051 | $359K | Reduce -1.7% |
| PTL Inspire 500 ETF | 0.14% | 1,402 | $351K | Add +53.4% |
| MRVL Marvell Technology Inc. | 0.14% | 3,479 | $345K | Reduce -7.1% |
| JNJ Johnson & Johnson | 0.14% | 1,376 | $336K | Add +23.1% |
| SNPS Synopsys Inc. | 0.14% | 844 | $335K | Reduce -13.5% |
| IBD Inspire Corporate Bond ETF | 0.14% | 14,016 | $334K | Add +20.6% |
| EES Wisdomtree US Smallcap Fund | 0.13% | 5,641 | $327K | Reduce -1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.13% | 671 | $322K | Reduce -0.3% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.13% | 4,064 | $321K | Reduce -16.4% |
| ZAUG Innov Eq Protect ETF - 1 Aug | 0.13% | 11,896 | $317K | New |
| ABBV Abbvie Inc. | 0.13% | 1,437 | $313K | Reduce -19.8% |
| DLS Wisdomtree Intl S/C DVD Fund | 0.13% | 3,800 | $310K | Reduce -0.9% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 0.12% | 10,053 | $303K | Reduce -7.5% |
Portfolio Sells Q4 2025 → Q1 2026
| QBER Trueshares Quartly B HDG ETF | Reduce -85.8% | 0.19% | −1.06 |
| MUB iShares National Muni Bond E | Sold out | 0.00% | −0.92 |
| HIGH Simplify Enhanced Income ETF | Sold out | 0.00% | −0.71 |
| BILZ PIMCO Ultra SHRT Govt Active | Reduce -58.5% | 0.51% | −0.66 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -79.5% | 0.10% | −0.40 |
| MSFT Microsoft Corp. | Reduce -8.7% | 0.95% | −0.35 |
| VGSH Vanguard Short-Term Treasury | Sold out | 0.00% | −0.28 |
| GLDM SPDR Gold Minishares Trust | Sold out | 0.00% | −0.20 |
| IVV iShares Core S&P 500 ETF | Reduce -29.2% | 0.41% | −0.17 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -4.2% | 3.36% | −0.16 |
| GLD SPDR Gold Shares | Sold out | 0.00% | −0.16 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.14 |
| VOOG Vanguard S&P 500 Growth ETF | Sold out | 0.00% | −0.14 |
| CSGP Costar Group Inc. | Sold out | 0.00% | −0.13 |
| CRH CRH PLC | Sold out | 0.00% | −0.13 |
| SHOP Shopify Inc. Class A | Sold out | 0.00% | −0.12 |
| JAAA Janus Henderson Aaa Clo ETF | Sold out | 0.00% | −0.12 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −0.12 |
| TEVA Teva Pharmaceutical-SP ADR | Sold out | 0.00% | −0.12 |
| INTU Intuit Inc. | Sold out | 0.00% | −0.11 |
| SO The Southern Co. | Sold out | 0.00% | −0.11 |
| IDXX Idexx Laboratories Inc. | Reduce -42.2% | 0.10% | −0.10 |
| SPGI S&P Global Inc. | Reduce -29.7% | 0.15% | −0.10 |
| RDVY First Trust Rising Dividend | Sold out | 0.00% | −0.10 |
| D Dominion Energy Inc. | Sold out | 0.00% | −0.10 |
| VEEV Veeva Systems Inc. Class A | Sold out | 0.00% | −0.10 |
| TLT iShares 20+ Year Treasury BD | Reduce -54.7% | 0.09% | −0.10 |
| TYA Simplify Intermediate Term | Sold out | 0.00% | −0.10 |
| EMLC Vaneck JPM Em Local Curr BND | Sold out | 0.00% | −0.10 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.09 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Sold out | 0.00% | −0.09 |
| IDEV iShares Core MSCI Dev MKTS | Reduce -17.8% | 0.59% | −0.09 |
| COHR Coherent Corp. | Sold out | 0.00% | −0.09 |
| APO Apollo Global Management Inc. | Sold out | 0.00% | −0.09 |
| DHR Danaher Corp. | Sold out | 0.00% | −0.09 |
| FLRN SS SPDR BB Ig Float RT ETF | Sold out | 0.00% | −0.08 |
| GOOG Alphabet Inc. Class C | Reduce -17.3% | 0.31% | −0.08 |
| AMP Ameriprise Financial Inc. | Sold out | 0.00% | −0.08 |
| MDB Mongodb Inc. | Sold out | 0.00% | −0.08 |
| CACI Caci International Inc. Class A | Sold out | 0.00% | −0.08 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.08 |
| MRK Merck & Co. Inc. | Sold out | 0.00% | −0.08 |
| ROK Rockwell Automation Inc. | Sold out | 0.00% | −0.08 |
| ROE Ast US Eq WGT QLTY Kings ETF | Sold out | 0.00% | −0.08 |
| MSCI MSCI Inc. | Sold out | 0.00% | −0.08 |
| SIXO Allian US Equ 6 Mon BU10-Usd | Reduce -4.5% | 2.35% | −0.07 |
| AAPL Apple Inc. | Reduce -4.1% | 0.83% | −0.06 |
| V Visa Inc. Class A | Reduce -3.2% | 0.38% | −0.06 |
| TSLA Tesla Inc. | Reduce -3.7% | 0.22% | −0.04 |
| SNPS Synopsys Inc. | Reduce -13.5% | 0.14% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| SCNM Sterling Cap Natl MB ETF | New | 1.04% | +1.04 |
| CAPITOL SER TR | Add +5.0% | 12.13% | +0.94 |
| AVNM Avantis All Intl MKTS Eq ETF | Add +12.4% | 4.67% | +0.83 |
| FOXY Simplify Currency Strtgy ETF | Add +61.8% | 1.24% | +0.56 |
| PAYM TS S&P Autocal DFNS Inc. ETF | New | 0.51% | +0.51 |
| SBAR Simplify Barrier Income ETF | Add +71.5% | 1.18% | +0.48 |
| SCHP Schwab U.S. Tips ETF | New | 0.41% | +0.41 |
| CTA Simplify Managed Futures St | Add +9.4% | 1.73% | +0.36 |
| AUGZ TS STR Outcome Aug ETF | New | 0.36% | +0.36 |
| FLJJ Allianzim US 6M FLR5 Jan-Jul | New | 0.35% | +0.35 |
| AMZN Amazon.com Inc. | Add +61.3% | 0.79% | +0.27 |
| BUCK Simplify Treasury Option Inc. | Add +11.3% | 1.67% | +0.22 |
| IWP iShares Russell Mid-Cap Grow | Add +26.3% | 1.05% | +0.20 |
| APOC Inr Eqty Def P ETF - 6 M A/O | Add +44.1% | 0.60% | +0.19 |
| ONEH Trueshares Equity Hedge ETF | New | 0.17% | +0.17 |
| SPLS PIMCO US STCK Actv Bond ETF | New | 0.17% | +0.17 |
| PAYH Trueshres S&P Atclble Hi ETF | New | 0.16% | +0.16 |
| AGGH Simplify Aggregate Bond ETF | Add +12.5% | 1.17% | +0.16 |
| QBUL Trueshare QRT Bull Hdge ETF | Add +120.6% | 0.26% | +0.15 |
| ZAUG Innov Eq Protect ETF - 1 Aug | New | 0.13% | +0.13 |
| SHV iShares 0-1 Year Treasury Bo | New | 0.11% | +0.11 |
| ETN Eaton Corp. PLC | New | 0.10% | +0.10 |
| AKAM Akamai Technologies Inc. | New | 0.10% | +0.10 |
| TMSL T.rowe PRC Small-Mid Cap ETF | New | 0.09% | +0.09 |
| NTRA Natera Inc. | New | 0.09% | +0.09 |
| TTWO Take-Two Interactive Softwre | New | 0.08% | +0.08 |
| ZSEP Innovator Edp ETF - 1 YR Sep | Add +3.1% | 0.84% | +0.06 |
| PTL Inspire 500 ETF | Add +53.4% | 0.14% | +0.06 |
| NVDA Nvidia Corp. | Add +11.2% | 0.65% | +0.05 |
| AVGO Broadcom Inc. | Add +30.3% | 0.27% | +0.05 |
| JNJ Johnson & Johnson | Add +23.1% | 0.14% | +0.05 |
| GAEM Simplify Gamma Emrg MRK BND | Add +11.9% | 0.39% | +0.05 |
| AIOO Allianzim US Eq BUFFER100 | Add +3.2% | 0.53% | +0.04 |
| CSX CSX Corp. | Add +0.0% | 0.24% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +28.3% | 0.16% | +0.03 |
| ZNOV Invtr Equ DE PR ETF - 1 YR N | Add +3.2% | 0.44% | +0.03 |
| IBD Inspire Corporate Bond ETF | Add +20.6% | 0.14% | +0.03 |
| SVOL Simplify Volatility Premium | Add +12.5% | 0.77% | +0.02 |
| TJUL Innovator Equity Defined Pro | Add +3.2% | 0.26% | +0.02 |
| QHY Wisdomtree US High Yield Cor | Add +8.2% | 0.10% | +0.01 |
| OCTZ Trueshares Struc Outcome Oct | Add +0.8% | 0.18% | +0.00 |
| ORCL Oracle Corp. | Add +22.7% | 0.10% | −0.00 |
| GOOGL Alphabet Inc. Class A | Add +2.1% | 0.19% | −0.00 |
| META Meta Platforms Inc. Class A | Add +7.0% | 0.20% | −0.01 |
| SCHG Schwab US Large-Cap Growth | Add +0.7% | 0.33% | −0.02 |
| IWY iShares Russell Top 200 Grow | Add +1.9% | 11.45% | −0.53 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 121 | $266.6M | IWY, CAPITOL SER TR, IWX, AVNM, EFV |
| Q1 2026 | 122 | $243.2M | CAPITOL SER TR, IWY, IWX, AVNM, EFV |
| Q4 2025 | 141 | $253.8M | IWY, CAPITOL SER TR, IWX, EFV, AVNM |
| Q3 2025Amended | 144 | $351.3M | IWY, CAPITOL SER TR, IWX, DGRW, NTSX |
| Q2 2025Amended | 150 | $324.4M | CAPITOL SER TR, IWY, NTSX, DGRW, IWX |
| Q1 2025Amended | 154 | $300.1M | IWY, NTSX, IWX, DGRW, IQDG |
| Q4 2024 | 165 | $269.3M | IWY, NTSX, IWX, DGRW, SPYM |
| Q3 2024 | 164 | $263.9M | IWY, NTSX, IWX, SPYM, IQDG |