Independent Wealth Network Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 21, 2026), Independent Wealth Network Inc. reported 295 stock positions worth $336.0 million. Its top holding was Caterpillar (CAT) at 5.5% of the portfolio, followed by Ste STR SPDR PT S&P 500 ETF (SPYM, 4.5%) and JPMorgan Ultra-Short Income (JPST, 3.8%). Compared with Q4 2025, it opened 57 new positions, sold out of 48, added to 137 and reduced 95. The biggest buy was a new position in First Trust Nasdq 100 Tech I (QTEC) and the biggest sale iShares Core 10+ Year Usd Bo (ILTB, shares −62%).
- Most Recent 13F
- Q2 2026
- Location
- URBANDALE, IA
- CIK
- 0001891240
- Portfolio Value
- $336.0M (Q1 2026)
- SEC Filing
- 0001891240-26-000002 ↗ filed Apr 21, 2026
Holdings Value
Holdings 295 stocks · $336.0M
| CAT Caterpillar Inc. | 5.51% | 26,118 | $18.5M | Add +0.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 4.54% | 199,352 | $15.3M | Add +31.0% |
| JPST JPMorgan Ultra-Short Income | 3.76% | 249,917 | $12.6M | Add +26.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 2.88% | 98,810 | $9.7M | Reduce -20.5% |
| SLV iShares Silver Trust | 2.15% | 105,778 | $7.2M | Reduce -4.1% |
| RDFI Rareview Dynamic Fixed Incom filed as COLLABORATIVE INVESTMNT SER | 1.82% | 265,184 | $6.1M | Add +23.8% |
| CVX Chevron Corp. | 1.79% | 29,098 | $6.0M | Reduce -10.1% |
| DFUS Dimensional US Eq MKT ETF | 1.54% | 73,185 | $5.2M | Add +6.8% |
| QQQ Invesco QQQ Trust Series 1 | 1.54% | 8,936 | $5.2M | Add +37.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 1.53% | 90,734 | $5.1M | Reduce -40.3% |
| AAPL Apple Inc. | 1.48% | 19,647 | $5.0M | Add +0.2% |
| NVDA Nvidia Corp. | 1.36% | 26,284 | $4.6M | Reduce -3.8% |
| GLD SPDR Gold Shares | 1.30% | 10,163 | $4.4M | Add +1.9% |
| MSFT Microsoft Corp. | 1.24% | 11,217 | $4.2M | Add +14.2% |
| VOO Vanguard S&P 500 ETF | 1.21% | 6,799 | $4.1M | Add +3.4% |
| QTEC First Trust Nasdq 100 Tech I | 0.99% | 15,451 | $3.3M | New |
| JEPI JPMorgan Equity Premium Inco | 0.97% | 57,567 | $3.3M | Add +35.6% |
| AMZN Amazon.com Inc. | 0.97% | 15,590 | $3.2M | Add +2.8% |
| FLRT Pacer Aristotle Pacific Floa | 0.94% | 68,163 | $3.2M | Reduce -18.3% |
| ACWI iShares MSCI Acwi ETF | 0.90% | 21,856 | $3.0M | Reduce -51.0% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.88% | 64,645 | $2.9M | Reduce -32.4% |
| SPAB SS SPDR P Agg Bond ETF | 0.86% | 112,929 | $2.9M | Reduce -40.4% |
| VYM Vanguard High DVD Yield ETF | 0.84% | 18,960 | $2.8M | Add +0.5% |
| XLE SS Energy Select Sector | 0.82% | 45,163 | $2.8M | Add +65.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.81% | 6,266 | $2.7M | Reduce -4.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.77% | 5,370 | $2.6M | Add +2.5% |
| STIP iShares 0-5 Year Tips Bond E | 0.76% | 24,797 | $2.6M | Add +1.3% |
| XMMO Invesco S&P Midcap Momentum | 0.76% | 17,597 | $2.6M | Add +52.5% |
| FJAN FT Vest U.S. Equity Buffer E | 0.71% | 47,240 | $2.4M | Reduce -1.1% |
| ILTB iShares Core 10+ Year Usd Bo | 0.68% | 46,858 | $2.3M | Reduce -62.2% |
| LMBS First Trust Low Duration Opp | 0.68% | 45,879 | $2.3M | New |
| LQTI FT Vest Invst GRD TRGT I ETF | 0.67% | 115,504 | $2.3M | Add +4.3% |
| BND Vanguard Total Bond Market | 0.66% | 30,140 | $2.2M | Add +23.0% |
| PSFF Pacer Swan Sos Fund of Funds | 0.66% | 69,111 | $2.2M | Reduce -3.5% |
| PLTR Palantir Technologies Inc. Class A | 0.66% | 15,076 | $2.2M | Add +11.3% |
| FLOT iShares Floating Rate Bond E | 0.65% | 42,741 | $2.2M | Reduce -1.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.63% | 23,071 | $2.1M | Reduce -9.1% |
| YYY Amplify Cef High Income ETF | 0.60% | 182,217 | $2.0M | Add +1.8% |
| QYLD Global X Nasd 100 Cov Call | 0.58% | 114,056 | $2.0M | Add +0.7% |
| XLK SS Technology Select Sector | 0.56% | 14,164 | $1.9M | Add +4.2% |
| META Meta Platforms Inc. Class A | 0.55% | 3,220 | $1.8M | Add +0.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.54% | 2,783 | $1.8M | Reduce -8.4% |
| SOXX iShares Semiconductor ETF | 0.54% | 5,470 | $1.8M | Add +19.3% |
| BBAG JPMorgan Betabuilders US Agg | 0.53% | 38,566 | $1.8M | New |
| V Visa Inc. Class A | 0.51% | 5,718 | $1.7M | Add +0.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.48% | 47,911 | $1.6M | Add +3.4% |
| DLN Wisdomtree US Largecap Divid | 0.48% | 17,873 | $1.6M | Add +14.6% |
| KYN Kayne Anderson Energy Infra | 0.47% | 109,924 | $1.6M | Add +1.2% |
| SCIO FT Struct Credit Inc. Opp ETF | 0.46% | 75,614 | $1.6M | New |
| FPE FT-Preferred Secur & Inc. ETF | 0.46% | 87,627 | $1.6M | Reduce -28.6% |
| XOM Exxon Mobil Corp. | 0.45% | 8,887 | $1.5M | Reduce -1.3% |
| XAWFX Alliancebernstein GL Hi Inc. | 0.45% | 147,391 | $1.5M | Reduce -0.4% |
| GCOW Pacer Global Cash Cows Divid | 0.44% | 32,037 | $1.5M | Add +52.8% |
| SECT Main Sector Rotation ETF | 0.44% | 24,490 | $1.5M | Add +16.6% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 0.44% | 20,064 | $1.5M | New |
| GOOG Alphabet Inc. Class C | 0.43% | 5,086 | $1.5M | Reduce -5.3% |
| ITA iShares U.S. Aerospace & Def | 0.43% | 6,648 | $1.5M | Reduce -0.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.43% | 31,593 | $1.4M | Add +553.0% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.43% | 2 | $1.4M | No change |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.43% | 37,273 | $1.4M | Add +5.1% |
| TSLA Tesla Inc. | 0.42% | 3,827 | $1.4M | Add +3.4% |
| IAU iShares Gold Trust | 0.42% | 15,982 | $1.4M | Reduce -7.1% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.41% | 4,593 | $1.4M | Add +6.5% |
| SGOV iShares 0-3 Month Treasury B | 0.41% | 13,782 | $1.4M | Add +10.1% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.41% | 23,311 | $1.4M | Add +214.6% |
| SPEM State Street SP PTF Em ETF | 0.40% | 28,536 | $1.3M | Add +49.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.39% | 15,797 | $1.3M | Add +1.6% |
| SNTH MRP Synthequity ETF | 0.38% | 48,562 | $1.3M | Reduce -14.7% |
| AGG iShares Core U.S. Aggregate | 0.37% | 12,658 | $1.3M | Add +33.4% |
| DVY iShares Select Dividend ETF | 0.37% | 8,270 | $1.3M | Reduce -0.3% |
| FTCS First Trust Capital Strength | 0.37% | 13,407 | $1.2M | Add +82.3% |
| STOT SS DL St Dur TR Tact ETF | 0.37% | 26,186 | $1.2M | New |
| PGX Invesco Preferred ETF | 0.37% | 113,320 | $1.2M | Add +0.6% |
| QQQM Invesco Nasdaq 100 ETF | 0.36% | 5,041 | $1.2M | Reduce -8.3% |
| IVV iShares Core S&P 500 ETF | 0.35% | 1,815 | $1.2M | Add +7.3% |
| GOOGL Alphabet Inc. Class A | 0.35% | 4,104 | $1.2M | Add +2.3% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.35% | 34,179 | $1.2M | Add +21.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.35% | 27,408 | $1.2M | New |
| MSI Motorola Solutions Inc. | 0.35% | 2,683 | $1.2M | Reduce -0.3% |
| LGLV SPDR US LC Low Vol Idx | 0.34% | 6,378 | $1.1M | Reduce -0.6% |
| ET Energy Transfer LP | 0.34% | 58,808 | $1.1M | Add +3.4% |
| CASY Casey's General Stores Inc. | 0.33% | 1,535 | $1.1M | Reduce -1.6% |
| EFA iShares MSCI Eafe ETF | 0.33% | 11,480 | $1.1M | Add +0.9% |
| VCIT Vanguard Int-Term Corporate | 0.33% | 13,464 | $1.1M | Add +0.1% |
| MO Altria Group Inc. | 0.33% | 16,828 | $1.1M | Reduce -1.4% |
| CLX Clorox Company | 0.33% | 10,678 | $1.1M | Add +4.2% |
| KR Kroger Co. | 0.33% | 15,171 | $1.1M | Reduce -22.4% |
| COST Costco Wholesale Corp. | 0.33% | 1,097 | $1.1M | Add +3.3% |
| SCHG Schwab US Large-Cap Growth | 0.32% | 37,474 | $1.1M | Add +41.5% |
| BA The Boeing Co. | 0.32% | 5,455 | $1.1M | Add +4.2% |
| VIG Vanguard Dividend Apprec ETF | 0.32% | 4,969 | $1.1M | Add +2.8% |
| JCPB JPMorgan Core Plus Bond ETF | 0.32% | 22,478 | $1.1M | Add +3.2% |
| IDEV iShares Core MSCI Dev MKTS | 0.31% | 12,512 | $1.0M | Add +11.7% |
| FDVV Fidelity High Dividend ETF | 0.30% | 18,213 | $1.0M | Add +26.7% |
| CME Cme Group Inc. | 0.30% | 3,391 | $1.0M | Add +0.1% |
| ARCC Ares Capital Corp. | 0.30% | 55,495 | $1.0M | Add +4.2% |
| HON Honeywell International Inc. | 0.30% | 4,393 | $993K | Add +1.9% |
| HACK Amplify Cybersecurity ETF | 0.28% | 12,727 | $956K | Add +1.5% |
| IDV iShares International Select | 0.28% | 22,408 | $954K | Add +1.4% |
| SEIM Sei Qim US Large Cap Momentu filed as SEI EXCHANGE TRADED FUNDS | 0.27% | 20,226 | $921K | Add +316.4% |
Options reported separately and not counted above: V calls ($60K), AMZN calls ($21K), RTX calls ($19K), UEC calls ($4K), BTG calls ($3K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $627K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 542 | $627K | Add +1.3% |
Total filed on the 13F, all lines: $336.6M.
Portfolio Sells Q4 2025 → Q1 2026
| ILTB iShares Core 10+ Year Usd Bo | Reduce -62.2% | 0.68% | −1.20 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -20.5% | 2.88% | −1.18 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -40.3% | 1.53% | −1.12 |
| ACWI iShares MSCI Acwi ETF | Reduce -51.0% | 0.90% | −1.03 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -40.4% | 0.86% | −0.63 |
| USRT iShares Core US REIT ETF | Reduce -70.3% | 0.26% | −0.61 |
| JPUS JPMorgan Div Ret US Eq ETF | Sold out | 0.00% | −0.59 |
| BKLN Invesco Senior Loan ETF | Sold out | 0.00% | −0.51 |
| AGGY Wisdomtree Yield Enhanced US | Sold out | 0.00% | −0.47 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Reduce -32.4% | 0.88% | −0.39 |
| ZDEK Inno Equ Def Pro ETF - 1 DE | Reduce -64.9% | 0.17% | −0.33 |
| JSML Janus Hender SM Cap GRW Alph | Sold out | 0.00% | −0.31 |
| FLRT Pacer Aristotle Pacific Floa | Reduce -18.3% | 0.94% | −0.26 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -28.6% | 0.46% | −0.22 |
| PKW Invesco Buyback Achievers Et | Sold out | 0.00% | −0.20 |
| RPV Invesco S&P 500 Pure Value E | Sold out | 0.00% | −0.20 |
| ICVT iShares Convertible Bond ETF | Sold out | 0.00% | −0.20 |
| NVDA Nvidia Corp. | Reduce -3.8% | 1.36% | −0.20 |
| VTIP Vanguard Short-Term Tips | Reduce -65.5% | 0.10% | −0.19 |
| VNQ Vanguard Real Estate ETF | Reduce -60.1% | 0.12% | −0.19 |
| JPIE JPMorgan Income ETF | Sold out | 0.00% | −0.19 |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | Reduce -41.9% | 0.23% | −0.18 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.17 |
| FRTY Alger Mid Cap 40 ETF | Sold out | 0.00% | −0.16 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -4.0% | 0.81% | −0.16 |
| FYX First Trust Small Cap Core A | Sold out | 0.00% | −0.15 |
| GLOF iShares Global Equity Factor | Sold out | 0.00% | −0.15 |
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −0.15 |
| BCX BlackRock Resources & Commod | Sold out | 0.00% | −0.15 |
| FEX First Trust Large Cap Core A | Reduce -53.4% | 0.13% | −0.15 |
| FYC First Trust Small Cap Growth | Reduce -47.6% | 0.14% | −0.13 |
| PSR Invesco Active US Real Estat | Sold out | 0.00% | −0.13 |
| MCN Xai Madison Equity Premium I | Sold out | 0.00% | −0.12 |
| ARKK ARK Innovation ETF | Sold out | 0.00% | −0.12 |
| CEF Sprott Physical Gold and Sil | Sold out | 0.00% | −0.12 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | Sold out | 0.00% | −0.11 |
| SNTH MRP Synthequity ETF | Reduce -14.7% | 0.38% | −0.10 |
| USMV iShares MSCI USA Min Vol Fac | Sold out | 0.00% | −0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -8.4% | 0.54% | −0.10 |
| FSK FS KKR Capital Corp. | Sold out | 0.00% | −0.10 |
| ZOCT Inr Eqty Def P ETF - 1 Y Oc | Sold out | 0.00% | −0.09 |
| WINN Harbor Long-Term Growers ETF | Reduce -17.7% | 0.22% | −0.09 |
| FTSM First Trust Enh Short Mat FD | Sold out | 0.00% | −0.09 |
| MEDP Medpace Holdings Inc. | Sold out | 0.00% | −0.09 |
| FNX First Trust Mid Cap Core Alp | Reduce -58.0% | 0.06% | −0.09 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.08 |
| GOOG Alphabet Inc. Class C | Reduce -5.3% | 0.43% | −0.08 |
| ZJAN Innovator Edp ETF - 1Y Jan | Sold out | 0.00% | −0.08 |
| APP AppLovin Corp. Class A | Sold out | 0.00% | −0.08 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -9.1% | 0.63% | −0.08 |
Portfolio Buys Q4 2025 → Q1 2026
| QTEC First Trust Nasdq 100 Tech I | New | 0.99% | +0.99 |
| CAT Caterpillar Inc. | Add +0.1% | 5.51% | +0.93 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +31.0% | 4.54% | +0.81 |
| JPST JPMorgan Ultra-Short Income | Add +26.0% | 3.76% | +0.69 |
| LMBS First Trust Low Duration Opp | New | 0.68% | +0.68 |
| BBAG JPMorgan Betabuilders US Agg | New | 0.53% | +0.53 |
| SCIO FT Struct Credit Inc. Opp ETF | New | 0.46% | +0.46 |
| XLE SS Energy Select Sector | Add +65.3% | 0.82% | +0.45 |
| BBIN JPM Betabuilders Intl Eqty | New | 0.44% | +0.44 |
| STOT SS DL St Dur TR Tact ETF | New | 0.37% | +0.37 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +553.0% | 0.43% | +0.36 |
| CGDV Cap Group Dividend Value | New | 0.35% | +0.35 |
| QQQ Invesco QQQ Trust Series 1 | Add +37.4% | 1.54% | +0.31 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +214.6% | 0.41% | +0.28 |
| XMMO Invesco S&P Midcap Momentum | Add +52.5% | 0.76% | +0.27 |
| BBCB JPMorgan Betabuilders Usd Inc. | New | 0.26% | +0.26 |
| XNTK SS SPDR Nyse Tech ETF | New | 0.26% | +0.26 |
| RDFI Rareview Dynamic Fixed Incom | Add +23.8% | 1.82% | +0.25 |
| PSCI Invesco S&P Smallcap Industr | New | 0.25% | +0.25 |
| JEPI JPMorgan Equity Premium Inco | Add +35.6% | 0.97% | +0.23 |
| SEIM Sei Qim US Large Cap Momentu | Add +316.4% | 0.27% | +0.21 |
| BIV Vanguard Intermediate-Term B | New | 0.20% | +0.20 |
| GLDM SPDR Gold Minishares Trust | New | 0.19% | +0.19 |
| TOTL SS Doubleline TR Tact ETF | New | 0.19% | +0.19 |
| BBHY JPMorgan Betabuilders Usd Hi | New | 0.18% | +0.18 |
| GCOW Pacer Global Cash Cows Divid | Add +52.8% | 0.44% | +0.18 |
| RSP Invesco S&P 500 Equal Weight | New | 0.18% | +0.18 |
| VONE Vanguard Russell 1000 | New | 0.17% | +0.17 |
| FMTL FT Indxx Critical Metals ETF | New | 0.16% | +0.16 |
| FTCS First Trust Capital Strength | Add +82.3% | 0.37% | +0.16 |
| RWK Invesco S&P Midcap 400 Rev | New | 0.16% | +0.16 |
| VB Vanguard Most SM-Cap ETF-Usd | New | 0.15% | +0.15 |
| MTUM iShares MSCI USA Momentum Fa | New | 0.15% | +0.15 |
| PYLD PIMCO Multisector Bond Actv | New | 0.15% | +0.15 |
| SPHY SS SPDR P High Yield ETF | Add +202.0% | 0.20% | +0.13 |
| QUS SS SPDR MSCI U Stratfact ETF | New | 0.12% | +0.12 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +158.0% | 0.21% | +0.12 |
| SPEM State Street SP PTF Em ETF | Add +49.0% | 0.40% | +0.12 |
| JMBS Janus Henderson Mortg Backed | New | 0.12% | +0.12 |
| FPEI First Trust Institutional PR | New | 0.12% | +0.12 |
| SOXX iShares Semiconductor ETF | Add +19.3% | 0.54% | +0.11 |
| FTC First Trust Large Cap Growth | New | 0.11% | +0.11 |
| BND Vanguard Total Bond Market | Add +23.0% | 0.66% | +0.11 |
| CWB SS SPDR BB Conv Sec ETF | New | 0.10% | +0.10 |
| APA Apa Corp. | New | 0.09% | +0.09 |
| GLD SPDR Gold Shares | Add +1.9% | 1.30% | +0.09 |
| BCI Abrdn Bloomberg All Commodit | New | 0.09% | +0.09 |
| IDMO Invesco S&P International DE | New | 0.09% | +0.09 |
| SILJ Amplify Junior Silver Miners | New | 0.09% | +0.09 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | New | 0.09% | +0.09 |
Options Activity Q4 2025 → Q1 2026
| V Visa Inc. Class A | call | New | 200 | $60K |
| AMZN Amazon.com Inc. | call | New | 100 | $21K |
| RTX RTX Corp. | call | New | 100 | $19K |
| UEC Uranium Energy Corp. | call | New | 300 | $4K |
| BTG B2GOLD Corp. | call | New | 600 | $3K |
| INTC Intel Corp. | call | Sold out | 10,000 | $1Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.3% | 542 | $627K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 337 | $392.6M | CAT, SPYM, JPST, SPYG, QQQ |
| Q1 2026 | 295 | $336.0M | CAT, SPYM, JPST, SPYG, SLV |
| Q4 2025 | 286 | $326.7M | CAT, SPYG, SPYM, JPST, SPYV |
| Q3 2025 | 281 | $310.5M | SPYG, CAT, SPYM, JPST, SPYV |
| Q2 2025 | 257 | $274.2M | SPYG, SPYM, CAT, JPST, SPYV |
| Q1 2025 | 244 | $250.1M | SPYM, SPYG, JPST, CAT, SPYV |
| Q4 2024 | 235 | $245.9M | SPYG, SPYM, CAT, JPST, SPYV |
| Q3 2024 | 221 | $225.6M | CAT, SPYG, JPST, SPYM, SPYV |
| Q2 2024 | 213 | $214.3M | SPYG, CAT, SPYM, SPYV, JPST |
| Q1 2024Amended | 221 | $212.8M | CAT, SPYG, SPYM, SPYV, JPST |