Ionic Capital Management LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Ionic Capital Management LLC reported 66 stock positions worth $112.2 million. Its top holding was Alight Class A (ALIT) at 8.5% of the portfolio, followed by Perrigo (PRGO, 7.9%) and Travel + Leisure (TNL, 7.8%). Compared with Q2 2024, it opened 26 new positions, sold out of 34, added to 7 and reduced 24. The biggest buy was SPDR Gold Shares (GLD, shares +524%) and the biggest sale an exit from iShares MSCI Eafe ETF (EFA).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001386462
- Portfolio Value
- $112.2M (Q3 2024)
- SEC Filing
- 0000929638-24-003887 ↗ filed Nov 14, 2024
Holdings Value
Holdings 66 stocks · $112.2M
| ALIT Alight Inc. Class A | 8.50% | 1,288,066 | $9.5M | Reduce -0.4% |
| PRGO Perrigo Co. PLC | 7.88% | 336,784 | $8.8M | Reduce -15.2% |
| TNL Travel + Leisure Co. | 7.81% | 190,132 | $8.8M | Reduce -24.1% |
| CSTM Constellium SE | 7.70% | 531,490 | $8.6M | Reduce -6.3% |
| GXO Gxo Logistics Inc. | 5.85% | 126,102 | $6.6M | Reduce -8.7% |
| FLEX Flex Ltd. | 5.27% | 176,980 | $5.9M | Reduce -32.5% |
| DNB Dun & Bradstreet Holdings Inc. | 4.95% | 482,621 | $5.6M | Reduce -2.1% |
| ATMU Atmus Filtration Technologie | 3.70% | 110,718 | $4.2M | Reduce -21.2% |
| KBR KBR Inc. | 3.02% | 51,960 | $3.4M | Reduce -20.6% |
| GLD SPDR Gold Shares | 2.58% | 11,918 | $2.9M | Add +524.0% |
| BECN Beacon Roofing Supply Inc. | 2.45% | 31,772 | $2.7M | Add +69.3% |
| QQQX Nuveen Nasdaq 100 DYN Overwr | 2.28% | 101,732 | $2.6M | Add +16.2% |
| AAPL Apple Inc. | 2.12% | 10,200 | $2.4M | New |
| GDX Vaneck Gold Miners ETF | 2.10% | 59,270 | $2.4M | Add +5.3% |
| ELAN Elanco Animal Health Inc. | 2.08% | 158,597 | $2.3M | New |
| URI United Rentals Inc. | 1.75% | 2,430 | $2.0M | No change |
| CZR Caesars Entertainment Inc. | 1.68% | 45,186 | $1.9M | Add +242.7% |
| GMED Globus Medical Inc. Class A | 1.61% | 25,296 | $1.8M | Reduce -30.4% |
| COHR Coherent Corp. | 1.59% | 20,000 | $1.8M | Reduce -42.9% |
| DIAX Nuveen Dow 30 Dynamic Overwr | 1.38% | 104,333 | $1.5M | Reduce -14.2% |
| PFGC Performance Food Group Co. | 1.36% | 19,524 | $1.5M | Add +18.2% |
| SIRI Sirius XM Holdings Inc. | 1.36% | 64,419 | $1.5M | New |
| MSFT Microsoft Corp. | 1.25% | 3,250 | $1.4M | New |
| LBRDA Liberty Broadband-A | 1.18% | 17,209 | $1.3M | New |
| SNX TD Synnex Corp. | 1.02% | 9,500 | $1.1M | Add +137.5% |
| PSLV Sprott Physical Silver Trust | 1.00% | 107,574 | $1.1M | Reduce -56.2% |
| AVGO Broadcom Inc. | 0.92% | 6,000 | $1.0M | New |
| META Meta Platforms Inc. Class A | 0.92% | 1,800 | $1.0M | New |
| XBI SS SPDR S&P Biotech ETF | 0.85% | 9,650 | $953K | No change |
| MXE Mexico Equity and Income FD | 0.84% | 102,336 | $938K | No change |
| IWM iShares Russell 2000 ETF | 0.83% | 4,215 | $931K | No change |
| SMH Vaneck Semiconductor ETF | 0.74% | 3,375 | $828K | No change |
| LUCK Lucky Strike Entertainment C filed as BOWLERO CORP | 0.73% | 69,517 | $816K | Reduce -55.7% |
| MANU Manchester United PLC Class A | 0.68% | 47,300 | $765K | Reduce -28.3% |
| WIW Western Asst Infl-LNK Opp | 0.67% | 84,421 | $746K | New |
| RIOT Riot Platforms Inc. | 0.66% | 100,408 | $745K | Reduce -8.4% |
| BCX BlackRock Resources & Commod | 0.63% | 73,970 | $710K | New |
| TDS Telephone and Data Systems | 0.56% | 27,009 | $628K | Reduce -25.0% |
| POLEU Andretti Acquisition Corp. II | 0.56% | 62,321 | $623K | New |
| IGV iShares Expanded Tech-Softwa | 0.50% | 6,325 | $565K | No change |
| ENPH Enphase Energy Inc. | 0.50% | 5,000 | $565K | Reduce -25.6% |
| TMUS T-Mobile US Inc. | 0.50% | 2,700 | $557K | New |
| AMTM Amentum Holdings Inc. | 0.48% | 16,622 | $536K | New |
| GTLB Gitlab Inc. Class A | 0.47% | 10,201 | $526K | New |
| AMD Advanced Micro Devices | 0.44% | 3,000 | $492K | New |
| FTW.U Eqv Ventures Acquisition Cor | 0.44% | 49,412 | $491K | New |
| DVY iShares Select Dividend ETF | 0.41% | 3,431 | $463K | New |
| MBLY Mobileye Global Inc. Class A | 0.37% | 30,000 | $411K | New |
| NFLX Netflix Inc. | 0.32% | 500 | $355K | New |
| MXF Mexico Fund Inc. | 0.32% | 23,500 | $355K | No change |
| VIVID SEATS INC | 0.26% | 80,079 | $296K | New |
| SLND Southland Holdings Inc. | 0.25% | 75,903 | $281K | New |
| AD Array Digital Infrastructure filed as UNITED STATES CELLULAR CORP | 0.22% | 4,502 | $246K | New |
| AMZN Amazon.com Inc. | 0.21% | 1,250 | $233K | Reduce -44.4% |
| AMC AMC Entertainment HLDS Class A | 0.20% | 50,177 | $228K | Reduce -22.6% |
| GME Gamestop Corp. Class A | 0.17% | 8,300 | $190K | Reduce -17.0% |
| DCH Dauch Corporation filed as AMERICAN AXLE & MFG HLDGS IN | 0.15% | 26,408 | $163K | New |
| JOBY Joby Aviation Inc. | 0.14% | 31,830 | $160K | Reduce -13.5% |
| NCZ Virtus Convertible & Inc. FD | 0.13% | 48,133 | $150K | New |
| INTC Intel Corp. | 0.12% | 5,800 | $136K | Reduce -78.7% |
| X United States Steel Corp. | 0.12% | 3,781 | $134K | Reduce -24.4% |
| QS Quantumscape Corp. | 0.11% | 20,823 | $120K | New |
| NCV Virtus Convertible & Income | 0.06% | 18,370 | $64K | New |
| NVDA Nvidia Corp. | 0.06% | 525 | $64K | New |
| LVWR Livewire Group Inc. | 0.00% | 100 | $610 | No change |
| EVEX Eve Holding Inc. filed as EVE HLDG INC | 0.00% | 171 | $554 | No change |
Options reported separately and not counted above: QQQ puts ($117.1M), EFA puts ($83.6M), HYG puts ($56.8M), QQQ calls ($43.9M), FXI puts ($15.9M), FXI calls ($12.7M), KWEB calls ($8.5M), GME calls ($5.7M), X calls ($5.4M), PDD calls ($4.6M), BAX calls ($4.2M), BABA calls ($4.1M), and 33 more.
Other holdings (34): bonds, preferreds, convertibles and warrants · $53.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 9,550,000 | $8.5M | Reduce -13.6% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 7,000,000 | $6.5M | Reduce -6.7% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 7,335,000 | $6.5M | Reduce -17.0% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 7,622,000 | $6.1M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 6,300,000 | $5.9M | Reduce -16.0% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 6,000,000 | $5.3M | Reduce -14.3% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 3,000,000 | $3.7M | Reduce -38.1% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 2,550,000 | $2.4M | Add +54.5% |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 523,707 | $2.0M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 2,000,000 | $2.0M | New |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 1,852,482 | $1.6M | Add +14.9% |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 1,314,994 | $1.1M | New |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 1,274,782 | $456K | Reduce -2.2% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 111,955 | $297K | Reduce -91.0% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 116,069 | $291K | New |
| GBGWF Global Blue Group Holding AG | *W EXP 08/28/202 | 2,410,985 | $222K | No change |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 450,000 | $171K | New |
| SEATW Vivid Seats Inc. -CW26 | *W EXP 10/18/202 | 610,364 | $168K | Add +0.8% |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 274,981 | $102K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 579,516 | $64K | Reduce -8.1% |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 391,014 | $45K | Reduce -2.3% |
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | 1,190,045 | $39K | Add +3.8% |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 95,643 | $36K | Reduce -36.2% |
| T1 ENERGY INC | *W EXP 07/09/202 | 498,277 | $28K | Reduce -16.8% |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 1,079,585 | $28K | Reduce -0.9% |
| MNTSW Momentus Inc.-CW26 | *W EXP 08/12/202 | 1,292,255 | $12K | Reduce -3.1% |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 160,781 | $12K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 189,170 | $8K | Reduce -4.9% |
| CHEER HLDG INC | *W EXP 02/13/202 | 2,188,580 | $6K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 116,526 | $3K | Reduce -8.5% |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 146,697 | $2K | No change |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | 93,559 | $1K | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 146,598 | $1K | No change |
| IVDAW Iveda Solutions Inc. -CW27 | *W EXP 04/01/202 | 20,000 | $607 | No change |
Total filed on the 13F, all lines: $165.7M.
Portfolio Sells Q2 2024 → Q3 2024
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −3.40 |
| JBI Janus International Group Inc. | Sold out | 0.00% | −1.72 |
| TNL Travel + Leisure Co. | Reduce -24.1% | 7.81% | −1.19 |
| LUCK Lucky Strike Entertainment C | Reduce -55.7% | 0.73% | −1.09 |
| PSLV Sprott Physical Silver Trust | Reduce -56.2% | 1.00% | −0.95 |
| FLEX Flex Ltd. | Reduce -32.5% | 5.27% | −0.90 |
| PWSC Powerschool Holdings Inc. Class A | Sold out | 0.00% | −0.89 |
| GATE Marblegate Acquisition Cor-A | Sold out | 0.00% | −0.86 |
| CSTM Constellium SE | Reduce -6.3% | 7.70% | −0.84 |
| NVEI Nuvei Corp.-Subordinate VTG | Sold out | 0.00% | −0.78 |
| SCCO Southern Copper Corp. | Sold out | 0.00% | −0.77 |
| KRE SS SPDR S&P Regional Bank | Sold out | 0.00% | −0.76 |
| TECK Teck Resources Ltd.-CLS B | Sold out | 0.00% | −0.76 |
| ROIV Roivant Sciences Ltd. | Sold out | 0.00% | −0.76 |
| SQSP Squarespace Inc. Class A | Sold out | 0.00% | −0.70 |
| SPOT Spotify Technology SA | Sold out | 0.00% | −0.67 |
| GOOG Alphabet Inc. Class C | Sold out | 0.00% | −0.66 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.64 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.60 |
| INTC Intel Corp. | Reduce -78.7% | 0.12% | −0.55 |
| GBTG Global Business Travel Group | Sold out | 0.00% | −0.53 |
| MKSI MKS Inc. | Sold out | 0.00% | −0.52 |
| IP International Paper Co. | Sold out | 0.00% | −0.52 |
| CLSK Cleanspark Inc. | Sold out | 0.00% | −0.47 |
| COHR Coherent Corp. | Reduce -42.9% | 1.59% | −0.44 |
| VRT Vertiv Holdings Co. Class A | Sold out | 0.00% | −0.44 |
| LSXMA Liberty Media Corp. Class A New | Sold out | 0.00% | −0.39 |
| GMED Globus Medical Inc. Class A | Reduce -30.4% | 1.61% | −0.38 |
| CIFR Cipher Digital Inc. | Sold out | 0.00% | −0.37 |
| VSTS Vestis Corp. | Sold out | 0.00% | −0.36 |
| KBR KBR Inc. | Reduce -20.6% | 3.02% | −0.34 |
| RBLX Roblox Corp. Class A | Sold out | 0.00% | −0.33 |
| PRGO Perrigo Co. PLC | Reduce -15.2% | 7.88% | −0.27 |
| LSXMK Liberty Media Corp.-Liber-New | Sold out | 0.00% | −0.26 |
| WDC Western Digital Corp. | Sold out | 0.00% | −0.26 |
| XSSPX Nuveen S&P 500 Dynam Overwr | Sold out | 0.00% | −0.25 |
| GDXJ Vaneck Junior Gold Miners | Sold out | 0.00% | −0.21 |
| MANU Manchester United PLC Class A | Reduce -28.3% | 0.68% | −0.17 |
| RIVN Rivian Automotive Inc. Class A | Sold out | 0.00% | −0.16 |
| CDE Coeur Mining Inc. | Sold out | 0.00% | −0.16 |
| LCID Lucid Group Inc. | Sold out | 0.00% | −0.15 |
| AMZN Amazon.com Inc. | Reduce -44.4% | 0.21% | −0.14 |
| RIOT Riot Platforms Inc. | Reduce -8.4% | 0.66% | −0.14 |
| SIRI Sirius XM Holdings Inc. | Sold out | 0.00% | −0.12 |
| VFS Vinfast Auto Ltd. | Sold out | 0.00% | −0.07 |
| AMC AMC Entertainment HLDS Class A | Reduce -22.6% | 0.20% | −0.05 |
| TDS Telephone and Data Systems | Reduce -25.0% | 0.56% | −0.04 |
| X United States Steel Corp. | Reduce -24.4% | 0.12% | −0.03 |
| ENPH Enphase Energy Inc. | Reduce -25.6% | 0.50% | −0.03 |
| GME Gamestop Corp. Class A | Reduce -17.0% | 0.17% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| GLD SPDR Gold Shares | Add +524.0% | 2.58% | +2.25 |
| AAPL Apple Inc. | New | 2.12% | +2.12 |
| ELAN Elanco Animal Health Inc. | New | 2.08% | +2.08 |
| SIRI Sirius XM Holdings Inc. | New | 1.36% | +1.36 |
| CZR Caesars Entertainment Inc. | Add +242.7% | 1.68% | +1.26 |
| MSFT Microsoft Corp. | New | 1.25% | +1.25 |
| LBRDA Liberty Broadband-A | New | 1.18% | +1.18 |
| BECN Beacon Roofing Supply Inc. | Add +69.3% | 2.45% | +1.09 |
| AVGO Broadcom Inc. | New | 0.92% | +0.92 |
| META Meta Platforms Inc. Class A | New | 0.92% | +0.92 |
| WIW Western Asst Infl-LNK Opp | New | 0.67% | +0.67 |
| SNX TD Synnex Corp. | Add +137.5% | 1.02% | +0.65 |
| BCX BlackRock Resources & Commod | New | 0.63% | +0.63 |
| GDX Vaneck Gold Miners ETF | Add +5.3% | 2.10% | +0.58 |
| POLEU Andretti Acquisition Corp. II | New | 0.56% | +0.56 |
| QQQX Nuveen Nasdaq 100 DYN Overwr | Add +16.2% | 2.28% | +0.52 |
| TMUS T-Mobile US Inc. | New | 0.50% | +0.50 |
| PFGC Performance Food Group Co. | Add +18.2% | 1.36% | +0.49 |
| AMTM Amentum Holdings Inc. | New | 0.48% | +0.48 |
| GTLB Gitlab Inc. Class A | New | 0.47% | +0.47 |
| AMD Advanced Micro Devices | New | 0.44% | +0.44 |
| FTW.U Eqv Ventures Acquisition Cor | New | 0.44% | +0.44 |
| DVY iShares Select Dividend ETF | New | 0.41% | +0.41 |
| MBLY Mobileye Global Inc. Class A | New | 0.37% | +0.37 |
| NFLX Netflix Inc. | New | 0.32% | +0.32 |
| VIVID SEATS INC | New | 0.26% | +0.26 |
| SLND Southland Holdings Inc. | New | 0.25% | +0.25 |
| AD Array Digital Infrastructure | New | 0.22% | +0.22 |
| DCH Dauch Corporation | New | 0.15% | +0.15 |
| NCZ Virtus Convertible & Inc. FD | New | 0.13% | +0.13 |
| QS Quantumscape Corp. | New | 0.11% | +0.11 |
| NCV Virtus Convertible & Income | New | 0.06% | +0.06 |
| NVDA Nvidia Corp. | New | 0.06% | +0.06 |
Options Activity Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -22.6% | 240,000 | $117.1M |
| EFA iShares MSCI Eafe ETF | put | Add +900.0% | 1,000,000 | $83.6M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -34.4% | 706,900 | $56.8M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -33.3% | 90,000 | $43.9M |
| EEM iShares MSCI Emerging Market | put | Sold out | 400,000 | $17.0Mbefore exit |
| FXI iShares China Large-Cap ETF | put | New | 500,000 | $15.9M |
| FXI iShares China Large-Cap ETF | call | New | 400,000 | $12.7M |
| EEM iShares MSCI Emerging Market | call | Sold out | 200,000 | $8.5Mbefore exit |
| KWEB Kranesh Csi China Internet | call | New | 250,000 | $8.5M |
| DM Desktop Metal Inc. Class A | put | Sold out | 1,749,200 | $7.2Mbefore exit |
| GOOG Alphabet Inc. Class C | call | Sold out | 37,500 | $6.9Mbefore exit |
| XLI SS Industrial Select Sector | put | Sold out | 50,000 | $6.1Mbefore exit |
| XLI SS Industrial Select Sector | call | Sold out | 50,000 | $6.1Mbefore exit |
| GME Gamestop Corp. Class A | call | New | 250,000 | $5.7M |
| X United States Steel Corp. | call | Add +145.0% | 153,100 | $5.4M |
| SCCO Southern Copper Corp. | put | Sold out | 45,000 | $4.8Mbefore exit |
| PDD PDD Holdings Inc. | call | New | 34,000 | $4.6M |
| BAX Baxter International Inc. | call | New | 110,900 | $4.2M |
| BABA Alibaba Group Holding-SP ADR | call | Add +32.4% | 38,800 | $4.1M |
| AVPT Avepoint Inc. | put | Reduce -23.9% | 304,000 | $3.6M |
| GOOGL Alphabet Inc. Class A | call | New | 21,200 | $3.5M |
| ZIM Zim Integrated Shipping Serv | call | New | 134,900 | $3.5M |
| DVY iShares Select Dividend ETF | put | New | 25,000 | $3.4M |
| CRM Salesforce Inc. | call | Sold out | 12,000 | $3.1Mbefore exit |
| PYPL PayPal Holdings Inc. | call | Reduce -22.0% | 39,000 | $3.0M |
| DIS The Walt Disney Co. | call | Reduce -2.2% | 26,400 | $2.5M |
| JD Jd.com Inc.-ADR | call | New | 63,000 | $2.5M |
| TME Tencent Music Entertainm-ADR | call | New | 204,200 | $2.5M |
| INTC Intel Corp. | call | New | 100,000 | $2.3M |
| AMD Advanced Micro Devices | call | Add +51.1% | 13,600 | $2.2M |
| PFE Pfizer Inc. | call | Reduce -25.0% | 67,500 | $2.0M |
| FCX Freeport-McMoran Inc. | call | Sold out | 40,000 | $1.9Mbefore exit |
| FCX Freeport-McMoran Inc. | put | Sold out | 40,000 | $1.9Mbefore exit |
| KGC Kinross Gold Corp. | call | New | 190,800 | $1.8M |
| ZIM Zim Integrated Shipping Serv | put | New | 60,000 | $1.5M |
| DIREXION SHS ETF TR | put | New | 57,700 | $1.5M |
| SYF Synchrony Financial | call | New | 26,400 | $1.3M |
| NVDA Nvidia Corp. | put | New | 10,000 | $1.2M |
| NVDA Nvidia Corp. | call | Reduce -33.3% | 10,000 | $1.2M |
| LLY Eli Lilly & Co. | call | New | 1,200 | $1.1M |
| APP AppLovin Corp. Class A | put | New | 7,500 | $979K |
| SHOP Shopify Inc. Class A | put | New | 12,200 | $978K |
| AUR Aurora Innovation Inc. | put | New | 150,000 | $888K |
| LCID Lucid Group Inc. | put | Sold out | 300,000 | $783Kbefore exit |
| JOBY Joby Aviation Inc. | put | Add +51.2% | 151,200 | $761K |
| DNUT Krispy Kreme Inc. | call | Sold out | 70,100 | $754Kbefore exit |
| RDW Redwire Corp. | put | Reduce -65.0% | 96,700 | $664K |
| RBLX Roblox Corp. Class A | put | New | 14,000 | $620K |
| ACHR Archer Aviation Inc. Class A | put | Reduce -54.0% | 200,000 | $606K |
| RVLV Revolve Group Inc. Class A | put | New | 22,700 | $563K |
Showing the first 50 of 61.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | Reduce -13.6% | 9,550,000 | $8.5M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -6.7% | 7,000,000 | $6.5M |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Reduce -17.0% | 7,335,000 | $6.5M |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Reduce -16.0% | 6,300,000 | $5.9M |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Sold out | 5,975,000 | $5.4Mbefore exit |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Reduce -14.3% | 6,000,000 | $5.3M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Reduce -38.1% | 3,000,000 | $3.7M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 3,900,000 | $3.6Mbefore exit |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +54.5% | 2,550,000 | $2.4M |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | New | 523,707 | $2.0M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 2,000,000 | $2.0M |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | Add +14.9% | 1,852,482 | $1.6M |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | Sold out | 283,312 | $1.2Mbefore exit |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | New | 1,314,994 | $1.1M |
| HAGERTY INC | *W EXP 12/02/202 | Sold out | 277,759 | $569Kbefore exit |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | Reduce -2.2% | 1,274,782 | $456K |
| RDW.WS Redwire Corp. -CW27 | *W EXP 05/27/202 | Sold out | 313,995 | $440Kbefore exit |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | Reduce -91.0% | 111,955 | $297K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | New | 116,069 | $291K |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | New | 450,000 | $171K |
| SEATW Vivid Seats Inc. -CW26 | *W EXP 10/18/202 | Add +0.8% | 610,364 | $168K |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | Reduce -8.1% | 579,516 | $64K |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | Reduce -2.3% | 391,014 | $45K |
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | Add +3.8% | 1,190,045 | $39K |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | Reduce -36.2% | 95,643 | $36K |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | Sold out | 1,375,143 | $32Kbefore exit |
| T1 ENERGY INC | *W EXP 07/09/202 | Reduce -16.8% | 498,277 | $28K |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | Reduce -0.9% | 1,079,585 | $28K |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | Sold out | 18,056 | $27Kbefore exit |
| FOACW Finance of America Cos -CW26 | *W EXP 04/08/202 | Sold out | 1,760,289 | $14Kbefore exit |
| MNTSW Momentus Inc.-CW26 | *W EXP 08/12/202 | Reduce -3.1% | 1,292,255 | $12K |
| MVSTW Microvast Hold Inc.-CW26 | *W EXP 07/23/202 | Sold out | 554,624 | $12Kbefore exit |
| VWEWQ Vintage Wine Estates -CW27 | *W EXP 06/08/202 | Sold out | 1,082,340 | $10Kbefore exit |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | Reduce -4.9% | 189,170 | $8K |
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | Sold out | 96,386 | $4Kbefore exit |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | Reduce -8.5% | 116,526 | $3K |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | Sold out | 199,504 | $3Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 81 | $93.0M | FLEX, AKAM, TNL, CSTM, META |
| Q1 2026 | 100 | $99.5M | IWM, QQQ, CSTM, TNL, FLEX |
| Q4 2025 | 87 | $86.0M | CSTM, TNL, GXO, ATMU, FLEX |
| Q3 2025 | 67 | $79.8M | GXO, TNL, CSTM, ATMU, FLEX |
| Q2 2025 | 80 | $65.2M | GXO, FLEX, ALIT, TNL, CSTM |
| Q1 2025 | 64 | $53.7M | ALIT, GXO, ATMU, TNL, KBR |
| Q4 2024 | 55 | $69.4M | ALIT, DNB, GXO, FLEX, ATMU |
| Q3 2024 | 66 | $112.2M | ALIT, PRGO, TNL, CSTM, GXO |
| Q2 2024 | 74 | $125.2M | TNL, CSTM, PRGO, ALIT, FLEX |
| Q1 2024 | 59 | $118.8M | ALIT, CSTM, TNL, LUCK, FLEX |