John G Ullman & Associates Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 8, 2024), John G Ullman & Associates Inc. reported 179 stock positions worth $695.5 million. Its top holding was Emerson Electric (EMR) at 4.7% of the portfolio, followed by Corning (GLW, 4.3%) and Intl Business Machines (IBM, 3.8%). Compared with Q2 2024, it opened 10 new positions, sold out of 10, added to 39 and reduced 87. The biggest buy was a new position in Vulcan Materials (VMC) and the biggest sale Halliburton (HAL, shares −67%).
- Most Recent 13F
- Q2 2026
- Location
- CORNING, NY
- CIK
- 0000919530
- Portfolio Value
- $695.5M (Q3 2024)
- SEC Filing
- 0000919530-24-000004 ↗ filed Nov 8, 2024
Holdings Value
Holdings 179 stocks · $695.5M
| EMR Emerson Electric Co. | 4.68% | 297,613 | $32.5M | Reduce -1.2% |
| GLW Corning Inc. | 4.35% | 669,877 | $30.2M | Reduce -4.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 3.83% | 120,493 | $26.6M | Reduce -0.8% |
| TSM Taiwan Semiconductor-SP ADR | 3.61% | 144,567 | $25.1M | Reduce -2.8% |
| OGE Oge Energy Corp. | 3.19% | 540,580 | $22.2M | Reduce -2.8% |
| CSCO Cisco Systems Inc. | 2.65% | 346,548 | $18.4M | Reduce -1.7% |
| AVGO Broadcom Inc. | 2.63% | 105,940 | $18.3M | Reduce -2.9% |
| TEL Te Connectivity PLC | 2.36% | 108,637 | $16.4M | Reduce -1.0% |
| NVS Novartis AG-Sponsored ADR | 2.34% | 141,466 | $16.3M | Reduce -20.2% |
| MSFT Microsoft Corp. | 2.08% | 33,576 | $14.4M | Reduce -2.9% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 1.98% | 328,704 | $13.8M | Add +26.4% |
| AMZN Amazon.com Inc. | 1.92% | 71,639 | $13.3M | Reduce -0.2% |
| XOM Exxon Mobil Corp. | 1.88% | 111,381 | $13.1M | Reduce -0.5% |
| AMT American Tower Corp. | 1.67% | 49,871 | $11.6M | Reduce -4.2% |
| MRK Merck & Co. Inc. | 1.59% | 97,472 | $11.1M | Add +0.0% |
| MDU Mdu Resources Group Inc. | 1.59% | 402,782 | $11.0M | Reduce -0.9% |
| INTC Intel Corp. | 1.45% | 429,770 | $10.1M | Add +14.6% |
| PFE Pfizer Inc. | 1.40% | 337,323 | $9.8M | Reduce -1.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 1.27% | 92,089 | $8.9M | Add +4.3% |
| GVA Granite Construction Inc. | 1.21% | 105,960 | $8.4M | Reduce -0.5% |
| TMO Thermo Fisher Scientific Inc. | 1.19% | 13,395 | $8.3M | Reduce -0.6% |
| BMY Bristol-Myers Squibb Co. | 1.18% | 158,350 | $8.2M | Reduce -30.5% |
| WTRG Essential Utilities Inc. | 1.18% | 212,122 | $8.2M | Add +121.7% |
| GNRC Generac Holdings Inc. | 1.15% | 50,275 | $8.0M | Reduce -1.0% |
| CACI Caci International Inc. Class A | 1.14% | 15,659 | $7.9M | Reduce -7.1% |
| FLS Flowserve Corp. | 1.12% | 150,650 | $7.8M | Reduce -1.1% |
| LNN Lindsay Corp. | 1.06% | 58,875 | $7.3M | Add +2.3% |
| COHR Coherent Corp. | 1.03% | 80,950 | $7.2M | Reduce -1.3% |
| FISV Fiserv Inc. | 1.03% | 39,835 | $7.2M | Reduce -7.5% |
| TMP Tompkins Financial Corp. | 1.00% | 120,765 | $7.0M | Reduce -2.4% |
| HON Honeywell International Inc. | 0.95% | 32,006 | $6.6M | Reduce -0.8% |
| ITRI Itron Inc. | 0.94% | 61,132 | $6.5M | Reduce -1.1% |
| WDC Western Digital Corp. | 0.93% | 95,218 | $6.5M | Reduce -5.8% |
| VMC Vulcan Materials Co. | 0.92% | 25,650 | $6.4M | New |
| POR Portland General Electric Co. | 0.91% | 131,566 | $6.3M | Reduce -1.9% |
| VNM Vaneck Vietnam ETF | 0.88% | 480,517 | $6.1M | Add +122.4% |
| NJR New Jersey Resources Corp. | 0.87% | 128,128 | $6.0M | Reduce -1.3% |
| LOW Lowe's Cos Inc. | 0.86% | 22,016 | $6.0M | Reduce -1.9% |
| LITE Lumentum Holdings Inc. | 0.80% | 87,670 | $5.6M | Add +1.7% |
| SYY Sysco Corp. | 0.79% | 70,592 | $5.5M | Add +3.4% |
| KNF Knife River Corp. | 0.78% | 60,618 | $5.4M | Reduce -0.7% |
| HRI Herc Holdings Inc. filed as HERC HLDGS INC | 0.78% | 33,871 | $5.4M | Reduce -1.3% |
| EQIX Equinix Inc. | 0.77% | 6,020 | $5.3M | Reduce -0.8% |
| XRAY Dentsply Sirona Inc. | 0.75% | 193,006 | $5.2M | Add +130.0% |
| GEHC GE Healthcare Technology | 0.75% | 55,481 | $5.2M | Reduce -2.1% |
| LGTY Logility Supply Chain Soluti filed as AMER SOFTWARE INC | 0.73% | 452,325 | $5.1M | Reduce -5.4% |
| ALB Albemarle Corp. | 0.72% | 53,129 | $5.0M | Add +108.1% |
| JAZZ Jazz Pharmaceuticals PLC | 0.72% | 45,094 | $5.0M | Reduce -20.2% |
| NXST Nexstar Media Group Inc. | 0.67% | 28,343 | $4.7M | Reduce -0.7% |
| GRC Gorman-Rupp Co. | 0.65% | 115,411 | $4.5M | Reduce -1.5% |
| VOO Vanguard S&P 500 ETF | 0.65% | 8,506 | $4.5M | Add +2.5% |
| TDC Teradata Corp. | 0.63% | 144,850 | $4.4M | Add +46.8% |
| ASTE Astec Industries Inc. | 0.62% | 134,314 | $4.3M | Add +64.3% |
| SUM Summit Materials Inc. Class A | 0.61% | 108,873 | $4.2M | Reduce -1.2% |
| IDA Idacorp Inc. | 0.60% | 40,343 | $4.2M | Reduce -0.9% |
| WTS Watts Water Technologies-A | 0.59% | 19,875 | $4.1M | Reduce -1.0% |
| AAPL Apple Inc. | 0.58% | 17,457 | $4.1M | Reduce -4.4% |
| STT State Street Corp. | 0.56% | 44,334 | $3.9M | Reduce -1.1% |
| AZTA Azenta Inc. | 0.56% | 79,793 | $3.9M | Reduce -0.9% |
| SNOW Snowflake Inc. | 0.55% | 33,350 | $3.8M | Add +91.1% |
| CRM Salesforce Inc. | 0.54% | 13,800 | $3.8M | Reduce -6.1% |
| PEG Public Service Enterprise GP | 0.52% | 40,733 | $3.6M | Reduce -0.5% |
| PYPL PayPal Holdings Inc. | 0.52% | 46,180 | $3.6M | Add +4.5% |
| BKH Black Hills Corp. | 0.51% | 58,516 | $3.6M | Reduce -2.5% |
| ORCL Oracle Corp. | 0.51% | 20,855 | $3.6M | Reduce -2.3% |
| ABT Abbott Laboratories | 0.50% | 30,617 | $3.5M | Add +0.3% |
| GSK GSK PLC-Spon ADR | 0.49% | 84,120 | $3.4M | Reduce -1.9% |
| ES Eversource Energy | 0.48% | 48,800 | $3.3M | Reduce -2.5% |
| MRNA Moderna Inc. | 0.48% | 49,650 | $3.3M | Add +341.3% |
| EA Electronic Arts Inc. | 0.47% | 23,000 | $3.3M | Reduce -1.5% |
| ZBH Zimmer Biomet Holdings Inc. | 0.46% | 29,812 | $3.2M | Reduce -6.1% |
| AMGN Amgen Inc. | 0.43% | 9,350 | $3.0M | Reduce -10.7% |
| BE Bloom Energy Corp. Class A | 0.41% | 268,000 | $2.8M | Add +45.3% |
| A Agilent Technologies Inc. | 0.39% | 18,426 | $2.7M | Reduce -0.8% |
| UTHR United Therapeutics Corp. | 0.38% | 7,435 | $2.7M | Reduce -0.2% |
| CCK Crown Holdings Inc. | 0.38% | 27,739 | $2.7M | Reduce -0.7% |
| GE General Electric filed as GE AEROSPACE | 0.38% | 14,049 | $2.6M | Reduce -18.2% |
| LLY Eli Lilly & Co. | 0.37% | 2,908 | $2.6M | Reduce -13.4% |
| PBW Invesco Wilderhill Clean Ene | 0.34% | 117,600 | $2.4M | Add +119.0% |
| SO The Southern Co. | 0.34% | 26,093 | $2.4M | No change |
| HAL Halliburton Co. | 0.34% | 80,508 | $2.3M | Reduce -66.8% |
| ARCB Arcbest Corp. | 0.33% | 20,975 | $2.3M | Reduce -0.2% |
| NEE Nextera Energy Inc. | 0.32% | 26,647 | $2.3M | No change |
| ILMN Illumina Inc. | 0.32% | 17,150 | $2.2M | Add +1.2% |
| VNT Vontier Corp. | 0.31% | 64,121 | $2.2M | Reduce -0.8% |
| SOLV Solventum Corp. | 0.30% | 29,900 | $2.1M | Reduce -58.6% |
| AVTR Avantor Inc. | 0.27% | 72,000 | $1.9M | New |
| BCE Bce Inc. | 0.27% | 53,023 | $1.8M | Reduce -6.7% |
| SKBSY Skanska AB-SPN ADR | 0.23% | 75,200 | $1.6M | Reduce -4.0% |
| BCV Bancroft Fund Ltd. | 0.22% | 92,656 | $1.6M | Reduce -4.0% |
| BAX Baxter International Inc. | 0.22% | 39,979 | $1.5M | Reduce -2.9% |
| WBS Webster Financial Corp. | 0.20% | 30,100 | $1.4M | Reduce -2.1% |
| ACVA Acv Auctions Inc. Class A | 0.19% | 66,284 | $1.3M | No change |
| WSBF Waterstone Financial Inc. | 0.19% | 90,826 | $1.3M | Add +165.0% |
| AQN Algonquin Power & Utilities | 0.19% | 238,229 | $1.3M | Add +225.0% |
| KMI Kinder Morgan Inc. | 0.19% | 58,420 | $1.3M | Reduce -0.5% |
| VWO Vanguard Ftse Emerging Marke | 0.19% | 26,919 | $1.3M | Reduce -2.7% |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 0.17% | 16,850 | $1.2M | Add +80.2% |
| EQNR Equinor ASA-Spon ADR | 0.17% | 46,050 | $1.2M | Add +18.7% |
| RBB RBB Bancorp | 0.16% | 46,850 | $1.1M | Reduce -0.2% |
Portfolio Sells Q2 2024 → Q3 2024
| HAL Halliburton Co. | Reduce -66.8% | 0.34% | −0.91 |
| MCO Moody's Corp. | Sold out | 0.00% | −0.67 |
| AGX Argan Inc. | Reduce -93.1% | 0.06% | −0.65 |
| CHWY Chewy Inc. Class A | Sold out | 0.00% | −0.54 |
| NVS Novartis AG-Sponsored ADR | Reduce -20.2% | 2.34% | −0.54 |
| NTES Netease Inc.-ADR | Sold out | 0.00% | −0.45 |
| INST Instructure Holdings Inc. | Sold out | 0.00% | −0.39 |
| EMR Emerson Electric Co. | Reduce -1.2% | 4.68% | −0.38 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -2.8% | 3.61% | −0.33 |
| SOLV Solventum Corp. | Reduce -58.6% | 0.30% | −0.28 |
| MSFT Microsoft Corp. | Reduce -2.9% | 2.08% | −0.28 |
| BMY Bristol-Myers Squibb Co. | Reduce -30.5% | 1.18% | −0.27 |
| WDC Western Digital Corp. | Reduce -5.8% | 0.93% | −0.23 |
| JAZZ Jazz Pharmaceuticals PLC | Reduce -20.2% | 0.72% | −0.20 |
| AMZN Amazon.com Inc. | Reduce -0.2% | 1.92% | −0.20 |
| TEL Te Connectivity PLC | Reduce -1.0% | 2.36% | −0.16 |
| IR Ingersoll-Rand Inc. | Sold out | 0.00% | −0.11 |
| HON Honeywell International Inc. | Reduce -0.8% | 0.95% | −0.10 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.10 |
| LLY Eli Lilly & Co. | Reduce -13.4% | 0.37% | −0.09 |
| AZTA Azenta Inc. | Reduce -0.9% | 0.56% | −0.09 |
| XOM Exxon Mobil Corp. | Reduce -0.5% | 1.88% | −0.09 |
| DAN Dana Inc. | Reduce -35.2% | 0.10% | −0.08 |
| T AT&T Inc. | Sold out | 0.00% | −0.08 |
| FETM Fentura Financial Inc. | Sold out | 0.00% | −0.07 |
| VNT Vontier Corp. | Reduce -0.8% | 0.31% | −0.07 |
| AMGN Amgen Inc. | Reduce -10.7% | 0.43% | −0.07 |
| ZBH Zimmer Biomet Holdings Inc. | Reduce -6.1% | 0.46% | −0.06 |
| PFE Pfizer Inc. | Reduce -1.7% | 1.40% | −0.06 |
| NXST Nexstar Media Group Inc. | Reduce -0.7% | 0.67% | −0.05 |
| AVGO Broadcom Inc. | Reduce -2.9% | 2.63% | −0.05 |
| IPGP Ipg Photonics Corp. | Sold out | 0.00% | −0.04 |
| GE General Electric | Reduce -18.2% | 0.38% | −0.04 |
| CRM Salesforce Inc. | Reduce -6.1% | 0.54% | −0.03 |
| BP BP PLC-Spons ADR | Reduce -0.9% | 0.10% | −0.02 |
| EA Electronic Arts Inc. | Reduce -1.5% | 0.47% | −0.02 |
| RBKB Rhinebeck Bancorp Inc. | Sold out | 0.00% | −0.02 |
| ARCB Arcbest Corp. | Reduce -0.2% | 0.33% | −0.02 |
| BCE Bce Inc. | Reduce -6.7% | 0.27% | −0.02 |
| GRC Gorman-Rupp Co. | Reduce -1.5% | 0.65% | −0.01 |
| GSK GSK PLC-Spon ADR | Reduce -1.9% | 0.49% | −0.01 |
| BCV Bancroft Fund Ltd. | Reduce -4.0% | 0.22% | −0.01 |
| CRUS Cirrus Logic Inc. | Reduce -1.3% | 0.07% | −0.01 |
| NWFL Norwood Financial Corp. | Reduce -9.6% | 0.08% | −0.01 |
| AGCO Agco Corp. | Reduce -2.2% | 0.06% | −0.01 |
| SUM Summit Materials Inc. Class A | Reduce -1.2% | 0.61% | −0.00 |
| WBS Webster Financial Corp. | Reduce -2.1% | 0.20% | −0.00 |
| EEMV iShares MSCI Emg MKT Min Vol | Reduce -8.1% | 0.05% | −0.00 |
| IBB iShares Biotechnology ETF | Reduce -6.3% | 0.03% | −0.00 |
| AAPL Apple Inc. | Reduce -4.4% | 0.58% | −0.00 |
Portfolio Buys Q2 2024 → Q3 2024
| VMC Vulcan Materials Co. | New | 0.92% | +0.92 |
| WTRG Essential Utilities Inc. | Add +121.7% | 1.18% | +0.63 |
| VNM Vaneck Vietnam ETF | Add +122.4% | 0.88% | +0.48 |
| XRAY Dentsply Sirona Inc. | Add +130.0% | 0.75% | +0.43 |
| ALB Albemarle Corp. | Add +108.1% | 0.72% | +0.35 |
| MRNA Moderna Inc. | Add +341.3% | 0.48% | +0.27 |
| AVTR Avantor Inc. | New | 0.27% | +0.27 |
| ASTE Astec Industries Inc. | Add +64.3% | 0.62% | +0.25 |
| SNOW Snowflake Inc. | Add +91.1% | 0.55% | +0.19 |
| PBW Invesco Wilderhill Clean Ene | Add +119.0% | 0.34% | +0.17 |
| LITE Lumentum Holdings Inc. | Add +1.7% | 0.80% | +0.13 |
| PYPL PayPal Holdings Inc. | Add +4.5% | 0.52% | +0.13 |
| WSBF Waterstone Financial Inc. | Add +165.0% | 0.19% | +0.13 |
| AQN Algonquin Power & Utilities | Add +225.0% | 0.19% | +0.12 |
| TDC Teradata Corp. | Add +46.8% | 0.63% | +0.11 |
| SLB SLB Ltd. | Add +26.4% | 1.98% | +0.11 |
| MTB M & T Bank Corp. | New | 0.08% | +0.08 |
| APTV Aptiv Irish Holdings Ltd. | Add +80.2% | 0.17% | +0.07 |
| ASRV Ameriserv Financial Inc. | Add +398.9% | 0.09% | +0.07 |
| BE Bloom Energy Corp. Class A | Add +45.3% | 0.41% | +0.06 |
| GT Goodyear Tire & Rubber Co. | Add +268.9% | 0.08% | +0.05 |
| ILMN Illumina Inc. | Add +1.2% | 0.32% | +0.05 |
| SYY Sysco Corp. | Add +3.4% | 0.79% | +0.05 |
| HLAN Heartland Banccorp | New | 0.04% | +0.04 |
| BDX Becton Dickinson and Co. | New | 0.04% | +0.04 |
| ADM Archer-Daniels-Midland Co. | New | 0.04% | +0.04 |
| OTTR Otter Tail Corp. | New | 0.04% | +0.04 |
| CRH CRH PLC-Sponsored ADR | New | 0.03% | +0.03 |
| ACN Accenture PLC Class A | New | 0.03% | +0.03 |
| EBMT Eagle Bancorp Montana Inc. | Add +13.4% | 0.14% | +0.03 |
| NVDA Nvidia Corp. | New | 0.03% | +0.03 |
| ABT Abbott Laboratories | Add +0.3% | 0.50% | +0.02 |
| OCFC Oceanfirst Financial Corp. | Add +12.6% | 0.07% | +0.01 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +5.8% | 0.08% | +0.01 |
| VOO Vanguard S&P 500 ETF | Add +2.5% | 0.65% | +0.01 |
| CFFI C & F Financial Corp. | Add +2.0% | 0.08% | +0.01 |
| KO The Coca-Cola Co. | Add +0.9% | 0.06% | +0.00 |
| HD Home Depot Inc. | Add +0.5% | 0.04% | +0.00 |
| DINO HF Sinclair Corp. | Add +33.3% | 0.04% | +0.00 |
| XYL Xylem Inc. | Add +9.3% | 0.05% | +0.00 |
| VZ Verizon Communications Inc. | Add +0.8% | 0.03% | +0.00 |
| EQNR Equinor ASA-Spon ADR | Add +18.7% | 0.17% | −0.00 |
| RIVN Rivian Automotive Inc. Class A | Add +9.1% | 0.02% | −0.00 |
| GOOG Alphabet Inc. Class C | Add +5.8% | 0.04% | −0.00 |
| MU Micron Technology Inc. | Add +2.5% | 0.06% | −0.02 |
| LNN Lindsay Corp. | Add +2.3% | 1.06% | −0.02 |
| DIS The Walt Disney Co. | Add +4.3% | 1.27% | −0.06 |
| MRK Merck & Co. Inc. | Add +0.0% | 1.59% | −0.25 |
| INTC Intel Corp. | Add +14.6% | 1.45% | −0.32 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 181 | $824.4M | GLW, TSM, CSCO, EMR, OGE |
| Q1 2026 | 174 | $754.3M | GLW, TSM, EMR, CSCO, OGE |
| Q4 2025 | 179 | $750.0M | TSM, EMR, GLW, CSCO, TEL |
| Q3 2025 | 173 | $742.7M | TSM, EMR, GLW, AVGO, OGE |
| Q2 2025 | 174 | $673.8M | EMR, TSM, GLW, IBM, AVGO |
| Q1 2025 | 170 | $648.4M | EMR, GLW, OGE, TSM, CSCO |
| Q4 2024 | 172 | $679.6M | EMR, GLW, TSM, IBM, OGE |
| Q3 2024 | 179 | $695.5M | EMR, GLW, IBM, TSM, OGE |
| Q2 2024 | 179 | $655.5M | EMR, GLW, TSM, IBM, OGE |
| Q1 2024 | 174 | $651.8M | EMR, GLW, IBM, TSM, OGE |