Lanark Financial, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 14, 2026), Lanark Financial, Inc. reported 2,542 stock positions worth $1.3 billion. Its top holding was Apple (AAPL) at 2.6% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 2.4%) and Ste STR SPDR PT S&P 500 ETF (SPYM, 2.1%). Compared with Q4 2025, it opened 187 new positions, sold out of 129, added to 775 and reduced 789. The biggest buy was Invesco Dorsey Wright Develo (PIZ, shares +133%) and the biggest sale Microsoft (MSFT, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- BIRMINGHAM, AL
- CIK
- 0000791540
- Portfolio Value
- $1.3B (Q1 2026)
- SEC Filing
- 0000791540-26-000009 ↗ filed Apr 14, 2026
Holdings Value
Holdings 2,542 stocks · $1.3B
| AAPL Apple Inc. | 2.64% | 138,714 | $35.2M | Reduce -2.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.37% | 48,601 | $31.6M | Reduce -3.8% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 2.10% | 365,958 | $28.0M | Add +3.0% |
| VOO Vanguard S&P 500 ETF | 1.72% | 38,372 | $22.9M | Add +16.1% |
| MSFT Microsoft Corp. | 1.59% | 57,087 | $21.1M | Reduce -4.0% |
| NVDA Nvidia Corp. | 1.38% | 105,422 | $18.4M | Add +1.4% |
| GOOGL Alphabet Inc. Class A | 1.20% | 55,494 | $16.0M | Reduce -5.3% |
| AMZN Amazon.com Inc. | 1.19% | 75,866 | $15.8M | Reduce -8.5% |
| AVGO Broadcom Inc. | 1.13% | 48,622 | $15.0M | Reduce -4.5% |
| IVV iShares Core S&P 500 ETF | 0.92% | 18,730 | $12.2M | Reduce -1.0% |
| JPM JPMorgan Chase & Co. | 0.87% | 39,555 | $11.6M | Reduce -1.0% |
| WMT Walmart Inc. | 0.82% | 88,066 | $10.9M | Reduce -4.3% |
| VEA Vanguard Ftse Developed ETF | 0.82% | 170,210 | $10.9M | Reduce -1.4% |
| NEE Nextera Energy Inc. | 0.78% | 111,205 | $10.3M | Reduce -1.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.76% | 17,582 | $10.1M | Reduce -9.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.75% | 217,576 | $9.9M | Add +2.8% |
| SPAB SS SPDR P Agg Bond ETF | 0.68% | 351,520 | $9.0M | Add +16.0% |
| SPIB SS SPDR P Int C Corp. ETF | 0.67% | 265,056 | $8.9M | Add +20.0% |
| V Visa Inc. Class A | 0.66% | 29,043 | $8.8M | Add +3.6% |
| JNJ Johnson & Johnson | 0.59% | 31,904 | $7.8M | Add +0.4% |
| SRE Sempra | 0.58% | 79,155 | $7.7M | Add +1.3% |
| WMB Williams Cos Inc. | 0.54% | 99,375 | $7.2M | Reduce -1.2% |
| PG The Procter & Gamble Co. | 0.54% | 49,375 | $7.1M | Add +8.2% |
| DTM DT Midstream Inc. | 0.53% | 52,709 | $7.1M | Reduce -0.0% |
| AGG iShares Core U.S. Aggregate | 0.52% | 70,009 | $6.9M | Add +17.9% |
| XOM Exxon Mobil Corp. | 0.52% | 40,846 | $6.9M | Add +2.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.51% | 21,176 | $6.8M | Add +0.8% |
| GOOG Alphabet Inc. Class C | 0.50% | 23,127 | $6.6M | Add +16.4% |
| VCIT Vanguard Int-Term Corporate | 0.50% | 79,724 | $6.6M | Reduce -7.0% |
| IAU iShares Gold Trust | 0.47% | 71,157 | $6.3M | Add +13.7% |
| PWR Quanta Services Inc. | 0.47% | 11,363 | $6.2M | Reduce -0.0% |
| NI Nisource Inc. | 0.45% | 128,157 | $6.0M | Reduce -1.4% |
| PH Parker Hannifin Corp. | 0.44% | 6,545 | $5.9M | Reduce -2.9% |
| QGRW Wisdomtree US Quality Growth | 0.44% | 109,001 | $5.8M | Add +23.9% |
| LMT Lockheed Martin Corp. | 0.43% | 9,385 | $5.7M | Reduce -2.5% |
| MS Morgan Stanley | 0.42% | 34,184 | $5.6M | Reduce -5.0% |
| DGRW Wisdomtree U.S. Quality Divi | 0.42% | 63,186 | $5.6M | Add +7.7% |
| CB Chubb Ltd. | 0.41% | 16,924 | $5.5M | Add +2.4% |
| ETR Entergy Corp. | 0.41% | 48,909 | $5.5M | Reduce -0.4% |
| TMUS T-Mobile US Inc. | 0.41% | 26,105 | $5.5M | Reduce -15.6% |
| META Meta Platforms Inc. Class A | 0.41% | 9,502 | $5.4M | Add +11.8% |
| IDA Idacorp Inc. | 0.40% | 37,069 | $5.3M | Add +0.5% |
| GLW Corning Inc. | 0.39% | 38,321 | $5.2M | Reduce -21.7% |
| LLY Eli Lilly & Co. | 0.39% | 5,614 | $5.2M | Add +2.5% |
| VRT Vertiv Holdings Co. Class A | 0.38% | 20,265 | $5.1M | Reduce -3.0% |
| CVX Chevron Corp. | 0.38% | 24,340 | $5.0M | Add +4.8% |
| SCHW Schwab (charles) Corp. | 0.38% | 53,324 | $5.0M | Add +132.2% |
| EQIX Equinix Inc. | 0.37% | 5,070 | $5.0M | Add +0.7% |
| TLN Talen Energy Corp. | 0.37% | 15,387 | $4.9M | Reduce -0.2% |
| SYK Stryker Corp. | 0.37% | 14,904 | $4.9M | Add +50.3% |
| VEU Vanguard Ftse All-World Ex-U | 0.37% | 64,952 | $4.9M | Add +12.0% |
| PIZ Invesco Dorsey Wright Develo | 0.37% | 98,272 | $4.9M | Add +132.7% |
| IJH iShares Core S&P Midcap ETF | 0.35% | 70,048 | $4.7M | Reduce -0.7% |
| IWF iShares Russell 1000 Growth | 0.35% | 10,926 | $4.7M | Reduce -7.3% |
| AGGY Wisdomtree Yield Enhanced US | 0.35% | 106,787 | $4.6M | Add +12.0% |
| XLK SS Technology Select Sector | 0.35% | 34,782 | $4.6M | Add +1.5% |
| IJR iShares Core S&P Small-Cap E | 0.35% | 36,998 | $4.6M | Add +2.9% |
| JCI Johnson Controls Internation | 0.34% | 34,958 | $4.6M | Add +1.4% |
| CEG Constellation Energy | 0.34% | 16,221 | $4.5M | Reduce -3.1% |
| UNP Union Pacific Corp. | 0.34% | 18,652 | $4.5M | Add +1.8% |
| CCJ Cameco Corp. | 0.34% | 41,665 | $4.5M | Reduce -28.1% |
| MRK Merck & Co. Inc. | 0.34% | 37,264 | $4.5M | Reduce -0.2% |
| IWM iShares Russell 2000 ETF | 0.33% | 17,847 | $4.4M | Reduce -8.3% |
| SYY Sysco Corp. | 0.32% | 60,248 | $4.3M | Add +1.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.32% | 75,715 | $4.3M | Add +106.9% |
| SPHY SS SPDR P High Yield ETF | 0.31% | 178,998 | $4.2M | Add +15.7% |
| EFG iShares MSCI Eafe Growth ETF | 0.31% | 37,379 | $4.2M | Add +4.7% |
| DDWM Wisdomtree DY Inter Eq FD-US | 0.31% | 92,962 | $4.1M | Add +27.1% |
| IWD iShares Russell 1000 Value E | 0.31% | 19,117 | $4.1M | Reduce -2.0% |
| LOW Lowe's Cos Inc. | 0.30% | 17,028 | $4.0M | Add +2.5% |
| RSG Republic Services Inc. | 0.30% | 18,098 | $4.0M | Add +3.0% |
| MDT Medtronic PLC | 0.30% | 45,528 | $3.9M | Add +3.6% |
| EFV iShares MSCI Eafe Value ETF | 0.30% | 53,042 | $3.9M | Add +5.3% |
| BNDX Vanguard Total Intl Bond ETF | 0.29% | 81,391 | $3.9M | Add +1.3% |
| WTV Wisdomtree U.S. Value Fund | 0.29% | 40,978 | $3.9M | Add +15.1% |
| ABBV Abbvie Inc. | 0.29% | 17,715 | $3.9M | Reduce -2.6% |
| AEE Ameren Corporation | 0.29% | 35,035 | $3.9M | Add +0.3% |
| PEP Pepsico Inc. | 0.29% | 24,607 | $3.8M | Add +5.9% |
| WEC WEC Energy Group Inc. | 0.28% | 32,726 | $3.8M | Add +1.1% |
| CNP Centerpoint Energy Inc. | 0.28% | 87,557 | $3.8M | Reduce -5.9% |
| XEL Xcel Energy Inc. | 0.28% | 46,965 | $3.7M | Reduce -0.5% |
| FTCS First Trust Capital Strength | 0.28% | 40,033 | $3.7M | Reduce -2.0% |
| VWO Vanguard Ftse Emerging Marke | 0.28% | 68,092 | $3.7M | Reduce -1.6% |
| SGOV iShares 0-3 Month Treasury B | 0.27% | 36,083 | $3.6M | Reduce -24.4% |
| UBER Uber Technologies Inc. | 0.27% | 50,201 | $3.6M | Add +4.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.27% | 32,862 | $3.6M | Add +2.2% |
| GEV GE Vernova Inc. | 0.27% | 4,055 | $3.5M | Reduce -6.8% |
| PDP Invesco Dorsey Wright Moment | 0.26% | 28,591 | $3.5M | Add +188.7% |
| SCHD Schwab US DVD Equity ETF | 0.26% | 111,504 | $3.4M | Reduce -10.9% |
| IWR iShares Russell Mid-Cap ETF | 0.25% | 34,908 | $3.4M | Reduce -3.6% |
| HD Home Depot Inc. | 0.25% | 10,169 | $3.3M | Reduce -10.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.25% | 13,566 | $3.3M | Add +40.8% |
| BSV Vanguard Short-Term Bond ETF | 0.24% | 41,430 | $3.2M | Add +1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.24% | 6,712 | $3.2M | Reduce -2.5% |
| HIG Hartford Insurance Group Inc. | 0.24% | 23,221 | $3.1M | Add +3.2% |
| DLR Digital Realty Trust Inc. | 0.24% | 17,393 | $3.1M | Reduce -0.8% |
| AMAT Applied Materials Inc. | 0.23% | 9,103 | $3.1M | Add +80.5% |
| VGT Vanguard Info Tech ETF | 0.23% | 4,358 | $3.0M | Add +1.7% |
| CAT Caterpillar Inc. | 0.22% | 4,177 | $3.0M | Reduce -2.8% |
| NXPI NXP Semiconductors NV | 0.22% | 14,938 | $2.9M | Add +4.6% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $6K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 147 | $6K | No change |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 5 | $3 | No change |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 5 | $1 | No change |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 5 | $1 | No change |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -4.0% | 1.59% | −0.58 |
| AAPL Apple Inc. | Reduce -2.8% | 2.64% | −0.28 |
| AMZN Amazon.com Inc. | Reduce -8.5% | 1.19% | −0.26 |
| ORCL Oracle Corp. | Reduce -60.3% | 0.10% | −0.23 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.8% | 2.37% | −0.22 |
| AVGO Broadcom Inc. | Reduce -4.5% | 1.13% | −0.20 |
| MU Micron Technology Inc. | Reduce -55.2% | 0.21% | −0.19 |
| GOOGL Alphabet Inc. Class A | Reduce -5.3% | 1.20% | −0.18 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -39.4% | 0.20% | −0.18 |
| CCI Crown Castle Inc. | Reduce -44.6% | 0.17% | −0.16 |
| EQT Eqt Corp. | Reduce -87.0% | 0.03% | −0.16 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -98.1% | 0.00% | −0.15 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -9.3% | 0.76% | −0.14 |
| XBOEX BlackRock Enh GLBL DVD TR | Reduce -69.9% | 0.05% | −0.12 |
| JEPI JPMorgan Equity Premium Inco | Reduce -41.7% | 0.15% | −0.11 |
| INTU Intuit Inc. | Reduce -93.2% | 0.01% | −0.11 |
| ADBE Adobe Inc. | Reduce -41.5% | 0.07% | −0.11 |
| QQQX Nuveen Nasdaq 100 DYN Overwr | Reduce -72.0% | 0.04% | −0.11 |
| CEG Constellation Energy | Reduce -3.1% | 0.34% | −0.11 |
| DIAX Nuveen Dow 30 Dynamic Overwr | Sold out | 0.00% | −0.10 |
| WDAY Workday Inc. Class A | Reduce -99.6% | 0.00% | −0.10 |
| JPM JPMorgan Chase & Co. | Reduce -1.0% | 0.87% | −0.10 |
| FPEI First Trust Institutional PR | Reduce -77.2% | 0.03% | −0.10 |
| ABT Abbott Laboratories | Reduce -68.1% | 0.03% | −0.10 |
| SGOV iShares 0-3 Month Treasury B | Reduce -24.4% | 0.27% | −0.09 |
| NFLX Netflix Inc. | Reduce -46.0% | 0.11% | −0.09 |
| HPE Hewlett Packard Enterprise | Reduce -95.7% | 0.00% | −0.09 |
| QIG Wisdomtree US Corporate Bond | Sold out | 0.00% | −0.09 |
| EIPI FT Energy Income ETF | Reduce -86.9% | 0.01% | −0.08 |
| PPL PPL Corp. | Reduce -33.9% | 0.20% | −0.08 |
| WFC Wells Fargo & Co. | Reduce -34.8% | 0.09% | −0.07 |
| IWF iShares Russell 1000 Growth | Reduce -7.3% | 0.35% | −0.07 |
| XJQCX Nuveen Credit Strategies Inc. | Reduce -59.6% | 0.04% | −0.07 |
| TLN Talen Energy Corp. | Reduce -0.2% | 0.37% | −0.07 |
| FBTC Fidelity Wise Origin Bitcoin | Reduce -50.2% | 0.04% | −0.06 |
| QCOM Qualcomm Inc. | Reduce -2.4% | 0.18% | −0.06 |
| TTWO Take-Two Interactive Softwre | Reduce -76.8% | 0.01% | −0.06 |
| BSX Boston Scientific Corp. | Reduce -31.4% | 0.05% | −0.06 |
| TMUS T-Mobile US Inc. | Reduce -15.6% | 0.41% | −0.06 |
| GENI Genius Sports Ltd. | Reduce -48.4% | 0.02% | −0.06 |
| CCJ Cameco Corp. | Reduce -28.1% | 0.34% | −0.06 |
| MS Morgan Stanley | Reduce -5.0% | 0.42% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -1.0% | 0.92% | −0.06 |
| CRM Salesforce Inc. | Reduce -12.4% | 0.08% | −0.05 |
| ACN Accenture PLC Class A | Reduce -29.6% | 0.05% | −0.05 |
| BLW BlackRock Ltd. Durat Inc. TR | Reduce -54.7% | 0.03% | −0.05 |
| JOBY Joby Aviation Inc. | Reduce -3.7% | 0.07% | −0.05 |
| VCIT Vanguard Int-Term Corporate | Reduce -7.0% | 0.50% | −0.05 |
| BR Broadridge Financial Solutio | Reduce -20.6% | 0.06% | −0.04 |
| HD Home Depot Inc. | Reduce -10.0% | 0.25% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| PIZ Invesco Dorsey Wright Develo | Add +132.7% | 0.37% | +0.21 |
| SCHW Schwab (charles) Corp. | Add +132.2% | 0.38% | +0.20 |
| MPC Marathon Petroleum Corp. | Add +2238.3% | 0.20% | +0.19 |
| PDP Invesco Dorsey Wright Moment | Add +188.7% | 0.26% | +0.17 |
| IRM Iron Mountain Inc. | Add +601.2% | 0.19% | +0.17 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +106.9% | 0.32% | +0.16 |
| LITE Lumentum Holdings Inc. | Add +437.7% | 0.18% | +0.16 |
| XOM Exxon Mobil Corp. | Add +2.8% | 0.52% | +0.16 |
| VOO Vanguard S&P 500 ETF | Add +16.1% | 1.72% | +0.16 |
| AMAT Applied Materials Inc. | Add +80.5% | 0.23% | +0.14 |
| EXPE Expedia Group Inc. | Add +24769.0% | 0.13% | +0.12 |
| WTPI Wisdomtree Equity Premium Inc. | New | 0.12% | +0.12 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | Add +1978.4% | 0.13% | +0.12 |
| COHR Coherent Corp. | Add +4121.4% | 0.12% | +0.11 |
| CVX Chevron Corp. | Add +4.8% | 0.38% | +0.11 |
| SYK Stryker Corp. | Add +50.3% | 0.37% | +0.10 |
| SPIB SS SPDR P Int C Corp. ETF | Add +20.0% | 0.67% | +0.10 |
| CGCP Cap Group Core Plus Income | Add +5827.4% | 0.10% | +0.10 |
| TEL Te Connectivity PLC | Add +1636.4% | 0.10% | +0.10 |
| HYDB iShares High Yield Systemati | Add +2466.1% | 0.10% | +0.10 |
| NYT New York Times Co. Class A | Add +122.5% | 0.15% | +0.10 |
| INTC Intel Corp. | Add +346.9% | 0.12% | +0.09 |
| FFIV F5 Inc. | Add +4433.3% | 0.09% | +0.09 |
| JNJ Johnson & Johnson | Add +0.4% | 0.59% | +0.09 |
| DDOG Datadog Inc. Class A | Add +4327.5% | 0.09% | +0.09 |
| IAU iShares Gold Trust | Add +13.7% | 0.47% | +0.09 |
| SPAB SS SPDR P Agg Bond ETF | Add +16.0% | 0.68% | +0.09 |
| VYMI Vanguard Int High DVD YLD Inc. | Add +359.5% | 0.11% | +0.09 |
| AGGH Simplify Aggregate Bond ETF | Add +2778.2% | 0.09% | +0.09 |
| EQIX Equinix Inc. | Add +0.7% | 0.37% | +0.08 |
| VIK Viking Holdings Ltd. | New | 0.08% | +0.08 |
| AGG iShares Core U.S. Aggregate | Add +17.9% | 0.52% | +0.07 |
| FUTY Fidelity MSCI US Utilities | Add +4359.7% | 0.08% | +0.07 |
| DDWM Wisdomtree DY Inter Eq FD-US | Add +27.1% | 0.31% | +0.07 |
| HPP Hudson Pacific Properties Inc. | New | 0.06% | +0.06 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +282.2% | 0.08% | +0.06 |
| SHOP Shopify Inc. Class A | Add +129.9% | 0.15% | +0.06 |
| SRE Sempra | Add +1.3% | 0.58% | +0.06 |
| DEM Wisdomtree Emerging Markets | Add +116.7% | 0.10% | +0.06 |
| TLTW iShares 20+ Bond Buywrite | New | 0.05% | +0.05 |
| LRCX Lam Research Corp. | Add +17.0% | 0.17% | +0.05 |
| CGDV Cap Group Dividend Value | Add +234.6% | 0.07% | +0.05 |
| BIZD Vaneck BDC Income ETF | New | 0.05% | +0.05 |
| QGRW Wisdomtree US Quality Growth | Add +23.9% | 0.44% | +0.05 |
| ANET Arista Networks Inc. | Add +41.2% | 0.20% | +0.05 |
| IDA Idacorp Inc. | Add +0.5% | 0.40% | +0.05 |
| VEU Vanguard Ftse All-World Ex-U | Add +12.0% | 0.37% | +0.04 |
| BTAL Agf US Market Neutral Anti-B | New | 0.04% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +15.2% | 0.20% | +0.04 |
| BKR Baker Hughes Co. | Add +4.9% | 0.15% | +0.04 |
Options Activity Q4 2025 → Q1 2026
| MRNA Moderna Inc. | put | Sold out | 15 | $18Kbefore exit |
| SMCI Super Micro Computer Inc. | put | Sold out | 10 | $13Kbefore exit |
| NWL Newell Brands Inc. | put | Sold out | 30 | $11Kbefore exit |
| TTD Trade Desk Inc./the Class A | put | Sold out | 9 | $10Kbefore exit |
| KVUE Kenvue Inc. | put | Sold out | 20 | $9Kbefore exit |
| MNDY Monday.com Ltd. | put | Sold out | 3 | $9Kbefore exit |
| SYM Symbotic Inc. | put | Sold out | 21 | $9Kbefore exit |
| BA The Boeing Co. | put | Sold out | 6 | $8Kbefore exit |
| GNRC Generac Holdings Inc. | put | Sold out | 4 | $8Kbefore exit |
| KMX Carmax Inc. | put | Sold out | 9 | $7Kbefore exit |
| AMAT Applied Materials Inc. | call | Sold out | 1 | $6Kbefore exit |
| NICE Nice Ltd. - Spon ADR | put | Sold out | 3 | $5Kbefore exit |
| BA The Boeing Co. | call | Sold out | 6 | $5Kbefore exit |
| CRS Carpenter Technology | call | Sold out | 2 | $5Kbefore exit |
| STZ Constellation Brands Inc. Class A | put | Sold out | 2 | $5Kbefore exit |
| SNOW Snowflake Inc. | put | Sold out | 3 | $4Kbefore exit |
| ZTS Zoetis Inc. | put | Sold out | 3 | $4Kbefore exit |
| MOS The Mosaic Co. | put | Sold out | 12 | $3Kbefore exit |
| UNH Unitedhealth Group Inc. | put | Sold out | 4 | $3Kbefore exit |
| SYF Synchrony Financial | call | Sold out | 4 | $3Kbefore exit |
| AMD Advanced Micro Devices | put | Sold out | 15 | $3Kbefore exit |
| TXN Texas Instruments Inc. | put | Sold out | 4 | $3Kbefore exit |
| ORCL Oracle Corp. | put | Sold out | 2 | $3Kbefore exit |
| BAH Booz Allen Hamilton Holdings | put | Sold out | 4 | $3Kbefore exit |
| PG The Procter & Gamble Co. | put | Sold out | 4 | $3Kbefore exit |
| AVGO Broadcom Inc. | call | Sold out | 4 | $3Kbefore exit |
| NVAX Novavax Inc. | put | Sold out | 7 | $2Kbefore exit |
| MBLY Mobileye Global Inc. Class A | put | Sold out | 10 | $2Kbefore exit |
| NVDA Nvidia Corp. | call | Sold out | 3 | $2Kbefore exit |
| PAYX Paychex Inc. | put | Sold out | 2 | $2Kbefore exit |
| PYPL PayPal Holdings Inc. | put | Sold out | 5 | $2Kbefore exit |
| WMT Walmart Inc. | call | Sold out | 2 | $2Kbefore exit |
| INTC Intel Corp. | put | Sold out | 25 | $2Kbefore exit |
| P Everpure Inc. Class A | put | Sold out | 4 | $2Kbefore exit |
| PUTGTLB06/18/2632.50 | put | Sold out | 6 | $2Kbefore exit |
| GTLB Gitlab Inc. Class A | put | Sold out | 6 | $2Kbefore exit |
| GLOB Globant SA | put | Sold out | 5 | $2Kbefore exit |
| GSL Global Ship Lease Inc. Class A | call | Sold out | 4 | $2Kbefore exit |
| NTSK Netskope Inc. Class A | put | Sold out | 8 | $2Kbefore exit |
| MRVL Marvell Technology Inc. | put | Sold out | 8 | $2Kbefore exit |
| WHR Whirlpool Corp. | put | Sold out | 5 | $2Kbefore exit |
| BULL Webull Corp. | put | Sold out | 14 | $2Kbefore exit |
| GDX Vaneck Gold Miners ETF | call | Sold out | 2 | $1Kbefore exit |
| TGT Target Corp. | put | Sold out | 9 | $1Kbefore exit |
| NEM Newmont Corp. | call | Sold out | 2 | $1Kbefore exit |
| EQH Equitable Holdings Inc. | call | Sold out | 7 | $1Kbefore exit |
| STT State Street Corp. | put | Sold out | 5 | $1Kbefore exit |
| BAC Bank of America Corp. | call | Sold out | 4 | $1Kbefore exit |
| RNG Ringcentral Inc. Class A | put | Sold out | 7 | $1Kbefore exit |
| PBR Petroleo Brasileiro-Spon ADR | put | Sold out | 10 | $1Kbefore exit |
Showing the first 50 of 102.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| FREDDIE MAC (FMCC V8.375 PERP Z) | PFD | Sold out | 54,531 | $785Kbefore exit |
| JPMORGAN CHASE & CO (JPM 5.75 PERP DD) | PREFERRED STOCK | Sold out | 13,859 | $345Kbefore exit |
| MORGAN STANLEY (MS 5.85 PERP K) | Bond | Sold out | 11,552 | $283Kbefore exit |
| BANK OF AMERICA CORP (BAC 6.45 12/15/66 K*) | Common Stock | Sold out | 9,588 | $245Kbefore exit |
| CAPITAL ONE FINANCIAL CO (COF 5 PERP I) | Preferred Stock | Sold out | 12,238 | $233Kbefore exit |
| BRC GROUP HOLDINGS INC (RILY 6.5 09/30/26) | Preferred | Sold out | 9,593 | $204Kbefore exit |
| NATL HEALTHCARE PROP INC (HEATRU 7.375 PERP A) | PREFERREDSTK | Sold out | 8,625 | $165Kbefore exit |
| US BANCORP (USB 5.5 PERP K) | Common Stock | Sold out | 6,916 | $156Kbefore exit |
| SOUND POINT MERIDIAN CAP (SPMC 8 11/30/29) | PREFERREDSTK | Sold out | 5,900 | $149Kbefore exit |
| BANK OF AMERICA CORP (BAC 6 PERP GG) | PFD | Sold out | 4,682 | $118Kbefore exit |
| GOLDMAN SACHS GROUP INC (GS F PERP D) | Preferred Stock | Sold out | 5,634 | $110Kbefore exit |
| DIME COMMERCIAL INC (DCOM 5.5 PERP) | PREFERRED STOCK | Sold out | 6,116 | $109Kbefore exit |
| PRUDENTIAL FINANCIAL INC (PRU 5.625 08/15/58) | PFD | Sold out | 4,354 | $104Kbefore exit |
| METLIFE INC (MET 5.625 PERP E) | Common Stock | Sold out | 4,111 | $98Kbefore exit |
| WELLS FARGO & COMPANY (WFC 4.7 PERP AA) | Common Stock | Sold out | 5,040 | $98Kbefore exit |
| BRC GROUP HOLDINGS INC (RILY 5 12/31/26) | PREFERRED STOCK | Sold out | 4,801 | $97Kbefore exit |
| JPMORGAN CHASE & CO (JPM 4.55 PERP JJ) | COM | Sold out | 4,858 | $94Kbefore exit |
| WELLS FARGO & COMPANY (WFC 4.25 PERP DD) | PFD | Sold out | 5,237 | $93Kbefore exit |
| EQUITABLE HOLDINGS INC (EQH 5.25 PERP A) | Common Stock | Sold out | 4,543 | $92Kbefore exit |
| CAPITAL ONE FINANCIAL CO (COF 4.8 PERP J) | Common Stock | Sold out | 4,860 | $88Kbefore exit |
| SOUTHERN CO (SO 4.95 01/30/80 2020) | PFD | Sold out | 4,323 | $87Kbefore exit |
| BANK OF AMERICA CORP (BAC 5.375 PERP KK) | PFD | Sold out | 3,734 | $82Kbefore exit |
| PUBLIC STORAGE (PSA 3.9 PERP O) | PREFERREDSTK | Sold out | 5,121 | $80Kbefore exit |
| SACHEM CAPITAL CORP (SACH 7.125 06/30/27) | PREFERREDSTK | Sold out | 3,400 | $79Kbefore exit |
| JACKSON FINANCIAL INC (JXN V8 PERP) | PFD | Sold out | 3,000 | $78Kbefore exit |
| OXFORD LANE CAPITAL CORP (OXLC 6 08/31/29 2029) | PREFERREDSTK | Sold out | 3,267 | $76Kbefore exit |
| AFFILIATED MANAGERS GROU (AMG 5.875 03/30/59) | Common Stock | Sold out | 3,517 | $74Kbefore exit |
| AT&T INC (T 4.75 PERP C) | PFD | Sold out | 3,674 | $70Kbefore exit |
| TRUIST FINANCIAL CORP (TFC F PERP I) | Common Stock | Sold out | 3,500 | $69Kbefore exit |
| NATL HEALTHCARE PROP INC (HEATRU 7.125 PERP B) | PREFERREDSTK | Sold out | 3,407 | $63Kbefore exit |
| RUNWAY GROWTH FINANCE CO (RWAY 9 01/31/27) | PREFERREDSTK | Sold out | 2,450 | $62Kbefore exit |
| SOUND POINT MERIDIAN CAP (SPMC 7.875 07/31/30 B) | PREFERREDSTK | Sold out | 2,420 | $61Kbefore exit |
| GENERAL AMERICAN INVEST (GAM 5.95 PERP B) | Pfd Stk | Sold out | 2,430 | $61Kbefore exit |
| PRIORITY INCOME FUND (PRIORT 6 12/31/28 J) | Preferred | Sold out | 2,543 | $61Kbefore exit |
| WELLS FARGO & COMPANY (WFC 5.625 PERP Y) | PREFERRED STOCK | Sold out | 2,488 | $60Kbefore exit |
| EAGLE POINT CREDIT CO (ECC 6.75 03/31/31) | PREFERREDSTK | Sold out | 2,400 | $60Kbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Sold out | 46 | $58Kbefore exit |
| PRIORITY INCOME FUND (PRIORT 7 06/30/29 D) | PREFERREDSTK | Sold out | 2,258 | $56Kbefore exit |
| CARLYLE FINANCE LLC (CG 4.625 05/15/61) | PFD | Sold out | 3,250 | $56Kbefore exit |
| GLOBAL NET LEASE INC (GNL 7.25 PERP A) | PREFERREDSTK | Sold out | 2,260 | $53Kbefore exit |
| CHARLES SCHWAB CORP (SCHW 4.45 PERP J) | PFD | Sold out | 2,754 | $52Kbefore exit |
| CHS INC (CHSINC V6.75 PERP 3) | PFD | Sold out | 2,021 | $50Kbefore exit |
| ALLSTATE CORP (ALL 7.375 PERP J) | PERP PFD J | Sold out | 1,862 | $49Kbefore exit |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Sold out | 565 | $43Kbefore exit |
| SARATOGA INVESTMENT CORP (SAR 6 04/30/27 2027) | PREFERREDSTK | Sold out | 1,680 | $42Kbefore exit |
| DIGITAL REALTY TRUST INC (DLR 5.2 PERP L) | PFDs, REITs, | Sold out | 2,027 | $41Kbefore exit |
| BRC GROUP HOLDINGS INC (RILY 5.25 08/31/28) | Pref | Sold out | 3,300 | $41Kbefore exit |
| ARLINGTON ASSET INVEST (AAIC 6 08/01/26) | PREFERREDSTK | Sold out | 1,940 | $40Kbefore exit |
| BRIGHTHOUSE FINANCIAL IN (BHF 6.6 PERP A) | BHFAP | Sold out | 2,475 | $38Kbefore exit |
| EAGLE POINT INSTL INCOME (EAPIIF 8.125 10/31/29 A) | PREFERREDSTK | Sold out | 1,479 | $37Kbefore exit |
Showing the first 50 of 194.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,401 | $1.5B | AAPL, SPY, SPYM, VOO, NVDA |
| Q1 2026 | 2,542 | $1.3B | AAPL, SPY, SPYM, VOO, MSFT |
| Q4 2025 | 2,484 | $1.3B | AAPL, SPY, MSFT, SPYM, VOO |
| Q3 2025 | 2,479 | $1.3B | AAPL, SPY, MSFT, SPYM, NVDA |
| Q2 2025 | 2,326 | $1.2B | MSFT, AAPL, SPYM, SPY, AVGO |
| Q1 2025 | 2,108 | $1.2B | BRK.A, RY, MSFT, AAPL, SPY |
| Q4 2024 | 1,246 | $1.1M | RY, AAPL, MSFT, SPY, AVGO |
| Q3 2024 | 2,104 | $1.2B | RY, AAPL, MSFT, BRK.A, SPY |
| Q2 2024 | 2,068 | $1.1B | AAPL, RY, MSFT, BRK.A, SPY |
| Q1 2024 | 2,158 | $1.1B | RY, MSFT, AAPL, BRK.A, SPY |