LM Advisors LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), LM Advisors LLC reported 205 stock positions worth $568.6 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 10.4% of the portfolio, followed by Amazon.com (AMZN, 9.0%) and Invesco Russell 1000 DYN M/F (OMFL, 6.2%). Compared with Q4 2023, it opened 15 new positions, sold out of 542, added to 70 and reduced 58. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +72%) and the biggest sale an exit from Progyny.

Most Recent 13F
Q2 2026
Location
SAN DIEGO, CA
CIK
0002011314
Portfolio Value
$568.6M (Q1 2024)
SEC Filing
0002011314-24-000003 ↗ filed May 15, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $568.6M $568.6M Q1 2024 Q2 2024: $502.0M Q2 2024 Q3 2024: $487.6M Q3 2024 Q4 2024: $554.8M Q4 2024 Q1 2025: $551.2M Q1 2025 Q2 2025: $772.9M Q2 2025 Q3 2025: $689.9M Q3 2025 Q4 2025: $25.3M Q4 2025 Q1 2026: $18.0M Q1 2026 Q2 2026: $22.9M Q2 2026

Holdings 205 stocks · $568.6M
VOO Vanguard S&P 500 ETF 10.42% 123,699 $59.2M Add +72.1%
AMZN Amazon.com Inc. 9.00% 287,784 $51.2M Reduce -0.9%
OMFL Invesco Russell 1000 DYN M/F 6.19% 647,631 $35.2M Reduce -0.3%
SPY SS SPDR S&P 500 ETF Trust-US 5.61% 60,976 $31.9M Add +1.4%
AAPL Apple Inc. 4.87% 161,507 $27.7M Add +51.1%
GOOG Alphabet Inc. Class C 3.97% 148,284 $22.6M Add +1.7%
MSFT Microsoft Corp. 3.15% 42,566 $17.9M Add +15.3%
VIG Vanguard Dividend Apprec ETF 2.73% 86,411 $15.5M Reduce -7.4%
QQQ Invesco QQQ Trust Series 1 2.54% 32,814 $14.4M New
BRK.A Berkshire Hathaway Inc. Class A 2.23% 20 $12.7M Add +81.8%
VTI VG Morningstar TS MKT ETF-US 1.84% 40,149 $10.4M Add +10.9%
BRK.B Berkshire Hathaway Inc. Class B 1.71% 23,087 $9.7M Add +59.3%
VHT Vanguard Health Care ETF 1.62% 35,306 $9.2M Reduce -3.3%
GOOGL Alphabet Inc. Class A 1.54% 58,082 $8.8M Add +3.7%
CRM Salesforce Inc. 1.28% 24,090 $7.3M Reduce -30.8%
META Meta Platforms Inc. Class A 1.21% 14,134 $6.9M Reduce -7.3%
BSV Vanguard Short-Term Bond ETF 1.02% 75,466 $5.8M Add +21.6%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.94% 13,533 $5.3M Reduce -4.8%
RSP Invesco S&P 500 Equal Weight 0.94% 33,290 $5.3M Add +56.3%
IEFA iShares Core MSCI Eafe ETF 0.91% 69,791 $5.2M Add +41.9%
IHI iShares U.S. Medical Devices 0.90% 87,009 $5.1M Reduce -4.0%
XLF SS Financial Select Sector 0.83% 111,635 $4.7M Add +286.4%
COST Costco Wholesale Corp. 0.80% 6,233 $4.6M Reduce -28.6%
VNQ Vanguard Real Estate ETF 0.79% 52,931 $4.5M Reduce -4.2%
YSEP FT VST Int Eq MB ETF-Usd Inc. 0.79% 206,966 $4.5M Add +0.3%
XLV SS Health Care Select Sector 0.78% 29,945 $4.4M Add +4.8%
V Visa Inc. Class A 0.74% 14,980 $4.2M Add +32.1%
LLY Eli Lilly & Co. 0.73% 5,320 $4.1M Reduce -0.9%
FFEB FT Vest US Equity Buffer ETF 0.69% 87,281 $4.0M Add +32.2%
XJUN FT Vest U.S. Equity Enhance 0.68% 112,880 $3.8M Reduce -16.6%
NAD Nuveen Quality Municipal Inc. 0.66% 329,347 $3.8M Add +2.5%
NAC Nuveen Ca QLTY Muni Inc. 0.66% 338,219 $3.7M Add +3.2%
IEMG iShares Core MSCI Emerging 0.62% 68,253 $3.5M Add +2.0%
JPM JPMorgan Chase & Co. 0.56% 16,025 $3.2M Add +14.9%
VWO Vanguard Ftse Emerging Marke 0.56% 76,324 $3.2M Reduce -16.6%
NVDA Nvidia Corp. 0.53% 3,359 $3.0M Reduce -44.0%
BSTZ BlackRock Sci & Tech TRM TR 0.50% 146,239 $2.8M No change
SPHD Invesco S&P 500 High Dividen 0.47% 60,664 $2.7M Add +2.7%
WMT Walmart Inc. 0.47% 44,060 $2.7M Add +36.5%
BBDC Barings BDC Inc. 0.47% 126,542 $2.6M New
IVV iShares Core S&P 500 ETF 0.45% 4,919 $2.6M Reduce -17.8%
VTV Vanguard Mrngstr Val ETF-Aui 0.45% 17,109 $2.6M Reduce -15.0%
PYPL PayPal Holdings Inc. 0.42% 35,504 $2.4M Add +0.8%
UNH Unitedhealth Group Inc. 0.42% 4,788 $2.4M Add +67.5%
SHV iShares 0-1 Year Treasury Bo 0.41% 21,059 $2.3M Reduce -0.4%
GJAN FT Vest US Equity Moderate B 0.41% 64,865 $2.3M Add +6.0%
QCOM Qualcomm Inc. 0.40% 13,790 $2.3M Reduce -8.2%
XBI SS SPDR S&P Biotech ETF 0.40% 23,767 $2.3M Reduce -10.7%
IAU iShares Gold Trust 0.39% 52,798 $2.2M No change
ORCL Oracle Corp. 0.38% 17,177 $2.2M Reduce -0.1%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.37% 33,444 $2.1M Reduce -5.3%
ESS Essex Property Trust Inc. 0.36% 8,442 $2.1M Reduce -1.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.34% 15,932 $1.9M Reduce -30.3%
BYM BlackRock Muni Inc. QLTY 0.34% 164,236 $1.9M Add +1.4%
MS Morgan Stanley 0.33% 20,121 $1.9M Reduce -16.4%
MRK Merck & Co. Inc. 0.33% 14,300 $1.9M Reduce -19.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.33% 48,941 $1.9M Reduce -11.0%
GNRC Generac Holdings Inc. 0.32% 14,558 $1.8M Add +0.2%
BSCO Invesco Bulletshares 2024 CB 0.32% 86,587 $1.8M Reduce -1.5%
TSLA Tesla Inc. 0.32% 10,255 $1.8M Add +15.7%
XBMEX BlackRock Health Sciences 0.31% 107,342 $1.8M New
IWM iShares Russell 2000 ETF 0.30% 8,023 $1.7M Add +358.2%
TMO Thermo Fisher Scientific Inc. 0.29% 2,877 $1.7M Add +18.1%
MA Mastercard Inc. Class A 0.27% 3,179 $1.5M Add +88.9%
JNJ Johnson & Johnson 0.27% 9,641 $1.5M No change
GS Goldman Sachs Group Inc. 0.26% 3,573 $1.5M Reduce -2.1%
NTSX Wisdomtree US Efficient Core 0.26% 34,777 $1.5M New
SBAC SBA Communications Corp. 0.26% 6,774 $1.5M Add +56.7%
VZ Verizon Communications Inc. 0.26% 34,690 $1.5M Reduce -63.2%
VGT Vanguard Info Tech ETF 0.23% 2,485 $1.3M No change
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.23% 8,369 $1.3M Reduce -29.5%
CVX Chevron Corp. 0.22% 8,035 $1.3M Add +211.4%
MDY State Street SPDR S&P Midcap 0.21% 2,185 $1.2M Add +57.1%
NFLX Netflix Inc. 0.21% 1,998 $1.2M Reduce -23.9%
ADBE Adobe Inc. 0.20% 2,211 $1.1M Add +92.3%
NEE Nextera Energy Inc. 0.20% 17,440 $1.1M Add +678.6%
AXP American Express Co. 0.20% 4,879 $1.1M Reduce -16.4%
DG Dollar General Corp. 0.19% 7,000 $1.1M Add +75.0%
KO The Coca-Cola Co. 0.19% 17,781 $1.1M Reduce -0.9%
C Citigroup Inc. 0.19% 16,982 $1.1M Add +12.6%
SOFI Sofi Technologies Inc. 0.18% 143,854 $1.1M Reduce -14.3%
EWJ iShares MSCI Japan ETF 0.18% 14,678 $1.0M Add +3.1%
PFE Pfizer Inc. 0.18% 36,324 $1.0M Add +63.3%
CMF iShares California Muni Bond 0.17% 17,266 $993K No change
BX Blackstone Inc. 0.17% 7,471 $982K Add +21.9%
IBB iShares Biotechnology ETF 0.17% 7,997 $978K Reduce -15.6%
PLTR Palantir Technologies Inc. Class A 0.17% 42,234 $972K Reduce -2.2%
GJUN FT Vest US Equity Moderate B 0.17% 29,050 $969K Add +84.0%
BABA Alibaba Group Holding-SP ADR 0.17% 13,319 $964K Add +1.8%
DGRW Wisdomtree U.S. Quality Divi 0.17% 12,525 $954K Add +112.6%
XOM Exxon Mobil Corp. 0.17% 8,979 $953K Reduce -17.3%
ABT Abbott Laboratories 0.17% 8,335 $947K Add +10.5%
HD Home Depot Inc. 0.17% 2,446 $938K Add +0.0%
BXSL Blackstone Secured Lending F 0.16% 30,082 $937K No change
MRNA Moderna Inc. 0.16% 8,752 $933K Reduce -20.8%
GENERAC HLDGS INC 0.16% 909,470 $910K New
TGT Target Corp. 0.15% 4,927 $873K New
FSD First Trust High Income Long 0.15% 72,986 $871K New
IIGD Invesco Inv Grade Defensive 0.15% 35,942 $865K No change
CRWD CrowdStrike Holdings Inc. Class A 0.15% 2,625 $842K Reduce -3.7%
AMP Ameriprise Financial Inc. 0.15% 1,896 $831K No change
MUST Columbia Multi-Sect Muni Inc. 0.14% 39,897 $824K Add +8246.6%
CIBR First Trust Nasdaq Cybersecu 0.14% 17,464 $810K Add +250.1%
IJH iShares Core S&P Midcap ETF 0.14% 13,050 $793K Reduce -24.6%
NOW ServiceNow Inc. 0.14% 1,030 $785K Add +282.9%
AMAT Applied Materials Inc. 0.13% 3,595 $741K No change
GLD SPDR Gold Shares 0.13% 3,564 $733K Reduce -20.5%
KLAC KLA Corp. 0.12% 961 $671K No change
BLK BlackRock Finance Inc. 0.12% 792 $661K Add +248.9%
NDMO Nuveen Dynamic Municipal Opp 0.12% 60,319 $657K No change
CDNS Cadence Design SYS Inc. 0.11% 2,085 $649K No change
LOW Lowe's Cos Inc. 0.11% 2,462 $627K No change
ACN Accenture PLC Class A 0.11% 1,783 $618K Add +1080.8%
IWF iShares Russell 1000 Growth 0.11% 1,831 $617K No change
DXJ Wisdomtree Japan Hedged Eq 0.11% 5,651 $613K No change
BA The Boeing Co. 0.11% 3,169 $612K No change
PPA Invesco Aerospace & Defense 0.11% 6,000 $609K No change
LMT Lockheed Martin Corp. 0.11% 1,329 $604K Add +16.5%
MSI Motorola Solutions Inc. 0.11% 1,685 $598K No change
NKE Nike Inc. Class B 0.10% 6,347 $596K Add +22.6%
AMT American Tower Corp. 0.10% 2,963 $585K Reduce -25.2%
MCD McDonald's Corp. 0.10% 2,020 $570K Reduce -12.9%
VTEB Vanguard Tax-Exempt Bond ETF 0.10% 11,155 $564K No change
IT Gartner Inc. 0.10% 1,167 $556K New
VGK Vanguard Ftse Europe ETF 0.10% 8,211 $553K Add +6.0%
FJUL FT Vest US Equity Buffer ETF 0.09% 12,000 $533K No change
PEP Pepsico Inc. 0.09% 3,043 $533K Add +97.2%
IBIT iShares Bitcoin Trust ETF 0.09% 13,016 $527K New
XMAR FT Vest US Equity Enhance & 0.09% 15,380 $517K No change
ITA iShares U.S. Aerospace & Def 0.09% 3,767 $497K Add +22.2%
NOC Northrop Grumman Corp. 0.09% 1,018 $487K Add +6262.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.08% 2,520 $481K Reduce -7.3%
VXF Vanguard Extended Market ETF 0.08% 2,850 $471K Reduce -10.2%
PNC PNC Financial Services Group 0.08% 2,802 $453K No change
WDAY Workday Inc. Class A 0.08% 1,662 $453K Add +0.1%
IWD iShares Russell 1000 Value E 0.08% 2,515 $450K Add +24.8%
OC Owens Corning 0.08% 2,700 $450K No change
MUC BlackRock Munihold Ca QLTY 0.08% 40,604 $447K No change
EFSC Enterprise Financial Service 0.08% 10,832 $439K No change
BP BP PLC-Spons ADR 0.08% 11,377 $429K No change
PLD Prologis Inc. 0.07% 3,259 $424K Add +536.5%
ADSK Autodesk Inc. 0.07% 1,619 $422K No change
USMV iShares MSCI USA Min Vol Fac 0.07% 5,035 $421K No change
GSK GSK PLC-Spon ADR 0.07% 11,661 $404K Add +12.6%
ACGL Arch Capital Group Ltd. 0.07% 4,172 $386K No change
SPGI S&P Global Inc. 0.07% 905 $385K No change
FLEX Flex Ltd. 0.07% 13,440 $385K No change
EW Edwards Lifesciences Corp. 0.07% 4,001 $382K New
SHOP Shopify Inc. Class A 0.07% 4,894 $378K Reduce -7.6%
DIVD Altrius Global Dividend ETF 0.07% 11,227 $377K Add +606.5%
ANET Arista Networks Inc. 0.07% 1,276 $370K No change
PG The Procter & Gamble Co. 0.06% 2,271 $369K Reduce -30.6%
SCZ iShares MSCI Eafe Small-Cap 0.06% 5,798 $367K New
KWEB Kranesh Csi China Internet 0.06% 13,916 $365K No change
CL Colgate-Palmolive Co. 0.06% 4,004 $361K No change
DE Deere & Co. 0.06% 868 $357K Add +0.1%
GPN Global Payments Inc. 0.06% 2,655 $355K No change
RECS Columbia Resear Enh Cor ETF 0.06% 11,238 $348K Add +1105.8%
BKNG Booking Holdings Inc. 0.06% 95 $345K Add +17.3%
COP Conocophillips 0.06% 2,646 $337K No change
BTX BlackRock Tech & Priv Eqty 0.06% 40,925 $333K Reduce -73.5%
GM General Motors Co. 0.06% 7,287 $330K Reduce -14.5%
PSX Phillips 66 0.06% 2,007 $328K No change
SOXX iShares Semiconductor ETF 0.06% 1,416 $320K No change
VRTX Vertex Pharmaceuticals Inc. 0.06% 763 $319K No change
HES Hess Corp. 0.05% 2,033 $310K Reduce -1.8%
OXY Occidental Petroleum Corp. 0.05% 4,775 $310K Reduce -3.4%
SCHW Schwab (charles) Corp. 0.05% 4,280 $310K No change
RGA Reinsurance Group of America 0.05% 1,565 $302K No change
VCSH Vanguard S/T Corp. Bond ETF 0.05% 3,900 $302K Add +680.0%
IWV iShares Russell 3000 ETF 0.05% 1,001 $300K No change
RTX RTX Corp. 0.05% 3,052 $298K No change
IXJ iShares Global Healthcare Et 0.05% 4,806 $295K Reduce -39.3%
ASML ASML Holding NV-NY Reg SHS 0.05% 292 $283K No change
CARR Carrier Global Corp. 0.05% 4,859 $282K No change
GMAR FT Vest US Equity Moderate B 0.05% 8,001 $275K No change
MELI MercadoLibre Inc. 0.05% 178 $269K No change
SDY SS SPDR S&P Dividend ETF 0.05% 2,000 $262K No change
IGM iShares Expanded Tech Sector 0.05% 3,000 $259K No change
DLY Doubleline Yield Opport 0.05% 16,217 $258K Reduce -14.3%
FEZ State Street SPDR Euro Stoxx 0.04% 4,767 $251K No change
EEM iShares MSCI Emerging Market 0.04% 6,010 $247K No change
CHKP Check Point Software Tech 0.04% 1,500 $246K No change
DGRO iShares Core Dividend Growth 0.04% 4,196 $244K No change
BBJP JPMorgan Betabuilders Japan 0.04% 6,069 $238K New
BLW BlackRock Ltd. Durat Inc. TR 0.04% 16,827 $236K Reduce -8.2%
POWI Power Integrations Inc. 0.04% 3,234 $231K No change
O Realty Income Corp. 0.04% 4,188 $227K Add +127.7%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.04% 3,927 $226K No change
ORLY O'reilly Automotive Inc. 0.04% 200 $226K No change
SHEL Shell PLC-ADR 0.04% 3,340 $224K Reduce -9.4%
NVO Novo-Nordisk A/S-Spons ADR 0.04% 1,721 $221K Add +12.7%
VPL Vanguard Ftse Pacific ETF 0.04% 2,910 $221K No change
HTGC Hercules Capital Inc. 0.04% 11,900 $220K No change
ITOT iShares Core S&P Total U.S. 0.04% 1,888 $218K No change
STT State Street Corp. 0.04% 2,777 $215K No change
IJR iShares Core S&P Small-Cap E 0.04% 1,927 $213K Reduce -27.2%
SOXL Direx Dail Semi Bu 3X Et-Usd 0.04% 4,500 $209K New
BIIB Biogen Inc. 0.04% 965 $208K No change
MGM MGM Resorts International 0.04% 4,400 $208K Reduce -0.7%
STWD Starwood Property Trust Inc. 0.04% 9,980 $203K Reduce -3.0%
GBIL Goldman Sachs Access Treasur 0.04% 2,000 $202K New
AVGO Broadcom Inc. 0.04% 152 $201K New
CCI Crown Castle Inc. 0.04% 1,901 $201K Add +0.1%
BIDU Baidu Inc. - Spon ADR 0.04% 1,900 $200K No change
Lines left out (27) · $61K — a value with no share or principal amount
SecurityClassSharesValue
STATE STR SPDR S&P 500 ETF T PUT0$24K
PALO ALTO NETWORKS INC PUT0$4K
TESLA INC PUT0$4K
ALPHABET INC PUT0$3K
ADOBE INC COM0$3K
HUMANA INC PUT0$3K
UNITED PARCEL SVCS INC CL B0$3K
APPLE INC PUT0$2K
NIKE INC PUT0$2K
SCHWAB CHARLES CORP COM0$2K
PFIZER INC PUT0$1K
KRANESHARES TRUST PUT0$1K
NEXGEN ENERGY LTD COM0$1K
REALTY INCOME CORP COM0$1K
MODERNA INC PUT0$1K
THERMO FISHER SCIENTIFIC INC PUT0$1K
CHEVRON CORPORATION PUT0$910
ALIBABA GROUP HLDG LTD PUT0$840
RIVIAN AUTOMOTIVE INC PUT0$733
GILEAD SCIENCES INC COM0$564
BANK OF AMER CORP PUT0$386
BLACKSTONE INC PUT0$373
MARVELL TECHNOLOGY INC PUT0$220
AMAZON COM INC PUT0$209
ON SEMICONDUCTOR CORP COM0$205
NIO INC PUT0$27
PAYPAL HLDGS INC CALL0$6

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $568.7M.

Portfolio Sells Q4 2023 → Q1 2024
PROGYNY INC Sold out 0.00% −2.80
CRM Salesforce Inc. Reduce -30.8% 1.28% −0.58
OMFL Invesco Russell 1000 DYN M/F Reduce -0.3% 6.19% −0.57
VIG Vanguard Dividend Apprec ETF Reduce -7.4% 2.73% −0.49
VZ Verizon Communications Inc. Reduce -63.2% 0.26% −0.46
COST Costco Wholesale Corp. Reduce -28.6% 0.80% −0.37
CONTROLADORA VUELA COMP DE A Sold out 0.00% −0.32
XJUN FT Vest U.S. Equity Enhance Reduce -16.6% 0.68% −0.29
FIRSTSERVICE CORP NEW Sold out 0.00% −0.24
VHT Vanguard Health Care ETF Reduce -3.3% 1.62% −0.23
VNQ Vanguard Real Estate ETF Reduce -4.2% 0.79% −0.20
VWO Vanguard Ftse Emerging Marke Reduce -16.6% 0.56% −0.20
BTX BlackRock Tech & Priv Eqty Reduce -73.5% 0.06% −0.17
VTV Vanguard Mrngstr Val ETF-Aui Reduce -15.0% 0.45% −0.16
SOFI Sofi Technologies Inc. Reduce -14.3% 0.18% −0.15
PAXS PIMCO Access Income Fund Sold out 0.00% −0.15
DIA SS SPDR Dow Jones Indus Avg Reduce -4.8% 0.94% −0.15
EDWARDS LIFESCIENCES CORP Sold out 0.00% −0.14
EL Estee Lauder Companies Class A Reduce -29.5% 0.23% −0.13
IVV iShares Core S&P 500 ETF Reduce -17.8% 0.45% −0.12
MS Morgan Stanley Reduce -16.4% 0.33% −0.12
LIT Global X Lithium & Battery T Sold out 0.00% −0.10
IHI iShares U.S. Medical Devices Reduce -4.0% 0.90% −0.10
IBB iShares Biotechnology ETF Reduce -15.6% 0.17% −0.09
IXJ iShares Global Healthcare Et Reduce -39.3% 0.05% −0.09
VOT Vngrd Mrngstr MC GRW ETF-Usd Sold out 0.00% −0.09
XBI SS SPDR S&P Biotech ETF Reduce -10.7% 0.40% −0.09
XLU St Sr Utl SL SE SPDR ETF-Usd Reduce -5.3% 0.37% −0.08
DIS The Walt Disney Co. Reduce -30.3% 0.34% −0.08
AMT American Tower Corp. Reduce -25.2% 0.10% −0.07
ESS Essex Property Trust Inc. Reduce -1.9% 0.36% −0.07
NVDA Nvidia Corp. Reduce -44.0% 0.53% −0.07
LYFT LYFT Inc. Class A Sold out 0.00% −0.07
PH Parker Hannifin Corp. Sold out 0.00% −0.07
SHV iShares 0-1 Year Treasury Bo Reduce -0.4% 0.41% −0.06
EDWARDS LIFESCIENCES CORP COM Sold out 0.00% −0.06
MRNA Moderna Inc. Reduce -20.8% 0.16% −0.06
MRK Merck & Co. Inc. Reduce -19.1% 0.33% −0.06
GILD Gilead Sciences Inc. Sold out 0.00% −0.06
IJH iShares Core S&P Midcap ETF Reduce -24.6% 0.14% −0.05
BSCO Invesco Bulletshares 2024 CB Reduce -1.5% 0.32% −0.05
VRSN Verisign Inc. Sold out 0.00% −0.05
XOM Exxon Mobil Corp. Reduce -17.3% 0.17% −0.05
LULU Lululemon Athletica Inc. Sold out 0.00% −0.05
EA Electronic Arts Inc. Sold out 0.00% −0.05
STZ Constellation Brands Inc. Class A Sold out 0.00% −0.05
BAC Bank of America Corp. Reduce -11.0% 0.33% −0.05
LKQ LKQ Corp. Sold out 0.00% −0.05
EVAX Evaxion Biotech A/S Sold out 0.00% −0.05
NFLX Netflix Inc. Reduce -23.9% 0.21% −0.05

Portfolio Buys Q4 2023 → Q1 2024
VOO Vanguard S&P 500 ETF Add +72.1% 10.42% +4.05
QQQ Invesco QQQ Trust Series 1 New 2.54% +2.54
BRK.A Berkshire Hathaway Inc. Class A Add +81.8% 2.23% +1.02
AAPL Apple Inc. Add +51.1% 4.87% +0.70
BRK.B Berkshire Hathaway Inc. Class B Add +59.3% 1.71% +0.66
XLF SS Financial Select Sector Add +286.4% 0.83% +0.61
BBDC Barings BDC Inc. New 0.47% +0.47
XBMEX BlackRock Health Sciences New 0.31% +0.31
MSFT Microsoft Corp. Add +15.3% 3.15% +0.30
NTSX Wisdomtree US Efficient Core New 0.26% +0.26
RSP Invesco S&P 500 Equal Weight Add +56.3% 0.94% +0.26
IWM iShares Russell 2000 ETF Add +358.2% 0.30% +0.23
IEFA iShares Core MSCI Eafe ETF Add +41.9% 0.91% +0.21
NEE Nextera Energy Inc. Add +678.6% 0.20% +0.17
GENERAC HLDGS INC New 0.16% +0.16
TGT Target Corp. New 0.15% +0.15
FSD First Trust High Income Long New 0.15% +0.15
CVX Chevron Corp. Add +211.4% 0.22% +0.14
MUST Columbia Multi-Sect Muni Inc. Add +8246.6% 0.14% +0.14
V Visa Inc. Class A Add +32.1% 0.74% +0.14
FFEB FT Vest US Equity Buffer ETF Add +32.2% 0.69% +0.12
MA Mastercard Inc. Class A Add +88.9% 0.27% +0.12
WMT Walmart Inc. Add +36.5% 0.47% +0.12
UNH Unitedhealth Group Inc. Add +67.5% 0.42% +0.11
NOW ServiceNow Inc. Add +282.9% 0.14% +0.10
ACN Accenture PLC Class A Add +1080.8% 0.11% +0.10
IT Gartner Inc. New 0.10% +0.10
VTI VG Morningstar TS MKT ETF-US Add +10.9% 1.84% +0.09
IBIT iShares Bitcoin Trust ETF New 0.09% +0.09
CIBR First Trust Nasdaq Cybersecu Add +250.1% 0.14% +0.09
NOC Northrop Grumman Corp. Add +6262.5% 0.09% +0.08
DGRW Wisdomtree U.S. Quality Divi Add +112.6% 0.17% +0.08
JPM JPMorgan Chase & Co. Add +14.9% 0.56% +0.08
DG Dollar General Corp. Add +75.0% 0.19% +0.08
BLK BlackRock Finance Inc. Add +248.9% 0.12% +0.08
MDY State Street SPDR S&P Midcap Add +57.1% 0.21% +0.07
GJUN FT Vest US Equity Moderate B Add +84.0% 0.17% +0.07
EW Edwards Lifesciences Corp. New 0.07% +0.07
SCZ iShares MSCI Eafe Small-Cap New 0.06% +0.06
PLD Prologis Inc. Add +536.5% 0.07% +0.06
ADBE Adobe Inc. Add +92.3% 0.20% +0.06
DIVD Altrius Global Dividend ETF Add +606.5% 0.07% +0.06
RECS Columbia Resear Enh Cor ETF Add +1105.8% 0.06% +0.06
BSV Vanguard Short-Term Bond ETF Add +21.6% 1.02% +0.05
PFE Pfizer Inc. Add +63.3% 0.18% +0.05
VCSH Vanguard S/T Corp. Bond ETF Add +680.0% 0.05% +0.05
BBJP JPMorgan Betabuilders Japan New 0.04% +0.04
PEP Pepsico Inc. Add +97.2% 0.09% +0.04
SOXL Direx Dail Semi Bu 3X Et-Usd New 0.04% +0.04
SBAC SBA Communications Corp. Add +56.7% 0.26% +0.04

Notes & Other Activity Q4 2023 → Q1 2024
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Sold out 2,973 $3.6Mbefore exit
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 Sold out 39,686 $217Kbefore exit
STATE STR SPDR S&P 500 ETF T PUT New 0 $24K
CASH Pathward Financial Inc. COM Sold out 0 $14Kbefore exit
PALO ALTO NETWORKS INC PUT New 0 $4K
TESLA INC PUT New 0 $4K
ALPHABET INC PUT New 0 $3K
ADOBE INC COM New 0 $3K
HUMANA INC PUT New 0 $3K
UNITED PARCEL SVCS INC CL B New 0 $3K
APPLE INC PUT New 0 $2K
NIKE INC PUT New 0 $2K
SCHWAB CHARLES CORP COM New 0 $2K
PFIZER INC PUT New 0 $1K
KRANESHARES TRUST PUT New 0 $1K
NEXGEN ENERGY LTD COM New 0 $1K
REALTY INCOME CORP COM New 0 $1K
MODERNA INC PUT New 0 $1K
THERMO FISHER SCIENTIFIC INC PUT New 0 $1K
CHEVRON CORPORATION PUT New 0 $910
ALIBABA GROUP HLDG LTD PUT New 0 $840
RIVIAN AUTOMOTIVE INC PUT New 0 $733
GILEAD SCIENCES INC COM New 0 $564
BANK OF AMER CORP PUT New 0 $386
BLACKSTONE INC PUT New 0 $373
MARVELL TECHNOLOGY INC PUT New 0 $220
AMAZON COM INC PUT New 0 $209
ON SEMICONDUCTOR CORP COM New 0 $205
NIO INC PUT New 0 $27
PAYPAL HLDGS INC CALL New 0 $6
AMAZON COM INC CALL New 0 $0
LAUDER ESTEE COS INC CALL New 0 $0
MORGAN STANLEY CALL New 0 $0
PALANTIR TECHNOLOGIES INC CALL New 0 $0
PFIZER INC CALL New 0 $0
RTX CORPORATION COM New 0 $0
SPDR SERIES TRUST STATE STREET SPD New 0 $0
SOFI TECHNOLOGIES INC CALL New 0 $0
WALMART INC CALL New 0 $0
WALMART INC PUT New 0 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 223$22.9MLLY, COST, GS, ASML, LMT
Q1 2026 211$18.0MCOST, VTI, AVGO, BLK, OMFL
Q4 2025 209$25.3MGOOG, GOOGL, JPM, OMFL, SPY
Q3 2025 206$689.9MAMZN, VOO, SPY, QQQ, OMFL
Q2 2025 183$772.9MMSFT, TSLA, AAPL, AMZN, VOO
Q1 2025 214$551.2MAMZN, VOO, SPY, OMFL, AAPL
Q4 2024Amended 185$554.8MAMZN, VOO, SPY, OMFL, GOOG
Q3 2024 170$487.6MAMZN, VOO, SPY, OMFL, AAPL
Q2 2024 171$502.0MAMZN, VOO, OMFL, SPY, GOOG
Q1 2024 205$568.6MVOO, AMZN, OMFL, SPY, AAPL