Hercules CapitalHTGC
13F holders, Q2 2026 (June 30)332holders −18
30new positions
46sold out
3famous investors
$15.34avg. 13F price*
At the end of Q2 2026, 332 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, down 18 from Q1 2026. 30 opened new positions and 46 sold out. The largest holders were Van Eck Associates Corp. ($61.2M), Sound Income Strategies, LLC ($57.8M) and Citadel Advisors ($46.3M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 30 | $16.2M |
| Exits | 46 | $13.2M |
All 13F filers, Q1 2026 → Q2 2026: 7,287,334 shares bought and 6,223,624 shares sold, net +1,063,710 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 332 holders
| Van Eck Associates Corp. | 0.04% | Add +22.6% | 3,877,634 | $61.2M |
| Sound Income Strategies, LLC | 2.60% | Add +8.4% | 3,667,518 | $57.8M |
| Citadel Advisors | 0.03% | Add +260.2% | 2,937,122 | $46.3M |
| UBS Group AG | 0.01% | Add +6.1% | 2,645,744 | $41.7M |
| Two Sigma Investments, LP | 0.03% | Reduce -2.5% | 2,265,824 | $35.7M |
| LPL Financial LLC | 0.01% | Add +3.4% | 1,857,272 | $29.3M |
| Morgan Stanley | 0.00% | Add +43.3% | 1,812,484 | $28.6M |
| Legal & General Group Plc | 0.01% | Add +12.2% | 1,681,333 | $26.5M |
| Franklin Resources Inc. | 0.00% | Add +21.9% | 1,383,905 | $21.8M |
| D. E. Shaw & Co. | 0.01% | Reduce -11.3% | 1,373,460 | $21.7M |
| Muzinich & Co., Inc. | 7.31% | Add +0.5% | 1,357,013 | $21.4M |
| Union Bancaire Privee, UBP SA | 0.18% | No change | 6,449 | $16.3M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +0.2% | 1,027,434 | $16.2M |
| Tectonic Advisors LLC | 0.76% | Add +12.7% | 1,006,408 | $15.9M |
| BlackRock, Inc. | 0.00% | Add +8.1% | 924,105 | $14.6M |
| Advisors Capital Management, LLC | 0.16% | Add +7.4% | 919,542 | $14.5M |
| JPMorgan Chase & Co. | 0.00% | Reduce -4.7% | 837,561 | $13.3M |
| Ares Management LLC | 0.56% | No change | 776,606 | $12.2M |
| Wells Fargo & Company | 0.00% | Reduce -1.9% | 735,367 | $11.6M |
| Qube Research & Technologies Ltd | 0.01% | Reduce -68.9% | 694,341 | $10.9M |
| Gilman Hill Asset Management, LLC | 1.42% | Add +4.7% | 646,682 | $10.2M |
| HRT Financial LP | 0.02% | Add +23.8% | 613,003 | $9.7M |
| Border to Coast Pensions Partnership Ltd | 0.14% | Add +26.3% | 600,000 | $9.5M |
| Melia Wealth LLC | 5.03% | Reduce -30.7% | 553,874 | $8.7M |
| Raymond James Financial Inc. | 0.00% | Add +11.7% | 532,094 | $8.4M |
| Stifel Financial Corp. | 0.01% | Reduce -3.0% | 486,419 | $7.7M |
| Ameriprise Financial Inc. | 0.00% | Add +10.8% | 485,156 | $7.7M |
| Royal Bank of Canada | 0.00% | Reduce -7.2% | 460,546 | $7.3M |
| Susquehanna International Group, LLP | 0.00% | Reduce -23.6% | 338,271 | $5.3M |
| D.A. Davidson & Co. | 0.03% | Add +3.9% | 335,890 | $5.3M |
| Janney Montgomery Scott LLC | 0.01% | New | 329,090 | $5.2M |
| Neuberger Berman Group LLC | 0.00% | Add +1.0% | 304,573 | $4.8M |
| Advisors Asset Management, Inc. | 0.07% | Reduce -5.1% | 291,401 | $4.6M |
| Confluence Investment Management LLC | 0.07% | Add +1.0% | 276,182 | $4.4M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -31.3% | 264,223 | $4.2M |
| State Street Corp. | 0.00% | Add +17.6% | 262,521 | $4.1M |
| Bank of America Corp. | 0.00% | Add +14.4% | 259,640 | $4.1M |
| Cetera Investment Advisers | 0.00% | Add +0.1% | 257,002 | $4.1M |
| FJ Capital Management LLC | 0.51% | Reduce -10.3% | 249,039 | $3.9M |
| Balyasny Asset Management L.P. | 0.01% | Add +53.1% | 232,700 | $3.7M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -1.5% | 230,585 | $3.6M |
| Cerity Partners LLC | 0.00% | Add +10.0% | 217,753 | $3.4M |
| Naviter Wealth, LLC | 0.31% | Add +3.4% | 217,666 | $3.4M |
| CANADA LIFE ASSURANCE Co | 0.01% | Add +14.6% | 211,479 | $3.3M |
| Denali Advisors LLC | 0.33% | Reduce -6.1% | 210,633 | $3.3M |
| Elevation Point Wealth Partners, LLC | 0.06% | Add +0.7% | 207,786 | $3.3M |
| BNP Paribas Financial Markets | 0.00% | Add +5.0% | 202,990 | $3.2M |
| Blair William & Co. | 0.01% | No change | 191,193 | $3.0M |
| FAS Wealth Partners, Inc. | 0.16% | Add +5.6% | 190,914 | $3.0M |
| Waterloo Capital, L.P. | 0.17% | Add +2.2% | 190,911 | $3.0M |
| Osaic Holdings, Inc. | 0.00% | Add +90.1% | 190,536 | $3.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -14.4% | 182,643 | $2.9M |
| Barclays PLC | 0.00% | Reduce -32.2% | 162,909 | $2.6M |
| Taylor Frigon Capital Management LLC | 1.19% | Add +1.4% | 160,722 | $2.5M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -0.6% | 156,212 | $2.5M |
| Apollon Wealth Management, LLC | 0.03% | Add +0.4% | 152,377 | $2.4M |
| Lazard Asset Management LLC | 0.00% | Add +19.6% | 148,753 | $2.3M |
| Sharpepoint LLC | 1.17% | Add +3.8% | 147,847 | $2.3M |
| Ilex Capital Partners (UK) LLP | 0.05% | New | 145,812 | $2.3M |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.3% | 142,459 | $2.2M |
| Independent Financial Group, LLC | 0.04% | Add +65.3% | 139,458 | $2.2M |
| AE Wealth Management LLC | 0.01% | Add +34.4% | 135,293 | $2.1M |
| Bank of New York Mellon Corp | 0.00% | Reduce -9.2% | 131,115 | $2.1M |
| Abundance Wealth Counselors | 0.13% | Add +105.8% | 127,895 | $2.0M |
| Northern Trust Corp. | 0.00% | Add +47.4% | 127,130 | $2.0M |
| Schonfeld Strategic Advisors LLC | 0.01% | Reduce -1.1% | 127,081 | $2.0M |
| Significant Wealth Partners LLC | 2.16% | Add +0.9% | 126,219 | $2.0M |
| IHT Wealth Management, LLC | 0.04% | Add +24.1% | 125,185 | $2.0M |
| Triad Investment Management | 2.17% | Add +19.6% | 125,009 | $2.0M |
| Resolute Capital, LLC | 0.67% | Add +61.1% | 123,665 | $2.0M |
| Summit Financial, LLC | 0.02% | Add +200.9% | 121,219 | $1.9M |
| Elemental Capital Partners LLC | 0.40% | New | 120,680 | $1.9M |
| Occudo Quantitative Strategies LP | 0.09% | New | 112,020 | $1.8M |
| PFG Investments, LLC | 0.07% | Reduce -1.8% | 111,649 | $1.8M |
| CIBC Bancorp USA Inc. | 0.00% | No change | 111,276 | $1.8M |
| &partners | 0.01% | Add +41.3% | 108,620 | $1.7M |
| Legacy Capital Wealth Partners, LLC | 0.33% | Add +10.4% | 108,546 | $1.7M |
| Centaurus Financial, Inc. | 0.07% | Reduce -0.1% | 107,436 | $1.7M |
| Mather Group, Llc. | 0.01% | Reduce -3.8% | 104,925 | $1.7M |
| Nations Financial Group Inc, /Ia/ | 0.07% | Add +4.2% | 98,614 | $1.6M |
| Natixis | 0.01% | Reduce -17.1% | 98,292 | $1.6M |
| Pennington Partners & Co., LLC | 0.49% | No change | 96,700 | $1.5M |
| Trexquant Investment LP | 0.01% | Reduce -80.3% | 92,906 | $1.5M |
| Triumph Capital Management | 0.26% | Add +12.8% | 92,379 | $1.5M |
| Creative Planning | 0.00% | Add +34.0% | 92,193 | $1.5M |
| Riverbridge Partners LLC | 0.04% | Add +0.3% | 90,993 | $1.4M |
| Lido Advisors, LLC | 0.01% | Add +14.1% | 88,450 | $1.4M |
| Truvestments Capital LLC | 0.20% | Reduce -6.8% | 87,346 | $1.4M |
| Whipplewood Advisors, LLC | 0.89% | Add +41.4% | 83,463 | $1.3M |
| Naples Global Advisors, LLC | 0.08% | Add +3.4% | 82,584 | $1.3M |
| S&T Bank | 0.39% | Reduce -22.7% | 82,175 | $1.3M |
| Quantbot Technologies LP | 0.05% | Add +26.8% | 81,135 | $1.3M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +11.6% | 79,383 | $1.3M |
| Private Advisor Group, LLC | 0.01% | Reduce -24.0% | 79,479 | $1.3M |
| Envestnet Asset Management Inc. | 0.00% | Add +78.8% | 79,336 | $1.3M |
| Secure Asset Management, LLC | 0.17% | Add +18.8% | 77,837 | $1.2M |
| Tidal Investments LLC | 0.00% | No change | 77,178 | $1.2M |
| Romano Brothers and Company | 0.12% | Add +0.2% | 76,036 | $1.2M |
| Kestra Advisory Services, LLC | 0.00% | Add +18.5% | 74,477 | $1.2M |
| Invesco Ltd. | 0.00% | Reduce -7.2% | 72,945 | $1.2M |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.