Lockerman Financial Group, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 16, 2024), Lockerman Financial Group, Inc. reported 107 stock positions worth $52.3 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 8.7% of the portfolio, followed by Masimo (MASI, 4.0%) and Microsoft (MSFT, 3.3%). Compared with Q4 2023, it opened 26 new positions, sold out of 6, added to 31 and reduced 37. The biggest buy was a new position in JPMorgan GLBL SLCT Eq ETF (JGLO) and the biggest sale JPMorgan Betabuilders US Agg (BBAG, shares −19%).
- Most Recent 13F
- Q2 2026
- Location
- NEWPORT BEACH, CA
- CIK
- 0001906539
- Portfolio Value
- $52.3M (Q1 2024)
- SEC Filing
- 0001085146-24-001822 ↗ filed Apr 16, 2024
Holdings Value
Holdings 107 stocks · $52.3M
| SPY SS SPDR S&P 500 ETF Trust-US | 8.73% | 8,731 | $4.6M | Reduce -1.1% |
| MASI Masimo Corp. | 4.04% | 14,400 | $2.1M | No change |
| MSFT Microsoft Corp. | 3.28% | 4,081 | $1.7M | Add +12.8% |
| IJR iShares Core S&P Small-Cap E | 3.04% | 14,370 | $1.6M | No change |
| BBUS JPMorgan Betabuilders US Equ | 3.03% | 16,798 | $1.6M | Add +17.7% |
| NUBD Nuveen ESG US Aggregate Bond | 2.44% | 58,156 | $1.3M | Add +10.8% |
| AAPL Apple Inc. | 2.28% | 6,962 | $1.2M | Reduce -0.6% |
| BBAG JPMorgan Betabuilders US Agg | 1.99% | 22,702 | $1.0M | Reduce -19.2% |
| NULG Nuveen ESG LRG-Cap GRW ETF | 1.86% | 12,758 | $973K | Reduce -13.7% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.74% | 17,984 | $910K | Add +2.4% |
| NULV Nuveen ESG Large-Cap Val ETF | 1.68% | 22,569 | $877K | Reduce -1.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.51% | 21,967 | $787K | Add +22.8% |
| NUDM Nuveen ESG Intl Devel MRK Eq | 1.42% | 23,823 | $740K | Reduce -1.4% |
| XLSR SS US Sector Rotation | 1.39% | 14,533 | $725K | Add +0.1% |
| NOC Northrop Grumman Corp. | 1.31% | 1,436 | $687K | Reduce -5.2% |
| AMZN Amazon.com Inc. | 1.30% | 3,768 | $680K | Reduce -1.4% |
| JPM JPMorgan Chase & Co. | 1.26% | 3,293 | $660K | Reduce -1.0% |
| PG The Procter & Gamble Co. | 1.26% | 4,047 | $657K | Add +0.2% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.25% | 10,633 | $654K | Add +101.7% |
| FLCB Franklin U.S. Core Bond ETF | 1.23% | 30,108 | $643K | Reduce -2.9% |
| NVDA Nvidia Corp. | 1.22% | 705 | $637K | Add +65.1% |
| BND Vanguard Total Bond Market | 1.21% | 8,730 | $634K | Add +2.6% |
| JGLO JPMorgan GLBL SLCT Eq ETF | 1.19% | 10,852 | $623K | New |
| TLH iShares 10-20 Year Treasury | 1.17% | 5,806 | $610K | Add +51.0% |
| SPEM State Street SP PTF Em ETF | 1.11% | 16,043 | $581K | Add +17.7% |
| IVV iShares Core S&P 500 ETF | 1.11% | 1,099 | $578K | Reduce -38.9% |
| JIRE JPMorgan Int Res Enh Eqty | 1.10% | 9,195 | $576K | Reduce -1.6% |
| PLD Prologis Inc. | 1.09% | 4,392 | $572K | Reduce -0.2% |
| GOOGL Alphabet Inc. Class A | 1.02% | 3,524 | $532K | Add +1.4% |
| BBHY JPMorgan Betabuilders Usd Hi | 0.92% | 10,416 | $481K | Reduce -0.1% |
| LLY Eli Lilly & Co. | 0.92% | 615 | $479K | Reduce -4.1% |
| DFAC Dimensional US Core Equity 2 | 0.88% | 14,358 | $459K | No change |
| UNH Unitedhealth Group Inc. | 0.88% | 926 | $458K | Add +0.1% |
| GOOG Alphabet Inc. Class C | 0.87% | 2,971 | $452K | No change |
| MRK Merck & Co. Inc. | 0.85% | 3,382 | $446K | Add +6.2% |
| V Visa Inc. Class A | 0.83% | 1,563 | $436K | Reduce -1.2% |
| KO The Coca-Cola Co. | 0.83% | 7,053 | $432K | Reduce -1.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.80% | 3,432 | $420K | New |
| HD Home Depot Inc. | 0.79% | 1,078 | $414K | Reduce -1.5% |
| HIG Hartford Insurance Group Inc. | 0.79% | 4,000 | $412K | No change |
| MA Mastercard Inc. Class A | 0.77% | 839 | $404K | Reduce -0.5% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 0.76% | 6,597 | $397K | Reduce -21.4% |
| NUHY Nuveen ESG Hi YLD Corp. BND | 0.75% | 18,635 | $394K | Reduce -1.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.70% | 1,401 | $364K | Reduce -0.1% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.67% | 8,109 | $349K | Add +4.0% |
| XOM Exxon Mobil Corp. | 0.65% | 2,907 | $338K | Add +9.7% |
| AEP American Electric Power | 0.63% | 3,825 | $329K | Reduce -0.4% |
| LMT Lockheed Martin Corp. | 0.61% | 705 | $321K | Add +0.1% |
| BSV Vanguard Short-Term Bond ETF | 0.61% | 4,157 | $319K | Add +5.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.61% | 2,468 | $317K | New |
| AMGN Amgen Inc. | 0.60% | 1,111 | $316K | New |
| AVGO Broadcom Inc. | 0.60% | 238 | $315K | New |
| WMT Walmart Inc. | 0.60% | 5,235 | $315K | Reduce -1.4% |
| MPC Marathon Petroleum Corp. | 0.59% | 1,540 | $310K | No change |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.58% | 3,928 | $305K | New |
| HCA HCA Healthcare Inc. | 0.57% | 900 | $300K | No change |
| VOO Vanguard S&P 500 ETF | 0.57% | 623 | $299K | Reduce -7.0% |
| CTAS Cintas Corp. | 0.57% | 434 | $298K | Add +28.8% |
| FLQL Franklin U.S. Large Cap Mult | 0.57% | 5,589 | $298K | Reduce -6.0% |
| CVX Chevron Corp. | 0.56% | 1,872 | $295K | Reduce -0.5% |
| COST Costco Wholesale Corp. | 0.56% | 400 | $293K | No change |
| ASML ASML Holding NV-NY Reg SHS | 0.56% | 300 | $291K | New |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.55% | 6,748 | $287K | New |
| TT Trane Technologies PLC | 0.54% | 945 | $284K | Reduce -3.8% |
| DFUV Dimensional US Marketwide Va | 0.53% | 6,820 | $279K | No change |
| NUEM Nuveen ESG Emerging Markets | 0.53% | 10,124 | $278K | Reduce -1.0% |
| MCD McDonald's Corp. | 0.53% | 986 | $278K | Reduce -0.4% |
| PH Parker Hannifin Corp. | 0.52% | 492 | $273K | New |
| ACN Accenture PLC Class A | 0.52% | 779 | $270K | Add +0.9% |
| MET Metlife Inc. | 0.51% | 3,627 | $269K | Reduce -1.5% |
| EMR Emerson Electric Co. | 0.51% | 2,350 | $267K | Reduce -7.6% |
| IXUS iShares Core Intl Stock ETF | 0.51% | 3,912 | $265K | No change |
| PM Philip Morris International | 0.50% | 2,876 | $264K | Add +0.8% |
| CSCO Cisco Systems Inc. | 0.50% | 5,209 | $260K | Reduce -0.3% |
| LIN Linde PLC | 0.50% | 558 | $259K | New |
| VMBS Vanguard Mortgage-Backed Sec | 0.49% | 5,638 | $257K | Add +3.0% |
| CINF Cincinnati Financial Corp. | 0.49% | 2,050 | $255K | No change |
| KLAC KLA Corp. | 0.49% | 364 | $254K | New |
| FITB Fifth Third Bancorp | 0.48% | 6,721 | $250K | Add +2.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.48% | 2,459 | $249K | Add +2.7% |
| VZ Verizon Communications Inc. | 0.48% | 5,922 | $248K | New |
| NXPI NXP Semiconductors NV | 0.47% | 1,000 | $248K | New |
| VEA Vanguard Ftse Developed ETF | 0.46% | 4,844 | $243K | Add +1.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 1,267 | $242K | Add +0.5% |
| EOG EOG Resources Inc. | 0.46% | 1,891 | $242K | Reduce -0.9% |
| DUK Duke Energy Corp. | 0.45% | 2,426 | $235K | Reduce -0.1% |
| MRSH Marsh & McLennan Cos | 0.45% | 1,138 | $234K | New |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.45% | 4,363 | $233K | New |
| JNK SS SPDR BB High Yield Bond | 0.44% | 2,441 | $232K | New |
| SPAB SS SPDR P Agg Bond ETF | 0.43% | 8,987 | $227K | New |
| VRTX Vertex Pharmaceuticals Inc. | 0.43% | 534 | $223K | New |
| NNN NNN REIT Inc. | 0.42% | 5,189 | $222K | Add +0.8% |
| IDV iShares International Select | 0.42% | 7,848 | $220K | New |
| PEP Pepsico Inc. | 0.42% | 1,254 | $219K | Reduce -0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.42% | 520 | $219K | New |
| ADBE Adobe Inc. | 0.42% | 432 | $218K | Add +5.9% |
| TMO Thermo Fisher Scientific Inc. | 0.41% | 373 | $217K | New |
| CME Cme Group Inc. | 0.41% | 1,005 | $216K | Add +1.9% |
| FLGV Franklin U.S. Treasury Bond | 0.41% | 10,445 | $214K | Reduce -1.6% |
| ARCC Ares Capital Corp. | 0.41% | 10,275 | $214K | No change |
Portfolio Sells Q4 2023 → Q1 2024
| BBAG JPMorgan Betabuilders US Agg | Reduce -19.2% | 1.99% | −1.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.1% | 8.73% | −0.97 |
| IVV iShares Core S&P 500 ETF | Reduce -38.9% | 1.11% | −0.88 |
| AJG Arthur J Gallagher & Co. | Sold out | 0.00% | −0.85 |
| AAPL Apple Inc. | Reduce -0.6% | 2.28% | −0.83 |
| MAA Mid-America Apartment Comm | Sold out | 0.00% | −0.77 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.60 |
| PAYX Paychex Inc. | Sold out | 0.00% | −0.59 |
| DHR Danaher Corp. | Sold out | 0.00% | −0.56 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Reduce -13.7% | 1.86% | −0.51 |
| BUD Anheuser-Busch Inbev-SPN ADR | Sold out | 0.00% | −0.48 |
| BBIN JPM Betabuilders Intl Eqty | Reduce -21.4% | 0.76% | −0.35 |
| NOC Northrop Grumman Corp. | Reduce -5.2% | 1.31% | −0.33 |
| FLCB Franklin U.S. Core Bond ETF | Reduce -2.9% | 1.23% | −0.32 |
| PLD Prologis Inc. | Reduce -0.2% | 1.09% | −0.26 |
| NUDM Nuveen ESG Intl Devel MRK Eq | Reduce -1.4% | 1.42% | −0.23 |
| NULV Nuveen ESG Large-Cap Val ETF | Reduce -1.5% | 1.68% | −0.23 |
| BBHY JPMorgan Betabuilders Usd Hi | Reduce -0.1% | 0.92% | −0.19 |
| NUHY Nuveen ESG Hi YLD Corp. BND | Reduce -1.1% | 0.75% | −0.16 |
| JIRE JPMorgan Int Res Enh Eqty | Reduce -1.6% | 1.10% | −0.16 |
| KO The Coca-Cola Co. | Reduce -1.5% | 0.83% | −0.15 |
| MCD McDonald's Corp. | Reduce -0.4% | 0.53% | −0.15 |
| V Visa Inc. Class A | Reduce -1.2% | 0.83% | −0.12 |
| CSCO Cisco Systems Inc. | Reduce -0.3% | 0.50% | −0.11 |
| NUEM Nuveen ESG Emerging Markets | Reduce -1.0% | 0.53% | −0.10 |
| VOO Vanguard S&P 500 ETF | Reduce -7.0% | 0.57% | −0.10 |
| FLGV Franklin U.S. Treasury Bond | Reduce -1.6% | 0.41% | −0.10 |
| DUK Duke Energy Corp. | Reduce -0.1% | 0.45% | −0.10 |
| AEP American Electric Power | Reduce -0.4% | 0.63% | −0.09 |
| FLQL Franklin U.S. Large Cap Mult | Reduce -6.0% | 0.57% | −0.09 |
| HD Home Depot Inc. | Reduce -1.5% | 0.79% | −0.09 |
| CVX Chevron Corp. | Reduce -0.5% | 0.56% | −0.08 |
| PEP Pepsico Inc. | Reduce -0.4% | 0.42% | −0.07 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.1% | 0.70% | −0.07 |
| EOG EOG Resources Inc. | Reduce -0.9% | 0.46% | −0.07 |
| EMR Emerson Electric Co. | Reduce -7.6% | 0.51% | −0.06 |
| MA Mastercard Inc. Class A | Reduce -0.5% | 0.77% | −0.06 |
| MET Metlife Inc. | Reduce -1.5% | 0.51% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -1.0% | 1.26% | −0.05 |
| WMT Walmart Inc. | Reduce -1.4% | 0.60% | −0.04 |
| AMZN Amazon.com Inc. | Reduce -1.4% | 1.30% | −0.04 |
| TT Trane Technologies PLC | Reduce -3.8% | 0.54% | −0.01 |
| LLY Eli Lilly & Co. | Reduce -4.1% | 0.92% | +0.05 |
Portfolio Buys Q4 2023 → Q1 2024
| JGLO JPMorgan GLBL SLCT Eq ETF | New | 1.19% | +1.19 |
| DIS The Walt Disney Co. | New | 0.80% | +0.80 |
| NVDA Nvidia Corp. | Add +65.1% | 1.22% | +0.73 |
| NVO Novo-Nordisk A/S-Spons ADR | New | 0.61% | +0.61 |
| AMGN Amgen Inc. | New | 0.60% | +0.60 |
| AVGO Broadcom Inc. | New | 0.60% | +0.60 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | New | 0.58% | +0.58 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +101.7% | 1.25% | +0.57 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.56% | +0.56 |
| SHYG iShares 0-5 YR HY Corp. Bond | New | 0.55% | +0.55 |
| PH Parker Hannifin Corp. | New | 0.52% | +0.52 |
| LIN Linde PLC | New | 0.50% | +0.50 |
| KLAC KLA Corp. | New | 0.49% | +0.49 |
| VZ Verizon Communications Inc. | New | 0.48% | +0.48 |
| NXPI NXP Semiconductors NV | New | 0.47% | +0.47 |
| MRSH Marsh & McLennan Cos | New | 0.45% | +0.45 |
| SPMD SS SPDR P S&P 400 Midcap ETF | New | 0.45% | +0.45 |
| JNK SS SPDR BB High Yield Bond | New | 0.44% | +0.44 |
| SPAB SS SPDR P Agg Bond ETF | New | 0.43% | +0.43 |
| VRTX Vertex Pharmaceuticals Inc. | New | 0.43% | +0.43 |
| IDV iShares International Select | New | 0.42% | +0.42 |
| BRK.B Berkshire Hathaway Inc. Class B | New | 0.42% | +0.42 |
| TMO Thermo Fisher Scientific Inc. | New | 0.41% | +0.41 |
| NEE Nextera Energy Inc. | New | 0.41% | +0.41 |
| ABBV Abbvie Inc. | New | 0.41% | +0.41 |
| ONEY SS SPDR R1000 Yield Foc ETF | New | 0.41% | +0.41 |
| GPC Genuine Parts Co. | New | 0.40% | +0.40 |
| USB US Bancorp | New | 0.38% | +0.38 |
| TLH iShares 10-20 Year Treasury | Add +51.0% | 1.17% | +0.20 |
| BBUS JPMorgan Betabuilders US Equ | Add +17.7% | 3.03% | +0.20 |
| MSFT Microsoft Corp. | Add +12.8% | 3.28% | +0.14 |
| CTAS Cintas Corp. | Add +28.8% | 0.57% | +0.10 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +22.8% | 1.51% | +0.10 |
| MRK Merck & Co. Inc. | Add +6.2% | 0.85% | +0.05 |
| XOM Exxon Mobil Corp. | Add +9.7% | 0.65% | +0.03 |
| SPEM State Street SP PTF Em ETF | Add +17.7% | 1.11% | −0.01 |
| IBM Intl Business Machines Corp. | Add +0.5% | 0.46% | −0.01 |
| TJX TJX Companies Inc. | Add +2.7% | 0.48% | −0.04 |
| FITB Fifth Third Bancorp | Add +2.0% | 0.48% | −0.05 |
| T AT&T Inc. | Add +1.9% | 0.37% | −0.05 |
| VEA Vanguard Ftse Developed ETF | Add +1.6% | 0.46% | −0.06 |
| CME Cme Group Inc. | Add +1.9% | 0.41% | −0.07 |
| NNN NNN REIT Inc. | Add +0.8% | 0.42% | −0.09 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +4.0% | 0.67% | −0.09 |
| BSV Vanguard Short-Term Bond ETF | Add +5.3% | 0.61% | −0.09 |
| VMBS Vanguard Mortgage-Backed Sec | Add +3.0% | 0.49% | −0.10 |
| GOOGL Alphabet Inc. Class A | Add +1.4% | 1.02% | −0.10 |
| ACN Accenture PLC Class A | Add +0.9% | 0.52% | −0.11 |
| PG The Procter & Gamble Co. | Add +0.2% | 1.26% | −0.11 |
| PM Philip Morris International | Add +0.8% | 0.50% | −0.12 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 90 | $65.4M | SPY, BBUS, IVV, FISR, XLSR |
| Q1 2026 | 87 | $55.6M | BBUS, SPY, FISR, XLSR, SPDW |
| Q4 2025 | 82 | $52.1M | SPY, BBUS, XLSR, SPDW, FISR |
| Q3 2025 | 118 | $79.3M | SPY, BBUS, NVDA, MSFT, IJR |
| Q2 2025 | 121 | $74.3M | SPY, BBUS, MASI, FISR, IJR |
| Q1 2025 | 113 | $66.1M | SPY, BBUS, MASI, IJR, SPDW |
| Q4 2024 | 103 | $58.8M | SPY, BBUS, IJR, MASI, MSFT |
| Q3 2024 | 102 | $59.1M | SPY, IJR, BBUS, MASI, MSFT |
| Q2 2024 | 103 | $55.1M | SPY, IJR, MSFT, MASI, BBUS |
| Q1 2024 | 107 | $52.3M | SPY, MASI, MSFT, IJR, BBUS |