Mesirow Financial Investment Management, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 1, 2024), Mesirow Financial Investment Management, Inc. reported 593 stock positions worth $5.2 billion. Its top holding was Berkshire Hathaway Class B (BRK.B) at 8.4% of the portfolio, followed by Apple (AAPL, 5.0%) and Vaneck Morningstar Wide Moat (MOAT, 5.0%). Compared with Q2 2024, it opened 107 new positions, sold out of 23, added to 297 and reduced 121. The biggest buy was Vanguard High DVD Yield ETF (VYM, shares +101%) and the biggest sale Alphabet Class C (GOOG, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001469475
- Portfolio Value
- $5.2B (Q3 2024)
- SEC Filing
- 0001085146-24-005312 ↗ filed Nov 1, 2024
Holdings Value
Holdings 593 stocks · $5.2B
| BRK.B Berkshire Hathaway Inc. Class B | 8.39% | 941,726 | $433.4M | Add +1.0% |
| AAPL Apple Inc. | 5.03% | 1,115,430 | $259.9M | Reduce -0.5% |
| MOAT Vaneck Morningstar Wide Moat | 4.96% | 2,641,655 | $256.1M | Add +3.6% |
| IJR iShares Core S&P Small-Cap E | 3.13% | 1,382,237 | $161.7M | Add +4.5% |
| VYM Vanguard High DVD Yield ETF | 2.72% | 1,097,218 | $140.7M | Add +101.3% |
| IVV iShares Core S&P 500 ETF | 2.59% | 232,245 | $134.0M | Add +1.3% |
| MSFT Microsoft Corp. | 2.46% | 295,376 | $127.1M | Add +0.4% |
| ITOT iShares Core S&P Total U.S. | 2.44% | 1,005,210 | $126.3M | Add +1.7% |
| VOO Vanguard S&P 500 ETF | 2.00% | 195,566 | $103.2M | Reduce -1.6% |
| GOOG Alphabet Inc. Class C | 1.88% | 580,411 | $97.0M | Reduce -0.1% |
| VXUS Vanguard Total Intl Stock | 1.79% | 1,427,412 | $92.4M | Add +109.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.60% | 143,725 | $82.5M | Add +1.9% |
| AMZN Amazon.com Inc. | 1.50% | 417,110 | $77.7M | Add +1.3% |
| IWF iShares Russell 1000 Growth | 1.45% | 199,184 | $74.8M | Add +1.6% |
| GOOGL Alphabet Inc. Class A | 1.33% | 414,394 | $68.7M | Add +1.0% |
| VIG Vanguard Dividend Apprec ETF | 1.32% | 345,254 | $68.4M | Add +108.2% |
| JPM JPMorgan Chase & Co. | 1.32% | 322,499 | $68.0M | Reduce -0.7% |
| VEA Vanguard Ftse Developed ETF | 1.27% | 1,247,450 | $65.9M | Add +105.7% |
| GLD SPDR Gold Shares | 1.11% | 236,556 | $57.5M | Add +2.8% |
| TMO Thermo Fisher Scientific Inc. | 1.08% | 90,504 | $56.0M | Reduce -0.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 1.00% | 652,848 | $51.9M | Add +107.8% |
| IWR iShares Russell Mid-Cap ETF | 0.93% | 544,936 | $48.0M | Add +15.7% |
| FPAG Fpa Global Equity ETF New | 0.91% | 1,522,367 | $47.1M | Add +11.5% |
| LOW Lowe's Cos Inc. | 0.88% | 167,522 | $45.4M | Reduce -0.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.84% | 164,660 | $43.4M | Add +101.7% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.83% | 255,535 | $42.8M | Add +119.1% |
| AVGO Broadcom Inc. | 0.81% | 243,361 | $42.0M | Add +2.4% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.79% | 196,948 | $40.7M | Add +101.0% |
| COST Costco Wholesale Corp. | 0.79% | 45,815 | $40.6M | Reduce -5.9% |
| IWD iShares Russell 1000 Value E | 0.77% | 208,594 | $39.6M | Add +0.1% |
| WMT Walmart Inc. | 0.75% | 481,818 | $38.9M | Add +100.8% |
| CAT Caterpillar Inc. | 0.75% | 98,773 | $38.6M | Reduce -0.3% |
| FDX FedEx Corp. | 0.72% | 136,584 | $37.4M | Reduce -0.2% |
| PEP Pepsico Inc. | 0.71% | 216,500 | $36.8M | Add +0.5% |
| RTX RTX Corp. | 0.70% | 299,093 | $36.2M | Add +0.3% |
| ACN Accenture PLC Class A | 0.70% | 101,800 | $36.0M | Add +1.9% |
| AOR iShares Core 60/40 Balanced | 0.69% | 601,179 | $35.6M | Reduce -1.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.65% | 850,094 | $33.7M | Reduce -1.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.65% | 191,171 | $33.4M | Add +2.7% |
| ABBV Abbvie Inc. | 0.63% | 165,212 | $32.6M | Reduce -0.8% |
| UNP Union Pacific Corp. | 0.63% | 131,796 | $32.5M | Reduce -0.4% |
| VONG Vanguard Russell 1000 Growth | 0.63% | 336,200 | $32.4M | Add +98.0% |
| LIN Linde PLC | 0.60% | 64,777 | $30.9M | Reduce -0.5% |
| IJH iShares Core S&P Midcap ETF | 0.58% | 481,959 | $30.0M | Add +3.4% |
| CVX Chevron Corp. | 0.58% | 203,402 | $30.0M | Add +0.5% |
| EFA iShares MSCI Eafe ETF | 0.58% | 357,445 | $29.9M | Reduce -0.3% |
| MA Mastercard Inc. Class A | 0.55% | 57,351 | $28.3M | Add +0.6% |
| UNH Unitedhealth Group Inc. | 0.54% | 48,064 | $28.1M | Add +1.3% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.53% | 40 | $27.6M | Add +42.9% |
| FITB Fifth Third Bancorp | 0.52% | 626,974 | $26.9M | Reduce -5.8% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.52% | 216,575 | $26.8M | Reduce -1.2% |
| GAL SS Global Allocation ETF | 0.49% | 561,805 | $25.6M | Reduce -3.5% |
| CRM Salesforce Inc. | 0.49% | 91,768 | $25.1M | Add +0.0% |
| J Jacobs Solutions Inc. | 0.47% | 185,990 | $24.3M | Reduce -1.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.47% | 310,704 | $24.3M | Add +3.8% |
| TEL Te Connectivity PLC | 0.46% | 159,036 | $24.0M | No change |
| META Meta Platforms Inc. Class A | 0.44% | 39,414 | $22.6M | Add +1.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.42% | 225,917 | $21.7M | Reduce -0.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.42% | 75,839 | $21.5M | Add +1.1% |
| VT Vanguard Tot World STK ETF | 0.41% | 176,650 | $21.1M | Reduce -0.3% |
| TCAF T Rowe PRC Cap Appreciation | 0.41% | 630,118 | $21.0M | Add +20.3% |
| VWO Vanguard Ftse Emerging Marke | 0.40% | 430,220 | $20.6M | Add +101.1% |
| SHY iShares 1-3 Year Treasury Bo | 0.40% | 246,817 | $20.5M | Reduce -2.4% |
| HD Home Depot Inc. | 0.40% | 50,592 | $20.5M | Add +2.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.40% | 53,345 | $20.5M | Reduce -25.8% |
| AXP American Express Co. | 0.39% | 75,192 | $20.4M | Add +0.6% |
| IWM iShares Russell 2000 ETF | 0.39% | 91,807 | $20.3M | Reduce -0.1% |
| JNJ Johnson & Johnson | 0.39% | 124,519 | $20.2M | Reduce -0.9% |
| IVE iShares S&P 500 Value ETF | 0.38% | 100,878 | $19.9M | Add +1.6% |
| ORCL Oracle Corp. | 0.38% | 116,038 | $19.8M | Add +2.3% |
| ABT Abbott Laboratories | 0.38% | 170,347 | $19.4M | Reduce -1.0% |
| EEM iShares MSCI Emerging Market | 0.34% | 380,097 | $17.4M | Add +1.8% |
| V Visa Inc. Class A | 0.32% | 59,774 | $16.4M | Add +215.4% |
| ZTS Zoetis Inc. | 0.31% | 82,298 | $16.1M | Add +105.5% |
| IVW iShares S&P 500 Growth ETF | 0.31% | 166,129 | $15.9M | Reduce 0.0% |
| ADBE Adobe Inc. | 0.29% | 29,441 | $15.2M | Reduce -5.6% |
| KO The Coca-Cola Co. | 0.28% | 204,703 | $14.7M | Add +0.6% |
| SBUX Starbucks Corp. | 0.28% | 150,394 | $14.7M | Reduce -0.8% |
| VOOV Vanguard S&P 500 Value ETF | 0.28% | 76,159 | $14.5M | Add +0.9% |
| MDY State Street SPDR S&P Midcap | 0.28% | 25,493 | $14.5M | Add +3.4% |
| SDY SS SPDR S&P Dividend ETF | 0.28% | 101,088 | $14.4M | Add +1.9% |
| LLY Eli Lilly & Co. | 0.27% | 16,003 | $14.2M | Add +0.7% |
| VUSB Vanguard Ultra Short Bond Et | 0.27% | 279,443 | $14.0M | Reduce -0.1% |
| IEMG iShares Core MSCI Emerging | 0.27% | 242,569 | $13.9M | Reduce -0.0% |
| IBTE iShares Ibonds Dec 2024 Term | 0.27% | 570,644 | $13.7M | Reduce -1.2% |
| MCD McDonald's Corp. | 0.26% | 43,654 | $13.3M | Reduce -25.9% |
| DIM Wisdomtree Intl M/C DVD Fund | 0.26% | 200,104 | $13.3M | Add +98.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.26% | 27,020 | $13.2M | Add +9.4% |
| EPD Enterprise Products Partners | 0.25% | 445,806 | $13.0M | Reduce -0.2% |
| NVDA Nvidia Corp. | 0.25% | 106,571 | $12.9M | Add +2.1% |
| ALL Allstate Corp. | 0.24% | 66,147 | $12.5M | Add +1.9% |
| AOA iShares Core 80/20 Aggressiv | 0.24% | 158,841 | $12.5M | Reduce -5.9% |
| MDT Medtronic PLC | 0.24% | 135,637 | $12.2M | Reduce -2.4% |
| COP Conocophillips | 0.24% | 115,624 | $12.2M | Add +0.4% |
| GPN Global Payments Inc. | 0.23% | 118,183 | $12.1M | Add +0.6% |
| HLT Hilton Worldwide Holdings Inc. | 0.23% | 51,970 | $12.0M | Add +0.2% |
| SCHD Schwab US DVD Equity ETF | 0.23% | 138,112 | $11.7M | Add +5.0% |
| PG The Procter & Gamble Co. | 0.22% | 64,997 | $11.3M | Add +0.9% |
| SUB iShares Short-Term National | 0.21% | 101,171 | $10.7M | Add +3.1% |
| IAU iShares Gold Trust | 0.21% | 215,464 | $10.7M | Add +2.0% |
Portfolio Sells Q2 2024 → Q3 2024
| GOOG Alphabet Inc. Class C | Reduce -0.1% | 1.88% | −0.52 |
| BLK BlackRock Finance Inc. | Reduce -97.6% | 0.01% | −0.38 |
| AAPL Apple Inc. | Reduce -0.5% | 5.03% | −0.29 |
| VOO Vanguard S&P 500 ETF | Reduce -1.6% | 2.00% | −0.24 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -25.8% | 0.40% | −0.21 |
| FDX FedEx Corp. | Reduce -0.2% | 0.72% | −0.20 |
| JPM JPMorgan Chase & Co. | Reduce -0.7% | 1.32% | −0.16 |
| COST Costco Wholesale Corp. | Reduce -5.9% | 0.79% | −0.15 |
| BA The Boeing Co. | Reduce -67.0% | 0.04% | −0.14 |
| BP BP PLC-Spons ADR | Reduce -88.0% | 0.01% | −0.13 |
| J Jacobs Solutions Inc. | Reduce -1.2% | 0.47% | −0.12 |
| BAC Bank of America Corp. | Reduce -1.2% | 0.65% | −0.12 |
| ADBE Adobe Inc. | Reduce -5.6% | 0.29% | −0.10 |
| MRK Merck & Co. Inc. | Reduce -32.6% | 0.11% | −0.09 |
| AOR iShares Core 60/40 Balanced | Reduce -1.7% | 0.69% | −0.09 |
| DIS The Walt Disney Co. | Reduce -0.1% | 0.42% | −0.09 |
| MCD McDonald's Corp. | Reduce -25.9% | 0.26% | −0.08 |
| INTC Intel Corp. | Reduce -66.7% | 0.02% | −0.08 |
| GAL SS Global Allocation ETF | Reduce -3.5% | 0.49% | −0.07 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -2.4% | 0.40% | −0.07 |
| LYG Lloyds Banking Group PLC-ADR | Sold out | 0.00% | −0.06 |
| PFE Pfizer Inc. | Reduce -12.9% | 0.19% | −0.06 |
| EFA iShares MSCI Eafe ETF | Reduce -0.3% | 0.58% | −0.05 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -1.2% | 0.27% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -0.2% | 1.08% | −0.05 |
| UNP Union Pacific Corp. | Reduce -0.4% | 0.63% | −0.05 |
| LIN Linde PLC | Reduce -0.5% | 0.60% | −0.05 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -1.2% | 0.52% | −0.04 |
| VUSB Vanguard Ultra Short Bond Et | Reduce -0.1% | 0.27% | −0.04 |
| AOA iShares Core 80/20 Aggressiv | Reduce -5.9% | 0.24% | −0.04 |
| CVS CVS Health Corp. | Reduce -13.6% | 0.16% | −0.04 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.04 |
| EPD Enterprise Products Partners | Reduce -0.2% | 0.25% | −0.04 |
| VT Vanguard Tot World STK ETF | Reduce -0.3% | 0.41% | −0.04 |
| EQC Equity Commonwealth | Sold out | 0.00% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce 0.0% | 0.31% | −0.04 |
| EL Estee Lauder Companies Class A | Reduce -0.4% | 0.15% | −0.04 |
| STZ Constellation Brands Inc. Class A | Reduce -47.9% | 0.03% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -1.6% | 0.20% | −0.03 |
| XLK SS Technology Select Sector | Reduce -0.4% | 0.19% | −0.03 |
| IBDP iShares Ibonds Dec 2024 Term | Reduce -5.0% | 0.14% | −0.03 |
| CHD Church & Dwight Co. Inc. | Reduce -0.7% | 0.18% | −0.03 |
| IBTF iShares Ibonds Dec 2025 Term | Reduce -0.2% | 0.18% | −0.03 |
| FITB Fifth Third Bancorp | Reduce -5.8% | 0.52% | −0.03 |
| IWM iShares Russell 2000 ETF | Reduce -0.1% | 0.39% | −0.03 |
| QLD Proshares Ultra QQQ | Reduce -11.4% | 0.09% | −0.03 |
| ABT Abbott Laboratories | Reduce -1.0% | 0.38% | −0.03 |
| JNJ Johnson & Johnson | Reduce -0.9% | 0.39% | −0.02 |
| IEMG iShares Core MSCI Emerging | Reduce -0.0% | 0.27% | −0.02 |
| IBTG iShares Ibonds Dec 2026 Term | Reduce -1.2% | 0.14% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| VYM Vanguard High DVD Yield ETF | Add +101.3% | 2.72% | +1.26 |
| VXUS Vanguard Total Intl Stock | Add +109.7% | 1.79% | +0.86 |
| VIG Vanguard Dividend Apprec ETF | Add +108.2% | 1.32% | +0.64 |
| VEA Vanguard Ftse Developed ETF | Add +105.7% | 1.27% | +0.60 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +107.8% | 1.00% | +0.46 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +119.1% | 0.83% | +0.43 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +101.7% | 0.84% | +0.40 |
| WMT Walmart Inc. | Add +100.8% | 0.75% | +0.39 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Add +101.0% | 0.79% | +0.35 |
| VONG Vanguard Russell 1000 Growth | Add +98.0% | 0.63% | +0.27 |
| V Visa Inc. Class A | Add +215.4% | 0.32% | +0.21 |
| VWO Vanguard Ftse Emerging Marke | Add +101.1% | 0.40% | +0.19 |
| ZTS Zoetis Inc. | Add +105.5% | 0.31% | +0.15 |
| BRK.A Berkshire Hathaway Inc. Class A | Add +42.9% | 0.53% | +0.15 |
| DIM Wisdomtree Intl M/C DVD Fund | Add +98.8% | 0.26% | +0.12 |
| HON Honeywell International Inc. | Add +109.3% | 0.18% | +0.08 |
| IWR iShares Russell Mid-Cap ETF | Add +15.7% | 0.93% | +0.07 |
| WEC WEC Energy Group Inc. | Add +100.2% | 0.09% | +0.05 |
| WM Waste Management Inc. | Add +217.2% | 0.06% | +0.04 |
| TCAF T Rowe PRC Cap Appreciation | Add +20.3% | 0.41% | +0.03 |
| XYL Xylem Inc. | Add +99.8% | 0.08% | +0.03 |
| DFAC Dimensional US Core Equity 2 | Add +41.6% | 0.14% | +0.03 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +100.6% | 0.07% | +0.03 |
| VNQ Vanguard Real Estate ETF | Add +97.3% | 0.06% | +0.03 |
| YUM Yum! Brands Inc. | Add +113.9% | 0.06% | +0.03 |
| RTX RTX Corp. | Add +0.3% | 0.70% | +0.03 |
| VONV Vanguard Russell 1000 Value | Add +100.0% | 0.05% | +0.02 |
| WTW Willis Towers Watson PLC | Add +105.3% | 0.04% | +0.02 |
| ORCL Oracle Corp. | Add +2.3% | 0.38% | +0.02 |
| VGT Vanguard Info Tech ETF | Add +100.6% | 0.05% | +0.02 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +128.7% | 0.04% | +0.02 |
| DCOR Dimensional US Core Eq 1 ETF | New | 0.02% | +0.02 |
| DLN Wisdomtree US Largecap Divid | Add +100.0% | 0.04% | +0.02 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Add +31.6% | 0.07% | +0.02 |
| ESGV Vanguard ESG US Stock ETF | Add +100.4% | 0.04% | +0.02 |
| WFC Wells Fargo & Co. | Add +111.1% | 0.04% | +0.02 |
| AON Aon PLC Class A | Add +62.6% | 0.04% | +0.02 |
| VRRM Verra Mobility Corp. | New | 0.01% | +0.01 |
| ACN Accenture PLC Class A | Add +1.9% | 0.70% | +0.01 |
| HD Home Depot Inc. | Add +2.4% | 0.40% | +0.01 |
| GRID First TRST Nasd Class Edg Sgiif | New | 0.01% | +0.01 |
| CGBL Cap Group Core Balanced | New | 0.01% | +0.01 |
| AOM iShares Core 40/60 Moderate | New | 0.01% | +0.01 |
| WMB Williams Cos Inc. | Add +127.1% | 0.02% | +0.01 |
| ADMA Adma Biologics Inc. | New | 0.01% | +0.01 |
| WELL Welltower Inc. | Add +100.2% | 0.02% | +0.01 |
| ZBRA Zebra Technologies Corp. Class A | Add +100.0% | 0.02% | +0.01 |
| YUMC Yum China Holdings Inc. | Add +90.0% | 0.02% | +0.01 |
| ARCC Ares Capital Corp. | Add +32.5% | 0.09% | +0.01 |
| RSP Invesco S&P 500 Equal Weight | Add +83.0% | 0.03% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 529 | $6.4B | BRK.B, AAPL, MOAT, IJR, GOOG |
| Q1 2026 | 517 | $6.2B | BRK.B, MOAT, AAPL, IJR, MSFT |
| Q4 2025 | 485 | $4.9B | BRK.B, AAPL, MOAT, GOOG, MSFT |
| Q3 2025 | 554 | $5.6B | BRK.B, AAPL, MOAT, IJR, MSFT |
| Q2 2025 | 536 | $5.1B | BRK.B, MOAT, AAPL, MSFT, IJR |
| Q1 2025 | 592 | $5.2B | BRK.B, AAPL, MOAT, ITOT, IJR |
| Q4 2024 | 596 | $5.0B | BRK.B, MOAT, AAPL, IJR, IVV |
| Q3 2024 | 593 | $5.2B | BRK.B, AAPL, MOAT, IJR, VYM |
| Q2 2024Amended | 508 | $4.4B | BRK.B, AAPL, MOAT, IJR, MSFT |
| Q1 2024Amended | 522 | $4.4B | BRK.B, MOAT, AAPL, IJR, MSFT |